CHRISTOPHER R. COOPER, United States District Judge.
Officers of the District of Columbia Metropolitan Police Department ("MPD") arrested Plaintiff Shawn Westfahl during a protest march against the World Bank and charged him with assaulting a police officer. According to the police, Westfahl
Shawn Westfahl participated in a protest march against the World Bank and International Monetary Fund in Washington, D.C. on October 9, 2010. Defs. Statement of Material Facts ("DSOF") ¶ 1. As he marched, Westfahl held a long wooden pole attached to a protest flag. Id. ¶ 8. Some of the protesters were disorderly: they walked in the street against traffic, threw newspaper dispensers and traffic barricades, and banged on cars. Id. ¶¶ 2-4. At L and 21st Streets, Northwest, Metropolitan Police Department ("MPD") officers cordoned the protesters, herding them onto the sidewalk along the wall of an office building. Id. ¶ 6. The officers included members of a bicycle squad. Deposition of Raul Figueras ("Figueras Depo.") 28:15-22. According to several of the officers, and as depicted in a video taken by a participant in the protest, most of the protesters complied with the officers' instructions to move against the wall. Westfahl, however, attempted to walk past the line of officers. Deposition of Officer Robert Andrew Robinson ("Robinson Depo.") 31:1-2; Deposition of Officer Daniel Thau ("Thau Depo.") 51:6-8; Defs. Mem. in Supp. of Mot. for Summ. J. ("Defs.Mem.") Ex. 12 ("Video") 3:06-16.
After the officers stopped the protesters, the parties' versions of events diverge sharply. According to the officers involved in the incident, Westfahl hit Officer Robert Robinson's bicycle helmet with the flagpole. Robinson Depo. 55:11-59:3; Deposition of Officer Todd Cory ("Cory Depo.") 29:18-20; Thau Depo. 56:3-17; Deposition of Sergeant Craig Mack ("Mack Depo.") 56:2-20. Some of the officers testified that Westfahl brought the flag down on Officer Robinson's head, while others recounted that he brought it around to strike with the butt of the stick. Compare Robinson Depo. 55:11-59:3; with
After the officers finally placed Westfahl in handcuffs, the parties' versions of events converge once more. Westfahl was arrested and charged with assaulting a police officer. DSOF ¶ 27. Westfahl was taken to a hospital to treat minor abrasions that he had sustained during the scuffle and arrest. See Pl.Ex. P (Plaintiff's responses to interrogatories). Officers then transported Westfahl to a police station and placed all of his personal property, including his asthma inhaler, in the station's evidence locker. DSOF ¶ 35. MPD policy at the time required the police to take all medical devices away from arrestees and to transport an arrestee to a nearby hospital if he requested use of the device. Id. ¶¶ 33-34. The next morning, while still in custody, Westfahl had an asthma attack and requested his inhaler. Id. ¶ 36. Following policy, MPD officers transported Westfahl to a nearby hospital where he received appropriate treatment. Westfahl suffered no long-term effects from this asthma attack. Id. ¶¶ 37-38.
Westfahl brought suit against the District and the bicycle squad officers who were personally involved in his arrest. Specifically, Westfahl has sued Officer Robinson, who allegedly wrestled Westfahl to the ground and struck him; Officer Todd Cory, who was the charging officer and allegedly struck Westfahl; Office Daniel Thau, who allegedly struck Westfahl with his baton; and Sergeant Craig Mack, who supervised the other officers and allegedly participated in Westfahl's arrest. Pl. Opp'n at 5-6.
Summary judgment is appropriate "if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). The moving party must identify "those portions of the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, which it believes demonstrate the absence of a genuine issue of material fact." Celotex Corp. v. Catrett, 477 U.S. 317, 323, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986) (quotation marks omitted). To defeat summary judgment, the nonmoving party must demonstrate that there is a genuine issue of material fact. Id. at 324, 106 S.Ct. 2548. A dispute is "genuine" if a reasonable fact-finder could find for the nonmoving party and is "material" if it is capable of affecting the outcome of the litigation. Anderson v. Liberty Lobby, 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). In assessing a party's motion, the court must "view the facts and draw reasonable inferences `in the light most favorable to the party opposing the summary judgment motion.'" Scott v. Harris, 550 U.S. 372, 378, 127 S.Ct. 1769, 167 L.Ed.2d 686 (2007) (alterations omitted) (quoting United States v. Diebold, Inc., 369 U.S. 654, 655, 82 S.Ct. 993, 8 L.Ed.2d 176 (1962) (per curiam)).
