JANET BOND ARTERTON, District Judge.
Through her parents and next friends William K. Bass ("Mr. Bass") and Nina B. Bass ("Dr. Bass"), Plaintiff Tatum Bass ("Plaintiff" or "Tatum") brings suit against her former high school, Miss Porter's School ("Porter's"), and its Head of School, Katherine Windsor, alleging that for their decision to expel her and their conduct leading up to that decision, Defendants are liable for breach of express contract, breach of implied contract, negligent and intentional infliction of emotional distress, and breach of fiduciary duty. In addition to damages, Plaintiff seeks declaratory relief stating that Defendants are liable as claimed, and seeks injunctive relief requiring Defendants to issue her a high school diploma. Defendants have filed a motion for summary judgment on all claims,
Taken in the light most favorable to the nonmoving Plaintiff,
Tatum is an undergraduate student at Tulane University. She earned her high school diploma at Beaufort Academy in Beaufort, South Carolina, in 2009. Until the second semester of her senior year of high school, she had been a student at Porter's, a private girls—only high school in Farmington, Connecticut, but was expelled on November 19, 2008. This suit arises out of the events leading to her expulsion.
On July 1, 2008, Windsor became Head of School at Porter's, a position invested with substantial authority over the school's policies and practices. Porter's published at least three documents setting forth policies and practices: a Student Handbook (the "Handbook"), a Faculty Handbook (the "Faculty Manual"), and the School Curriculum Guide (the "Curriculum Guide"). Plaintiff relies on the Handbook for her claims.
The Student Honor Code on the front cover of the Handbook states:
In her introductory welcome letter within the Handbook, Windsor states:
The Handbook contains a section called "Major School Rules." This section states that Porter's "is a no-use campus" as to "alcoholic beverages or illegal or controlled drugs of any kind (including tobacco)," and provides that "[v]iolations of the drug, alcohol and tobacco rules will result in suspension and may be grounds for dismissal." Also within the Major School Rules section, as to "Academic Integrity," the Handbook states that a student's "First Offense" includes the following consequences: parental notification; suspension; failing grade on assignment; potential obligation to redo the assignment; and
Finally, as to Academic Integrity, the Handbook provides that "[t]he final decision concerning each situation lies with the Head of School." Also within this section, the Handbook provides:
In a section titled "Discipline," the Handbook provides:
The Handbook's Discipline section goes on to state:
In a section titled "Support Personnel, Procedures, & Services," the Handbook states:
In her junior year, Tatum was elected to the position of Head of Student Activities, also known as Student Activities Coordinator ("SAC"). It was her responsibility in this position "to work with the director of student activities to provide and organize all the social activities of the school, whether. . . at the school or in cooperation with other schools," including Porter's's annual prom. As SAC, Tatum was a member of the Heads of School, also known as the Nova Nine. The Nova Nine are the Porter's students' "senior leadership forum" and meet weekly with the Dean of Students, who was Laura Jalinskas. Tatum's advisor for her first three years at Porter's was Burch Ford, who was Head of School until retiring in July 2008, after which Windsor became Head of School. Upon Ford's retirement, Tatum chose to have Porter's Associate Head of School Laura Danforth serve as her advisor for her senior year. In her senior year, Tatum lived in Colony dorm, whose House Director was Kim Pourmaleki.
In a change from past practice, administrators from Porter's and other area private schools decided to hold a multi-school prom (the "Consortium Prom") during the 2008-2009 school year, and in May 2008 Porter's Associate Dean of Students Vera Polacek told Tatum of this decision. At the beginning of her senior year, on September 19, 2008, Tatum heard a rumor from students at Avon Old Farms School ("Avon"), a nearby private boys-only high school, that Avon would not participate in the Consortium Prom. Plaintiff met and discussed with Polacek how to deal with the rumor, and Tatum told Polacek that Avon's withdrawal would cause problems.
Although Plaintiff never used the words "bully" or "harass," she reported in a September 25th meeting with Windsor and Danforth, during which she was distraught, that some girls had been disrespectful to her. Tatum began crying during the meeting when she reported that girls had been making fun of her for her attention deficit disorder ("ADD"). According to Tatum, Windsor and Danforth told her that "girls will be girls" and that she should "ignore it and let it roll off [her] back." At the end of the meeting the two women hugged Tatum and told her to come back if she needed anything more from them.
The next morning, September 26th, Dr. Bass met with Windsor and Danforth to discuss the prom and other issues. Dr. Bass had learned from Pourmaleki on September 23d about the incidents with Tatum earlier that day; on September 25th Pourmaleki reported to Dr. Bass that she had attempted to report the September 23d incident to Danforth, Polacek, or Jalinskas. Later on September 25th Dr. Bass, who was in Farmington, picked up Tatum and brought Tatum to her hotel room, whereupon Tatum began crying. Dr. Bass went the next morning to see Windsor, and she spoke with Danforth and Windsor about the retard name-calling incident and public disclosure of Tatum's ADD. Dr. Bass called the parents of at least one of the girls who had called Tatum a retard. Later on September 26th, Plaintiff participated in a skit parodying Porter's administrators; Plaintiff portrayed Ford and her performance was well received.
