In his appeal and habeas corpus petition, John Paul Nelson challenges his conviction of premeditated attempted murder with a finding that he personally discharged a firearm. In the published portion of this opinion, we reject defendant's contention that his constitutional right to confront witnesses, as defined in Crawford v. Washington (2004) 541 U.S. 36 [158 L.Ed.2d 177, 124 S.Ct. 1354] (Crawford), was violated by the admission of the victim's out-of-court statement identifying defendant as the perpetrator. We hold the victim's brief informal statement, made on the night of the shooting in an ambulance when the victim was close to death, was not
In the unpublished portion of this opinion, we address defendant's other assertions of error, including erroneous admission of uncharged misconduct and bad character evidence; a violation of the Doyle
About 10:00 p.m. on February 2, 2004, Anthony Marquez was shot in the stomach while he was standing at the bottom of a driveway. After he was shot, Marquez ran to the door of Joanna Oyler's apartment and collapsed. In a recorded interview with the police on February 19, 2004, Oyler identified defendant and another man (Edward Gordin) as being in a car in the driveway at the time of the shooting. Defendant and Gordin were arrested and charged with premeditated attempted murder.
When interviewed by the police, Gordin initially denied involvement in the shooting, telling the police that the "word . . . on the street" was that defendant and another man were responsible for the shooting. After the police described facts linking Gordin to the crime, Gordin admitted he was the driver of the car and stated defendant was the shooter.
A police officer who arrived at the scene in response to a 911 call testified he found Marquez lying on the ground in front of an apartment. When the officer asked Marquez what happened, Marquez stated he had been shot. Marquez said he had been standing outside at the entrance to the property when a car pulled up and he was shot. When the officer asked who shot him, Marquez told the officer he was shot by "an unknown subject from that vehicle." A firefighter who accompanied Marquez in the ambulance on the
On the eve of trial, Gordin pleaded guilty to attempted murder (without premeditation) and then testified on behalf of the prosecution. Gordin testified he had met defendant "on the streets" a couple of weeks before the shooting. Gordin, along with defendant, Marquez, and other people, would "hang around" at Oyler's home to use methamphetamine. Gordin had known Marquez since they were young boys, and their fathers were good friends.
Gordin testified that on the night of the shooting, he was at Oyler's apartment with several other people, and defendant was at the next-door duplex. A stolen Honda was parked at Oyler's residence. Defendant came to Oyler's apartment and asked for a ride. Gordin agreed to give him a ride; they got inside the Honda with Gordin in the driver's seat and defendant in the passenger's seat. Gordin drove to the bottom of the driveway and stopped, with the car facing the street.
While Gordin was waiting for a car to pass before driving onto the street, defendant asked "who's that?" Gordin glanced over to the passenger side and saw a shadow of someone walking towards the car, but he could not see who it was because it was dark. Gordin noticed that defendant was "digging around" in his pockets for something. Gordin turned back and focused his attention on the car coming down the street, and then he heard a gunshot. Gordin saw defendant bring his arm back in through the open car window, and saw that he was holding a gun.
After shooting the gun, defendant stated, "`I got that fool.'" Gordin asked "`Who?,'" and defendant stated "Anthony" (i.e., Marquez). Gordin, feeling angry and panicked, stated "`What the fuck?'" and rapidly drove off. Defendant responded, "`Sorry, dog, I had to do what I had to do.'" Gordin wanted to get away from defendant; he drove several blocks away from the scene and then left defendant in the car.
Gordin testified he felt angry when defendant told him it was Marquez, because Marquez had never done anything to Gordin and Gordin and Marquez had always been friends. Gordin knew that the people he "hung around" with on the streets were saying Marquez was a snitch who had talked to the police about people doing crimes, but Gordin did not believe it. Gordin testified that if you are a snitch, people want to kill you, and the only reason he could think of for defendant to shoot Marquez was because defendant thought Marquez was a snitch.
Oyler testified during the prosecution's case, but denied or claimed not to remember essentially all of the matters she told the police that implicated Gordin and defendant in the shooting. Accordingly, the prosecutor was allowed to play a recording of her interview with the police.
In that interview, Oyler stated that at the time of the shooting she had known Gordin about four to six months and he was her friend, whereas she had known defendant only about two months. Just before the shooting, Oyler was standing inside the screen door of her home smoking a cigarette. She saw Gordin and defendant in a Honda car in the driveway by her house; Gordin was driving and defendant was in the front passenger seat. They drove down the driveway and stopped the car by the street. Oyler then heard a gunshot. Marquez ran to her door, holding his stomach and screaming that he had been shot and to call 911. Oyler heard the Honda speed away. She called 911.