Westfahl brings the following claims against individual police officers: First and Fourth Amendment violations and assault and battery against Officers Robinson, Cory, and Thau, and Sergeant Mack; false arrest against Officer Cory, who arrested Westfahl at the scene; abuse of process against all the officers except Officer Thau; and defamation against Officers Cory and Robinson.
In Counts II and VI, Westfahl brings Fourth Amendment and common law assault and battery claims against the individual officers. A police officer's unreasonable use of force constitutes a Fourth Amendment violation as well as an assault and battery under D.C. law. Hundley v. District of Columbia, 494 F.3d 1097, 1101 (D.C.Cir.2007) (citing District of Columbia v. Jackson, 810 A.2d 388, 392 (D.C.2002)). Whether use of force by an officer is reasonable "must be judged from the perspective of a reasonable officer on the scene, rather than with the 20/20 vision of hindsight." Graham v. Connor, 490 U.S. 386, 396, 109 S.Ct. 1865, 104 L.Ed.2d 443 (1989) (citing Terry v. Ohio, 392 U.S. 1, 20-22, 88 S.Ct. 1868, 20 L.Ed.2d 889 (1968)). The court considers "the facts and circumstances of [the] particular case, including the severity of the crime at issue,
The District contends that the officers were justified in forcibly detaining and arresting Westfahl because they reasonably believed he hit Officer Robinson with the flagpole. The officers' belief was reasonable, according to the District, because it at least appeared to them as though the flag struck Officer Robinson, whether it actually did or not. But Westfahl testified that the flag fell away from the officers, and the video could be seen to corroborate his story. Westfahl Depo. 54:4-55:8; Video 3:06-17. This conflicting evidence creates a genuine question of fact as to whether Officer Robinson was justified in wrestling Westfahl to the ground and whether Officer Cory was justified in arresting Westfahl for assaulting Officer Robinson. See Hundley v. District of Columbia, 494 F.3d 1097, 1100-02 (D.C.Cir.2007) (reversing judgment notwithstanding the verdict where record evidence contradicted officer's justification for seizure of victim). The Court will therefore deny the Defendants' summary judgment motion as to these claims.
Less clear is whether Officer Thau's decision to strike Westfahl with his baton is protected by qualified immunity. Officer Thau claims it appeared that Westfahl and Officer Robinson were struggling on the ground when he decided to strike Westfahl with his baton. Thau Depo. 58:6-12, 66:1-3. All parties acknowledge, and the video shows, that Westfahl and Officer Robinson fell to the ground together in an uncontrolled manner. Video 3:24-28. Thus a reasonable officer could have believed that it was necessary to strike Westfahl to prevent him from harming Officer Robinson, regardless of whether Officer Robinson was justified in forcibly restraining Westfahl in the first place. While the parties dispute whether Officer Thau struck Westfahl just once or multiple times with the baton, the alleged strikes were delivered before Westfahl was clearly restrained by the officers. Id. Additionally, although a baton strike can be a severe use of force, Westfahl's apparent lack of a serious injury suggests that the use of force here was reasonable under the circumstances as Officer Thau perceived them. See Oberwetter v. Hilliard, 639 F.3d 545, 555 (D.C.Cir.2011) (citing Wasserman v. Rodacker, 557 F.3d 635, 641 (D.C.Cir.2009)) (lack of bruise or injury tended to confirm that office used no more force than reasonably appeared necessary).
Whether Officers Cory and Robinson are protected by qualified immunity for striking Westfahl as he was lying on the ground turns on whether Westfahl actively struggled after Officer Robinson brought him to the ground. The officers allege that Westfahl was swinging his arm around to avoid handcuffing. Robinson Depo. 71:22-72:13; Cory Depo. 33:3-22. But Westfahl says he was lying passively with his arm pinned under him, Westfahl Depo. 58:14-59:12, and the video, while unclear, appears to support his testimony, Video 3:30-45. Striking a passive arrestee to compel affirmative compliance is a clearly established constitutional violation. Johnson v. District of Columbia, 528 F.3d 969, 974-75 (D.C.Cir.2008); Gravelet-Blondin v. Shelton, 728 F.3d 1086, 1093 (9th Cir.2013), cert. denied, ___ U.S. ___, 134 S.Ct. 1292, 188 L.Ed.2d 301 (2014); Poole v. City of Shreveport, 691 F.3d 624, 640 (5th Cir.2012); Phillips v. Cmty. Ins. Corp., 678 F.3d 513, 525 (7th Cir.2012); Meirthew v. Amore, 417 Fed.Appx. 494, 499 (6th Cir.2011). Accordingly, Officers Cory and Robinson are not entitled to qualified immunity and Westfahl's claims against them can proceed.
