MONTE C. RICHARDSON, Magistrate Judge.
This cause is before the Court on Plaintiff's appeal of an administrative decision denying her application for Social Security benefits. The Court has reviewed the record, the briefs, and the applicable law. For the reasons set forth herein, the Commissioner's decision is
Plaintiff filed applications for a period of disability and Disability Insurance Benefits ("DIB") on May 9, 2006, as well as an application for Supplemental Security Income ("SSI") on July 13, 2006. Plaintiff alleged an onset date of June 14, 2000. (Tr. 115-28). The claims were denied administratively and Plaintiff filed a request for a hearing before an Administrative Law Judge ("ALJ"). On June 9, 2009, a hearing was held before the Honorable Peter C. Edison. (Tr. 10-33). On September 14, 2009, the ALJ issued a decision finding Plaintiff not disabled. (Tr. 41-48). The Appeals Council denied Plaintiff's request for review. (Tr. 1-4). Having exhausted all administrative remedies, Plaintiff filed her timely Complaint on March 4, 2011 (Doc. 1), seeking judicial review of the ALJ's final decision.
Plaintiff claimed to be disabled since June 14, 2000 as a result of: arthritic knees, degenerative changes in the cervical and lumbar spine, and depression. (Tr. 16-23).
Plaintiff was 47 years of age at the time the ALJ conducted the May 12, 2009 administrative hearing. (Tr. 13). Plaintiff had completed high school and three and a half years of college. (Tr. 13). Plaintiff had past relevant work experience as a corrections officer. (Tr. 28). Plaintiff claimed to be disabled since June 14, 2000 as a result of: arthritic knees, degenerative changes in the cervical and lumbar spine, and depression. (Tr. 16-23).
As this appeal deals only with the ALJ's assessment of Plaintiff's mental impairments, the Court will limit its discussion to only the medical evidence regarding Plaintiff's mental impairments. On October 11, 2004, Plaintiff was referred to Kirti Pandya, M.D. for a psychiatric evaluation.
Plaintiff continued to receive treatment from Dr. Pandya through May 2005. (Tr. 337-43). In the final followup visit on May 5, 2005, Dr. Pandya again noted his inability to assess whether Plaintiff's problems were from a true depressive disorder or from secondary financial gain. (Tr. 339). In Dr. Pandya's final assessment, he concluded, "I would . . . place [Plaintiff] . . . with a permanent impairment rating of 5%. I [did] not believe that [Plaintiff] [had] any impairment due to any psychiatric disorder . . ." (Tr. 339).
Plaintiff next received a psychiatric evaluation from Kathleen Carroll, M.D. on March 1, 2006. (Tr. 188-190). Dr. Carroll assessed Plaintiff and determined Plaintiff's memory, concentration, insight, and judgment were "fair." (Tr. 189). On June 26, 2006, Dr. Carroll completed a "Treating Source Mental Health Report." (Tr. 307-08). The majority of the report is illegible, as noted by both Plaintiff and the Commissioner in their briefs. (Doc. 20 at 7-8; Doc. 21 at 9). In one of the few legible portions of Dr. Carroll's report, she concluded Plaintiff was not "capable of sustaining work activity for eight hours a day, five days a week." (Tr. 308).
On August 23, 2006, James G. Brown, Ph.D. completed a Mental Residual Functional Capacity Assessment ("MRFC"). (Tr. 310-14). In the MRFC, Dr. Brown answered twenty questions and found Plaintiff to be moderately limited in the ability to: understand and remember detailed instructions, carry out detailed instructions, maintain attention and concentration for extended periods, complete a normal workday and workweek without interruptions from psychologically based symptoms and to perform at a consistent pace without an unreasonable number of and length of rest periods, accept instructions and respond appropriately to criticism from supervisors, and travel in unfamiliar places or take public transportation. (Tr. 310-11). Dr. Brown further concluded "[n]o severe deficits in adaptive functioning based on mental health factors [were] documented." (Tr. 312).
Dr. Brown also completed a Psychiatric Review Technique ("PRT") Form on August 23, 2006. (Tr. 314-27). Dr. Brown based his responses and conclusions upon Plaintiff's medical history of record, including Dr. Carroll's illegible report. (Tr. 326). Dr. Brown determined that based on 20 C.F.R. Part 404, Appendix 1, Listing 12.00(C), Plaintiff had moderate limitations in maintaining social functioning and maintaining concentration, persistence, or pace. (Tr. 324). Furthermore, Dr. Brown surmised, "the preponderance of the evidence indicate[d] [there was] no severe mental impediment to employment." (Tr. 326).
