MARCIA S. KRIEGER, Senior Judge.
The following facts are undisputed except where noted. They are construed in the light most favorable to Mr. Dawson, and are supplemented as necessary in the court's analysis.
Mr. Dawson is an inmate in the custody of the Colorado Department of Corrections ("CDOC") and has been incarcerated since 1992. Mr. Dawson suffers from Hepatitis C. CDOC health care providers first diagnosed Mr. Dawson with Hepatitis C about 25 years ago. Mr. Dawson asserts that his Hepatitis C has progressed over the term of his incarceration and that he is now experiencing symptoms consistent with end-stage liver disease.
During the pertinent times herein, Mr. Dawson was housed at the Fremont Correctional Facility ("FCF") in Canon City, Colorado. He alleges that various medical providers at the FCF along with CDOC supervisory officials wrongfully denied him treatment for Hepatitis C pursuant to the CDOC's Clinical Practice Guidelines for the Prevention, Identification and Treatment of Viral Hepatitis C ("Clinical Standards") and for his related symptoms. (
Before 2015, CDOC inmates with Hepatitis C received conventional treatment with interferon and anti-viral medications, which treatment was not always successful in eliminating the disease and often had significant side effects. Beginning in 2015, inmates eligible under the CDOC Clinical Standards applicable to treatment of Hepatitis C could receive new drugs that had impressive cure rates of 95-99% and few significant side effects. Such drugs, known by brand names such as Harvoni and Epclusa, although more effective, were also very costly.
As noted, the 2013 CDOC Clinical Standards for treatment for Hepatitis C used "a combination of pegylated interferon and ribavirin to treat Hepatitis C".
On November 26, 2013, Mr. Dawson states that he requested Hepatitis C treatment during an appointment with Dr. Ireland, a physician at FCF. He complained of "dark tea colored urine, itching, fatigue, swelling in my stomach, light colored stool, and [an occasional] bitter taste in my mouth" along with "disabling pain."
In January 2014, Mr. Dawson had a follow-up appointment with Ms. Sicotte, a nurse practitioner at FCF. He told Ms. Sicotte that he had seen Dr. Ireland in November 2013, but had not yet received any treatment for his Hepatitis C. He informed Ms. Sicotte that he was still suffering from all of the previously listed Hepatitis C symptoms, including "disabling pain." Again, the record does not reflect that Mr. Dawson described his pain nor requested medication to relieve it. Like Dr. Ireland, it appears that Ms. Sicotte understood Mr. Dawson's description of symptoms to be for the purpose of qualifying for treatment for his underlying Hepatitis C. Ms. Sicotte did not provide any treatment for Mr. Dawson's pain symptoms, but informed him that he was scheduled to meet with the Mental Health Department to discuss his eligibility to receive Hepatitis C treatment.
Several weeks later, on January 29, 2014, Mr. Dawson met with Mr. Frickey, a nurse practitioner at FCF, to discuss treatment options for his Hepatitis C. Mr. Dawson informed Mr. Frickey about his appointments with Dr. Ireland and Ms. Sicotte and recited his various symptoms noting that his acute abdominal pain, was "not improving."
According to the declaration of Susan Tiona, M.D., who became the Chief Medical Officer at the CDOC in April 2015, three Hepatitis C Clinical Standards were serially issued in May 2015, October 2015, and November 2015 (hereinafter the "2015 Clinical Standards).
In August 2015, Mr. Dawson saw Ms. Hibbs, a nurse practitioner at the FCF, to discuss treatment for his Hepatitis C. Again, Mr. Dawson complained of all of the prior identified symptoms including "disabling pain," but the record does not reflect that he requested pain relief or that Ms. Hibbs provided any.
In this action, Mr. Dawson proceeds pro se.
The Defendants moved for summary judgment on all claims, asserting qualified immunity because: (i) Mr. Dawson did not come forward with evidence that each Defendant personally participated in the constitutional violation and (ii) Mr. Dawson did not show that the actions he alleges constitute a constitutional violation. This Court issued summary judgment in favor of the Defendants on all claims
Thus, the Court now focuses on whether there is evidence sufficient to make a prima facie showing that (1) Dr. Ireland, Ms. Sicotte, Mr. Frickey, and Ms. Hibbs were deliberately indifferent to Mr. Dawson's complained of symptoms (primarily "disabling pain") and (2) that Mr. Raemisch, Mr. Archambeau, and Dr. Tiona were deliberately indifferent to his serious medical needs.
