AMY BERMAN JACKSON, United States District Judge.
Plaintiff, the Competitive Enterprise Institute ("CEI"), filed this case against the United States Environmental Protection Agency ("EPA") to challenge the agency's schedule for producing records under the Freedom of Information Act, 5 U.S.C. § 552 ("FOIA"). Since during the pendency of the action, the parties agreed upon a mutually acceptable timetable for a rolling production, and that production is complete, the lawsuit is now moot, and there are no grounds that would support retaining jurisdiction over the matter.
The case arises out of plaintiff's 2012 request for "emails sent to or from a false-identity email account created for certain official correspondence for then-EPA Administrator Lisa Jackson in the name of `Richard Windsor.'" Compl. [Dkt. # 1] ¶ 1. It called for "copies of any and all email sent to or from an EPA employee in the Office of the Administrator (OA) from or to an email account in the name of, or email alias, `Richard Windsor,' from December 15, 2008 to the date you process this request...." Compl. ¶ 21. The request called for "all" emails over several years, and it was not limited to any particular subject matter. Compl. ¶ 21. In response to the request, EPA identified approximately 120,000 responsive records, which it announced it would produce at a rate of 100 records per month "to fairly manage [its] limited resources so as to equitably respond to other Americans who have submitted FOIA requests...." Compl. ¶ 28.
The gravamen of plaintiff's complaint was that this extremely slow pace of production was tantamount to a failure to produce the records at all in violation of FOIA. The first sentence of the first paragraph of the complaint announces: "[t]his is an action under [FOIA] to compel production under a FOIA request...." Compl.¶ 1. The pleading chides the agency for its "glacial and wholly improper rate of production," Compl. ¶ 7, and it alleges that "EPA's actions constitute improper means of delaying or otherwise denying plaintiff access to public records." Compl. ¶ 14. The claim for relief summarizes CEI's position:
Compl. ¶ 46.
According to plaintiff, by insisting upon the 100 records per month schedule, which would take 100 years, "EPA improperly refuse[d] to provide a proper determination as provided by 5 U.S.C. § 552(a)," and it "improperly refuse[d] to provide a proper production as provided by 5 U.S.C. § 552(a)." Compl. ¶¶ 47, 48. Plaintiff CEI also alleged that EPA was "holding several other CEI FOIA requests hostage until it completes processing this request...." Compl. ¶ 8; see also Compl. ¶ 16 ("EPA continues to refuse to process this request in line with its custom and practice (in addition to refusing to act on CEI's other requests)...."); Compl. ¶ 30 (referencing an EPA email "informing plaintiff that it would process other CEI requests, as well as a request submitted by [its counsel] for a non-CEI entity, after it completed processing [the November 12, 2012 request].").
Based on these allegations, plaintiff sought both a declaratory judgment and an injunction. Count I asked the Court to enter a judgment declaring that:
Compl. ¶ 52.
Count II sought "injunctive relief compelling EPA to produce responsive records at a reasonable rate, free from consideration of or prejudice grounded in [CEI's] identity, subject to legitimate withholdings." Compl. ¶ 54. Specifically, plaintiff asked the Court to order EPA:
Compl. ¶¶ 55-56. In addition, plaintiff asked the Court to order EPA "to process CEI's FOIA requests at a reasonable rate, and without adversely considering CEI's identity or discriminating against it." Compl. ¶ 57. Plaintiff also sought to recover its costs and fees associated with the lawsuit. Compl. ¶ 59.
On May 29, 2015, defendant filed a motion to dismiss for lack of subject matter jurisdiction, or in the alternative, for failure to state a claim. Def.'s Mot. to Dismiss [Dkt. # 8] ("Def.'s Mot."); Def.'s Mem. in Supp. of Mot. to Dismiss [Dkt. # 8-1] ("Def.'s Mem."). Plaintiff opposed the motion. Pl.'s Mem. in Opp. to Def.'s Mot. to Dismiss [Dkt. # 9] ("Pl.'s Opp."). Defendant argued that because the agency had determined that it would release responsive records, and it was in fact releasing them on a rolling basis, the Court lacked subject matter jurisdiction over a claim for "improperly withheld" records. Def.'s Mem. at 8-9. It also argued the plaintiff had failed to state a cognizable FOIA claim since the records were being made "promptly available." Id. at 13-14.
In response to the motion to dismiss, plaintiff scoffed at the notion that the agency's rate of production could be characterized as making records "promptly available," and it advanced its core contention that "[f]orcing the requester to wait decades for the records it seeks is itself a denial and withholding of those records," which would provide a basis for Article III jurisdiction. Pl.'s Opp. at 4.