Plaintiff next presented to Robert G. Moering, Psy.D. for a consultative examination on May 24, 2007. Dr. Moering evaluated Plaintiff and diagnosed her with "Major depressive disorder, Recurrent Moderate" and "Panic Disorder without Agoraphobia versus Anxiety Disorder." (Tr. 518). Dr. Moering also concluded there was a discrepancy between Plaintiff's reported medical history and the medical history reported by Dr. Carroll. (Tr. 518). Further, Dr. Moering opined "Plaintiff was not completely honest" and was "exaggerating her symptoms some." (Tr. 518).
On June 11, 2007, Danna Dennard, a medical consultant, completed a PRT and an MRFC. (Tr. 529-45). In the PRT, Ms. Dennard determined Plaintiff had moderate difficulties in maintaining concentration, persistence, or pace. (Tr. 539). In the MRFC, Ms. Dennard concluded Plaintiff was moderately limited in the ability to: maintain attention and concentration for extended periods and complete a normal workday and workweek without interruptions from psychologically based symptoms and to perform at a consistent pace without an unreasonable number of and length of rest periods. (Tr. 543-44). Ms. Dennard concluded Plaintiff's "[c]omprehension [and] memory appear[ed] to be adequate for simple tasks[,] [Plaintiff] [c]ould comprehend simple [and] complex instructions . . ." (Tr. 545). Additionally, Ms. Dennard determined Plaintiff's "[a]ttention [and] [c]oncentration [were] mild to moderately compromised. [Plaintiff] [had] the capacity to . . . fulfill obligations in a work setting most of the time. Some lapses in [attention and concentration] [were] likely to occur from time to time."
On January 29, 2008, Plaintiff was evaluated by Bharminder S. Bedi, M.D. (Tr. 755-56). Dr. Bedi determined Plaintiff was "not delusional, psychotic or suicidal. [Plaintiff's] eye contact [was] good[,] [her] [s]peech [was] normal, [t]hought processes [were] clear[,] [and] [her] [m]emory [was] intact." (Tr. 756). According to Dr. Bedi's evaluation, he diagnosed Plaintiff with "bipolar disorder" and assigned Plaintiff a GAF score of 55-60. (Tr. 755). Further, Dr. Bedi concluded "[Plaintiff] [was] unable to work."
A plaintiff is entitled to disability benefits when she is unable to engage in substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to either result in death or last for a continuous period of not less than 12 months. 42 U.S.C. §§ 416(i), 423(d)(1)(A); 20 C.F.R. § 404.1505. The ALJ must follow five steps in evaluating a claim of disability. See 20 C.F.R. §§ 404.1520, 416.920. First, if a plaintiff is working at a substantial gainful activity, she is not disabled. 20 C.F.R. § 404.1520(b). Second, if a plaintiff does not have any impairment or combination of impairments which significantly limit her physical or mental ability to do basic work activities, then she does not have a severe impairment and is not disabled. 20 C.F.R. § 404.1520(c). Third, if a plaintiff's impairments meet or equal an impairment listed in 20 C.F.R. Part 404, Subpart P, Appendix 1, she is disabled. 20 C.F.R. § 404.1520(d). Fourth, if a plaintiff's impairments do not prevent her from doing past relevant work, she is not disabled. 20 C.F.R. § 404.1520(e). Fifth, if a plaintiff's impairments (considering her Residual Functioning Capacity ("RFC"), age, education, and past work) prevent her from doing other work that exists in the national economy, then she is disabled. 20 C.F.R. § 404.1520(f). Plaintiff bears the burden of persuasion through step four, while at step five, the burden shifts to the Commissioner.
In this case, the ALJ determined Plaintiff met the nondisability requirements of the Act and was insured for benefits through September 30, 2006. (Tr. 43). At step one, the ALJ found Plaintiff had not engaged in substantial gainful activity since her alleged onset date of June 14, 2000.
The ALJ further determined Plaintiff had the RFC to perform "light" work as defined in 20 C.F.R. §§404.1567(b) and 416.967(b). (Tr. 44). Specifically, the ALJ found Plaintiff was able to "perform `light' work . . . except that she need[ed] the option to alternate sitting with standing as needed and no high stress such as from emergency situations or production numbers."
At step four, the ALJ utilized the testimony of a Vocational Expert ("VE") during the hearing to determine if Plaintiff could perform any of her past relevant work. (Tr. 28, 47). The VE determined Plaintiff's only past relevant work was as a corrections officer and that she was no longer able to perform that work. (Tr. 28). Accordingly, the ALJ proceeded to step five and asked the VE whether Plaintiff could perform other work existing in the national economy.
The scope of this Court's review is limited to determining whether the ALJ applied the correct legal standards,
Where the Commissioner's decision is supported by substantial evidence, the district court will affirm, even if the reviewer would have reached a contrary result as finder of fact, and even if the reviewer finds that the evidence preponderates against the Commissioner's decision.