On September 30th, while Tatum studied in a common area of Colony Dorm, a number of students approached her about the Consortium Prom. Some voiced support, but many were opposed, and Tatum "felt attacked and blamed for organizing the prom." On October 1st Tatum communicated to Polacek, Pourmaleki, and Windsor that the girls opposed to the Consortium Prom had been "extremely rude, inconsiderate and unappreciative" of her work for them. She also e-mailed Polacek separately, stating that she "really need[s] some support" because "[a]ll of the girls are complaining and freaking out" about Avon's rumored withdrawal even though she is "doing as much as [she] can as a student." In an e-mail dated October 2d Tatum's friend expressed concern to Tatum that "anti-Tatum sentiment" could "explode[ ]" on campus.
Danforth also required the junior and senior classes to hold a vote regarding the Consortium Prom. The Nova Nine supervised this vote a week later, on October 10th; a majority favored the Consortium Prom. At least one senior, H.S., began circulating a petition for a re-vote with seniors' votes counted twice as heavily as juniors' votes; but she eventually abandoned plans to petition for a re-vote. Tatum learned of this petition on October 16th, and it confirmed for her that some girls were still opposed to the Consortium Prom.
On October 9th, the day before the vote, Tatum withdrew from her sports class to avoid additional confrontation with other girls regarding the Consortium Prom. Dr. Bass told Danforth about Tatum's distress. After the vote, on October 13th, Tatum went to the Student Health Center because she was having difficulty sleeping; she told the nurse on duty that she was having difficulty sleeping in her dorm, had problems with girls, and was stressed out and anxious. No record exists of Tatum's October 13th visit despite then-Director of Counseling Katherine Barron's testimony that it is common for girls to sleep in the infirmary.
Also in September 2008, a rumor arose that Tatum had misallocated some of the senior class's funds. Nova Nine member and Student Head of School A.T. investigated, located bank records, established that Tatum had not misallocated any money, and announced the results of her investigation to the senior class.
On October 23d, Tatum sought out Danforth's support. She and Danforth cooked dinner together that night, and Tatum began crying as she spoke with Danforth, and expressed her nervousness about an upcoming AP Art History test. Tatum planned to meet with Danforth again the next day. In an October 24th e-mail exchange, Tatum sought to make an appointment to meet with Danforth, who said she would be available in the afternoon. Danforth also advised Tatum to stop talking about her AP Art History grades with AP Art History teacher Sarah Quinn since "a B+ is right where [she] should be," and advised Tatum "to let this go" because she would otherwise risk "get[ting] caught up in being disrespectful." Quinn and Danforth expressed concern about Tatum's too-deep interest in her art history grade. Danforth was too busy to meet with Tatum later on the 24th.
On October 27, 2008, Plaintiff had to take the AP Art History test. She had created type-written notes to study for the test. The first half of the test was related to visual slides, and for the second half Tatum had to go to a different room. (Her ADD entitled her to extra time to complete the exam.) In moving from one room to the other, Tatum accessed her notes and brought them into the second room, where she used them to cheat on the second half of the test. Quinn came in and saw Tatum's notes but did not discuss the matter with Tatum. Immediately after
Defendants assert that the three-day suspension is always, as a matter of policy, served off-campus; the Student Handbook provides that suspension is only one of a number of possible disciplinary measures for violation of a major rule (such as academic integrity), and that suspension may be "in-school" or off-campus. Under Porter's policy, Tatum also had to relinquish her SAC and Nova Nine positions. It was too late in the day to make travel arrangements for Tatum to leave Farmington, so Tatum stayed in Pourmaleki's personal residence. Pourmaleki informed Dr. Bass of the plan. Dr. Bass discussed with Windsor the idea of Tatum's withdrawing from Porter's to avoid acknowledging what had happened; Windsor suggested that would not be a good idea.
Tatum had submitted her college application to Vanderbilt University—her top choice for college—just a few days before the cheating incident, and had reported on her application that she had not been subject to academic discipline. Porter's personnel offered assistance to Plaintiff in reporting her misconduct to the universities to which she had applied, including a letter of support from Quinn.
After spending the night at Pourmaleki's residence, Tatum flew to Nashville, Tennessee rather than back to South Carolina, because she wanted to go directly to Vanderbilt. She had attended a summer program at Vanderbilt the previous summer (Summer 2008) and had obtained letters of recommendation for college admission from two Vanderbilt professors. In light of her cheating and suspension, Tatum wanted to inform these professors personally and give them the opportunity to withdraw their support of her college applications. Dr. Bass discussed Tatum's plans at Vanderbilt with Ford and Schmitt, and asked Schmitt to make an appointment for the Basses at Vanderbilt's admissions office. Dr. Bass denies that she ever gave Schmitt permission to disclose the reason for the Basses' desired appointments. Late on October 27th, Schmitt e-mailed Vanderbilt admissions office staff member Ken Shows; on the morning of October 28th she e-mailed another Vanderbilt admissions office staff member, John Gaines. In those e-mails Schmitt disclosed that Tatum had cheated on a test and wanted to discuss it personally with the admissions office. Plaintiff e-mailed Schmitt to thank her for helping her. Vanderbilt denied Tatum's application; Gaines avers that Tatum's cheating incident was immaterial to the committee's consideration of her application, and that she was denied admission because her academic credentials were not strong enough.
