FREDERICK J. SCULLIN, JR., Senior District Judge.
On September 5, 2018, the Court heard oral argument in support of and in opposition to Defendants' motion "seeking an order directing Plaintiffs to show cause why a preliminary injunction should not be entered enjoining Plaintiffs and their counsel from seeking or placing into effect any judicial remedy from the Supreme Court of the County of Jefferson in the State of New York in the action John Doe, et al. v. Syracuse University, Index No. 2018-00001865, RJI No. 22-18-0762." See Dkt. No. 48 at 1. At the close of argument, the Court reserved decision and indicated that it would issue a written decision shortly. The following constitutes the Court's written disposition of this motion.
Defendants assert that the Court has the authority to issue the preliminary injunction they seek under the All Writs Act, 28 U.S.C. § 1651, and the exceptions to that Act found in the Anti-Injunction Act, 28 U.S.C. § 2283. "The All Writs Act grants federal courts authority to `issue all writs necessary or appropriate in aid of their respective jurisdictions and agreeable to the usages and principles of law.'" United States v. Schurkman, 728 F.3d 129, 135 (2d Cir. 2013) (quoting 28 U.S.C. § 1651(a)). Courts, however, must read this statute in tandem with the Anti-Injunction Act, 28 U.S.C. § 2283, "which tempers the potency of the All Writs Act by limiting the circumstances under which a federal court may enjoin state court proceedings." Id. Pursuant to the Anti-Injunction Act, a federal court "`may not grant an injunction to stay proceedings in a State court except . . . to protect or effectuate its judgments.'" Id. (quoting 28 U.S.C. § 2283). Furthermore, "`[a]ny doubts as to the propriety of a federal injunction against state court proceedings should be resolved in favor of permitting the state courts to proceed in an orderly fashion to finally determine the controversy.'" Id. (quoting Atl. Coast Line R.R. Co. v. Bhd. of Locomotive Eng'rs, 398 U.S. 281, 297, 90 S.Ct. 1739, 26 L. Ed. 2d 234 (1970)). Moreover, because "the Anti-Injunction Act's prohibitory provision `rests on the fundamental constitutional independence of the States and their courts, the exceptions should not be enlarged by loose statutory construction.'" Id. (quotation omitted). Thus, "`[p]roceedings in state courts . . . should normally be allowed to continue unimpaired by intervention of the lower federal courts, with relief from error, if any, through the state appellate courts and ultimately [the Supreme] Court.'" Id. (quotation omitted).
Defendants rely on the "`protect or effectuate its judgments'" exception to the All Writs Act, which is often referred to as the "`relitigation exception.'" Wyly v. Weiss, 697 F.3d 131, 139 (2d Cir. 2012) (quoting 28 U.S.C. § 2283). This exception, "which was `designed to implement "wellrecognized concepts" of claim and issue preclusion,' authorizes a federal court to enjoin `state litigation of a claim or issue "that previously was presented to and decided by the federal court."'" Id. (quoting Smith v. Bayer Corp., ___ U.S. ___, 131 S.Ct. 2368, 2375, 180 L. Ed. 2d 341 (2011) (quoting Chick Kam Choo v. Exxon Corp., 486 U.S. 140, 147, 108 S.Ct. 1684, 100 L. Ed. 2d 127 (1988))). When applying this exception, "the Supreme Court has `taken special care to keep it "strict and narrow,"' . . . because `issuing an injunction under the relitigation exception is resorting to heavy artillery,'. . . ." Id. at 140 (internal quotations omitted). In fact, "`a court does not usually get to dictate to other courts the preclusion consequences of its own judgment. Deciding whether and how prior litigation has preclusive effect is usually the bailiwick of the second court' . . ." Id. (quoting [Smith v. Bayer Corp., 131 S. Ct.] at 2375). Therefore, "`the fact that an injunction may issue under the Anti-Injunction Act does not mean that it must issue.'" Id. (quoting Chick Kam Choo, 486 U.S. at 151, 108 S.Ct. 1684); (citing Mitchum v. Foster, 407 U.S. 225, 243, 92 S.Ct. 2151, 32 L. Ed. 2d 705 (1972) (noting that the Anti-Injunction Act does not "qualify in any way the principles of equity, comity, and federalism that must restrain a federal court when asked to enjoin a state court proceeding")).
