CHRISTINE M. ARGUELLO, District Judge.
This matter comes before the Court on Defendants' Motion to Dismiss (Doc. # 9),
Plaintiff was admitted to Parkview Medical Center on April 27, 2010, for repair of a fractured hip and for rehabilitation. During her stay at Parkview Medical Center, Plaintiff developed a pressure sore on her sacral area. On May 3, 2010, Plaintiff was transferred from Parkview Medical Center to Bent County Healthcare Center for further rehabilitation. Plaintiff alleges that prior to being transferred to Bent County Healthcare Center, a Bent County nurse performed a head-to-toe examination of Plaintiff, revealing the pressure sore and putting Defendants on notice of the sore. Plaintiff further alleges that throughout the duration of her stay at Bent County Healthcare Center, the pressure sore was not monitored, Defendants failed to inform her physician of her condition, and she was not provided with adequate nutrition and hydration. On May 17, 2010, Plaintiff was discharged from Bent County Healthcare Center. At the time of her release, Plaintiff's family brought Plaintiff to her family physician, Dr. Richard Book. Upon examining the pressure sore, Dr. Book ordered the admission of Plaintiff to the hospital where she underwent surgical treatment of the pressure sore, including the removal of her tailbone.
On January 18, 2011, Plaintiff filed a Complaint in this Court alleging that Defendants violated her rights by failing to satisfy the standards of quality of care and resident rights set forth in 42 U.S.C. §§ 1395i-3 and 1396r. (Doc. # 1.)
On February 24, 2011, Defendants filed a Motion to Dismiss for failure to state a claim pursuant to Fed.R.Civ.P. 12(b)(6), arguing that the FNHRA does not confer a private right enforceable under 42 U.S.C. § 1983. (Doc. # 9.) Alternatively, Defendants claim that they are entitled to qualified immunity because Plaintiff is unable to establish that Defendants' alleged actions violated a statutory right that was clearly established at the time of Defendants' unlawful conduct. (Doc. # 9.) On March 16, 2011, Plaintiff responded. (Doc. # 11.) On March 30, 2011, Defendants replied. (Doc. # 13.) These matters are fully briefed and ripe for review.
In reviewing a Rule 12(b)(6) motion to dismiss, a court "accept[s] all the well-pleaded allegations of the complaint as true" and "construe[s] them in the light most favorable to the plaintiff." David v. City & Cnty. of Denver, 101 F.3d 1344, 1352 (10th Cir.1997) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 563, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007)). "The plausibility standard is not akin to a probability requirement, but it asks for more than a sheer possibility that" the alleged claim might have occurred. Ashcroft v.
In evaluating the plausibility of a given claim, the Court "need not accept conclusory allegations" without supporting factual averments. S. Disposal, Inc. v. Tex. Waste Mgmt., 161 F.3d 1259, 1262 (10th Cir.1998). "[T]he tenet that a court must accept as true all of the allegations contained in a complaint is inapplicable to legal conclusions. Threadbare recitals of the elements of a cause of action, supported by mere conclusory statements, do not suffice." Iqbal, 129 S.Ct. at 1949.
In evaluating a Rule 12(b)(6) motion to dismiss, courts may consider not only the complaint itself, but also documents incorporated into the complaint by reference. Tellabs, Inc. v. Makor Issues & Rights, Ltd., 551 U.S. 308, 322, 127 S.Ct. 2499, 168 L.Ed.2d 179 (2007); TMJ Implants, Inc. v. Aetna, Inc., 498 F.3d 1175, 1180 (10th Cir. 2007). Courts may also consider documents attached as exhibits to the complaint. Gee v. Pacheco, 627 F.3d 1178, 1186 (10th Cir.2010).
Defendants seek dismissal of Plaintiff's claim on the grounds that Plaintiff has failed to state a claim for which relief can be granted because the FNHRA and its implementing regulations do not create a private right enforceable under 42 U.S.C. § 1983 ("§ 1983"). Alternatively, Defendants argue that, if the Court finds that the FNHRA does confer an enforceable private right, they are nevertheless entitled to qualified immunity because Plaintiff cannot show that Defendants' alleged actions violated a statutory right that was clearly established at the time of Defendants' unlawful conduct.
Defendants argue that Plaintiff fails to state a claim for which relief can be granted because the FNHRA and its implementing regulations do not create a private right enforceable through a § 1983 action. Plaintiff responds that the FNHRA confers an enforceable individual right because she is an intended beneficiary of the FNHRA and the words of the statute show that Congress unambiguously intended to confer a right.