Tatum's three-day suspension ended on October 30th; she was expected back in class on October 31st, but she did not return to class until November 6th. In the meantime, on October 28th, and notwith
Just after midnight, Windsor e-mailed back to Mr. Bass to reject Mr. Bass's request to change the tuition payments to reflect Tatum's day-student status; to state that all communication go through her; to disagree that Porter's administrators had been unresponsive to Tatum's troubles; to confirm that only Tatum will inform the colleges of the suspension; and otherwise to reject Mr. Bass's requests or to reiterate what she had previously written.
On November 5th, Mr. Bass wrote to Windsor to inform her that Tatum would return to classes the next day, November 6th. On the 5th, Danforth set up a schedule for the Basses to meet with many Porter's personnel on the 6th. On November 6th, Alyce Alfano, who by then had become the Basses' attorney, wrote to Windsor to ask for "a complete copy of Tatum's educational records." On November 10th, Windsor wrote to Mr. Bass to "check in" regarding Tatum's transition to day-student status. At some point on the 10th, the Basses' new attorney, Karen Stansbury, sent Porter's a 25-item list of "Plaintiffs' Demands for Settlement," including Porter's's authorization of "an independent study curriculum for Tatum" that would be "[r]etroactive to Monday, October 27, 2008," as well as that "[Porter's] will close Tatum's school email account." Porter's disabled Tatum's access to her Porter's e-mail account, perhaps on November 11th but certainly by November 12th. On November 11th, Windsor informed some Porter's personnel that the Basses "have begun legal action against the school," and Windsor then required all communication with the Basses to go through her. The same day, Dr. Bass wrote to Porter's Nursing Director Diane Foley to advise her that "she was placing
The next day, November 12th, Jeffrey Mirman, Porter's's counsel, rejected the Basses' demands, rejected as improper Dr. Bass's stated intent to unilaterally place Tatum on a medical leave of absence, and proposed a counteroffer under which Tatum would continue attending classes and would earn an Porter's diploma the following Spring; the Basses would be obligated to continue paying tuition to Porter's whether or not Tatum continued classes there; and that "Tatum [would] be required to honor the contract she signed and the [Porter's] Code of Conduct." Also on November 12th, Tatum's pediatrician in Georgia, Stephen H. Smith, called Foley, who explained to Smith that "in order to consider placing Tatum on a medical leave, Porter's required a letter making such a request from a qualified medical health professional" as well as "a medical and psychiatric evaluation, including full access to both physicians." Smith faxed a letter to Porter's recommending Tatum's "absence from [Porter's] for medical reasons" but not including any report of any medical or psychiatric evaluation by Smith. In the meantime, the tone of communication between Mirman and Stansbury devolved, and on November 12th Mirman wrote Stansbury a letter stating that Dr. Bass's "merely . . . informing the School that the student has been placed on [medical leave] status" does not accomplish a bona fide "[m]edical leave of absence."
The next day, November 13th, Mirman again wrote to Stansbury, this time to request additional information before Porter's could "begin the review necessary to place Tatum on medical leave," including "[a] report from a physician who has examined and evaluated Tatum." In the meantime, Mirman stated, Tatum's absence from Porter's was unexcused. On Saturday, November 15th, Yale Child Study Center Assistant Clinical Professor C. Preston Wiles wrote a letter to the Basses stating that he evaluated Tatum and recommended that "she be placed on medical leave from [Porter's]"; Dr. Bass hand-delivered the letter to Foley the
On November 17th, Danforth wrote a report to Jalinskas that stated the following facts. On November 12th, Danforth and Jalinskas apparently spoke to the senior class regarding Tatum's stepping down from the Nova Nine. After their presentation, a student, H.S., came to Danforth to ask if Tatum had to step down for violating the alcohol policy. During this conversation H.S. told Danforth that in late September "Tatum Bass was very drunk, throwing up and needing assistance. [Two students] got Tatum upstairs to her dorm room and apparently stayed with her through most of the evening. [H.S.] reported that Tatum threw up several times due to alcohol consumption. [¶] Several days following the senior class meeting, several students were under the impression that Tatum was disciplined for the particular evening for alcohol consumption and were upset with the school that she did not go through regular disciplinary action." Tatum admits the substantive facts of her drunkenness and vomiting in late September 2008.
On November 18th, Windsor wrote to the Basses to inform them that she had expelled Tatum:
Windsor offered to permit Tatum to withdraw rather than be expelled, conditioned on the Basses' executing a release. The Basses asked for and obtained a one-day extension in which to consider Windsor's offer, but they then refused, and Windsor informed them on November 19, 2008 that Tatum had been expelled.
At her deposition, Windsor testified that she decided to expel Tatum because it became clear that the Basses were not going to work with her to find "an acceptable solution for" Tatum; that "[i]n the meantime" Windsor learned of Tatum's "drinking incident which broke major, multiple major school rules" that would have to be processed; that the Basses kept informing her of inconsistent intentions; and that the relationship between Porter's and the Basses had broken down.
