JOEL B. TOOMEY, Magistrate Judge.
Plaintiff makes the following three arguments on appeal:
(Doc. 18 at 1-2.)
As the Eleventh Circuit has stated:
Winschel v. Comm'r of Soc. Sec., 631 F.3d 1176, 1178 (11th Cir. 2011) (citations and quotations omitted). "With respect to the Commissioner's legal conclusions, however, our review is de novo." Lewis v. Barnhart, 285 F.3d 1329, 1330 (11th Cir. 2002).
At step two of the sequential evaluation process, the ALJ found that Plaintiff had the severe impairment of "degenerative disk disease of cervical spine." (Tr. 11.)
(Tr. 13.) At step four, the ALJ found that Plaintiff was capable of performing her past relevant work as a receptionist. (Tr. 17.) Therefore, Plaintiff was not disabled. (Tr. 18.)
Plaintiff's first argument is that the ALJ "failed to apply the correct legal standards" to the "opinion" of her primary care physician, Dr. John Desrochers. (Doc. 18 at 10-13.) Plaintiff relies not on formal opinions from Dr. Desrochers, but rather on numerous notations in his treating records. (Id.) Plaintiff does not identity any specific "opinion," but in a lengthy paragraph describes the notes as follows:
(Doc. 18 at 11-12.)
In support of her argument that the "ALJ did not state what weight she gave to Dr. Desrochers's opinions," Plaintiff relies primarily on Winschel. (Id. at 10, 12.) The undersigned recommends that this case is distinguishable from Winschel because the cited treatment notes do not include judgments about the severity of Plaintiff's impairments, or what she can still do despite those impairments, within the meaning of Winschel. Moreover, the undersigned recommends that any error on the ALJ's part in failing to treat certain portions of the treatment records as opinion evidence is harmless because Plaintiff has not shown how any of these notes are inconsistent with the ALJ's RFC assessment.
In Winschel, the Eleventh Circuit stated:
631 F.3d at 1178-79.
In Winschel, the ALJ "referenced Winschel's treating physician only once, and that reference merely noted that Winschel saw the doctor monthly." Id. at 1179. "The ALJ did not mention the treating physician's medical opinion, let alone give it `considerable weight.'" Id. The Eleventh Circuit rejected the Commissioner's argument that the ALJ was not required to assign evidentiary weight to Winschel's treating physician's treatment notes because they did not constitute a "medical opinion," finding that:
Id. The Eleventh Circuit ultimately determined that the ALJ's conclusions suggested that she had not considered pertinent elements of the opinions of a treating and examining physician, and therefore reversed for the ALJ to "explicitly consider and explain the weight accorded to the medical opinion evidence." Id.
In this case, the ALJ described Plaintiff's treatment with Dr. Desrochers as follows:
(Tr. 15.) The ALJ did not ascribe specific weight to anything in Dr. Desrochers's treatment records.
Plaintiff argues that the ALJ should have treated as opinion evidence, and assigned weight to, the numerous record entries previously described, including subjective complaints, physical examination findings, diagnoses, and treatment recommendations. (Doc. 18 at 11.) The undersigned recommends that this argument be rejected. First, as Defendant argues, "many of the purported opinions are Plaintiff's own complaints . . . ." (Doc. 21 at 1.) For example, Plaintiff states: "On December 1, 2011, [Dr. Desrochers] noted herniated disk in the neck with pain radiating into the shoulders, arms, and collarbone (Tr. 594)."
Moreover, the undersigned recommends that Winschel does not stand for the proposition that the ALJ must treat as opinion evidence, and assign weight to, every physical examination finding, impression, diagnosis, or treatment plan referred to in the records. To interpret Winschel in this manner would place an unrealistic burden on ALJs because it would require them to address innumerable physician observations, findings, impressions, diagnoses, and remarks.
In addition, the undersigned recommends that any error on the ALJ's part in failing to treat certain portions of the treatment records as opinion evidence is harmless because Plaintiff has not shown how any of these items are inconsistent with the ALJ's RFC assessment. See Shaw v. Astrue, 392 F. App'x 684, 687 (11th Cir. 2010) ("Although he did not specifically address the findings regarding poor functionality in dealing with supervisors or stress, his RFC finding was not inconsistent with this.") (footnote omitted).
The undersigned also recommends that the Court reject Plaintiff's related argument that the ALJ's summary of Dr. Desrochers's treatment records is insufficient. (Id. at 12-13.) Although the ALJ did not refer to every physical examination finding or diagnosis, there was no need for her to do so. See Dyer, 395 F.3d at 1211. The undersigned recommends that the ALJ's summary of Dr. Desrochers's records is sufficient to show that she considered Plaintiff's medical condition as a whole.
Plaintiff next argues that the ALJ's RFC assessment is not supported by substantial evidence because she failed to include Plaintiff's need for a cane, upper extremity limitations, and limitations due to migraine headaches. (Doc. 18 at 13-16.) The undersigned recommends that the Court reject this argument as well.
Regarding the need for a cane, Plaintiff argues:
(Doc. 18 at 14.)
Dr. Desrochers never prescribed a cane or opined that Plaintiff needed one. The undersigned recommends that Dr. Desrochers's mere observation that Plaintiff was using a cane, and his physical examination finding of an abnormal gait, did not require the ALJ to include this limitation in the RFC assessment. On January 12, 2012, Dr. Desrochers noted that Plaintiff's gait and station was normal, and that she was "carrying a cane." (Tr. 591.) He also stated that Plaintiff was "moving and ambulating well today." (Tr. 591.) Thus, there is nothing in the records of Dr. Desrochers that required the ALJ to include the use of a cane in the RFC assessment.