Pursuant to § 1983, an individual may obtain relief for a violation of a federal statutory or constitutional right against anyone who, under color of state law, deprives that individual of such right. Blessing v. Freestone, 520 U.S. 329, 340, 117 S.Ct. 1353, 137 L.Ed.2d 569 (1997). In order to state a claim for relief under § 1983, Plaintiff bears the burden of establishing that the FNHRA confers upon her an individual federal
Id. at 340-41, 117 S.Ct. 1353. The Supreme Court further revised the first factor of the Blessing test to require a showing that Congress unambiguously intended to confer a private right upon the statute's beneficiaries. Gonzaga Univ. v. Doe, 536 U.S. 273, 280, 122 S.Ct. 2268, 153 L.Ed.2d 309 (2002). Although the Tenth Circuit has not yet decided whether the FNHRA unambiguously confers individual rights, it has given direction to this court that: "[a]fter Gonzaga, an enforceable private right exists only if the statute contains nothing `short of an unambiguously conferred right' and not merely a vague benefit or interest." Mandy R., ex rel. Mr. and Mrs. R. v. Owens, 464 F.3d 1139, 1147 (10th Cir.2006).
For the reasons set forth herein, the Court finds that the FNHRA does not unambiguously create a private right enforceable through a § 1983 action.
In order to determine whether Congress, in passing the FNHRA, unambiguously intended to confer an individual federal right enforceable under 42 U.S.C. § 1983, the Court must examine both the plain language and the enforcement scheme of the FNHRA to determine whether the statute is sufficiently "rights-creating." See Gonzaga, 536 U.S. at 286, 122 S.Ct. 2268.
The inquiry of the Court today is whether Congress unambiguously intended to confer an enforceable right, not just a benefit, on nursing home residents under the FNHRA. There is no question that nursing facility residents receive a benefit that naturally flows from the requirement that nursing facilities comply with the FNHRA (which they must do in order to receive Medicaid and Medicare funding). However, merely because Congress intended to
In order to determine whether Congress unambiguously intended to confer an
Under Gonzaga, Congress's intent is ambiguous when a provision focuses on the persons regulated (i.e., the nursing homes), not the persons benefitted (i.e., the nursing home patients), as in this case. Therefore, this Court cannot presume Congress intended to create enforceable rights as the Supreme Court did in regard to Title VII and Title IX.
This Court is aware that in Grammer v. John J. Kane Regional Centers-Glen Hazel, 570 F.3d 520, 529 (3d Cir.2009), the Third Circuit found that, because the FNHRA is "replete with rights-creating language," the FNHRA creates an enforceable individual right. This Court, however, believes that the Third Circuit's decision in Grammer is inconsistent with the strict tests set forth by the Supreme Court in Gonzaga, 536 U.S. at 283, 122 S.Ct. 2268 (requiring that the text have an unmistakable focus on the benefitted class) and Pennhurst, 451 U.S. at 18-20, 101 S.Ct. 1531 (finding no presumption of individual federal rights simply because the statute speaks in terms of rights). The Third Circuit in Grammer asserted that it was "not concerned that the provisions relied upon by the [a]ppellant are phrased in terms of responsibilities imposed on the state or the nursing home." 570 F.3d at 529. However, the phrasing of the statute is exactly what the Supreme Court meant courts to be concerned with when it asserted that "for a statute to create such private rights, its text must be `phrased in terms of persons benefitted.'" Gonzaga, 536 U.S. at 284, 122 S.Ct. 2268 (citing Cannon, 441 U.S. at 692, 99 S.Ct. 1946). As noted in the above discussion, the FNHRA is phrased in terms of responsibilities imposed on the state. This Court believes that the Grammer court incorrectly disregarded the standard set forth by the Supreme Court when it concluded that the FNHRA was phrased in terms of person's benefitted because of the "use of the word `residents' throughout." Grammer, 570 F.3d at 529.
Although the plain language of the FNHRA provisions cited in Plaintiff's Complaint does not unambiguously confer a private right, the Court's analysis is not yet complete. "In expounding a statute, we must not be guided by a single sentence or member of a sentence, but look to the provisions of the whole law, and to its object and policy." Pennhurst, 451 U.S. at 19, 101 S.Ct. 1531 (internal quotation and citations omitted).
The Court finds that the statute, as a whole, does not indicate that Congress unambiguously conferred a private right.
Furthermore, Congress provided two other avenues through which individuals may seek remedies. First, Congress expressly indicated that the enforcement scheme in no way precludes individuals from bringing actions at common law. 42 U.S.C. § 1396r(h)(8). Second, the legislative history, combined with a provision within the FNHRA, indicate that Congress intended individual residents to file complaints with the Secretary instead of bringing individual actions. The legislative history states that "[r]emedies may be invoked on the basis of findings made by either the Secretary or the States ... from investigations of complaints from residents or families." H.R. Rep. 100-391(I), at 472. Additionally, the FNHRA requires nursing facilities to provide notice to residents that they "may file a complaint with a State survey and certification agency respecting resident abuse and neglect and misappropriation of resident property in the facility." 42 U.S.C.
Considering not only the plain language itself but also the provisions cited in Plaintiff's Complaint in the context of the FNHRA as a whole, it is apparent that Congress did not unambiguously intend to confer an enforceable private right on Plaintiff.
In light of this finding, the Court need not address the second two factors of the Blessing test. Additionally, because Plaintiff has failed to state a claim for which relief may be granted, the Court need not decide whether Defendants are entitled to qualified immunity.
Accordingly, IT IS ORDERED THAT: