GREGORY J. KELLY, District Judge.
Veronica Nunez (the "Claimant") appeals to the District Court a final decision of the Commissioner of Social Security (the "Commissioner") denying her application for Supplemental Security Income ("SSI"). Doc. No. 1. Claimant argues that the Administrative Law Judge (the "ALJ") committed reversible error because he: 1) failed to develop the record by not ordering a consultative mental examination; and 2) applied improper legal standards when determining Claimant's credibility. Doc. No. 15 at 8-10, 14-16. Claimant requests that the Commissioner's decision be reversed and remanded for further proceedings. Id. at 20. For the reasons set forth below, it is
On April 10, 2013, Claimant filed an application for SSI. R. 186. Claimant alleges a disability onset date of February 8, 2013. R. 28. On May 7, 2013, Claimant's application was denied initially. R. 84. On July 24, 2013, Claimant's application was denied upon reconsideration. R. 93. On August 17, 2013, Claimant filed a request for hearing. R. 103. On March 11, 2015, Claimant attended a hearing before the ALJ. R. 45-65. On April 20, 2015, the ALJ issued an unfavorable decision. R. 28-39. On May 12, 2015, Claimant requested review of the ALJ's decision. R. 19. On August 1, 2016, the Appeals Council denied Claimant's request. R. 1. On October 4, 2016, Claimant filed this appeal. Doc. No. 1.
The Commissioner's findings of fact are conclusive if supported by substantial evidence. 42 U.S.C. § 405(g). Substantial evidence is more than a scintilla — i.e., the evidence must do more than merely create a suspicion of the existence of a fact, and must include such relevant evidence as a reasonable person would accept as adequate to support the conclusion. Foote v. Chater, 67 F.3d 1553, 1560 (11th Cir. 1995) (citing Walden v. Schweiker, 672 F.2d 835, 838 (11th Cir. 1982) and Richardson v. Perales, 402 U.S. 389, 401 (1971)). Where the Commissioner's decision is supported by substantial evidence, the District Court will affirm, even if the reviewer would have reached a contrary result as the finder of fact, and even if the reviewer finds that the evidence preponderates against the Commissioner's decision. Barnes v. Sullivan, 932 F.2d 1356, 1358 (11th Cir. 1991). The Court must view the evidence as a whole, taking into account evidence favorable as well as unfavorable to the decision. Foote, 67 F.3d at 1560. The District Court "`may not decide the facts anew, reweigh the evidence, or substitute [its] judgment for that of the [Commissioner].'" Phillips v. Barnhart, 357 F.3d 1232, 1240 n.8 (11th Cir. 2004) (quoting Bloodsworth v. Heckler, 703 F.2d 1233, 1239 (11th Cir. 1983)).
On May 27, 2013, Claimant visited Maria Pizarro, ARNP with complaints of depression and anxiousness. R. 299. Claimant reported having visual hallucinations and a fear of being home alone. Id. Ms. Pizarro found that due to Claimant's mental status, she has limitations in walking, bending, sitting, and standing. Id. Ms. Pizzaro diagnosed Claimant with Major Depressive Disorder with Psychotic Features. Id. On August 26, 2013, Claimant visited Ms. Pizzaro for a follow up appointment. R. 298. Claimant reported being depressed and not sleeping or eating well. Id. On September 26, 2013, Claimant visited Ms. Pizzaro stating that she was "feeling good today," and reported sleeping well with medication. R. 297. Claimant, however, "still report[ed] having pain on her back, [which] is the main cause of her depressed mood." Id. In a mental status exam checklist, Ms. Pizarro found that Claimant's psychomotor activity and speech were normal, her thought process was goal-directed, and her judgement and insight were fair to good. Id.
At step two of the sequential evaluation process, the ALJ found Claimant had the following severe impairments: status post lumbar laminectomy and fusion; degenerative disc disease of the lumbar spine; and affective disorder.
