DAVID A. BAKER, Magistrate Judge.
This cause came on for consideration without oral argument on review of the Commissioner's decision to deny Plaintiff's application for disability benefits. For the reasons set forth herein, the decision of the Commissioner is
Plaintiff applied for a period of disability and disability insurance benefits, alleging that he became unable to work on December 17, 2009 (R. 249-50, 305). The agency denied Plaintiff's applications initially and on reconsideration. Plaintiff requested a hearing before an administrative law judge ("the ALJ"), and an hour long hearing was held on March 14, 2012 (R. 84-130). The ALJ allowed for the filing of post-hearing additional evidence and noted that she would "certainly consider a supplemental hearing" (R. 128).
On March 15, 2012 and March 19, 2012, Plaintiff and his attorney requested the ALJ recuse herself based on her "conduct" at the hearing (R. 372, 394). Plaintiff's counsel also filed an unfair treatment complaint against the ALJ with the Chief ALJ in Falls Church, Virginia (R. 394, Appendix 1 to brief). On June 13, 2012, the agency hearing office contacted counsel to advise that he could request a supplemental hearing (R. 377). Counsel responded:
Id.
On June 21, 2012, the agency sent a Notice of Hearing, indicating that the same ALJ would hold a supplemental hearing on October 12, 2012 (R. 214-31). Plaintiff's attorney responded by letter dated July 5, 2012, renewing his request for the ALJ to recuse herself, requesting that the ALJ cancel the supplemental hearing, and asking her to issue a decision as soon as possible (R. 397). According to Plaintiff's brief, the agency responded by letter dated August 24, 2012, stating:
(Plaintiff's Brief, Appendix 4). On September 12, 2012, Plaintiff returned an Acknowledgment or Receipt of the Notice of the October hearing, and acknowledged that he would attend (R. 248). A supplemental hour long hearing was held on October 12, 2012, with Plaintiff, counsel, and a Vocational Expert present (R. 37-83). The ALJ subsequently issued an unfavorable decision, finding Plaintiff to be not disabled (R. 13-36).
Plaintiff filed a Request for Review of the Hearing Decision on January 24, 2013 (R.11). In counsel's brief to the Appeals Council, he contended, among other things, that Plaintiff did not receive a fair hearing before an impartial ALJ (R. 399-405). The Appeals Council denied Plaintiff's request for review on April 17, 2014 (R. 1-6). In declining to grant review, the Appeals Council "considered whether the Administrative Law Judge's action, findings, or conclusion is contrary to the weight of the evidence of record" and found that it was not (R. 1-2). The Appeals Council also considered Plaintiff's allegations that the ALJ was biased and did not afford due process, stating:
(R. 2). As the Appeals Council declined to grant review (R. 1-5), the ALJ's decision is the final decision of the Commissioner.
Plaintiff timely filed his complaint in this action, and the parties have consented to the jurisdiction of the United States Magistrate Judge. The matter has been fully briefed and the case is now ripe for review pursuant to 42 U.S.C. §§ 405(g).
Plaintiff claims to be disabled due to "Bi-polar disorder, tail bone [pain], left knee [pain], [and] spinal stenosis" (R. 309).
Plaintiff was forty one years old as of the alleged onset date (R. 249), with a high school education (R. 309), and past relevant work as a deck hand, heavy equipment operator, truck driver, and companion (R. 29, 310).
In addition to the medical reports and opinions of the treating providers, the record includes Plaintiff's testimony and that of a Vocational Expert ("the VE"), written forms and reports completed by Plaintiff, third party reports, and opinions from state agency examiners and reviewers. The medical evidence relating to the pertinent time period is well detailed in the ALJ's opinion and, in the interest of privacy and brevity, will not be repeated here, except as necessary to address Plaintiff's objections. By way of summary, the ALJ found that Plaintiff had the severe impairments of: disorders of the spine, left knee degenerative joint disease, obesity, and affective disorder (20 CFR 404.1520(c)), but does not have an impairment or combination of impairments that meets or medically equals the severity of one of the listed impairments in 20 CFR Part 404, Subpart P, Appendix 1 (R. 19). The ALJ then found that Plaintiff had the residual functional capacity ("RFC") to perform a restricted range of:
(R. 22).