Plaintiff filed suit seven days later, on November 26, 2008.
"Summary judgment is appropriate where, construing all evidence in the light most favorable to the non-moving party," Pabon v. Wright, 459 F.3d 241, 247 (2d Cir.2006), "the pleadings, the discovery and disclosure materials on file, and any affidavits show that there is no genuine issue as to any material fact and that the
In Gupta v. New Britain General Hospital, 239 Conn. 574, 687 A.2d 111 (1996), the Connecticut Supreme Court held that educational-malpractice claims, whether sounding in tort or contract, are not permitted under state law. Gupta set forth two exceptions to this rule, each of which are based on the premise that "an educational institution does not have license to act arbitrarily, capriciously, or in bad faith." The first exception is for any "substantial departure from academic norms," which "may implicate due process."
The Connecticut Appellate Court has recently observed that
Burns v. Quinnipiac Univ., 120 Conn.App. 311, 320-21, 991 A.2d 666 at (2010) (quoting Johnson, 119 F.Supp.2d at 93); internal quotations omitted; alterations in Burns
Among "the general principles governing the construction of contracts" are that
Remillard v. Remillard, 297 Conn. 345, 352-53, 999 A.2d 713 (2010) (internal alterations and quotations omitted).
Plaintiff's first claim is that when Schmitt e-mailed Vanderbilt admissions officers Gaines and Shows and informed them that Tatum had cheated on the AP Art History test, Porter's breached the "First Offense" provision of the "Academic Integrity" section of the Handbook's "Major School Rules" chapter. That provision specifies that "[i]f [Porter's] is asked directly about a student's disciplinary experience, [Porter's] will verify only that a suspension has occurred; requests for details will be referred to the student concerned."
By its terms this provision governs only those circumstances in which a college has requested disciplinary-experience information from Porter's, which was undisputedly not what happened in this case. To the extent that the Handbook's Academic Integrity section includes any "specific, identifiable promise" by Porter's not to disclose a student's disciplinary record, that promise applies only to Porter's's response to a request for such information. That promise is inapplicable to Schmitt's e-mails to Gaines and Shows because Schmitt's e-mails were not prompted by any request by them or Vanderbilt for any information, and therefore even assuming arguendo that the Handbook language on which Plaintiff relies shows a "specific, identifiable promise," the record does not show that promise to be applicable here.
However, as Plaintiff points out, a different section of the Handbook notes that it is a student's "responsibility" to respond honestly to college applications' queries "about disciplinary infractions," and that section, captioned "Reports to Colleges" and falling within the "Discipline" chapter of the Handbook, goes on to state that "[d]isciplinary infractions that occur prior to the submission of secondary school report forms are considered internal matters, and [Porter's] will not comment on
In this case, a reasonable finder of fact could conclude that by emailing Gaines and Shows, Schmitt—and through her Defendant Porter's—breached a contractual obligation contained in the Handbook. Taken in the light most favorable to Plaintiff, the record shows that Schmitt "comment[ed] on [an] infraction[]" by Tatum without having been "specifically requested to do so." (In addition, the e-mails were sent by Schmitt, not the Head of School, and the record shows that Schmitt sent the e-mails in what she believed to be an attempt to assist Tatum, not discipline her.) Although the record does not define "[t]he administration" of Porter's, a reasonable jury could conclude that Schmitt belonged to Porter's's administration: she was the Director of College Counseling for Porter's; she and her phone number are listed on the first page of the Handbook above those for the Dean of Students and Director of Admissions; and the Porter's Faculty Handbook lists the Director of College Counseling as a member of Porter's's "Administrative Team." In addition, while the record is silent on whether Tatum's cheating on the test "occur[red] prior to the submission of secondary school report forms," in light of the fact that Tatum cheated on October 27th—five days before her early-admission application to Vanderbilt was due (although after she actually submitted the application)—a reasonable finder of fact could conclude that she cheated on the test before Porter's submitted any "secondary school report forms" to Vanderbilt. Together, these reasonable inferences and findings would support a conclusion that by e-mailing Gaines and Shows and telling them that Tatum cheated on her AP Art History test, Schmitt, and through her Defendant Porter's, breached its specific, identifiable promise not to disclose disciplinary infractions occurring prior to submission of secondary school reports.
Therefore, Defendants are not entitled to summary judgment on Count 1.
Relying on the first paragraph of the "Discipline" section of the Handbook, Plaintiff asserts that when Windsor expelled Tatum without "offer[ing] Tatum a reasonable opportunity to present matters in her defense or in mitigation of her conduct in connection with the decision to expel her" (Pl.'s Opp'n at 19), Porter's breached the Handbook, which provides that when a student breaks a major rule, "the Student Council, with a faculty representative, is called to recommend a disciplinary response based on evidence presented by the Dean of Students." Plaintiff's claim must be dismissed. First, this provision of the Handbook is silent as to any opportunity any student would have to present evidence, and in fact contemplates presentation of evidence only by the Dean of Students. The fact that Tatum was not given an opportunity "to present matters in her defense" does not suggest or show any breach of this provision. Moreover, as noted above, the Handbook's Discipline section provides that "[t]he administration may at any time during the school year determine a disciplinary
Plaintiff had no contractual right to present anything to the administration or Student Council as the administration considered what discipline to impose on her. Therefore, Defendants are entitled to summary judgment on any breach-of-contract claim based on her inability to present such matters.