Defendants argue that the injunction that the Supreme Court, Jefferson County (the "State Court"), recently imposed, in effect, nullified this Court's Order denying Plaintiffs' motion for a preliminary injunction, in which they sought an Order "requiring Defendant University to lift the hold on their academic files, including their transcripts, and to provide them with their transcripts without the notation `Administrative Withdrawal — University Initiated.'" See Dkt. No. 24 at 4.
At the time that this Court denied Plaintiffs' motion for a preliminary injunction, Defendant University's Conduct Board had rendered a decision adverse to all Plaintiffs, which Plaintiffs had appealed. Defendant University's Appeals Board had not yet rendered a final decision and, therefore, at that time Plaintiffs did not have standing to file an Article 78 proceeding.
There is no dispute that Defendants' disciplinary procedures and decisions are at the heart of the controversy between the parties in both the State Court Article 78 proceeding and in the action that Plaintiffs have filed in this Court. There are, however, differences between the two actions. In this case, Plaintiffs, in addition to their breach-of-contract claim, have asserted a claim for defamation against the individual Defendants, who are not parties to the Article 78 proceeding, and are seeking both compensatory and punitive damages, which are remedies that are not available to them in the Article 78 proceeding. In addition, the standard of review is different. In other words, to prevail on their breach-of-contract and defamation claims, Plaintiffs have to prove their case by a preponderance of the evidence, whereas, to prevail in the Article 78 proceeding, they have to prove that Syracuse University's disciplinary decisions were arbitrary and capricious.
Moreover, the parties have already raised the issue of this Court's previous decision in the Article 78 proceeding, and they will have a further opportunity to do so at the hearing on September 19, 2018. There is no reason to believe that the State Court (McClusky, J.) is not capable of determining whether, and to what extent, this Court's previous decision is entitled to preclusive effect. Thus, "[b]ecause the issue is now squarely before the state court, an injunction would only serve to interfere with the state court's own decision making, and principles of comity and dual sovereignty militate strongly against federal intervention in this context." AFSCME Council 4 v. Jackson, No. 3:12-CV-1420 (SRU), 2013 WL 1935015, *2 (D. Conn. May 9, 2013) (citing Mitchum v. Foster, 407 U.S. 225, 243 (1972) (noting that "principles of equity, comity, and federalism . . . must restrain a federal court when asked to enjoin a state court proceeding")) (other citation omitted).
Finally, although the disciplinary procedures and actions that Defendants took with regard to Plaintiffs are at issue in both cases, the Court must keep in mind that "`issuing an injunction under the relitigation exception is resorting to heavy artillery [and, therefore,] an injunction can issue only if preclusion is clear beyond peradventure[,]" which it is not here. AFSCME Council 4, 2013 WL 1935015, *2 (quoting Smith v. Bayer Corp., 131 S.Ct. 2368, 2375-76 (2011)). Moreover, "an 'injunction of state court proceedings, even where warranted, is discretionary' and `the Supreme Court has admonished lower courts to refrain from enjoining state court proceedings unless absolutely necessary.'" Id. (quoting Staffer v. Bouchard Transp. Co., Inc., 878 F.2d 638, 644 (2d Cir. 1989)). Under the circumstances of this case, the Court finds that it is unnecessary to enjoin the State Court's August 27, 2018 Order to Show Cause.
After reviewing the entire file in this matter, the parties' submissions and oral arguments, and the applicable law, and for the above-stated reasons, the Court hereby