Gladys Kessler, United States District Judge.
Plaintiff, Ray Bernard Williams, brings this lawsuit against Defendants, Daniel W. Merritt and Cory Bines, two police officers with the District of Columbia's Metropolitan Police Department, and the District of Columbia (collectively "Defendants"). On February 22, 2014, Williams got into an altercation with employees of a liquor store. The Officers responded to a 911 call and, upon arriving at the store, arrested Williams. During the course of the arrest, the Officers delivered several blows to Williams which resulted in significant injuries to his head and face.
Williams claims that the arrest and use of force violated the Fourth Amendment, as well as various laws of the District of Columbia. Defendants have moved for summary judgment. Motion for Summary Judgment [Dkt. No. 49]. After consideration of the Motion, the various briefs, and the entire record herein, the Court will deny Defendants' Motion with respect to the claims of excessive force, assault and battery, and intentional infliction of emotional distress against Bines and the District, but will grant the Motion with respect to all other claims.
The facts of this case are largely not in dispute because they were recorded by the liquor store's security cameras, which documented virtually all of the relevant events. Those videos have been submitted to the Court. Exhs. 1 & 2 to Opposition to Motion for Summary Judgment [Dkt. No. 51-1 & 51-2]. The First Video captures what took place in the main area of the store, directly in front of the counter and cash registers. [Dkt. No. 51-1]. The Second Video captures what took place in what appears to be the vestibule of the store. [Dkt. No. 51-2]. Both videos carry synchronized time stamps.
On February 22, 2014, Williams entered DC Metro Wine & Spirits. Defendants' Statement of Undisputed Material Facts ¶ 1 [Dkt. No. 49]. After entering, Williams began to act in an unruly manner.
Despite being forcibly removed from the store, Mr. William reentered less than two minutes after being thrown out. Second Video 20:10:08. Over the course of the next several minutes, he exited and reentered the store. See First and Second Videos 20:14:45-20:18:20. During this time, he milled about the aisles, drank a beverage, and repeatedly gesticulated at, and said things to, the store employees. Mr. Williams reentered the store a final time, Second Video 20:18:20, and then proceeded to lean against the store counter for roughly two-and-a-half minutes. First Video 20:18:40-20:21:10.
It is undisputed that sometime after the altercation, during the period when Williams was lingering in and around the store, a store employee called the police to report that Williams had committed assault. Defendants' Statement of Undisputed Material Facts ¶ 4. Merritt was the first officer to arrive on the scene.
While Merritt was speaking with the employee, Bines entered the store. Defendants' Statement of Undisputed Material Facts ¶ 9; Second Video 20:21:00. Within seconds of Bines entering the store, Merritt directed him to arrest Williams. Defendants' Statement of Undisputed Material Facts ¶ 11; First Video 20:21:05-20:21:15. Bines moved towards Williams and placed his right hand on Williams' upper right arm to make the arrest. First Video 20:21:12. In response, Williams jerked his upper body.
As the Officers attempted to handcuff Williams, the struggle moved from the counter area into the vestibule.
Then, with Williams still pinned to the ground, Bines delivered four additional blows to the upper parts of Williams' body over the course of the next 45 seconds. Id 20:22:59, 20:23:18, 20:23:17, 20:23:45. Finally, after Bines delivered the fourth and final blow, the Officers were able to gain control of Williams's hands, Second Video 20:23:47, and place him in handcuffs.
Two aspects of the altercation are not evident from the video. First, the exact strike point of these four blows is unclear. Williams contends that they were either directly to his head or caused his head to be slammed into the ground.
Williams remained on the ground, handcuffed, until the paramedics arrived, placed him on a gurney, and carried him out of the store. Second Video 20:24:45-20:41:00. As a result of this encounter Williams suffered a broken nose, a head contusion, and a subgaleal hematoma. Plaintiffs Statement of Undisputed Material Facts ¶¶ 32, 33. According to expert testimony, the hematoma is evidence of significant blunt force trauma to the head and possible brain trauma.
Williams filed this lawsuit in the Superior Court for the District of Columbia on February 19, 2014.
Subsequently, the Defendants moved to dismiss several of the claims contained in the Complaint. [Dkt. No. 6]. The Court granted the Motion to Dismiss, dismissing Williams' claims under the Fifth, Eighth, and Fourteenth Amendments, as well as his claims of false imprisonment, negligent infliction of emotional distress, negligence, negligent supervision, retention, and training, and respondeat superior liability.