Rule 56 of the Federal Rules of Civil Procedure facilitates the entry of a judgment only if no trial is necessary. See White v. York Intern. Corp., 45 F.3d 357, 360 (10th Cir. 1995). Summary adjudication is authorized when there is no genuine dispute as to any material fact and a party is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(a). Substantive law governs what facts are material and what issues must be determined. It also specifies the elements that must be proved for a given claim or defense, sets the standard of proof and identifies the party with the burden of proof. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986); Kaiser-Francis Oil Co. v. Produce's Gas Co., 870 F.2d 563, 565 (10th Cir. 1989). A factual dispute is Agenuine@ and summary judgment is precluded if the evidence presented in support of and opposition to the motion is so contradictory that, if presented at trial, a judgment could enter for either party. See Anderson, 477 U.S. at 248. When considering a summary judgment motion, a court views all evidence in the light most favorable to the non-moving party, thereby favoring the right to a trial. See Garrett v. Hewlett Packard Co., 305 F.3d 1210, 1213 (10th Cir. 2002).
If the movant has the burden of proof on a claim or defense, the movant must establish every element of its claim or defense by sufficient, competent evidence. See Fed. R. Civ. P. 56(c)(1)(A). Once the moving party has met its burden, to avoid summary judgment the responding party must present sufficient, competent, contradictory evidence to establish a genuine factual dispute. See Bacchus Indus., Inc. v. Arvin Indus., Inc., 939 F.2d 887, 891 (10th Cir. 1991); Perry v. Woodward, 199 F.3d 1126, 1131 (10th Cir. 1999). If there is a genuine dispute as to a material fact, a trial is required. If there is no genuine dispute as to any material fact, no trial is required. The court then applies the law to the undisputed facts and enters judgment.
If the moving party does not have the burden of proof at trial, it must point to an absence of sufficient evidence to establish the claim or defense that the non-movant is obligated to prove. If the respondent comes forward with sufficient competent evidence to establish a prima facie claim or defense, a trial is required. If the respondent fails to produce sufficient competent evidence to establish its claim or defense, then the movant is entitled to judgment as a matter of law. See Celotex Corp. v. Catrett, 477 U.S. 317, 322-23 (1986).
The defendants attack Mr. Dawson's 8th Amendment claims by raising the defense of qualified immunity.
For all practical purposes, the question of whether the evidence shows a violation of a constitutional right is indistinguishable from the inquiry that the Court would make in determining whether the plaintiff has come forward with sufficient evidence to establish a prima facie claim in accordance with Rule 56. The plaintiff must produce sufficient evidence, which if true, would make a prima facie showing of a cognizable claim. The Court considers the evidence in the light most favorable to the plaintiff and assesses whether it is sufficient to demonstrate the violation of a constitutional right. Saucier v. Katz, 533 U.S. 194, 201 (2001).
The second prong focuses upon whether the right was "clearly established" at the time it was violated. The "clearly established" analysis examines whether there was existing precedent, at the time of the challenged events, that recognized a constitutional violation in similar circumstances. Courts are required to conduct the "clearly established" analysis at a "high degree of specificity," rather than in generalities. District of Columbia v. Wesby, 138 S.Ct. 577, 590 (2018). However, the specificity requirement is not so exacting that "the very action in question [must have] previously been held unlawful." Ziglar v. Abassi, 137 S.Ct. 1843, 1866, 198 L.Ed.2d 290 (2017).
The 8th Amendment protects convicted prisoners from cruel and unusual punishment. This includes the right to receive "humane conditions of confinement," which includes the basic necessities of adequate food, clothing, shelter, and medical care, and jail and prison officials must act reasonably to ensure that prisoners receive such basic needs. Barney v. Pulsipher, 153 F.3d 1299, 1310 (10th Cir. 1998). It is well established that prison officials violate the 8th Amendment if they are deliberately indifferent to a prisoner's serious medical needs because such conduct constitutes the unnecessary and wanton infliction of pain. Estelle v. Gamble, 429 U.S. 97, 104 (1976).