Plaintiff next complains that Porter's's failure to enforce the Handbook's prohibition on "bullying and intimidation" or other "[i]nappropriate conduct" constitutes a breach of the Handbook. This claim must also be rejected. Even assuming that Tatum was subjected to bullying, intimidation, or inappropriate conduct, and further assuming that Porter's personnel were aware of it, the Handbook contains no "specific, identifiable promise" by Porter's to enforce the Handbook, and the language on which Plaintiff relies could be construed, at best, only as a promise by Porter's students to behave appropriately. Plaintiff is also incorrect to draw, from the fact that these behavioral injunctions are found in the "Major School Rules" section of the Handbook, the conclusion that Porter's is contractually obligated to penalize every violation of every Major School Rule (and thus to enforce the Handbook), because the Handbook provides that the Dean of Students must first "consider[]" whether to proceed with any discipline at all, that the Head of School must then approve any recommended discipline, and that in any event "[t]he administration" is vested with final discretion to "determine a disciplinary consequence," if any, for breach of any school rule. The Handbook imposes no requirements or limitations on exercise of this discretion by the Dean of Students or Head of School, or criteria by which such discretion could be judged. The Handbook thus contains no "specific, identifiable promise" by Porter's that it will impose discipline for every major school rule violation or that it will otherwise enforce the Handbook. Because Count 3 incorrectly assumes the contrary, Defendants are entitled to summary judgment on this count.
Plaintiff next asserts that Porter's breached the section of the Handbook that provides that Porter's "must intervene when a physical or emotional illness begins to . . . impact directly on a student, rendering her incapable of meeting her commitments," and specifies that "[i]n such cases, [Porter's] will place the student on a medical leave of absence." Although this Handbook provision is phrased in the imperative—Porter's must intervene and will require a medical leave of absence—it contains no criteria by which to determine when a student is sufficiently "emotional[ly] ill[ ]" to warrant the intervention thereafter described. In the paragraphs
The last provision of the Handbook on which Plaintiff relies is contained in the section titled "Procedure for Medical Leave of Absence," which states that that procedure involves first, a recommendation by the Nursing Director or Director of Counseling to the Dean of Students that a student be placed on a medical leave of absence; second, the Dean of Students informing the student's parents, advisor, house director, and Academic Dean of the conditions of the leave; third, the Academic Dean informing the student's teachers and arranging to ensure that the student can "keep up with her studies"; and fourth, the Dean of Students "writ[ing] to the parents . . . outlining conditions of the leave." The Handbook then addresses the conditions upon which a student may return from a medical leave of absence: the student's "treating physician" first contacts Porter's's "health professional," who informs the Dean of Students "of the student's requested return date and follow-up treatment," after which the Dean of Students, Head of School, and Associate Head of School together "make the final decision regarding the conditions of the student's return to school."
Plaintiff complains that Porter's ignored a request by Dr. Bass that Tatum be placed on a medical leave of absence, and also declined to take into consideration the opinions of Tatum's physician Smith and the Yale clinical professor Wiles in determining whether to place Tatum on a medical leave of absence. This breach-of-contract claim cannot stand because the provisions of the Handbook on which Plaintiff relies—which contemplate Porter's's consideration of a student's physician's recommendations—do not apply unless and until Porter's has already determined, in its discretion, that a student be placed on a medical leave of absence. Moreover, the Handbook, which requires an Porter's staff member's recommendation before any medical leave of absence may be authorized, does not contemplate the scenario at issue in this case, in which a student (or her family) initiates a request for a medical leave of absence. Simply stated, whether or not Porter's personnel acted unfairly in declining to agree to Dr. Bass's request (or Smith's or Wiles's recommendations) that Tatum be given a medical leave of absence, Defendants made no "specific, identifiable promise" to consider such a request—whether or not supported by
Plaintiff also relies on the November 13, 2008 letter from Jeffrey Mirman to Karen Stansbury, which requests information before Porter's could begin a medical leave review, in support of the argument that Porter's had a contractual obligation to consider Dr. Bass's request for medical leave. However, as with the provisions of the Handbook, this letter does not constitute a "specific, identifiable promise" to consider Dr. Bass's medical leave request, but rather identifies those items required for Porter's discretionary determination of any medical leave. Therefore, Defendants are entitled to summary judgment on Count 6.
"An implied contract `depends on actual agreement, and the party charged must have agreed, either by words or action or conduct, to undertake a contractual commitment to the party seeking to enforce such a commitment.' Like an express contract, an implied contract `requires a "meeting of the minds" between the parties.'" Plainville Elec. Prods. Co., Inc. v. Bechtel Bettis, Inc., No. 3:06cv920(SRU), 2009 WL 801639, *12 (D.Conn. Mar. 26, 2009).