While the motion was pending, the Court held a status conference on July 6, 2015, and it inquired whether plaintiff's request could be narrowed and/or the rate of production could be accelerated. Both sides expressed a willingness to participate in mediation, and that day, the Court referred the matter to the Court's Mediation Program. See Order (July 6, 2015) [Dkt. 11]. Through that process, the parties reached an agreement and filed a stipulated production schedule, which narrowed the FOIA request by limiting it to a specific time period, and, within that time frame, to specific search terms. See Stipulated Production Schedule [Dkt. # 12] at 2. This stipulation reduced the number of responsive records to 3,723 records, and the parties agreed to a rolling schedule of monthly productions. Id. at 3. Defendant made each of the required productions under the stipulated schedule, and, on November 13, 2015, the parties informed the Court that
The Court then ordered plaintiff to inform the Court whether there were any allegations in the complaint that remained to be resolved or if the matter was moot. See Min. Order (Nov. 13, 2015). Plaintiff maintained that there was still a live controversy because it intended to challenge some of defendant's withholdings on privilege grounds. Pl.'s Status Report on Whether the Case is Moot [Dkt. # 16] at 1. The Court then ordered both parties to brief whether the Court had subject matter jurisdiction over the question of whether any documents had been improperly redacted or withheld given the allegations in the complaint. See Min. Order (Dec. 3, 2015); Pl.'s Mem. Regarding Subject Matter Jurisdiction [Dkt. # 17] ("Pl.'s SMJ Mem."); Def.'s Mem. Regarding the Court's Subject Matter Jurisdiction [Dkt. # 18] (Def.'s SMJ Mem."). In response to that order, plaintiff set forth authorities in support of its position that the Court had jurisdiction to decide whether the defendant's redactions — for instance, those based on the deliberative process privilege — were improper, and it urged the Court to retain the case. Pl.'s SMJ Mem. at 3-6. Plaintiff also devoted the last two pages of its submission to an argument it failed to make in response to the Court's first minute order eliciting the parties' positions on mootness: this time plaintiff added that the case was not moot because the complaint alleged a "pattern and practice" of delay. Id. at 12-14. The Court then ordered the government to respond to plaintiff's argument with respect to the pattern or practice issue. Min. Order (Dec. 21, 2015); Def.'s Mem. in Resp. to the Court's Dec. 21, 2015 Min. Order [Dkt. # 20] ("Gov't's Payne Mem."). After considering the parties' submissions, the Court concludes that the matter is moot.
Federal courts are courts of limited jurisdiction and the law presumes that "a cause lies outside this limited jurisdiction." Kokkonen v. Guardian Life Ins. Co. of Am., 511 U.S. 375, 377, 114 S.Ct. 1673, 128 L.Ed.2d 391 (1994); see also Gen. Motors Corp. v. EPA, 363 F.3d 442, 448 (D.C.Cir.2004) ("As a court of limited jurisdiction, we begin, and end, with an examination of our jurisdiction."). "[B]ecause subject-matter jurisdiction is `an Art[icle] III as well as a statutory requirement ... no action of the parties can confer subject-matter jurisdiction upon a federal court.'" Akinseye v. District of Columbia, 339 F.3d 970, 971 (D.C.Cir.2003), quoting Ins. Corp. of Ir., Ltd. v. Compagnie des Bauxites de Guinee, 456 U.S. 694, 702, 102 S.Ct. 2099, 72 L.Ed.2d 492 (1982). The plaintiff bears the burden of establishing jurisdiction by a preponderance of the evidence. See Lujan v. Defs. of Wildlife, 504 U.S. 555, 561, 112 S.Ct. 2130, 119 L.Ed.2d 351 (1992); Shekoyan v. Sibley Int'l Corp., 217 F.Supp.2d 59, 63 (D.D.C.2002).
Article III, section 2 of the Constitution permits federal courts to adjudicate only "actual, ongoing controversies." Honig v. Doe, 484 U.S. 305, 317, 108 S.Ct. 592, 98 L.Ed.2d 686 (1988), citing Neb. Press Ass'n v. Stuart, 427 U.S. 539, 546, 96 S.Ct. 2791, 49 L.Ed.2d 683 (1976); Preiser v. Newkirk, 422 U.S. 395, 401, 95 S.Ct. 2330, 45 L.Ed.2d 272 (1975). "This limitation gives rise to the doctrines of standing and mootness." Foretich v. United States, 351 F.3d 1198, 1210 (D.C.Cir.2003). A case is moot if "events have so transpired that the decision will neither presently affect the parties' rights nor have a more-than-speculative chance of affecting them in the future." Transwestern Pipeline Co. v. FERC, 897 F.2d 570, 575 (D.C.Cir.1990).
When considering whether to dismiss an action for lack of jurisdiction,
"The doctrine of mootness is a logical corollary of the `case or controversy' requirement of Article III of the Constitution. A federal court is constitutionally forbidden to render advisory opinions or `to decide questions that cannot affect the rights of litigants in the case before them.'" Better Gov't Ass'n v. Dep't of State, 780 F.2d 86, 90-91 (D.C.Cir.1986), quoting North Carolina v. Rice, 404 U.S. 244, 246, 92 S.Ct. 402, 30 L.Ed.2d 413 (1971). And within the FOIA context, as the D.C. Circuit has explained, "however fitful or delayed the release of information under the FOIA may be, once all requested records are surrendered, federal courts have no further statutory function to perform." Perry v. Block, 684 F.2d 121, 125 (D.C.Cir.1982). Indeed, "[a] declaration that an agency's initial refusal to disclose requested information was unlawful, after the agency made that information available, would constitute an advisory opinion in contravention of Article III of the Constitution." Payne Enters., Inc. v. United States, 837 F.2d 486, 491 (D.C.Cir.1988), citing Better Gov't Ass'n, 780 F.2d at 91.
