T. LANE WILSON, Magistrate Judge.
Plaintiff Osvaldo Garcia seeks judicial review of the decision of the Commissioner of the Social Security Administration denying his claims for disability insurance benefits under Titles II and XVI of the Social Security Act ("SSA"), 42 U.S.C. §§ 416(i), 423, and 1382c(a)(3). In accordance with 28 U.S.C. § 636(c)(1) & (3), the parties have consented to proceed before a United States Magistrate Judge. (Dkt. 11). Any appeal of this decision will be directly to the Tenth Circuit Court of Appeals.
Plaintiff argues: (1) that the ALJ's refusal to order requested literacy testing was "contrary to law and not supported by substantial evidence"; and (2) that "the ALJ's finding regarding [plaintiff's] educational level was not supported by substantial evidence given Dr. Vaught's test results." (Dkt. 17).
In reviewing a decision of the Commissioner, the Court is limited to determining whether the Commissioner has applied the correct legal standards and whether the decision is supported by substantial evidence.
Plaintiff, then a forty-five-year-old male, protectively filed applications for Titles II and XVI benefits on July 21, 2012. (R. 210). Plaintiff alleged a disability onset date of February 27, 2011. (R. 209). Plaintiff's claims for benefits were denied initially on November 7, 2012, and on reconsideration on March 8, 2013. (R. 100-01, 129-37; 103-04, 142-47). Plaintiff requested a hearing before an administrative law judge ("ALJ"), and the ALJ held the hearing on October 15, 2013. (R. 26-72). The ALJ issued a decision on December 19, 2013, denying benefits and finding plaintiff not disabled. (R. 7-25). The Appeals Council denied review, and plaintiff appealed. (R. 1-5; dkt. 2).
Plaintiff's second argument is dispositive; therefore, the Court will limit its decision to that issue.
In his decision, the ALJ found that plaintiff had a "marginal education," (R. 20), defined in the regulations as "ability in reasoning, arithmetic, and language skills which are needed to do simple, unskilled types of jobs," and "generally consider[ed] [as] formal schooling at a 6th grade level or less." 20 C.F.R. §§ 404.1564(b)(2), 416.964(b)(2). The ALJ then asked the vocational expert to assume for purposes of the ALJ's hypothetical that plaintiff had "an eighth grade education in Mexico, a poor ability to read, a poor ability to write[,] and a poor ability to use numbers." (R. 65, 67). Based on this assumption, the vocational expert testified that there are jobs in the national economy which plaintiff can perform.
However, it is unclear to the Court how the ALJ reached his conclusion regarding plaintiff's educational level. The only direct evidence available to the ALJ on this issue was plaintiff's testimony that he cannot read or write English and that he attended school through the 8th grade
The next question is whether the additional evidence presented by plaintiff to the Appeals Council is substantial evidence that plaintiff had a "marginal education." After receiving the ALJ's unfavorable decision, plaintiff's attorney sent him for literacy testing on January 31, 2014 with Larry Vaught, Ph.D. at Behavioral Health, Inc. (R. 637-38). Because Dr. Vaught's Medical Source Statement was submitted to and accepted by the Appeals Council, it is considered a part of the record.
Dr. Vaught's opinion, which is not contradicted in the record, could possibly be read to support a marginal education level (ability to read at a second grade level and spell at a kindergarten level), but it more likely supports a finding of illiteracy.
For the foregoing reasons, the ALJ's decision finding plaintiff not disabled is
SO ORDERED.