Defendants have now moved for summary judgment on all remaining counts. Motion for Summary Judgment ("MSJ") [Dkt. No. 49]. Williams filed an Opposition. [Dkt. No. 51]. Defendants filed a Reply, [Dkt. No. 54], and the Motion for Summary Judgment is ripe.
Summary judgment may be granted only if the pleadings, the discovery materials, and affidavits on file show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.
The burden is on the moving party to demonstrate the absence of any genuine issues of material fact.
In reviewing the evidence on a motion for summary judgment, the court views the evidence in the light most favorable to the nonmoving party and draws all inferences in her favor.
In Counts 1 and 3 of his Complaint, Williams alleges that his arrest was unlawful. First, in Count 1 he alleges that his arrest violated the Fourth Amendment because it was executed without a warrant and the Officers lacked probable cause to make the arrest. Second, in Count 3 he alleges that his arrest violated the District's law governing warrantless arrests, which requires more than probable cause
The Defendants argue that they are entitled to qualified immunity on Williams' claim that his arrest was unreasonable under the Fourth Amendment because the Officers lacked a warrant.
"In order to protect officers from undue interference with their duties and from potentially disabling threats of liability, qualified immunity shields federal officials from damages suits for actions taken while carrying out their official duties."
The Court begins with the first prong to determine whether the Officers violated Williams' constitutional rights under the Fourth Amendment by arresting him without a warrant. The Fourth Amendment protects "[t]he right of the people to be secure in their persons, houses, papers, and effects, against
"To determine whether the arresting officer had probable cause or a good faith belief, the court evaluates the evidence from the perspective of the officer, not the plaintiff."
Even when the undisputed material facts are viewed in a light most favorable to Williams, it is apparent that the Officers had probable cause to believe he committed assault. It is undisputed that the store employees called the police to report an assault and, after the two Officers
Williams counters that the Officers nonetheless violated the Fourth Amendment because: (1) the Officers failed to interview him to get his side of the story, which he claims would have established his innocence; and (2) D.C. Code § 23-581(a)(1)(C) prohibits a warrantless arrest for assault unless additional statutory criteria are met, and that these criteria were not met in his case. Both arguments fail. First, once the Officers had probable cause to arrest Williams for assault, they were not required by the Fourth Amendment to interview him to investigate his possible innocence before making an arrest.
As the Officers had probable cause to believe that Williams had committed assault, they did not violate the Fourth Amendment when they arrested him without a warrant. Therefore, they are entitled to qualified immunity and summary judgment on this claim.
Williams claims that even if the Officers had probable cause to believe that Williams had committed assault, thereby satisfying the requirements of the Fourth Amendment, the arrest was nonetheless prohibited by District law. The Defendants argue that the arrest was valid under District law because the Officers believed he would injure the store's customers unless immediately arrested.
An officer in the District may make a warrantless arrest where "a person who [the officer] has probable cause to believe has committed or is about to commit any offense listed in paragraph (2)," one of which is assault,
The Defendants claim that the arrest of Williams was authorized by the District's warrantless arrest statute because the Officers had probable cause to believe both that Williams had committed an assault and that he "posed a continuing threat to the patrons in the liquor store" unless immediately arrested. MSJ at 8. The Court has already concluded that the Officers had probable cause to believe that Williams committed assault, so the sole question is whether they also had probable cause to believe that he would injure others unless immediately arrested. The Officers point to the fact that "when they arrived to the scene they received a credible report from an employee of the liquor store that Plaintiff had been acting unruly, had assaulted a store clerk and had refused to leave the store" as their basis for believing that Williams posed an immediate threat to the store patrons. MSJ at 8. Thus, the Officers identify only three facts to support their conclusion that Williams posed an immediate threat to store patrons, his "unruly" behavior, his assault of a store employee, and his refusal to leave the store.
The Defendants appear to chiefly rely on the logic that because Williams had just committed an assault, the Officers were justified in concluding that he was likely to commit a further assault unless arrested on the spot. That argument is in significant tension with the text of the District's warrantless arrest statute. If the underlying assault that is the predicate for the arrest were sufficient, on its own, to justify a warrantless arrest, that would render superfluous the other statutory bases for making a warrantless arrest. In other words, if police officers could simply point to the underlying assault as a basis for concluding that the arrestee posed a continuing danger to others, there would be no need for the other statutory provisions authorizing a warrantless arrest because the suspect might flee or destroy evidence. As "[b]asic statutory interpretation requires that statutes should be construed `so as to avoid rendering superfluous' any statutory language,"
Police officers must identify the facts and circumstances underlying the assault to demonstrate why the officers believed that the arrestee posed a continuing danger. The Defendants' briefing does not adequately explain why the Officers thought Williams posed a threat to the store patrons, simply pointing to three facts — Williams' unruly behavior, the assault, and his return to the store — and calls it a day.