The district court will reverse a Commissioner's decision on plenary review, however, if the decision applies incorrect law, or if the decision fails to provide the district court with sufficient reasoning to determine the Commissioner properly applied the law.
As the Commissioner points out in his brief (Doc. 21 at 5), Plaintiff's memorandum is not a model of clarity and this Court is not entirely certain what Plaintiff contends are the ALJ's errors. The memorandum includes disjointed ramblings and citations to case law which are never related to the case at bar.
Plaintiff argues the ALJ erred by posing an incomplete hypothetical to the VE. (Doc. 20 at 2, 6-7). Specifically, Plaintiff contends the hypothetical was deficient because the ALJ's limitation of "no high stress" failed to adequately account for Plaintiff's moderate difficulties in concentration, persistence, and pace. (Doc. 20 at 6-7).
At step five of the process of evaluating a claim of disability, the burden shifts to the Commissioner to prove that other jobs exist in the national economy that the plaintiff can perform.
In this case, the ALJ presented three hypothetical questions to the VE. In the first hypothetical, the ALJ asked, "[i]f I should find the [plaintiff] retains a [RFC] to perform a full range of light work, would there be any jobs a person of [Plaintiff]'s age, education and past work could be expected to be able to perform?" (Tr. 28). In the second hypothetical the ALJ stated, "[n]ow if I should find her [RFC] is limited to light work which affords a sit/stand option what impact would that have . . .?" (Tr. 29). In the third and final hypothetical, the ALJ inquired, "[i]f I should further find that the [plaintiff] cannot perform jobs which are considered to be high stress would that impact her ability . . . to perform jobs?" (Tr. 30).
It is well settled in the Eleventh Circuit as well as other circuits that a hypothetical to a VE sufficiently accounts for limitations in concentration, persistence, and pace when these limitations are either implicitly or explicitly accounted for.
Here, the ALJ agreed with the medical opinions of Plaintiff's treating physician, the consultative physicians, and the non-examining state physicians that Plaintiff had moderate limitations in maintaining concentration, persistence, or pace. (Tr. 46). However, in the hypothetical posed to the VE, the ALJ failed to list any limitations sufficiently accounting for these limitations. Furthermore, the ALJ did not explicitly or implicitly account for the limitations nor did he reference medical evidence to support his conclusion that Plaintiff could engage in work that was not high stress despite her limitations in maintaining concentration, persistence, or pace.
Since the hypothetical posed to the VE in this case did not comprise all of Plaintiff's impairments; specifically, her moderate limitations in concentration, persistence, or pace, the ALJ's decision is not supported by substantial evidence and remand is necessary.
Plaintiff also argues the ALJ failed to properly consider the evidence regarding her mental limitations. (Doc. 20 at 2, 8). Specifically, Plaintiff claims the ALJ failed to consider the findings of Ms. Dennard, Dr. Brown, and Dr. Carroll. (Doc. 20 at 7-8). In response, the Commissioner argues the ALJ thoroughly reviewed the evidence regarding Plaintiff's mental limitations and all of the evidence of record. (Doc. 21 at 8).
In every case, the ALJ is required to consider all of the evidence in the claimant's record when making a disability determination.
In the instant case, the ALJ referenced the opinions of Ms. Dennard, Dr. Brown, and Dr. Carroll, however, he did not articulate the weight afforded to those opinions. As the Court is remanding the matter for the ALJ to pose a complete hypothetical question to the VE, the Court will ask the ALJ to reconsider these opinions and if he decides to reject any, to clearly articulate his reasons for doing so.
The Plaintiff also argues the ALJ failed to fully and fairly develop the record. (Doc. 20 at 2, 6-8). Specifically, Plaintiff claims the ALJ should have asked for further clarification of Dr. Carroll's illegible findings from her June 2006 questionnaire. (Doc. 20 at 7-8). The Commissioner argues the questionnaire should not be considered because the overly-restrictive assessment that Plaintiff was unable to work is a finding reserved for the Commissioner. (Doc. 21 at 9).
An ALJ has a duty to fully and fairly develop the record.
In the instant case, the Court is not convinced there was inadequate information for the ALJ to make a disability determination. However, as remand is necessary in this case, this Court directs the ALJ to determine if any parts of the record require further development, and develop as necessary.
For the reasons stated herein, the Clerk of the Court is directed to enter judgment pursuant to sentence four of 42 U.S.C. § 405(g)
Should this remand result in the award of benefits, Plaintiff's attorney is hereby granted, pursuant to Rule 54(d)(2)(B), an extension of time in which to file a petition for authorization of attorney's fees under 42 U.S.C. § 406(b), until thirty (30) days after the receipt of a notice of award of benefits from the Social Security Administration.