The implied promise Plaintiff alleges Porter's to have made is "too imprecise to qualify for consideration as a `specific contractual promise.'" Faigel, 75 Conn. App. at 43, 815 A.2d 140 (quoting Doe v. Yale Univ., 252 Conn. 641, 659, 748 A.2d 834 (2000)). Plaintiff's argument is that "[i]f the Court finds that no express contract existed between the parties, then the relationship must be governed by an implied contract," that "[t]he implied contract is based on the promises contained in the Student Handbook, and Defendants' in loco parentis status," and that "[i]t is unfathomable that a parent would pay for his or her minor child to attend a boarding school far away from home without an implied understanding that the school and its faculty will care for the child's physical and emotional needs while the child is in the school's custody and control." (Pl.'s Opp'n at 30.)
Plaintiff's argument is unavailing for four reasons. First, Plaintiff provides no legal basis for its assumption that if the Court concludes no express contract exists, there must be an enforceable implied contract between the parents and the school. There is no legal requirement that every aspect of Porter's's behavior toward Plaintiff be governed by contractual obligation. Indeed, there is a fundamental inconsistency to Plaintiff's argument that even if the language of the Handbook is non-promissory language giving rise to no express contractual obligations, that same non-promissory language must then give rise to implied contractual obligations.
Second, neither the parties' briefing nor the Court's research reveals any authority for the proposition that either Porter's—the only Defendant against which Count 5 is brought—or its staff members serve in loco parentis to Porter's students. Connecticut's in loco parentis statute applies only to public schools. See Conn. Gen.Stat. § 10-220(a) ("Each local or regional board of education shall maintain good public elementary and secondary schools . . . [and] shall provide an appropriate learning environment for its students"); see generally id. §§ 10-220 & 10-221; Burbank v. Canton Bd. of Educ., No. CV094043192S, 2009 WL 3366272, *10 (Conn.Super.Ct. Sept. 14, 2009) ("If parents choose to enroll their children in the public schools, however, they permit school officials to act in loco parentis for many purposes, `with the power and indeed the duty to inculcate the habits and
Third, Plaintiff's argument overlooks the difference between a parent's "implied understanding" and an "implied contract" between the parent and the school sufficiently specific to give rise to a cognizable cause of action that survives Gupta. Although Plaintiff's parents may have understood otherwise, neither Plaintiff's argument nor the record evidence reflects any meeting of the minds between the Basses and Porter's that Porter's would care for Tatum's "physical and emotional needs" in any particular or specific way. Even if the evidence could show such an agreement, Plaintiff asserts nothing more than a general agreement to care for her, which is not a "specific, identifiable promise" the evidence shows Porter's to have broken.
Finally, Plaintiff argues that the evidence shows that Porter's's breach of the implied agreement occurred when Porter's "fail[ed] to care for Tatum's physical and emotional health while having custody and control over her" after being informed that Tatum was subjected to bullying. (Pl.'s Opp'n at 29-30, 31.) Plaintiff does not explain how her parents' having informed Porter's personnel that she was subjected to bullying forms the basis of a "meeting of the minds" predating that bullying regarding what, specifically, Porter's personnel would do to care for Plaintiff in the event of such bullying. Under Faigel and Gupta, this imprecision is fatal to Plaintiff's implied-contract claim against Porter's.
For these reasons, Defendants are entitled to summary judgment on Count 5.
Defendants argue that the NIED claim "is really just a cleverly disguised claim for educational malpractice," and that because the claim is "that [Porter's] administrators negligently exercised their professional judgment in connection with their interpretation and enforcement of the School's academic, administrative and disciplinary policies[,] [p]ursuant to Gupta, such a negligence claim is not recognized." (Defs.' Mem. Supp. at 28.)
Plaintiff responds that unlike the claims in the cases Defendants cite, her claims "are based on actions taken by Defendants in violation of [Porter's's] own rules, regulations, policies and procedures," including Defendants' failure to process Plaintiff's request for a medical leave of absence; disabling her e-mail access, blocking communication between Plaintiff and her family, Porter's administrators, and teachers;
Plaintiff's arguments are unavailing. Most importantly, while her claim is that Porter's personnel were negligent in their handling of Plaintiff, including after being informed that she was suffering from distress, the Gupta exceptions, which permit claims against educational institutions that "act arbitrarily, capriciously, or in bad faith," Gupta, 239 Conn. at 595, 687 A.2d 111, necessarily exclude negligence theories of liability. See, e.g., id. at 598, 687 A.2d 111 ("Bad faith means more than mere negligence; it involves a dishonest purpose"). In addition, Gupta does not foreclose only claimed breaches of duties to educate. Instead, Gupta holds, more broadly, that a school's "academic decision deserves deference from the courts." Craine v. Trinity College, 259 Conn. 625, 663-64, 791 A.2d 518 (2002) (describing holding of Gupta).
Under Gupta, "[t]he plaintiff bears a heavy burden in proving that [her] dismissal resulted from arbitrary, capricious, or bad faith conduct on the part of the [school]. To prevail, [s]he must show that the [school's] decision had no `discernable rational basis.'" Gupta, 239 Conn. at 596, 687 A.2d 111. Because the Handbook provides that dismissal is warranted upon violation of any Major Rule, and because Plaintiff violated a Major Rule when she consumed alcohol, Porter's's determination to dismiss Plaintiff does not lack a "discernable rational basis."
