K. GARY SEBELIUS, Magistrate Judge.
This matter comes before the court upon the Plaintiffs' Motion to Compel Defendants to Respond to Plaintiffs' Second Set of Discovery Requests and Requests for Sanctions. (ECF No. 285.) For the following reasons, this motion is granted in part and denied in part.
This action arises from a failed country music concert in Arkansas, the Thunder on the Mountain ("Thunder") music festival. Plaintiffs allege that they entered into a joint venture with the defendants to own and produce the music festival. Plaintiffs contend that defendants reneged on the agreement, which forced plaintiffs to cancel the festival. Defendants assert counterclaims against plaintiffs, seeking declaratory judgments establishing the rights of the parties and recovery from the plaintiffs under the theories of breach of contract, promissory estoppel, and unjust enrichment.
Plaintiffs propounded their second set of interrogatories to defendants on August 6, 2018,
On October 11, 2018, Plaintiffs filed the instant motion to compel.
After the modifications of their discovery requests in their reply, plaintiffs seek an order from this compelling the defendants to produce documents responsive to requests 14, 20, 22, 23, and 25-27 of their second request for production of documents. Plaintiffs seek organizational charts from defendants, materials the defendants created for investors and KAABOO related to Thunder, and files related to the employment of anticipated witnesses disclosed by either party. In response to the document production requests, defendants objected, both in general and in specific objections, that a variety of principles of immunity privileged or otherwise protected the documents sought by plaintiffs, that the requests themselves were irrelevant to the plaintiffs' claims, redundant, unduly burdensome, ambiguous, overbroad, annoying, and harassing, and that the requests went outside the scope of discovery as determined by this court. Defendants general objections and the individual document production requests are discussed below.
The court first turns to defendants' generic and boilerplate objections to plaintiffs' discovery requests. Defendants assert a variety of generic and specific objections and included a "general objections" section in their response to plaintiffs' document requests. In their motion to compel, plaintiffs argue that this court should disregard defendants' general objections as the District of Kansas consistently deems general objections to be overbroad, hypothetical, or otherwise insufficient. Defendants respond by arguing that, if they demonstrate the applicability of the general objections to the specific discovery requests, the district court must consider the objections.
In the District of Kansas, "general objections are considered `overly broad and worthless unless the objections are substantiated with detailed explanations.'"
In this case, defendants began their initial response to plaintiffs' document production requests with a five-page section labeled "General Objections" in which the defendants list a vast variety of objections to all 33 of the plaintiffs' request.
As a general matter, "parties may obtain discovery regarding any nonprivileged matter that is relevant to any party's claim or defense and proportional to the needs of the case . . . ."
In a motion to compel, the moving party need only file the motion and draw the court's attention to the relief sought.
Following the plaintiffs' modifications in their reply brief, the plaintiffs, in production requests 14, 22, and 23, are now seeking communications between the plaintiffs and investors that refer to plaintiffs, plaintiffs' music festivals, or Thunder specifically, and any marketing materials produced by defendants for KAABOO that refer or relate to plaintiffs or plaintiffs' music festivals.
Two of these three discovery requests seek information that does not appear relevant on its face. In requests 22 and 23 plaintiffs seek, limited to the documents relevant to plaintiffs or Thunder, communications with KAABOO's potential investors and marketing materials defendants produced for KAABOO. As this court has noted in prior orders, KAABOO is a separate entity with separate music festival interests. On the face of the requests, it is not clear how communications with potential KAABOO investors or marketing produced for KAABOO, even limited to communications relevant to plaintiffs or Thunder, would bear on plaintiffs' claims.
In their opening brief, plaintiffs only argue that defendants produced "investment opportunity packets" and may have delivered these to unspecified investors. Neither the plaintiffs' brief nor its reply specify if or how KAABOO relates to these investment packets. Plaintiffs offer no explanation about how the KAABOO interactions are relevant to their claims, and instead, plaintiffs merely assert that if such interactions exist they would "directly contradict Defendants' claim that they had little involvement in Thunder." Such an assertion is insufficient to demonstrate the relevance of the requested documents to plaintiffs' claims. Therefore, the defendants' relevance objections are sustained, and plaintiffs' motion to compel is denied as to requests 22 and 23.
Request No. 14 seeks facially relevant documents. This request seeks defendants' communications with its investors about whether to enter into an agreement for Thunder. Among the issues raised in this case is whether the parties entered into a contract or other form of business arrangement and how the parties understood the nature of that relationship. Documents related to defendants' conversations with its investors related to the plaintiffs or Thunder, should they exist, could potentially be relevant to revealing defendants' understanding of the nature of its relationship with the plaintiffs.
In their response brief, defendants contend that this discovery request goes beyond the scope of discovery as limited by prior orders. The court disagrees. Defendants cite the court's June 20, 2018 order granting in part and denying in part plaintiffs' motion to compel discovery. Specifically, defendants cite to the court's determination that an interrogatory seeking the identity of all of defendants' investors over the last ten years was not facially relevant and that the plaintiffs, at the time, had failed to demonstrate how "investors' knowledge and complaints about similar transactions" could ever be relevant. Request 14, however, is substantially narrower than the discovery request at issue in the June 20 order.