When the facts known to the Officers are viewed in their totality, they do not reasonably support the belief that Williams would cause injury to the store patrons if not immediately arrested. From the time the first Officer entered the store, the only observation the Officers could make about Williams' conduct was that he was standing peaceably at the counter for thirty seconds. They had no reason to believe he was armed, nor did they have any reason to believe that he was intoxicated. While they had reason to believe he had committed an assault a few minutes earlier, the objective evidence suggested that the assault was relatively minor, see Merritt Dep. 22:12-18 [Dkt. No. 49-2] (describing observing only minor injuries to store employee), and that it was committed upon
However, there is an alternative basis to conclude that the Officers had probable cause to believe that Williams posed a threat to others, namely the store employees.
The fact that he returned is critical. Where an individual is involved in an altercation and, after the altercation ends, returns to confront those he fought, it would be reasonable to conclude that he might attempt to renew the fight. That risk is heightened where, as here, the individual returns after being forcibly thrown out of an establishment, because it is likely that another attempt will be made to remove him, resulting in renewed violence. Confronted with that scenario, it would have been reasonable for the Officers to conclude that if they left without arresting Williams, he might restart the fight, particularly if the employees attempted to forcibly remove him a second time.
Consequently, the Officers were authorized to arrest Williams without a warrant because they had probable cause to believe that Williams had committed an assault and that he posed a threat of injury to the store employees if they did not immediately arrest him. Accordingly, the Defendants are entitled to summary judgment on Williams' false arrest claim.
Williams claims that the four blows Bines delivered after Williams had been pinned to the ground violated the Fourth Amendment because they were unreasonable and excessive. The Defendants have moved for summary judgment on the basis of qualified immunity.
The qualified immunity framework is the same as that used for Williams' claim that his arrest violated the Fourth Amendment: the Court begins by analyzing whether the Officers violated a constitutional right and then analyzes whether the right was clearly established at the time of the violation.
"Where, as here, the excessive force claim arises in the context of an arrest or investigatory stop of a free citizen, it is most properly characterized as one invoking the protections of the Fourth Amendment, which guarantees citizens the right `to be secure in their persons ... against unreasonable ... seizures' of the person.
The Court "give[s] careful attention to the facts and circumstances of the particular case, including the severity of the crime at issue, whether the suspect poses an immediate threat to the safety of the officer or others, and whether he is actively resisting arrest or attempting to evade arrest by flight."
"[A] police officer must have some justification for the quantum of force he uses."
Williams argues that the amount of force used by the Officers to arrest him was excessive, focusing on the four blows delivered by Bines prior to handcuffing Williams. The Defendants argue that these blows were reasonable, and therefore not excessive, because they were necessary to effect the arrest of Williams — i.e. to handcuff him. Thus, the Court must look at the relevant facts known to the Officers at the time these blows were delivered, resolving any disputed facts in favor of Williams, to determine whether the Officers' conduct was reasonable.
The relevant factors suggest that the Officers' use of force was unreasonable. As to the severity of the crime, the Officers reasonably believed that Williams had committed simple assault, which is only a misdemeanor. It was also apparent that the assault was not particularly serious as the Officers had observed that the store employee had relatively minor injuries at most. Additionally, Williams claims that at the time he was struck he was effectively subdued, pinned to the ground in a prone position for over half a minute and attempting to cooperate with the Officers' attempts to handcuff him.
A jury presented with these facts could reasonably conclude that the Officers' use of force was not "reasonably calculated toward the goal of securing the suspect and placing him in handcuffs, while minimizing his opportunity to escape."
The preceding discussion focuses on the "Officers'" actions because Williams' Complaint alleges that both Officers Bines and Merritt used unreasonable force against him, but both Officers are not similarly situated. The specific acts that Williams claims were excessive — the blows he received after he was subdued — were committed by Bines. As Williams does not argue that any of Merritt's actions were unreasonable, Merritt is entitled to summary judgment on Williams' excessive force claim.