For these reasons, Defendants are entitled to summary judgment on Count 7.
In Connecticut the tort of intentional infliction of emotional distress ("IIED") is comprised of four elements:
Appleton v. Board of Educ. of Town of Stonington, 254 Conn. 205, 210, 757 A.2d 1059 (2000) (quoting Petyan v. Ellis, 200 Conn. 243, 253, 510 A.2d 1337 (1986)). Whether an actor's conduct is "extreme and outrageous" is an issue for the Court in the first instance and a factual question for the jury "[o]nly where reasonable minds disagree" as to whether "the conduct has been so outrageous in character, and so extreme in degree, as to go beyond all possible bounds of decency, and to be regarded as atrocious, and utterly intolerable in a civilized community." Id. at 210-11, 757 A.2d 1059.
In addition to arguing that the claim is foreclosed by Gupta because it is essentially a challenge to Plaintiff's having been dismissed (see, e.g., Defs.' Reply Mem. at 9), Defendants assert that "there is simply no conduct that could reasonably be considered extreme and outrageous" (Defs.' Mem. Supp. at 34). Plaintiff counters that her
(Opp'n at 35-36 (citing allegations of the complaint).)
Plaintiff's arguments are unavailing. As an initial matter, Plaintiff relies on the facts alleged in her unverified complaint rather than those supported by the record, as required by Rule 56 as grounds to deny summary judgment. In any event, neither the facts alleged nor the facts in the record reflect outrageous conduct or suggest any intent to inflict emotional distress on Tatum. Windsor's requiring that Tatum immediately leave campus is not only not outrageous, but it is consistent with the Student Handbook, which provides that one possible disciplinary consequence of a violation of a major school rule is "[s]uspension," meaning "[a] specific length of time during which a student is separated from the school and sent home." It is unclear what Plaintiff means in referring to the failure to process "her request for medical leave," but the record shows that the request or demand was made by Dr. Bass, not Tatum, and that that request or demand was inconsistent with the Student Handbook's medical-leave provisions, which, as described above, contemplate Porter's's discretion to engage in an Porter's-led medical investigation into the propriety of a medical leave. In addition, Windsor's request that the Basses sign a legal release is also not outrageous or atrocious, especially given the Basses' having retained a series of attorneys in the days before Tatum's expulsion and failed settlement negotiations among the Basses, Porter's, and their respective attorneys.
In addition, case-law reflects that conduct more outrageous than that alleged or shown here does not rise to the level necessary to sustain an IIED claim. In Greenhouse v. Yale University, for example, the district court dismissed a plaintiff's IIED claim for lack of outrageous conduct where she was participating in a play and alleged that a theater faculty member directing the play directed male students to simulate masturbation and orgasm while standing next to her. The department chair to whom she complained then "placed her `on warning' as a preliminary step to dismissal from the Drama School," including for having complained about the simulated-masturbation incident; a faculty member gave her a deadline to withdraw if she wanted some of her tuition payment back; "the Faculty and students subjected her to `macho' and `frat house' behavior and disparate treatment"; the Drama School dean kissed her; and the Drama School eventually dismissed the plaintiff even though her work was "obviously superior" to other students' work. Greenhouse, No. 3:05cv1429(AHN), 2006 WL 473724, *1-*4 (D.Conn. Feb. 28, 2006).
In Dollard v. Board of Education of Town of Orange, the Connecticut Appellate Court dismissed an IIED claim for lack of extreme and outrageous conduct where the plaintiff, a school psychologist
Finally, in Seiwert v. Spencer-Owen Community School Corp., 497 F.Supp.2d 942, 957 (S.D.Ind.2007), the district court in Indiana, applying the same IIED standard as applied in Connecticut, granted summary judgment to the defendant on plaintiff's IIED claim for lack of extreme and outrageous conduct. In that case, the record of "two school years of bullying and Defendants' perceived lack of response to the bullying" of a middle-school student showed that the plaintiff-student told his principal of threats made against him but the principal told him not take them seriously; that the student and his parents again told the principal, and the board of education and school staff and administration, about the bullying; that eventually the plaintiff-parents "became involved in a [public school] effort to address school bullying by developing anti-bullying pledges for parents, faculty and students, and by helping to develop a disciplinary grid to deal with repeated incidents of bullying by students"; that a gym teacher took no action when students began assaulting the plaintiff-student; the assistant principal removed the plaintiff-student rather than discipline the bullies; that the plaintiff-parent removed the plaintiff-student from the school for medical reasons; that the plaintiff-student's sister was warned that when the plaintiff-student returned to school the bullies "were going to kill" him; that the school-bus driver was informed of the death threat; and that the bully eventually assaulted the plaintiff-student on the school bus while the driver simply looked on. Id. at 947-50. The court held that the facts might show negligence, but did not demonstrate support a conclusion that the behavior was "atrocious and utterly intolerable in a civilized society." Id. at 957.