To make a prima facie showing that the named defendants violated the 8th Amendment, Mr. Dawson must come forward with evidence that, viewed most favorably to him, would (1) objectively prove a "serious" medical need and that (2) subjectively, prove that each defendant was aware that the serious medical need posed a substantial risk to Mr. Dawson's health or safety and notwithstanding such knowledge was deliberately indifferent to it. Martinez v. Beggs, 563 F.3d 1082, 1088 (10th Cir. 2009). Deliberate indifference does not require a showing of express intent to harm Mr. Dawson, only that the official acted, failed to act or delayed action such as treatment, referral or examination despite his knowledge of a substantial risk of serious harm. Mata v. Saiz, 427 F.3d 745, 752 (10th Cir. 2005); see also Farmer v. Brennan, 511 U.S. 825, 836 (1994). A delay in medical care "only constitutes an [8th] Amendment violation where the plaintiff can show that the delay resulted in substantial harm," but such harm may be shown by proof that "considerable pain resulted from the delay." Garrett v. Stratman, 254 F.3d 946, 950 (10th Cir. 2001); Sealock v. Colorado, 218 F.3d 1205, 1210 (10th Cir. 2000).
A prison official may be sued in two different capacities — individual and official. As an individual, he or she can have either personal or supervisory liability. Personal liability under § 1983 must be based on personal involvement in the alleged constitutional violation. Foote v. Spiegel, 118 F.3d 1416, 1423 (10th Cir. 1997). Supervisory liability arises when a defendant-supervisor "creates, promulgates, [or] implements . . . a policy . . . which subjects, or causes to be subjected that plaintiff to the deprivation of any rights . . . secured by the Constitution." Dodds v. Richardson, 614 F.3d 1185, 1199 (10th Cir. 2010). However, there is no supervisory liability under § 1983 based solely on the actions of one's subordinates. See Monell v. Dep't of Soc. Servs., 436 U.S. 658, 691, 98 S.Ct. 2018, 56 L.Ed.2d 611 (1978). To establish a successful § 1983 claim against a defendant based on his or her supervisory responsibilities, a prisoner must show: "(1) personal involvement[,] (2) causation, and (3) required state of mind." Schneider v. City of Grand Junction Police Dep't, 717 F.3d 760, 767 (10th Cir. 2013); see also Dodds, 614 F.3d at 1199. To establish causation, a prisoner must show that a supervisor "set in motion a series of events that the defendant knew or reasonably should have known would cause others to deprive the plaintiff of her constitutional rights." Dodds, 614 F.3d at 1200. As to the third element, a plaintiff can "establish the requisite state of mind by showing that [a supervisor] acted with deliberate indifference." Perry v. Durborow, 892 F.3d 1116, 1122 (10th Cir. 2018). Deliberate indifference is a stringent standard of fault, requiring proof that a municipal actor disregarded a known or obvious consequence of his action." Bd. of Cty. Comm'rs v. Brown, 520 U.S. 397, 410, 117 S.Ct. 1382, 137 L.Ed.2d 626 (1997). "[A] local government policymaker is deliberately indifferent when he deliberately or consciously fails to act when presented with an obvious risk of constitutional harm which will almost inevitably result in constitutional injury of the type experienced by the plaintiff." Hollingsworth v. Hill, 110 F.3d 733, 745 (10th Cir. 1997) (quotations omitted).
An official capacity claim, in all respects other than name, is a claim against the governmental entity employing the official. Monell, 436 U.S. at 690 n.55, 98 S.Ct. at 2018. Thus, insofar as Mr. Dawson asserts § 1983 official capacity claims against Mr. Archambeau, Mr. Raemisch, and Dr. Tiona, such claims are against the CDOC. Similar to the elements of supervisory liability, to establish a prima facie § 1983 claim against a governmental entity, Mr. Dawson must (i) identify a government's policy or custom; (ii) a causal relationship between the policy and the underlying violation or injury; and (iii) "that the policy was enacted or maintained with deliberate indifference to an almost inevitable constitutional injury." Schneider, 717 F.3d at 769; Monell, 436 U.S. at 658, 691-92, 694, 98 S.Ct. at 2018; Brown, 520 U.S. at 407, 117 S.Ct. at 1382.