The same cannot be said for Bines, as there exists a genuine issue of material fact as to his conduct, namely, whether Williams had been subdued, such that he no longer posed a threat or a risk of flight, prior to the time Bines struck Williams in the head.
Though a reasonable jury could conclude that Bines used excessive force in violation of the Fourth Amendment, he is still entitled to qualified immunity if the right to be free of such force was not clearly established at the time of the violation, February 22, 2014.
This prong of the qualified immunity analysis "begin[s] by establishing the appropriate level of generality at which to analyze the right at issue."
"To determine whether the officers `strayed beyond clearly established
In this Circuit, it is a "clearly established rule" that "[a]n officer's act of violence violates the Fourth Amendment's prohibition against unreasonable seizures if it furthers no governmental interest, such as apprehending a suspect or protecting an officer or the public."
In contrast, faced with circumstances roughly similar to this case, courts in this Circuit have only been willing to grant summary judgment to officers who use less force than Bines did here. Where a suspect refuses to be handcuffed, suggesting that he may attempt to resist or escape, it is appropriate to forcefully wrench the suspect's arms in order to handcuff him, even if it causes severe pain.
These cases were sufficient to give fair warning to Bines that repeatedly striking a subdued suspect in the head with sufficient force to break his nose and inflict a potentially traumatic brain injury was objectively unreasonable. Consequently, summary judgment must be denied as to Bines. Summary judgment will also be denied as to the District because it has failed to establish that it is entitled to judgment as a matter of law on the question of whether Bines was acting in the scope of his employment at the time.
Williams alleges that the Officers committed an assault and battery in violation of District of Columbia law. Similar to Williams' excessive force claim, Defendants argue that the Officers had a qualified privilege to use force to handcuff Williams and that they are entitled to summary judgment on that basis.
Just as the Court concluded that Bines' use of force was not objectively reasonable under the Fourth Amendment, the Court concludes that it was not objectively reasonable for purposes of Williams assault and battery claim. Consequently, Bines is not entitled to a claim of qualified privilege for his use of force, and the Motion for Summary Judgment must be denied as to Bines and the District. Similarly, the Motion for Summary Judgment must be granted with respect to Merritt because the undisputed facts establish that he did not use unreasonable force against Williams.
Williams claims that the Officers also committed the tort of intentional infliction of emotional distress when they used force against him. Defendants have moved for summary judgment, arguing that the Officers' conduct was insufficiently extreme or outrageous, and thus, could not constitute intentional infliction of emotional distress. MSJ at 12.
To prove intentional infliction of emotional distress, "a plaintiff must show (1) extreme and outrageous conduct on the part of the defendant which (2) either intentionally or recklessly (3) causes the plaintiff severe emotional distress."
The Defendants argue that the Officers use of force was not so extreme that it went "beyond all possible bounds of decency and [is] regarded as atrocious and utterly intolerable in a civilized community." MSJ at 12 (quoting
The facts, when viewed in a light most favorable to Williams, are materially indistinguishable from those in
Alternatively, the Defendants argue that the Bines did not recklessly or intentionally inflict emotional distress on Williams. This argument too is foreclosed by
Finally, the Defendants argue that Williams "has presented no evidence of severe emotional distress." However, Williams gave deposition testimony that he experienced nightmares and flashbacks about the altercation, and that they continued for years after it occurred. Williams Dep. 105:1-107:8. That is evidence of emotional distress. See Restatement (Second) of Torts § 46 (1965) ("Emotional distress passes under various names, such as mental suffering, mental anguish, mental or nervous shock, or the like. It includes all highly unpleasant mental reactions, such as fright, horror, grief, shame, humiliation, embarrassment, anger, chagrin, disappointment, worry, and nausea."). To the extent that the Defendants are arguing that the emotional distress suffered by Williams is insufficiently severe, they do not cite a single case in support of that proposition.
Accordingly, the Defendants' Motion for Summary Judgment on the claim of intentional infliction of emotional distress will be denied as to Bines and the District, but granted as to Merritt.
For the foregoing reasons, the Court will deny summary judgment on Williams' claims against Bines and the District for excessive force, assault and battery, and intentional infliction of emotional distress, and will grant summary judgment as to all other claims and Defendants.
Here, Williams claims that Bines had pinned him to the ground in a prone position in which he was unable to move. The security footage supports that claim, though different viewers might reasonably disagree. Under these circumstances, a jury could reasonably conclude that Williams was unable to escape and therefore had been subdued.