R. 31-32 (emphasis added). Thus, the ALJ found that Claimant is capable of performing light work, but: 1) requires work which is simple and unskilled, or very low semi-skilled in nature; 2) has nonexertional mental limitations which frequently affect her ability to concentrate upon complex or detailed tasks; and 3) would remain capable of understanding, remembering and carrying out simple and unskilled job instructions, such as making work related judgments and decisions, responding appropriately to supervision, co-workers, and work situations, and dealing with changes in a routine work setting.
When providing support for Claimant's mental abilities in the RFC, the ALJ stated the following:
R. 37 (emphasis added). Thus, based on the information in Ms. Pizarro's treatment notes, the ALJ found Claimant to have the same mental abilities as those found in the RFC finding. Cf. R. 31-32, 37.
In Sims v. Apfel, 530 U.S. 103, 110-11, 120 S.Ct. 2080, 2085, 147 L.Ed.2d 80 (2000), the Supreme Court held that "[s]ocial security proceedings are inquisitorial rather than adversarial" and that the ALJ has a duty "to investigate the facts and develop the arguments both for and against granting benefits." Id. (citing Richardson v. Perales, 402 U.S. 389 (1971)). The ALJ's duty includes ordering a consultative examination if one is needed to make an informed decision. Reeves v. Heckler, 734 F.2d 519, 522 n.1 (11th Cir. 1984) (citations omitted). Nevertheless, an ALJ is not required to order a consultative examination provided that the record contains sufficient evidence for the ALJ to make an informed decision. Ingram v. Comm'r of Soc. Sec. Admin., 496 F.3d 1253, 1269 (11th Cir. 2007) ("[t]he administrative law judge has a duty to develop the record where appropriate but is not required to order a consultative examination as long as the record contains sufficient evidence for the administrative law judge to make an informed decision"); Good v. Astrue, 240 Fed. Appx. 399, 404 (11th Cir. 2007) ("the ALJ need not order an additional consultative examination where the record was sufficient for a decision").
After reviewing the record, the Court finds remand necessary for the ALJ to order a consultative examination as to Claimant's mental abilities and limitations. In Winschel v. Comm'r of Soc. Sec., 631 F.3d 1176, 1178-79 (11th Cir. 2011), the Eleventh Circuit defined a medical opinion:
Id. (citing 20 C.F.R. §§ 404.1527(a)(2), 416.927(a)(2)) (emphasis added). See also Valdez v. Comm'r of Soc. Sec., No. 3:14-CV-1328-J-PDB, 2016 WL 836688, at *4 (M.D. Fla. Mar. 4, 2016) (noting that a "medical opinion is a statement reflecting judgment about the nature and severity of an impairment and
Id. (citing 20 C.F.R. § 404.1545(b)). See also Hagan v. Astrue, No. 1:10-CV-21 (WLS), 2011 WL 1258052, at *4 (M.D. Ga. Mar. 11, 2011) (citing 20 C.F.R. § 404.1513) (noting that "medical evidence
As noted above, in order for a claimant's RFC to be supported by substantial evidence, the record must include an RFC assessment by a treating or examining physician. Dillard, 834 F.Supp.2d 1332-33. Ms. Pizarro's treatment notes are devoid of any sufficient assessment regarding Claimant's mental abilities in the RFC. R. 31-32, 297-300. Thus, the Court cannot discern the basis on which the ALJ found Claimant capable of performing light work, but: 1) requires work which is simple and unskilled or very low semi-skilled in nature; 2) has nonexertional mental limitations which frequently affect her ability to concentrate upon complex or detailed tasks; and 3) would remain capable of understanding, remembering and carrying out simple and unskilled or low semi-skilled job instructions, such as making work related judgments and decisions, responding appropriately to supervision, co-workers, and work situations, and dealing with changes in a routine work setting.
