GLADYS KESSLER, District Judge.
Plaintiffs Michael S. Flaherty, Captain Alan A. Hastbacka, and the Ocean River Institute ("Plaintiffs"), bring this action against Commerce Secretary Penny Pritzker who has now been succeeded by Wilbur Ross, the National Oceanic and Atmospheric Administration ("NOAA"), and the National Marine Fisheries Service ("NMFS") (collectively "Defendants"), as well as Defendant-Intervenor Sustainable Fisheries Coalition ("SFC"). This matter is now before the Court on Plaintiffs' Motion for Leave to File Third Amended and Supplemental Complaint ("Pls.' Mot.") [Dkt. No. 152]. In the Motion, Plaintiffs seek, among other things, to add the New England Fishery Management Council and its Executive Director, Mr. Thomas Nies, as Defendants in this matter.
Upon consideration of the Motion, Oppositions, Reply, the entire record herein, and for the reasons discussed below, Plaintiffs' Motion is
On March 2, 2011, the National Marine Fisheries Service ("NMFS") published its Final Rule implementing Amendment 4 to the Atlantic Herring Fishery Management Plan ("FMP"). Final Rule, 76 Fed. Reg. 8,786 (Feb. 2, 2011). The NMFS and the New England Fishery Management Council (the "Council") jointly developed Amendment 4 in order to bring the FMP into compliance with the annual catch limits and accountability measures of the Magnuson-Stevens Act ("MSA"), 16 U.S.C. § 1801, by the 2011 statutory deadline. On March 8, 2012, this Court found that Amendment 4 violated certain provisions of the MSA, the Administrative Procedure Act ("APA"), and the National Environmental Policy Act ("NEPA"), and issued an Order remanding the action to Defendants which contained specific guidance, as well as a timeline, for actions Defendants were to take and complete within one year ("Remedial Order") [Dkt. No. 41].
In that Order, the Court ordered NMFS to send a letter to the Council "recommending that the Council consider, in an amendment to the Atlantic Herring FMP, whether `river herring' [including shad] should be designated as a stock in the fishery[.]" Remedial Order at 11. Although NMFS sent two letters to the Council making this recommendation, the Council ultimately adopted recommendations that failed to add river herring and shad as stocks in the Atlantic herring fishery. On February 13, 2014, NMFS published its Final Rule implementing Amendment 5, which similarly failed to include river herring and shad as stocks in the fishery. Final Rule, 79 Fed. Reg. 8786 (Feb. 13, 2014).
On March 31, 2014, this Court granted Plaintiffs' request to file a Supplemental Complaint challenging Amendment 5. See Order [Dkt. No. 92]. At the Parties' request, the Court stayed the case through November 28, 2016 in light of anticipated actions by NMFS that could have alleviated Plaintiffs' concerns. On November 29, 2016, the Court held a status conference and ordered the parties to submit a proposed briefing schedule. On January 6, 2017, Plaintiffs filed the present Motion for Leave to File Third Amended and Supplemental Complaint [Dkt. No. 152]. Defendants and Defendant-Intervenor filed Oppositions to Plaintiffs' Motion on January 19, 2017 [Dkt. Nos. 153 and 154]. On January 27, 2017, Plaintiffs' filed their Reply [Dkt. No. 155].
The amendment of pleadings in civil matters is governed by Rule 15 of the Federal Rules of Civil Procedure, which states that the "court should freely give leave [to amend] when justice so requires." Fed. R. Civ. P. 15(a)(2). The decision to grant or deny leave to amend rests in the sound discretion of the trial court; however, it is an abuse of discretion to deny leave without a sufficient justification for doing so.
In assessing a motion for leave to amend, the Court is required to assume the truth of the allegations in the amended complaint and construe them in the light most favorable to the movant.
Plaintiffs seek to amend their Second Supplemental Complaint to add the New England Fishery Management Council and its Executive Director, Mr. Thomas Nies, as Defendants. Plaintiffs also set forth events, and a related claim, that have occurred since Plaintiffs filed the Second Supplemental Complaint.
Plaintiffs argue that the proposed amendments are necessary to end the loop that continues to preclude the relief they seek: (1) the Council has a duty to add fish stocks requiring conservation and management; (2) river herring and shad need conservation and management; (3) NMFS, which has a duty to ensure that the Mangnuson-Stevens Act is fulfilled, lacks the authority to force the Council to take action; and (4) the Council has not passed, on its own, the necessary amendment to add river herring and shad to the Atlantic herring FMP.
According to Plaintiffs, only a court order specifically directing the Council to take action to remedy what they consider to be legal violations of the MSA can provide them the relief they seek.
A key issue to decide in any Motion to Amend is whether Plaintiffs have improperly expanded the scope of the original Complaint.
Another factor weighing strongly in favor of adding the amendments is that granting Plaintiffs' request would not cause undue delay or otherwise impede the efficient adjudication of this case. As mentioned above, the proposed amendments do not radically alter the original Complaint and, as a result, likely will not require NMSF and the other original Defendants to expend a substantial amount of time and resources to respond to the amended allegations. Further, Plaintiffs have requested to amend their Complaint early in their challenge of Amendment 5 to the Atlantic herring FMP. The Parties have not yet briefed the merits of this dispute and there are no appeals or decisions pending. Defendants, basing their entire argument against amendment on the futility exception to the liberal amendment standard, do not attempt to argue that the proposed amendments would cause undue delay.
For similar reasons, the Court also finds that the proposed amendments will not unduly prejudice Defendants. Because the proposed additions to the Complaint primarily concern the Council, the original Defendants will not be surprised by any substantially new allegations made against them. With regard to the new Defendants, the Council and its Executive Director have been intimately involved in the events described in the original Complaint, namely the discussions and ultimate decision not to introduce river herring and shad to the Atlantic herring FMP. Notably, Defendants and Intervenor-Defendant do not contend that the proposed amendments would prejudice them in any way.
Defendants argue that Plaintiffs' Motion should be denied because the proposed amendments are futile. Specifically, Defendants claim that the Council is not an "agency" within the purview of the APA and, in the alternative, even if the Council were an agency, it did not engage in final agency action.
The Court agrees with Plaintiffs' assessment of the pertinent legal issues.
Accordingly, the Court, in its discretion, finds that permitting the proposed amendments at this stage will further the efficient adjudication of the merits of the case.
For the foregoing reasons, Plaintiffs' Motion for Leave to File Third Amended and Supplemental Complaint shall be