At this juncture, the Court makes several observations. First, the 10th Circuit found that Mr. Dawson's reported "disabling abdominal pain" was an objectively serious medical need.
Second, there is a distinction between treatment of Mr. Dawson's disease, Hepatitis C, which is governed by the 2013 and 2015 Clinical Standards, and his complaints of "disabling pain" that arguably required immediate treatment. Mr. Dawson understood that the pattern of his symptoms of "dark tea colored urine, itching, fatigue, swelling in my stomach, light colored stool, and [an occasional] bitter taste in my mouth" and "abdominal pain" were indicative of liver failure caused by Hepatitis C. He recited all of these when requesting treatment authorized by the Clinical Standards — interferon in 2013 and 2014 and the Harvoni-type cure in 2015. As to application of the Clinical Standards by the treating Defendants, the 10th Circuit upheld summary judgment in favor of the Defendants finding that Mr. Dawson did not come forward with sufficient evidence to show that they violated his rights under either the 8th Amendment (Claim Two) or the 14th Amendment (Claim Three).
However, the 10th Circuit expressed concern about Mr. Dawson's persistent complaints of "disabling abdominal pain". Case law regards a prisoner's complaint of "disabling pain" as a signal of a serious medical need
Here, pain as an indicator of an underlying condition is not at issue. Mr. Dawson's underlying Hepatitis C disease was known and the treatment governed by the Clinical Standards was applied without violation of Mr. Dawson's 8th Amendment rights. Thus, the issues remaining are whether there is evidence that Mr. Dawson was suffering from pain when he met with the treatment providers and whether pain relief could have been provided outside of treatment of his Hepatitis C condition.
As to these issues, the record is muddled. It is unclear whether Mr. Dawson was actually in pain and seeking relief from it when he saw each provider, or whether he simply repeated all of the common symptoms of liver disease that he hoped would justify his participation in the Hepatitis C treatment/cure program. On one hand, he repeatedly complained of serious pain and stated that it was getting no better. On the other, no medical records reflect a request by Mr. Dawson for pain medication and Mr. Dawson did not complain to any provider that he had requested pain medication and that it was not provided. None of the medical providers apparently understood that Mr. Dawson was requesting any immediate medical treatment, only participation in the Hepatitis C treatment/cure program.
If Mr. Dawson referred to "disabling pain" only to participate in the Hepatitis C treatment program under the Clinical Standards or had pain that was treatable only by participation in such program, both this Court and the 10th Circuit have determined that he has made an insufficient showing that the treatment providers violated his 8th Amendment rights by excluding him from the program. If, however, Mr. Dawson's "disabling pain" was a chronic or emergent symptom that could have been treated without treating his Hepatitis C in accordance with the Clinical Standards, then the medical providers had an obligation to do so. With this distinction in mind, the Court focuses on whether the evidence, viewed most favorably to Mr. Dawson, is sufficient to show that Mr. Dawson reported his pain symptoms with the purpose of obtaining pain relief and that it could have been treated without his participation in the Hepatitis C treatment program under the Clinical Standards.
Mr. Dawson's statements in his verified Amended Complaint and in other various pleadings are taken as true and construed most favorably to him. Those pertinent to Dr. Ireland follow:
As noted earlier, the record is unclear as to 1) whether Mr. Dawson was seeking (and Dr. Ireland understood him to seek) treatment for pain or simply participation in the Hepatitis C treatment program addressed by the Clinical Standards, and 2) whether any treatment could be provided for the pain other than through the Hepatitis C treatment under the Clinical Standards. Indeed, Mr. Dawson's statements are somewhat inconsistent in this regard, referring both to the Clinical Standards and to failure to treat painful symptoms.
However, these are factual issues. Although the question of application of the Clinical Standards has been resolved, a reasonable jury could find that Mr. Dawson was communicating that he was experiencing acute pain and that some pain relief should have been provided pending determination of his eligibility for the Hepatitis C program. Thus, the Court finds that 8th Amendment claim against Dr. Ireland should proceed to trial but only as to whether she disregarded pain he was suffering at the time of the consultation and failed to treat him without regard to the Clinical Standards.