At step four, the ALJ found Claimant's statements concerning the intensity, persistence, and limiting effects of her symptoms not credible. R. 36-37. When determining Claimant's credibility, the ALJ made three specific findings. Id. First, the ALJ noted that Claimant spent her early years raising a family:
R. 36.
R. 37. Thus, the ALJ found Claimant's statements about the intensity and persistence of her pain are not credible because she: 1) takes care of her nineteen-year-old disabled son; and 2) is able to do most of her household chores and drive. Id. Claimant argues that the ALJ erred by making the aforementioned credibility findings. Doc. No. 15 at 15-16. The Commissioner argues that the ALJ applied the proper legal standards because he found that: 1) Claimant's complaints were inconsistent with the medical evidence; 2) Claimant's complaints were inconsistent with her activities of daily living; and 3) Claimant lacked a significant work history. Id. at 18-20.
In the Eleventh Circuit, subjective complaints of pain are governed by a two-part "pain standard" that applies when a claimant attempts to establish disability through subjective symptoms. By this standard, there must be: 1) evidence of an underlying medical condition; and
2) either objective medical evidence that confirms the severity of the alleged symptoms arising from the condition or evidence that the objectively determined medical condition is of such severity that it can be reasonably expected to give rise to the alleged pain. Holt v. Sullivan, 921 F.2d 1221, 1223 (11th Cir.1991) (citing Landry v. Heckler, 782 F.2d 1551, 1553 (11th Cir.1986)). "20 C.F.R. § 404.1529 provides that once such an impairment is established, all evidence about the intensity, persistence, and functionally limiting effects of pain or other symptoms must be considered in addition to the medical signs and laboratory findings in deciding the issue of disability." Foote, 67 F.3d at 1561; 20 C.F.R. § 404.1529 (emphasis added). Thus, once the pain standard is satisfied, the issue becomes one of credibility.
A claimant's subjective testimony supported by medical evidence that satisfies the standard is itself sufficient to support a finding of disability. Id. "If the ALJ decides not to credit a claimant's testimony as to her pain, [he or she] must articulate explicit and adequate reasons for doing so." Id. at 1561-62. A reviewing court will not disturb a clearly articulated credibility finding based on substantial supporting evidence in the record. Id. at 1562. The lack of a sufficiently explicit credibility finding may be grounds for remand if credibility is critical to the outcome of the case. Id.
The ALJ found Claimant's raising of her three children detracted from her credibility. R. 36. Claimant argues that the ALJ's basis for such a finding is unclear given the fact that Claimant: 1) testified that her three children are twenty-three, twenty, and nineteen years old; and 2) alleges a disability onset date of February 8, 2013. Doc. No. 15 at 15. Based on the foregoing, Claimant argues that "it is unclear how raising her children years ago detracts from [her] testimony regarding her current limitations." Id. The Commissioner states the following:
Id. at 19. Thus, the Commissioner attempts to characterize the ALJ's statement as indicating that Claimant's general lack of work history undermines her credibility. Id. The ALJ's opinion, however, states that Claimant spent her "early years raising a family of three children, which is commendable and wholesome, but detracts somewhat from [her] overall credibility . . ." R. 36. Moreover, ALJ made no findings regarding Claimant's work history or the fact that she stopped working because she needed to take care of her nineteen-year-old son. Id. Thus, the undersigned declines to accept the Commissioner's post hoc rationalization of the ALJ's decision. See Baker v. Comm'r of Soc. Sec., 384 F. App'x 893, 896 (11th Cir. 2010) ("[A] court may not accept appellate counsel's post hoc rationalizations for agency actions," and "[i]f an action is to be upheld, it must be upheld on the same bases articulated in the agency's order") (citing FPC v. Texaco Inc., 417 U.S. 380, 397, 94 S.Ct. 2315, 41 L.Ed.2d 141 (1974)).