Defendants objected to plaintiffs' request 14 on multiple grounds, including that the request was overbroad. In their initial motion, plaintiffs note that they are seeking defendants' communication with their investors after learning that defendants had created some investment proposal documents, though the parties disagree about the ultimate audience for these documents. Defendants assert that they have already provided the investment proposal documents and imply that any additional discovery would be cumulative or duplicative. However, defendants' brief is unclear whether they are maintaining the objection on overbroad grounds or instead asserting some other objection. Regardless, the court construes the defendants' argument as an overbroad objection.
Defendants arguments against production are not persuasive. Defendants must state "with specificity the grounds for objecting to the request, including the reasons."
Furthermore, the court notes that the defendants vigorously argued the documents are not, in fact, responsive to the plaintiffs' discovery request. Thus, by the defendants' own argument, they have yet to provide any responsive material, and there could be additional documents not yet produced that would respond to this request. The court is not convinced that additional discovery in response to request 14 would be overbroad. Thus, the defendants' objection is overruled. As the request does not violate any prior order of the court, and as defendants have failed to articulate a sufficient reason to resist discovery, the defendants are ordered to comply with request 14.
As modified by plaintiffs' reply brief, request 20 now seeks: "[o]rganizational charts reflecting owners, executives and/or employees of Madison, Horsepower from January 2014 to present." Defendants argue that the organizational charts are irrelevant to the case, as plaintiffs "certainly know who they negotiated with in connection with Thunder." Defendants additionally assert that plaintiffs have already deposed many of their executives and owners and imply plaintiffs request is redundant or unnecessary.
Plaintiffs' request seeks information that does not appear relevant to the claims or defenses in this case. In the motion, plaintiffs imply that defendants have moved assets and employees to other related entities such as KAABOO, and thus, the plaintiffs must obtain organizational charts to attempt to determine the issues of liability and damages. However, as the plaintiffs have eliminated the related entities language from their request, the court is unclear how defendants' organizational charts reveal anything related to moving assets. If anything, it appears this information would bear on a claim to pierce the corporate veil. However, as this court noted in a protective order filed July 13, 2018, there is no claim for piercing the corporate veil in this case, so discovery related to this issue is not relevant to claims or defenses pled. Therefore, the court sustains defendants' relevance objection. Defendants' relevance objection is sustained and plaintiffs' motion to compel is denied as to Request No. 20.
Following their reply, plaintiffs' request 25 now seeks, "[a]ll contracts, agreements, and/or drafts thereof by and between Defendants and Suzanne Land regarding performing consulting work for Defendants, as well as all emails and other documents relating thereto." Defendants respond by arguing that the actual contracts are irrelevant to the claims and defenses in this case.
Plaintiffs have failed to demonstrate the relevance of the documents related to Land's employment. In their brief, plaintiffs note they seek production of multiple documents drafted by or referencing Land,
Plaintiffs seek production of all personnel files and employment contracts and/or agreements between the defendants and anyone who appears on either the plaintiffs' or the defendants' initial disclosures, supplemental disclosures, or witness lists. Plaintiffs seek these documents as they believe some witnesses are hesitant to answer questions due to confidentiality agreements with the defendants. In response, defendants argue that such discovery is irrelevant to the claims and defenses in this case and imposes an undue burden on the defendants and ignores a prior order of this court.
Plaintiffs are not entitled to this discovery. In its June 20 order, the court determined that plaintiffs' document request, which sought "personnel files of individuals that have been employed by Defendants and/or related entities after working for Plaintiffs and/or related entities," was overbroad and lacked relevance to the claims or defenses in the case. At the same time, the court noted that a "more narrowly tailored" request would be allowed.
Rather than narrowing their request, plaintiffs appear to greatly expand the scope of the documents they seek in requests 26 and 27. Plaintiffs now seek employment contracts or agreements in addition to personnel files for defendants' employees. While the plaintiffs limit this scope to only individuals appearing on the parties' initial and supplemental disclosures and the parties' witness lists, this limit is merely theoretical. If the court grants this motion as to requests 26 and 27, the plaintiffs could access the records for any of defendants' employees by adding the employee's name to a supplemental disclosure or to the plaintiffs' witness list.
Likewise, the plaintiffs have failed to demonstrate how the requested documents are relevant in this case. Plaintiffs never, in their initial brief or in their reply, indicate that any deponent has refused to answer questions based on a binding confidentiality agreement. Plaintiff merely notes the existence of such agreements, as it discovered during multiple depositions. Plaintiffs' imply that the witnesses are "afraid to criticize a party," without providing any justification or indication of such fear. This speculation, without more factual support, is insufficient to demonstrate the relevance of such broad discovery, especially considering the Court's prior guidance. Therefore, the plaintiffs' request for documents responsive to requests 26 and 27 is denied.
Finally, both parties request sanctions and vehemently contend the other party is at fault for the delay in this case. Plaintiffs argue that defendants have "demonstrated a pattern and practice of evading discovery" and need a clear order from the court to avoid future misconduct. Defendants counter by arguing that plaintiffs' disregard of prior court orders and plaintiffs' misleading statements of the facts of the case warrant monetary sanctions levied against the plaintiffs.
Sanctions are not warranted in this case. A party may move for sanctions during discovery if the nonmoving party improperly resisted disclosure of otherwise discoverable material or failed to comply with a court order.
Accordingly,