On March 1, 2012, Plaintiff underwent a consultative examination with Dr. Joseph Mignogna. (Tr. 581-85.) Dr. Mignogna did opine that Plaintiff needed a cane for distances beyond 20 to 30 feet. (Tr. 585.) Although the ALJ noted this restriction, and gave Dr. Mignogna's opinions "great weight," the ALJ did not include this restriction in the RFC assessment or explain why she was not including it. (Tr. 16-17.) The undersigned recommends, however, that any error on the ALJ's part in this regard is harmless, because she specifically asked the vocational expert ("VE") a hypothetical question that included all of Dr. Mignogna's proposed restrictions, including the use of a cane, and the VE replied that Plaintiff could still perform her past relevant work as a receptionist. (Tr. 52.) See Jones v. Comm'r of Soc. Sec., 492 F. App'x 70, 73 (11th Cir. 2012) (holding ALJ's failure to include a driving limitation in hypothetical posed to VE was harmless where jobs identified by VE could be performed without driving and, thus, did not affect outcome of Plaintiff's case); Timmons v. Comm'r of Soc. Sec., 522 F. App'x 897, 906 (11th Cir. 2013) (holding ALJ's omission of squatting restriction from RFC assessment was harmless error because squatting was not required by jobs identified by ALJ).
Similarly, there was no evidence compelling the ALJ to include upper extremity limitations in the RFC assessment. Almost all of the notations in the records upon which Plaintiff relies occurred well before December 14, 2011, the amended alleged onset date. (Doc. 18 at 14-15.) No doctor opined that Plaintiff had upper extremity limitations, including Dr. Mignogna and the State agency doctor, Dr. James Patty. (Tr. 110-12, 581-85.) The undersigned recommends that none of Plaintiff's subjective complaints, or the physical examination findings upon which she relies, required the ALJ to include upper extremity limitations in the RFC assessment.
Regarding migraine headaches, Plaintiff again relies in large part on records that predated the amended alleged disability onset date. (Doc. 18 at 15.) Again, no doctor opined that Plaintiff had any limitation as a result of migraine headaches. When Plaintiff saw Dr. Desrochers on December 5, 2013 for complaints of headache and left-sided neck pain, Dr. Desrochers diagnosed simply "headache," and thought it was related to her cervical disc disease. (Tr. 628.) Although Plaintiff indicated she had "migraines," Dr. Desrochers noted that Plaintiff did not have photophobia or nausea, and he did not specifically diagnose migraine headaches. (Tr. 626, 628.) Moreover, Plaintiff indicated that the headaches lasted only until she took Maxalt. (Tr. 626.) On January 7, 2014, Plaintiff denied headaches. (Tr. 621.) Thus, the undersigned recommends that substantial evidence supports the ALJ's determination not to include any specific limitations in the RFC assessment as a result of headaches, migraine or otherwise.
Finally, Plaintiff argues that the ALJ erred in addressing her credibility. (Doc. 18 at 16-18.) If Plaintiff's "statements about the intensity, persistence, or functionally limiting effects of pain or other symptoms are not substantiated by objective medical evidence," the ALJ "must make a finding on the credibility of the individual's statements based on a consideration of the entire case record." SSR 96-7p, 1996 WL 374186, at *2.
Regarding Plaintiff's credibility, the ALJ stated:
(Tr. 17.)
Plaintiff's argument that the ALJ erred in assessing her credibility is primarily a reiteration of her previous arguments. (Doc. 18 at 16-17.) The undersigned has already recommended that those arguments be rejected. Plaintiff also argues that the ALJ's credibility finding is insufficiently explained because she did not cite specific evidence or explain what "documentary reports" meant. (Id. at 17.)
The undersigned recommends that Plaintiff's arguments be rejected. The ALJ provided explicit and adequate reasons, supported by substantial evidence, for discounting Plaintiff's credibility. By referring to the "documentary reports and the reports of the treating and examining practitioners," it appears that the ALJ was simply considering "the entire case record," as required by SSR 96-7p. The ALJ had previously set forth in sufficient detail a summary of Plaintiff's statements, third-party statements, the medical records, and the opinion evidence. (Tr. 13-17.)
In contrast to Plaintiff's testimony that she had severe limitations, such as that she needed a cane to walk, that she could sit for only 30 minutes, stand for only 5 to 7 minutes, and walk only approximately 100 feet before experiencing pain, the ALJ pointed out that Plaintiff received very little treatment during the time period at issue, and did not even complain of pain in her neck or back from August 2012 through December 2013. (Tr. 14-15.) The ALJ also detailed the consultative examination report of Dr. Mignogna. (Tr. 16.) The ALJ noted that the "examination was fairly unremarkable," which is consistent with Dr. Mignogna's report. (Tr. 16, 585.) Regarding Plaintiff's back, Dr. Mignogna noted that there were "no motor or reflex deficits in the upper or lower extremities. Prior cervical spine surgery was noted. Cervical and lumbar spine ranges of motion were mildly reduced, and squatting was limited." (Tr. 585.) Other than those limited findings, the examination, including regarding fibromyalgia, migraines, sciatica, and nerve disorder, was unremarkable. The ALJ also noted that the State agency doctor, Dr. Patty, opined to limitations that were much less severe than those testified to by Plaintiff. (Tr. 16-17.) In short, the undersigned recommends that the ALJ gave explicit and adequate reasons, supported by substantial evidence, for discounting Plaintiff's credibility.
The Court does not make independent factual determinations, re-weigh the evidence or substitute its decision for that of the ALJ. Thus, the question is not whether the Court would have arrived at the same decision on de novo review; rather, the Court's review is limited to determining whether the ALJ's findings are based on correct legal standards and are supported by substantial evidence. Applying this standard of review, the undersigned respectfully recommends that the Commissioner's decision be affirmed.
Accordingly, it is respectfully