In Count I, Westfahl claims he was assaulted and falsely arrested because he was exercising his First Amendment right to protest the World Bank and the International Monetary Fund. Government action in retaliation for speech may generate a claim under the First Amendment. Hartman v. Moore, 547 U.S. 250, 256, 126 S.Ct. 1695, 164 L.Ed.2d 441 (2006). The plaintiff must prove, among other things, that retaliatory animus caused the government act. Id. at 260, 126 S.Ct. 1695. Whether or not probable cause existed is significant evidence of whether retaliatory animus fueled an arrest or prosecution. Id. at 261, 126 S.Ct. 1695; see also Reichle v. Howards, ___ U.S. ___, 132 S.Ct. 2088, 2095, 182 L.Ed.2d 985 (2012). "Probable cause exists where the facts and circumstances are sufficient to warrant a prudent person to believe that the individual has committed an offense." Fernandors v. District of Columbia, 382 F.Supp.2d 63, 71 (D.D.C.2005) (citing Gerstein v. Pugh, 420 U.S. 103, 111, 95 S.Ct. 854, 43 L.Ed.2d 54 (1975)). As discussed above, whether there was probable cause to arrest Westfahl for assaulting a police officer remains an open question. Officer Cory also testified in his deposition that he believed protesting the World Bank could be considered a hate crime. Cory Depo. 76-78. Because this testimony raises a reasonable inference that Westfahl's participation in the protest may have motivated his arrest, Westfahl's First Amendment claim against Officer Cory survives summary judgment. Westfahl makes no attempt to defend his First Amendment claims against the other officers, however. See Pl. Opp'n at 13-15. The Court therefore will grant summary judgment as to the First Amendment claims against Officers Robinson and Thau and Sergeant Mack.
Westfahl alleges in Count V that Officer Cory arrested him without a good faith belief that there was probable cause that he had committed a crime. A claim of false arrest either under the Fourth Amendment or as a state law tort requires the plaintiff to show an absence of probable cause. Fernandors, 382 F.Supp.2d at 71 (citing Pierson v. Ray, 386 U.S. 547, 555, 87 S.Ct. 1213, 18 L.Ed.2d 288 (1967)); District of Columbia v. Murphy, 635 A.2d 929, 931-32 (D.C.1993). As
Count IX alleges that arresting and charging Westfahl with assaulting a police officer was an abuse of the legal process, designed to create a post-hoc justification for the officers' use of excessive force. Abuse of process is "the use of the legal system `to accomplish some end which is without the regular purview of the process, or which compels the party against whom it is used to do some collateral thing which he could not legally and regularly be required to do.'" Scott v. District of Columbia, 101 F.3d 748, 755 (D.C.Cir.1996) (quoting Brown v. Hamilton, 601 A.2d 1074, 1079 (D.C.1992)). "[T]he fact that a person acts spitefully, maliciously, or with an ulterior motive in instituting a legal proceeding is insufficient to establish abuse of process[.]" Id. In Scott, the D.C. Circuit rejected the argument that officers could commit an abuse of process by arresting and charging the plaintiff to "cover[] up their [alleged] use of excessive force." Id. The court reasoned that "[t]he fact that the officers expected to realize some benefit by covering up their own alleged wrongdoing simply points to an ulterior motive, not the kind of perversion of the judicial process that gives rise to a cause of action for abuse of process." Id. at 756. This reasoning applies here to the extent Westfahl alleges the police charged him to conceal their excessive force.
Westfahl alternatively argues that the police instituted proceedings in order to intimidate him into declining to file civil charges against the officers. Although Westfahl did threaten to sue the officers after being arrested, Pl. Opp'n at 24 (citing Robinson Depo. at 100:13-102:16), he offers no evidence to suggest that the officers explicitly or implicitly encouraged him not to assert his rights. It is unclear in any event why filing criminal charges against Westfahl would make it less likely that he would file a civil suit against the officers. On this record, no reasonable jury could conclude that the officers charged Westfahl for that purpose. The Court will therefore grant the government's motion for summary judgment on Count IX.