Oyler told the police that from her front door she could not fully see the area in the front of the property. Further, she did not see Marquez until he was running towards her apartment after being shot. She also told the police that she thought that at the time of the shooting Marquez was "walking this way[,] towards [defendant] to the passenger seat," and so she "guess[ed]" defendant was the shooter. She heard that the shooting occurred because Marquez was a snitch. Oyler stated that she had seen defendant with a gun, apparently on the night of the shooting.
When the police told Oyler that Gordin had been bragging that he was the shooter and asked if Gordin had told her this, Oyler responded yes. Oyler stated that Gordin had told her "he had the gun and he shot" Marquez because Marquez was a snitch. Oyler opined that Gordin was saying this because he was afraid; he wanted people to think he was "tough"; and he thought that if he put "this reputation out there that he's such a bad ass" then people would leave him alone and be afraid of him. Oyler told the police that
A knife was found in the driveway where the shooting occurred, and a knife sheath was found in Marquez's possession. The officer who found the knife in the driveway testified the knife would have been closer to the driver's side than the passenger side of a vehicle that was facing the street to exit the driveway. The police assessed that because of a heavy rain that started shortly after the shooting, physical evidence (such as blood) that might have assisted the investigation of the crime was washed away.
In addition to evidence concerning the shooting, the prosecutor introduced several items of uncharged misconduct committed by defendant, including (1) defendant's threat to kill his girlfriend's family if his girlfriend's stepfather reported him to the police for beating the girlfriend; (2) defendant's high-speed evasion of the police when the police responded to a disturbance report at the hotel where his girlfriend's family was staying; and (3) defendant's assault on an inmate (Willie Pullins) when defendant was in a holding cell several years after the shooting.
The jury found defendant guilty of attempted premeditated murder with a personal gun discharge finding. For the attempted murder conviction, he was sentenced to life with the possibility of parole. He also received a determinate term of 20 years for the personal gun discharge enhancement.
Defendant asserts the victim's hearsay statement that he shot the victim should not have been admitted into evidence. He contends: (1) the statement is testimonial and hence its admission violates his federal constitutional right of confrontation as defined in Crawford, and (2) the statement cannot be characterized as a spontaneous statement admissible under California's hearsay exceptions. We reject these contentions.
Before trial, the prosecutor told the court that the victim would likely not be testifying, explaining: "[D]espite our best efforts to find and secure his availability, I don't think the victim in this case will be made available to
At a hearing to determine the admissibility of the victim's statement, the prosecutor presented the testimony of a police officer (Mark Smith) who spoke with the victim at the scene of the shooting, and the testimony of firefighter Bradley Witt who spoke with the victim in the ambulance. Smith testified that when he arrived at the scene about 10:00 p.m. in response to a 911 call, Marquez was lying on the ground by the front door of a duplex. Marquez was holding a bloody towel to his abdomen. Smith spoke to Marquez for about one or two minutes. Marquez was "very low key and quiet" when he was talking. Marquez told Smith he had been shot "out front" on the street, and the assailant was in a vehicle and used a "large handgun." When Smith asked Marquez who shot him, Marquez told Smith that "an unknown subject shot him."
The prosecutor asked Smith if he was concerned about whether the shooter might be near the area at that time. Smith responded, "Yes, that's always a concern." After speaking with Marquez, Smith started examining the crime scene to determine exactly where the shooting occurred so the area could be contained. Smith testified that he did not obtain information about the identity of the shooter until later that night.
Firefighter Witt testified that when he arrived at the scene of the shooting, he assisted the ambulance crew with placing Marquez on a backboard and into the ambulance. Witt stated that it typically takes about six to 10 minutes to accomplish this task. Witt accompanied the paramedic in the back of the
Witt stayed at the hospital for a while, and arrived back at the fire station about 12:30 a.m. He testified he called the police department "right when [he] got back" to the station and provided the name given by Marquez.
With respect to the Crawford right of confrontation, the prosecutor asserted the victim's statement to Witt identifying the shooter was nontestimonial because Witt was not a law enforcement agent charged with investigation of crime, and there was no structured questioning akin to a police interview. With respect to California's hearsay rules, the prosecutor argued the statement to Witt was a spontaneous statement "because it was made under the stress of the event."
Objecting to admission of the statement to Witt, defendant asserted the statement was testimonial because Witt was not obtaining information about Marquez's physical condition but rather was acting as an agent of the police to obtain information about the suspect. Further, defendant argued the statement to Witt was not spontaneous because Marquez had time to reflect
The trial court ruled the statement to Witt was nontestimonial because of the circumstances under which it occurred. Further, the court ruled the statement was admissible as a spontaneous statement because Marquez had been shot in the stomach, he was still in a state of shock, and he did not have "time to process the information." The court reasoned that given Marquez's critical condition, he would not be "trying to figure out . . . who should I pin this on."