With the assistance of the Vocational Expert, the ALJ determined that Plaintiff could not return to past relevant work, but found that there are jobs that exist in significant numbers in the national economy that the claimant can perform (R. 30-31), and, therefore, Plaintiff was not disabled.
The scope of this Court's review is limited to determining whether the ALJ applied the correct legal standards, McRoberts v. Bowen, 841 F.2d 1077, 1080 (11th Cir. 1988), and whether the findings are supported by substantial evidence, Richardson v. Perales, 402 U.S. 389, 390 (1971). The Commissioner's findings of fact are conclusive if supported by substantial evidence. 42 U.S.C. § 405(g). Substantial evidence is more than a scintilla — i.e., the evidence must do more than merely create a suspicion of the existence of a fact, and must include such relevant evidence as a reasonable person would accept as adequate to support the conclusion. Foote v. Chater, 67 F.3d 1553, 1560 (11th Cir. 1995).
Where the Commissioner's decision is supported by substantial evidence, the district court will affirm, even if the reviewer would have reached a contrary result as finder of fact, and even if the reviewer finds that the evidence preponderates against the Commissioner's decision. Edwards v. Sullivan, 937 F.2d 580, 584 n.3 (11th Cir. 1991); Barnes v. Sullivan, 932 F.2d 1356, 1358 (11th Cir. 1991). The district court must view the evidence as a whole, taking into account evidence favorable as well as unfavorable to the decision. Foote, 67 F.3d at 1560; accord, Lowery v. Sullivan, 979 F.2d 835, 837 (11th Cir. 1992) (court must scrutinize the entire record to determine reasonableness of factual findings).
Plaintiff raises four issues for review, some of which overlap, contending: 1) he did not receive a fair hearing before an impartial ALJ; 2) the Appeals Council failed to apply correct legal standards in denying the request for review; 3) the ALJ erred in refusing to allow Plaintiff's wife to testify; and 4) the ALJ's determination that Plaintiff could perform other work is unsupported by substantial evidence. The Court considers these objections in the context of the sequential evaluation utilized by the ALJ.
The ALJ must follow five steps in evaluating a claim of disability. See 20 C.F.R. §§ 404.1520, 416.920. First, if a claimant is working at a substantial gainful activity, he is not disabled. 29 C.F.R. § 404.1520(b). Second, if a claimant does not have any impairment or combination of impairments which significantly limit his physical or mental ability to do basic work activities, then he does not have a severe impairment and is not disabled. 20 C.F.R. § 404.1520(c). Third, if a claimant's impairments meet or equal an impairment listed in 20 C.F.R. Part 404, Subpart P, Appendix 1, he is disabled. 20 C.F.R. § 404.1520(d). Fourth, if a claimant's impairments do not prevent him from doing past relevant work, he is not disabled. 20 C.F.R. § 404.1520(e). Fifth, if a claimant's impairments (considering residual functional capacity, age, education, and past work) prevent him from doing other work that exists in the national economy, then he is disabled. 20 C.F.R. § 404.1520(f). The plaintiff bears the burden of persuasion through Step 4, while at Step 5 the burden shifts to the Commissioner. Bowen v. Yuckert, 482 U.S. 137, 146 n.5 (1987).
The Social Security Act "contemplates that disability hearings will be individualized determinations based on evidence adduced at a hearing." Heckler v. Campbell, 461 U.S. 458, 467 (1983). A claimant is entitled to a hearing that is both full and fair. Clark v. Schweiker, 652 F.2d 399, 404 (5th Cir. 1981). As the Eleventh Circuit held in Miles v. Chater, "[t]he ALJ plays a crucial role in the disability review process. Not only is [she] duty-bound to develop a full and fair record, [she] must carefully weigh the evidence, giving individualized consideration to each claim that comes before [her]. Because of the deferential standard of review applied to [her] decision-making, the ALJ's resolution will usually be the final word on a claimant's entitlement to benefits. The impartiality of the ALJ is thus integral to the integrity of the system." 84 F.3d 1397, 1401 (11th Cir. 1996) (citing Johnson v. Mississippi, 403 U.S. 212, 216 (1971)).
Plaintiff alleges that the ALJ was biased and committed error in failing to recuse herself "in direct violation of 20 C.F.R. § 404.940, HALLEX Section I-2-1-60(C), and SSR 13-2p."
Procedural Objections—Plaintiff objects to an alleged failure on behalf of the agency to comply with the procedures pertaining to disqualification or recusal for bias and asserts that he did not have a full hearing.