As in these cases, neither the facts alleged nor the facts shown by the record reflect any conduct by Porter's or Windsor that is outrageous or atrocious. While "there is a limit to the mistreatment [a plaintiff] must endure before having grounds to seek redress in the courts," Davis v. City of Hartford, 601 F.Supp.2d 488, 494 (D.Conn.2009), the record in this case does not reflect facts from which a jury might reasonably conclude that Porter's's and Plaintiff's conduct was atrocious and outrageous. Therefore, Defendants
Plaintiff also brings a claimed breach of fiduciary duty against Porter's. The parties dispute whether Porter's owed a fiduciary duty to Plaintiff. "It is well settled that a fiduciary or confidential relationship is characterized by a unique degree of trust and confidence between the parties, one of whom has superior knowledge, skill or expertise and is under a duty to represent the interests of the other." Macomber v. Travelers Prop. & Cas. Corp., 261 Conn. 620, 640, 804 A.2d 180 (2002). A fiduciary relationship is "characterized by `a unique degree of trust and confidence such that one party undertook to act primarily for the benefit of the other.'" Biller Assocs. v. Peterken, 269 Conn. 716, 725, 849 A.2d 847 (2004) (quoting Hi-Ho Tower, Inc. v. Com-Tronics, Inc., 255 Conn. 20, 41, 761 A.2d 1268 (2000); alterations in Biller Assocs. omitted).
In her Fourth Amended Complaint Plaintiff alleged that "[Porter's] stood in loco parentis to [her] and owed [her] a continuing fiduciary duty of protection and care." (4th Am. Compl. at Count Nine at ¶ 66.) As noted above, however, Connecticut's in loco parentis statute applies only to public schools, and Plaintiff has not asserted this theory in briefing at summary judgment. Instead, she argues that there is a genuine issue of material fact whether Porter's owed Tatum a fiduciary duty. Although the Connecticut Supreme Court has "refused to define `a fiduciary relationship in precise detail and in such a manner as to exclude new situations,' choosing instead to leave `the bars down for situations in which there is a justifiable trust confided on one side and a resulting superiority and influence on the other,'" Alaimo v. Royer, 188 Conn. 36, 41, 448 A.2d 207 (1982); see also Johnson, 119 F.Supp.2d at 98 (noting that "[t]he Connecticut Supreme Court has purposefully refrained from defining `a fiduciary relationship in precise detail and in such a manner as to exclude new situations.'") (quoting Konover Dev. Corp. v. Zeller, 228 Conn. 206, 220, 635 A.2d 798 (1994)), the question of whether a fiduciary duty exists is a question of law, see Biller Assocs., 269 Conn. at 721-22, 849 A.2d 847 (explaining that "the determination of whether a duty exists between individuals is a question of law. . . . Only if a duty is found to exist does the trier of fact go on to determine whether the defendant has violated that duty"; and holding that because the trial court's determination that "[an attorney's] duty to Biller Associates was that of a fiduciary" was a "conclusion[ ] of law," its review was "plenary"). The fact that the existence of a fiduciary duty exists turns on the facts of the case does not render the question one of fact rather than law. The Court's research has not revealed a single case in any state or federal court within the Second Circuit holding or even suggesting that a secondary school—public or private, boarding or day-session—or its employees owe a fiduciary duty to its students. See also 78A C.J.S. Schools § 1107 ("A private school, school officials, and school teachers do not owe a fiduciary duty to a student presenting educational and behavioral problems." (citing Key v. Coryell, 86 Ark.App. 334, 185 S.W.3d 98 (2004))).
Plaintiff argues that "the context of the present case" shows there to be a question for the jury as to the existence of a fiduciary duty: "Tatum was a minor child in a boarding school, which was expected to provide care, supervision, and protection at all times, to meet students' physical and emotional needs." (Pl.'s Opp'n at 39.) Neither these facts, nor the remainder of the record, demonstrate or
Because the record, taken in the light most favorable to Plaintiff, does not show that either of the named Defendants owed any fiduciary duty to Plaintiff, Defendants are entitled to summary judgment on Count 9.
In Count 10, Plaintiff "seek[s] a judgment declaring that the decision to expel Tatum is improper and is void." (4th Am. Compl. at Count 10 at ¶ 73.) For the reasons stated above, the Court has concluded the opposite: the summary-judgment record does not show Windsor's or Porter's's decision to expel Tatum to be a breach of contract or any common-law duty or obligation. That decision is not void. Therefore, Plaintiff is not entitled to the declaratory relief she seeks, and the Court will grant Defendants summary judgment on Count 10.
At oral argument Plaintiff agreed that Count 11, in which she had sought injunctive relief requiring Porter's to award her a diploma, was moot in light of her having graduated from Beaufort Academy and having enrolled and matriculated at Tulane University. Count 11 is therefore dismissed.
For the reasons stated above, the parties' Motions to Seal [Doc. ## 146, 159] are GRANTED, and Defendants' Motion for Summary Judgment [Doc. # 143] is GRANTED IN PART and DENIED IN PART as follows: the motion is denied as to Count 1, and is otherwise granted. Plaintiff's Count 1, for breach of contract, remains for trial.
IT IS SO ORDERED.