Relevant to the parameters of testimonial statements to which the confrontation clause applies, Crawford explained: "[T]he Confrontation Clause . . . applies to `witnesses' against the accused—in other words, those who `bear testimony.'. . . `Testimony,' in turn, is typically `[a] solemn declaration or affirmation made for the purpose of establishing or proving some fact.' [Citation.] An accuser who makes a formal statement to government officers bears testimony in a sense that a person who makes a casual remark to an acquaintance does not." (Crawford, supra, 541 U.S. at p. 51, second bracket in original.)
The Davis court reasoned that statements to government officials that are "solely directed at establishing the facts of a past crime, in order to identify (or provide evidence to convict) the perpetrator" satisfy the definition of a testimonial statement because they are a solemn declaration or affirmation made for the purpose of establishing or proving some fact. (Davis, supra, 547 U.S. at p. 826.) Further, a witness's description of past events to an investigating officer may be testimonial regardless of whether the statements were reduced to a writing signed by the declarant or merely embedded in the memory or notes of the officer. (Ibid.) Davis acknowledged that "formality is indeed essential to testimonial utterance," but stated the requisite formality and solemnity exists when a witness describes past events to an officer because deliberate falsehoods to officers constitute a criminal offense. (Id. at pp. 826-827, 830, fn. 5.) Davis also observed that even when statements were made without any detailed interrogation (i.e., volunteered statements or answers to open-ended questions), this does not automatically make them nontestimonial. (Id. at p. 822, fn. 1.)
For example, the Davis court found statements made to an officer responding to a report of a domestic disturbance were testimonial because there were no signs of a current disturbance; the wife stated she was fine; the wife made statements incriminating her husband only during a second conversation when she was interviewed in a room separate from her husband and sometime after the events she described were over; and the officer had the wife write out an affidavit to establish what had occurred previously. (Davis, supra, 547 U.S. at pp. 829-832.) The court reasoned that during the second conversation the officer was not seeking information about "`what is happening'" but rather about "`what happened'"; the victim was not making a "cry for help" and was not providing information to enable the officers "immediately to end a threatening situation"; and the sole purpose of the interrogation was to investigate a possible crime. (Id. at p. 830-832.) Davis concluded the statements are "an obvious substitute for live testimony, because they do precisely what a witness does on direct examination . . . ." (Id. at p. 830.)
Cage concluded the officer's "clear purpose in coming to speak to [the victim] at this juncture was not to deal with a present emergency, but to obtain a fresh account of past events involving defendant as part of an inquiry into possible criminal activity." (People v. Cage, supra, 40 Cal.4th at p. 985.) Rejecting an argument that the officer was determining whether further immediate police action might be necessary to apprehend a perpetrator, the court noted the officer did not try to obtain emergency information from the victim when he saw him near the crime scene even though the victim was coherent; at the hospital the officer questioned the victim in a manner that assumed the defendant was the suspect; and there was no indication the officer followed up with what the victim told him by initiating emergency action. (Id. at pp. 985-986, fn. 15.)
On appeal, we independently review whether a statement was testimonial so as to implicate the constitutional right of confrontation. (People v. Johnson (2007) 150 Cal.App.4th 1467, 1478 [59 Cal.Rptr.3d 405].) We evaluate the primary purpose for which the statement was given and taken under an objective standard, "considering all the circumstances that might reasonably bear on the intent of the participants in the conversation." (People v. Cage, supra, 40 Cal.4th at p. 984.)
Although firefighter Witt was not a police officer, we agree with defendant that he could be an agent of the police for purposes of securing a testimonial statement. (See People v. Cage, supra, 40 Cal.4th at p. 987 [court evaluated whether medical doctor was "acting in conjunction with law enforcement" and making inquiries with an "evidence-gathering aim"]; People v. Vargas (2009) 178 Cal.App.4th 647, 660 [100 Cal.Rptr.3d 578] [government officers for Crawford purposes include those acting "`in an agency relationship with law enforcement'"]; see also Davis, supra, 547 U.S. at p. 823, fn. 2 [court
The circumstances also show that at the time of Witt's inquiry, the shooting had just recently occurred and the shooter was still unidentified and at large.
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The judgment is affirmed and the petition for writ of habeas corpus is denied.
Huffman, Acting P. J., and Nares, J., concurred.
On direct examination at the pretrial hearing, Smith testified that Marquez did not respond when asked who shot him. However, when shown his police report on cross-examination, Smith clarified that Marquez indicated he did not know who shot him, and that he did not respond when asked to describe the shooter.