The regulations dictate that "[a]n administrative law judge shall not conduct a hearing if he or she is prejudiced or partial with respect to any party or has any interest in the matter pending for decision." 20 C.F.R. § 404.940. When a claimant objects to the assignment of a particular ALJ to his or her case, he or she must notify the ALJ at the earliest opportunity. Id. The ALJ "shall consider your objections and shall decide whether to proceed with the hearing or withdraw." Id. If the ALJ withdraws, the Associate Commissioner for Hearings and Appeals or his delegate will appoint another ALJ to conduct the hearing. Id. If the ALJ declines to recuse herself, the claimant may seek reconsideration after the hearing by raising the issue before the Appeals Council. Id. See also HALLEX 1-2-1-60(C).
Here, Plaintiff objected to the ALJ after the first hearing. In response, the ALJ did not recuse herself but, as evidenced by the Notice, "decide[d] to proceed with [a supplemental] hearing." While she addressed some of Plaintiff's allegations of bias in her opinion (R. 23, 29 addressing Plaintiff's allegation that his wife could provide information on other limitations), the ALJ did not make explicit findings as to Plaintiff's objections as to her fairness. While a detailed explanation of the reasons for her decision not to disqualify herself was not included in the ALJ's decision, no prejudice is shown, as Plaintiff raised the issues before the Appeals Council and the Appeals Council, noting that it had reviewed the entire record (including the hearing recording), considered and directly addressed the allegations of bias and notified Plaintiff of the results of its review (R. 1-6). As the Eleventh Circuit stated in another case involving the same attorney:
Moise ex rel. Franklin v. Commissioner of Social Security, 404 Fed.Appx. 424, 426 (11th Cir. 2010).
As for objections that the hearing was inadequate, the ALJ held a supplemental hearing after the objections were raised (thus curing any error in starting the hearing late or terminating it prematurely); allowed for additional post-hearing filings, including the opportunity to submit interrogatories to the Vocational Expert and to file updated information (R. 120, 127-128); and the agency fully considered Plaintiff's claims of unfairness and informed him of the results of this review at the Appeals Council level. Plaintiff's procedural due process concerns are without merit.
Substantive Objections to the ALJ's "fairness"—As observed by the Commissioner, there is a presumption that ALJ's are unbiased. Schweiker v. McClure, 456 U.S. 188, 195 (1982). "This presumption can be rebutted by a showing of conflict of interest or some other specific reason for disqualification," and the burden rests on the party making the assertion. Id. Plaintiff alleges bias in the ALJ's tone, in not allowing Plaintiff's wife to testify, in limiting counsel's cross-examination of the Vocational Expert, and in terminating the hearing before Plaintiff fully presented his case.
ALJ's "tone" and the VE examination — Upon review of the transcript, the Court does not see the "hostility" Plaintiff alleges. Indeed, in the Court's view, there appears to be far more testiness on the part of counsel, than shown by the ALJ. The following excerpt of counsel exhaustively cross-examining the Vocational Expert is illustrative:
(R. 77-79).
While the ALJ was impatient with the repetitive nature of counsel's questioning of the VE, she was never rude or inappropriate and there is no showing of any bias. Too, a review of both transcripts belies any contention that Plaintiff did not have an adequate opportunity to cross-examine the VE or that the hearing was otherwise improperly cut short.
No error in disallowing the testimony of Plaintiff's wife-Plaintiff next asserts that the ALJ deprived him of his due process rights because the ALJ allegedly refused to allow his wife to testify about his medical condition. The relevant excerpt of the transcript provides:
(R. 117-119). Plaintiff then continued testifying about his medical condition and limitations until Plaintiff's attorney said he had no further questions of Plaintiff (R. 120). Plaintiff's wife did not testify. Plaintiff asserts that the failure to allow the testimony of his wife was erroneous and prejudicial, citing Brown v. Shalala, 44 F.3d 931, 936 (11th Cir. 1995) and DePaepe v. Richardson, 464 F.2d 92, 101 (5th Cir. 1972).