Westfahl alleges in Count X that Officers Robinson and Cory defamed him by stating and writing in a police report that he assaulted a police officer. Defamation under D.C. law requires a plaintiff to show a defamatory statement, publication to a third party, negligence, and either that the statement is actionable as a matter of law or that publication caused the plaintiff special harm. Oparaugo v. Watts, 884 A.2d 63, 76 (D.C.2005) (citation and internal quotation marks omitted). Publication requires making a statement to at least one other person. Charlton v. Mond, 987 A.2d 436, 438 n.4 (D.C.2010) (quoting Restatement (Second) of Torts § 577(1) (1977)). A false allegation of criminal wrongdoing is defamation per se, requiring no showing of special damages. See, e.g., Von Kahl v. Bureau of Nat. Affairs, Inc., 934 F.Supp.2d 204, 218-19 (D.D.C.2013). Defamatory statements made under a qualified privilege, such as those of police acting in an official capacity, are not actionable so long as "the communication [is] made in good faith upon a subject matter in which the party communicating or the party receiving the communication has a legitimate interest." Cousins
Westfahl asserts that Officer Cory's arrest report and Officer Robinson's communications to Officer Cory constitute defamation. Both officers intentionally published statements to at least one other person that accuse Westfahl of a crime, which is actionable per se. The officers claim a qualified privilege, but whether they believed in good faith that Westfahl struck Officer Robinson remains a jury question as discussed above. See Mosrie v. Trussell, 467 A.2d 475, 477 (D.C. 1983) (citing Altimont, Inc. v. Chatelain, 374 A.2d 284, 290 (D.C.1977)) ("a qualified privilege exists only if the publisher believes, with reasonable grounds, that his statement is true").
In Count III, Westfahl seeks to hold the District of Columbia liable for the officers' alleged constitutional violations. To do so, he must demonstrate that the city had a policy or practice of deliberate indifference to constitutional violations by its officers that caused his injury. See City of Canton v. Harris, 489 U.S. 378, 109 S.Ct. 1197, 103 L.Ed.2d 412 (1989). Westfahl's claim for municipal liability rests largely on a Memorandum of Agreement ("MOA") between the Department of Justice and the District regarding MPD's use of force investigations. MOA, available at http://www.justice.gov/crt/about/spl/documents/dcmoa.php. The MOA resulted from the District's request that the DOJ audit MPD's practices following widespread criticism of MPD's handling of excessive force incidents. Id. Standing alone, the MOA does not demonstrate that the city had a custom or policy of tolerating excessive force; to the contrary, it shows that the city sought to improve its policies by investigating alleged abuses and implementing better programs. See, e.g., Robinson v. District of Columbia, 403 F.Supp.2d 39, 55 (D.D.C.2005) (recounting the Districts proactive efforts to curb excessive force by requesting that the DOJ review the city's use of force incidents and by implementing programs to improve its polices both before and after publication of the MOA); Byrd v. District of Columbia, 297 F.Supp.2d 136, 140 (D.D.C.2003), aff'd sub nom, Byrd v. Gainer, No. 3-7196, 2004 WL 885228 (D.C.Cir. Apr. 26, 2004) ("the MOA demonstrates that the District was not indifferent to the problem; on the contrary, it undertook affirmative steps as early as 1999 to remedy the situation"). Rather than relying on the MOA itself, however, Westfahl asserts that MPD knowingly failed to implement necessary investigation and discipline procedures recommended in the MOA, and that these failures caused his injuries by fostering a permissive atmosphere towards the use of excessive force by MPD officers.
A municipality may be held liable for the constitutional violations of its officers if they are caused by municipal customs or practices. Monell v. Dep't of Soc. Servs. of New York, 436 U.S. 658, 691,
A municipality may be deliberately indifferent when it fails to train employees "`concerning a clear constitutional duty implicated in recurrent situations that a particular employee is certain to face.'" Dorman v. District of Columbia, 888 F.2d 159, 164 (D.C.Cir.1989) (citing Harris, 489 U.S. at 396, 109 S.Ct. 1197 (O'Connor, J., concurring in part and dissenting in part)). Alternatively, inadequate training or supervision may demonstrate deliberate indifference "`when the frequency of constitutional violations makes it obvious to the municipality that additional training or supervision is necessary.'" Matthews v. District of Columbia, 730 F.Supp.2d 33, 38 (D.D.C.2010) (quoting Fernandors, 382 F.Supp.2d at 76). Westfahl does not contend that excessive force incidents were sufficiently frequent to put the city on notice that it must do more; he asserts deliberate indifference based solely on a facially insufficient investigation and discipline system.