After considering the ALJ's articulated reason, the undersigned agrees with the Claimant. Claimant alleges a disability onset date of February 8, 2013. R. 28. At the March 11, 2015 hearing, Claimant testifies that her three children are twenty-three, twenty, and nineteen years old. R. 58. Claimant also testifies that her two eldest children do not live with her. R. 59. Based on the foregoing, there is no basis for the ALJ's statement that Claimant's raising of her children detracts from her credibility — particularly when she was raising her children well before her alleged disability onset date. Thus, the undersigned recommends that the Court find the ALJ's consideration of Claimant's parenting is not supported by substantial evidence.
At the hearing, Claimant testifies that she tries to cook, do the laundry, and clean the house with the aid of her husband. R. 58. Claimant also states that she has to catheterize her nineteen-year-old son five times per day. Id. The ALJ then found Claimant's statements about the intensity and persistence of her pain not credible because: 1) Claimant takes care of her nineteen-year-old son; and 2) she is able to do most of her household chores and drive. R. 37
The ALJ committed reversible error in considering the aforementioned daily activities for two reasons. First, the Court cannot discern the basis of the ALJ's finding that because Claimant "takes care of her [nineteen]-year-old son," her statements about the intensity and persistence of her pain are not credible. Id. The following is taken from the hearing:
R. 58. Thus, Claimant states that she catheterizes her son, but cannot do it all the time because of her back pain. Id. When she cannot catheterize her son, her husband or a friend helps her. Id. The above exchange provides the only information regarding Claimant's physical activities in helping her nineteen-year-old son. Id. The ALJ does not provide any other evidence for his finding that because Claimant "takes care of her [nineteen]-year-old son," her statements about the intensity and persistence of her pain are not credible. R. 37. Thus, the Court cannot discern the basis of the ALJ's credibility finding when the only reported activity of Claimant taking care of her nineteen-year-old son is that she sometimes catheterizes him. R. 58.
Second, the ALJ improperly considered Claimant's ability to do most of her household chores and drive. With regard to household chores, Claimant's only testimony was that she tries to cook, does laundry, and that her husband helps her clean. R. 58. Because Claimant testified to performing few household chores, the basis on which the ALJ determined that Claimant has the ability to perform "most of her household chores" is unclear. Moreover, as noted above, the ALJ determined that Claimant had severe impairments of: status post lumbar laminectomy and fusion; degenerative disc disease of the lumbar spine; and affective disorder. R. 30. The daily activities found in Claimant's testimony are not of the kind that renders them inconsistent with Claimant's impairments. Furthermore, the ALJ failed to provide any specific analysis as to how Claimant's daily activities contradicted Claimant's pain testimony. See Lane v. Berryhill, No.: 5:16-CV-0855-VEH, 2017 WL 2797082, at * 10 (N.D. Ala. Jun. 28, 2017) (citations omitted) (noting that "for an ALJ to discredit a claimant's pain testimony based on daily activity, the ALJ should specifically illustrate how the claimant's daily activity is inconsistent with her subjective pain testimony"). Instead, the ALJ merely stated Claimant was able to do most of her household chores and drive without any further analysis as to how such activities contradict Claimant's testimony.
When determining Claimant's credibility, the ALJ also relied on: 1) the opinion of Dr.
Patty, a reviewing physician; and 2) other medical evidence of record. R. 36-37. Based on such evidence, the ALJ found Claimant's statements about the intensity and persistence of her pain are not credible. Id. Claimant argues that the ALJ's consideration of the medical evidence violates Social Security Ruling 96-7p:
Doc. No. 15 at 15. As noted by Claimant, Social Security Ruling 96-7 states that an "individual's statements about the intensity and persistence of pain or other symptoms or about the effect the symptoms have on his or her ability to work may not be disregarded
For the reasons stated above, it is
A party has fourteen days from this date to file written objections to the Report and
Recommendation's factual findings and legal conclusions. A party's failure to file written objections waives that party's right to challenge on appeal any unobjected-to factual finding or legal conclusion the district judge adopts from the Report and Recommendation. See 11th Cir. R. 3-1.
20 C.F.R. § 404.1567 (emphasis added).