Brown involved an unrepresented
It appears from the transcript and her decision that the ALJ felt the testimony of Plaintiff's wife was unnecessary as it would be cumulative. There is nothing in the record to belie that conclusion. While Plaintiff paints this objection in due process terms, there is no constitutional right to present unlimited cumulative or repetitive evidence at an administrative hearing. See also HALLEX 1-2-6-60(B), 1993 WL 751900 (S.S.A. Sept. 2, 2005) (noting that the ALJ should give the claimant or his representative "broad latitude" in questioning witnesses; however, "this latitude does not require the ALJ to permit testimony that is repetitive and cumulative. . . ."). Even if the ALJ erred in prohibiting the testimony of Plaintiff's wife:
Kelley v. Heckler, 761 F.2d 1538, 1540 (11th Cir. 1985). Plaintiff has failed to show that he was prejudiced by the failure to allow "corroborating" testimony from his wife
McCloud v. Barnhart, 166 Fed.Appx. 410, 417 (11th Cir. 2006). Here, too, Plaintiff does not contest the ALJ's findings regarding the lack of medical evidence supporting disability, nor does Plaintiff dispute the record supporting the adverse credibility finding. As substantial evidence supports the ALJ's determination, no reversible error is shown.
The final objection raised by Plaintiff is the reliability of the VE testimony. Plaintiff contends that the testimony of a vocational expert must be evaluated in accordance with the evidentiary standard set forth in Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579 (1993). According to Plaintiff, as the VE here could only offer a "rough approximation" of the number of jobs that exist in the national economy and did not use a specific methodology for calculating the number of jobs, his testimony is not substantial evidence supporting the conclusion at step five. The contention is without merit.
Plaintiff cites no authority holding that the evidentiary standard for courts formulated in Daubert must be applied in social security agency hearings. Indeed, in the immigration case he cites, the Seventh Circuit recognized: "The ground rules for qualifying expert witnesses in federal trials are given by the Daubert decision. But Daubert interprets Fed.R.Evid. 702, and the federal rules of evidence do not apply to the federal administrative agencies; so, strictly speaking, neither does Daubert." Niam v. Ashcroft, 354 F.3d 652, 660 (7th Cir. 2004). To the extent Plaintiff is nonetheless advocating for this Court to find that the Daubert standard applies in this context, despite the obvious differences between an adversarial court hearing under the federal evidence rules and administrative hearings conducted pursuant to the Social Security Act and the SSA's regulations, the Court cannot oblige.
The Commissioner bears the burden of establishing that there are sufficient jobs in the national economy that the claimant can perform given her age, education, work experience, and RFC. Winschel v. Commissioner of Social Security, 631 F.3d 1176, 1178 (11th Cir. 2011). "The Commissioner `may rely solely on the VE's testimony' in making this decision." Pena v. Commissioner of Social Security, 489 Fed.Appx. 401, 402 (11th Cir. 2012). When a VE testifies about the availability of jobs "statistical specificity is not required." Id. Moreover, the methodology used by the VE here (reliance on labor surveys, personal experience, the Bureau of Labor Statistics, the Occupational Employment Statistics, the DOT, information from other VE's, and his training- R. 55-69, 72-75) has been recognized as sufficient in this circuit to support a VE opinion. As the Eleventh Circuit observed in Bryant v. Commissioner of Social Security:
Bryant, 451 Fed.Appx. 838, 839 (11th Cir. 2012). See also Pena, supra (VE was not required to specify the formula he used to arrive at the reduced figure and the rationale for that formula for his conclusion to be reliable); Jones v. Apfel, 190 F.3d 1224, 1230 (11th Cir. 1999) ("VE testified that he compiled the employment information from a personal survey, contact with employers and other VEs and a survey of literature such as census reports and county business patterns.").
Here, the VE formulated his opinion and testified at length about other jobs a hypothetical person with Plaintiff's RFC and background could perform and the ALJ was entitled to rely on this opinion. As such, substantial evidence supports the ALJ's decision that Plaintiff was not disabled under the Act. See 20 C.F.R. § 404.1520(g) (a claimant is not disabled if he or she can perform other work that exists in significant numbers nationally); Jones, 190 F.3d at 1228 (at step five of the sequential evaluation, a claimant must prove he cannot perform the jobs identified by the Commissioner).
The administrative decision was made in accordance with proper legal standards and is supported by substantial evidence. It is therefore
I-2-1-60. DISQUALIFICATION OF AN ADMINISTRATIVE LAW JUDGE ASSIGNED TO A CASE, 1993 WL 642979, at *2.