As to Ms. Sicotte, Mr. Dawson states:
Mr. Dawson's showing with regard to Ms. Sicotte is essentially the same as that made with regard to Dr. Ireland. There are factual issues to be resolved as to whether Mr. Dawson communicated that, and Ms. Sicotte understood that, he was currently suffering from pain and whether she failed to provide treatment other than through the Clinical Standards. A reasonable jury could find that during the appointment, Mr. Dawson was suffering from severe pain and communicated this condition to Ms. Sicotte, who simply disregarded his complaints and provided no treatment to alleviate his pain. As to these issues, the claim may proceed to trial.
As to Mr. Frickey, Mr. Dawson states:
This evidence is slightly different than that pertinent to the claims against Dr. Ireland and Ms. Sicotte. Not only are there the factual issues of what Mr. Dawson communicated and Mr. Frickey understood about Mr. Dawson's pain, it also suggests that Mr. Frickey anticipated that some treatment would be provided for Mr. Dawson's pain by Dr. Ireland and Ms. Sicotte independent of the Clinical Standards. As with the claims against Dr. Ireland and Ms. Sicotte, this claim (limited to Mr. Dawson's pain and its ability to be treated outside the Clinical Standards), will proceed to trial.
As to Ms. Hibbs, Mr. Dawson states:
The evidence here focuses primarily upon Mr. Dawson's participation in the Hepatitis C treatment program, and to that extent his claim has already been resolved. But one statement that Mr. Dawson told Ms. Hibbs about his "abdominal pain" and she provided no treatment is akin to the statements made to the other providers. As with the claims against them, a reasonable jury could find that Mr. Dawson told Ms. Hibbs about his disabling abdominal pain expecting some treatment, she understood this communication, but did not provide any treatment. This evidence, if true, could establish subjective deliberate indifference in that Ms. Hibbs knew there was a substantial risk of serious harm to Mr. Dawson but failed to render any treatment for his acute pain. Having found a triable claim against the medical providers, the Court now turns to the second prong of the qualified immunity analysis — whether the constitutional deprivation claimed by Mr. Dawson was "clearly established."
As noted, the 8th Amendment forbids "unnecessary and wanton infliction of pain." Wilson v. Seiter, 501 U.S. 294, 297, 111 S.Ct. 2321, 115 L.Ed.2d 271 (1991) (internal quotation omitted). Also, it has been clearly established in this Circuit that a deliberate indifference claim will arise when a plaintiff can show that a delay in medical care "resulted in substantial harm," which includes "pain and suffering" that "lasted several hours." Sealock, 218 F.3d at 1210. Indeed, "not every twinge of pain suffered as the result of delay in medical care is actionable," however, here, Mr. Dawson's "abnormal" pain lasted for months with no treatment. Id. at 1210. Here, Mr. Dawson's complaints, taken as true, were long lasting and severe. Under such circumstances, it was clearly established that the failure to provide any pain relief would be a constitutional violation. Thus, the medical provider defendants are not entitled to the protection of qualified immunity on Mr. Dawson's claim they were deliberately indifferent to his serious medical needs in failing to provide any treatment for acute pain. This claim proceeds to trial.
The Court now turns to Mr. Dawson's 8th Amendment claims against Mr. Archambeau, Mr. Raemisch, and Dr. Tiona. Although it is far from clear, construed liberally, Mr. Dawson appears to claim that Mr. Archambeau, Mr. Raemisch, and Dr. Tiona are each liable as supervisors in their individual capacities and that the CDOC is liable for their actions in an official capacity.
As to Mr. Archambeau, Mr. Dawson states:
Mr. Dawson states in conclusory fashion that Mr. Archambeau, as the President and Chief Executive Officer of CHP, is responsible for application of the 2015 Clinical Standards to him. Mr. Dawson bases this conclusion upon the fact that Mr. Archambeau signed a contract on behalf of CHP by which CHP undertook the responsibility to make decisions about provision of outside medical services for inmates. He states that CHP is a "private company that customizes comprehensive correctional healthcare services for county jails and state corrections systems across the United States"
This evidence is insufficient to establish personal or supervisory liability. First, it is CHP, not Mr. Archambeau, which entered into the purported contract with the CDOC. Second, there is no showing that the subject of the contract included the design, development or implementation of the 2015 Clinical Standards. Third, the unrebutted evidence is that the 2015 Clinical Standards were administered internally by CDOC officials and not delegated to CHP.