Taking all reasonable inferences in his favor, Westfahl's evidence of inadequate investigation and disciplinary practices by the District can be summarized as follows:
To be sure, these allegation raise legitimate concerns about potential shortcomings in MPD's investigation and discipline methods. But specific inadequate practices do not necessarily evidence a deliberate indifference to constitutional violations if the city's overall policies demonstrate that it has undertaken efforts to reduce the illegal use of force. For this reason, courts in this district routinely reject arguments that the MOA itself and the major problems it identified evince deliberate indifference by the city. E.g., Byrd v. District of Columbia, 297 F.Supp.2d 136, 140 (D.D.C.2003), aff'd sub nom, Byrd v. Gainer, 03-7196, 2004 WL 885228 (D.C.Cir. Apr. 26, 2004). In fact, the reports on which Westfahl relies generally approve of MPD's investigation and discipline practices. See 2010 OPC Report (finding significant improvements in MPD's responses to officers who fail to cooperate with OPC investigations); Independent Monitor Final Report 3-4 (terminating monitoring of the MOA early due to finding that MPD has substantially complied with all but 5 of the requirements set forth in the MOA's 193 paragraphs). Westfahl has not demonstrated how the problems he raises reflect a policy of tolerance of excessive force as opposed to genuine, although perhaps not always successful, efforts to grapple with the types of problems to be expected in any large metropolitan police department. The District therefore is entitled to summary judgment on Count III.
In order to establish municipal liability Westfahl must also show that MPD's deliberate indifference was the "moving force" behind, or a "substantial factor" in, his injuries. Oklahoma City v. Tuttle, 471 U.S. 808, 820, 105 S.Ct. 2427, 85 L.Ed.2d 791 (1985); Parker, 850 F.2d at
Instead, Westfahl contends that adequate investigations and more stringent discipline would discourage officers from using excessive force. While this inference may be reasonable, a more lax discipline system does not demonstrate that MPD's practices were "the moving force" behind this specific incident. Tuttle, 471 U.S. at 820, 105 S.Ct. 2427 (emphasis added); see also Cox v. District of Columbia, 821 F.Supp. 1, 15 (D.D.C.1993) (causation demonstrated because defendant officer should have been investigated for a prior instance of excessive force). Westfahl also points to testimony that the Defendants did not fear discipline for arresting Westfahl. Thau Depo. 86; Mack Depo. 77. But the officers maintain that they committed no wrongdoing, so their statements are not inconsistent with fearing discipline if they believed they had in fact used excessive force. Lastly, the Defendants' failure to recall any specific officers who had been disciplined for using excessive force, Thau Depo. 81; Cory Depo. 21-22, cannot establish causation unless they believed certain officers had escaped discipline for using excessive force, which the record does not reflect. Accordingly, a reasonable jury could not find that Westfahl's injuries were caused by MPD's investigatory procedures and thus the Court will grant summary judgment to the District on Count III for that reason as well.
Finally, in Count IV, Westfahl alleges that the District's former policy of withholding medical devices from arrestees violated his Fifth Amendment rights. The Fifth Amendment prohibits subjecting pretrial detainees to punitive conditions. Bell v. Wolfish, 441 U.S. 520, 535, 99 S.Ct. 1861, 60 L.Ed.2d 447 (1979). A condition of detention is punitive if it does not rationally serve a legitimate pretrial detention purpose or is excessive in relation to its legitimate purpose. Id. In other words, a challenged government policy does not violate the Fifth Amendment if it is "reasonably related to legitimate governmental objectives." Block v. Rutherford, 468 U.S. 576, 586, 104 S.Ct. 3227, 82 L.Ed.2d 438 (1984). The District contends that it has a legitimate interest in keeping contraband out of the D.C. jail and that it cannot readily determine whether a purported medical device is legitimate, prescribed medication. The former policy was not excessive, reasons the District, because arrestees were brought to the hospital if medical issues arose. And Westfahl acknowledges that he received appropriate treatment and suffered no long-term injuries from his asthma attack. Pl. Resp. ¶¶ 37-38.
For the foregoing reasons, the Court will grant in part and deny in part the Defendants' motion for summary judgment, deny Westfahl's cross motion for partial summary judgment, and deny the Defendants' motion to strike. The Court will issue an Order consistent with this Memorandum Opinion.
Westfahl also submitted an annotated version of the video that slows down the frame-rate and includes descriptions of events and names of individuals depicted, which the government moves to strike as "`testimony' of Plaintiff's counsel about the content of the video." Mem in Supp. of Mot. to Strike at 4. The Court agrees with Westfahl, however, that the annotated video is admissible as a demonstrative exhibit. See, e.g., U.S. ex rel. K & R. Ltd. v. Mass. Hous. Fin. Agency, 456 F.Supp.2d 46, 53 (D.D.C.2006), aff'd, 530 F.3d 980 (D.C.Cir.2008).