As to Mr. Raemisch, Mr. Dawson states:
The Court understands Mr. Dawson's claim against Mr. Raemisch to pertain to the creation of the 2015 Clinical Standards. For a triable claim, Mr. Dawson must come forward with evidence that, if true, would show that Mr. Raemisch either participated in the design of or supervised the decisions made with regard to Mr. Dawson's eligibility under the 2015 Clinical Standards. Even assuming that Mr. Raemisch as the Executive Director of the CDOC, was tasked with developing "policies and procedures governing the operation of the [CDOC]"
Mr. Dawson must have some evidence that Mr. Raemisch designed or directed the creation of the 2015 Clinical Standards, or that he was involved in implementing the decisions in application of the Standards to Mr. Dawson. Dodds, 614 F.3d at 1199-1202. The record simply does not contain evidence to that effect. In addition, there is no evidence that application of the Standards caused Mr. Dawson constitutional harm. To the contrary, the evidence of record shows that Mr. Dawson's ineligibility under the 2015 Standards was a result of not completing the pre-requisites and requirements for treatment. Mr. Dawson has come forward with no evidence that he completed an approved alcohol and drug program or that his lab tests were within the limits proscribed by the Standards.
As to Dr. Tiona, Mr. Dawson states:
Other than making conclusory statements that Dr. Tiona used the Clinical Standards to improperly deny Mr. Dawson Hepatitis C treatment, Mr. Dawson alleges no facts showing that Dr. Tiona had any personal involvement with any decision related to Mr. Dawson's medical treatment, including a denial of Hepatitis C treatment under the 2015 Clinical Standards. Thus, there is no personal liability under § 1983. However, there is evidence in the record that Dr. Tiona, as the Chief Medical Officer for the CDOC from April 2015 until May 2017, "oversee[s], manage[s], and administer[s] the internal health care program within the [CDOC]" and is tasked with "establishing, and implementing clinical policies and protocols developed for the health care practitioners in correctional medicine."
Under these circumstances, Mr. Dawson has not come forward with sufficient evidence to state an 8
As to official liability by the CDOC, Mr. Dawson must show that he suffered a constitutional deprivation of a constitutional right caused by an official policy or custom maintained by the entity with deliberate indifference to the substantial certainty of constitutional injury. Monell, 436 U.S. at 691-692, 694. The Court has previously determined that the denial of Hepatitis C treatment to Mr. Dawson was not a constitutional injury. However, even if it was, there is no evidence that the CDOC's Clinical Standards were enacted/maintained with deliberate indifference to inmate needs and that their enforcement caused injury to Mr. Dawson.
Accordingly, the Court grants summary judgment to Mr. Archambeau, Mr. Raemisch, and Dr. Tiona.
For the foregoing reasons, it is ORDERED that the following facts are established for purposes of trial pursuant to Fed. R. Civ. P. 56(g):
It is further ORDERED that
1. Defendants Jeff Archambeau, Rick Raemisch, and Susan Tiona's Motions for Summary Judgment
2. Pursuant to the Tenth Circuit's Order and Judgment reversing the Court's grant of summary judgment and upon the Court's consideration on remand, Mr. Dawson's claims, invoking the 8th Amendment, that Defendants Cynthia Ireland, Trudy Sicotte, Robert Frickey, and Dee Ann Hibbs were deliberately indifferent to his serious medical needs in failing to provide any treatment for his reported acute pain shall proceed to a trial. The parties shall jointly contact chambers within 14 days of this order to schedule the final pretrial conference.
3. As to the balance of the pending motions: the Motion to Set Case for Trial
Even if Mr. Dawson was correct that Dr. Ireland could have waived his participation in the required alcohol and drug rehabilitation program, there is no evidence linking her failure to substantial harm to Mr. Dawson. Garrett v. Stratman, 254 F.3d 946, 950 (10th Cir. 2001); Sealock, 218 F.3d at 1210. Mr. Dawson's alleges that that he was experiencing "end-stage liver disease"