Here, by virtue of the negotiated resolution, plaintiff has obtained the relief it sought in the form of an injunction in Count II, and that count is moot. And under those circumstances, as the D.C. Circuit has stated, Count I becomes moot as well. "Where an intervening event renders the underlying case moot, a declaratory judgment can no longer `affect[] the behavior of the defendant towards the plaintiff,' ... and thus `afford[s] the plaintiffs no relief whatsoever.'" NBC-USA Hous., Inc, Twenty-Six v. Donovan, 674 F.3d 869, 873 (D.C.Cir.2012) (citations omitted); see also Long v. Bureau of Alcohol, Tobacco & Firearms, 964 F.Supp. 494, 497 (D.D.C.1997) (citations omitted) ("Plaintiffs cannot evade the mootness of their claim by requesting a declaratory judgment. While the Declaratory Judgment Act ... `permits a federal court to declare the rights of a party whether or not further relief is or could be sought,'... `a declaratory judgment may not be used to secure judicial determination of moot questions.'"). For those reasons, both Counts I and II should be dismissed.
Plaintiff argues, though, that the case is not moot because the Court must
Plaintiff also argues now that this action alleged a "pattern or practice" of "slow-walking" FOIA requests submitted by plaintiff or its counsel, and that even if the rest of the complaint is moot, that claim should remain. Pl.'s SMJ Mem. at 12-14. But it is not clear to the Court that this two-count complaint stated an independent claim that the EPA engaged in an unlawful pattern or practice,
In Count II, the claim for injunctive relief, plaintiff asserted that "[t]his Court should enter an injunction ordering EPA to produce to plaintiff ... the requested records described in CEI's request EPA-HQ-2-13-001343...." Compl. ¶ 55. That request is clearly moot.
It is true that in Count II, plaintiff also asked the Court to "order EPA to process CEI's FOIA request
Plaintiff points to the D.C. Circuit's statement in Payne Enterprises that "even though a party may have obtained relief as to a specific request under the FOIA, this will not moot a claim that an agency policy or practice will impair the party's lawful access to information in the future." 837 F.2d at 491, citing Better Gov't Ass'n, 780 F.2d at 91.
Id. But the circumstances here are not analogous to those in Payne, where agency officials withheld records from a requester even after the withholding had been found to be unlawful. Here, the complaint does not explicitly include a claim that there is an agency policy or practice that will impair plaintiff's lawful access to information in the future, and plaintiff points to nothing in the record that would indicate that the challenged delay in producing the tens of thousands of responsive records in this case revealed a broader policy or practice of delaying disclosure or otherwise failing
In its complaint, plaintiff alleges that when it filed the FOIA request at issue for all of the emails from the allegedly "illegal `Windsor' account" — which followed another production that included some records revealing the existence of the account — the EPA proposed to produce them at a rate "far lower than Agency practice and capabilities." Compl. ¶ 6. Plaintiff then assserts: "EPA has repeatedly indicated that this glacial and wholly improper rate of production are related to the fact that this request was submitted by CEI," Compl. ¶ 7, and it intimates that EPA was punishing plaintiff for public revelation of the existence of the Windsor account, Compl. ¶ 10,
Plaintiff maintains that "[t]his biased implementation of the law forces lengthy administrative appeals and then time-consuming litigation, which imposes costs both on CEI and on taxpayers ...," Compl. ¶ 12, and it concludes: "[a]fter six months in [the] dispute resolution process, EPA continues to refuse to process this request in line with its custom and practice (in addition to refusing to act on CEI's other requests), leaving plaintiff no option but to file this action." Compl. ¶ 16.
The Payne Enterprises decision arose out of a very specific and different set of circumstances. In that case, officers at Air Force Logistics Command (AFLC) bases began withholding copies of bid abstracts from Payne based on an AFLC policy that directed the agency to withhold that information. 837 F.2d at 488-89. Payne appealed the denials to the Secretary of the Air Force, and the Secretary's Office determined that the claimed FOIA exceptions did not apply and that the records should be released. Id. at 489. Notwithstanding the Secretary's decision, certain AFLC officers continued to withhold the bid abstracts from Payne. Id. at 490. Payne was forced to sue for declaratory and injunctive
Here, putting aside plaintiff's conclusory allegations that the agency resented the revelation of the existence of the Windsor account, the complaint does not contain any facts indicating that the records responsive to this request were withheld based upon an underlying practice of discrimination against this plaintiff or that any ongoing impropriety exists. Rather, it indicated, if anything, that EPA was subjecting plaintiff to hostile treatment in connection with its other requests due to the then-pending dispute concerning this request. The complaint alleged that in response to plaintiff's dogged pursuit of a more expeditious schedule for this extremely broad request, EPA was delaying the processing of other pending requests, and it suggested that the agency was using those requests as leverage to pressure plaintiff and its counsel to drop their objections to the 100-records-per-month schedule. See e.g., Compl. ¶ 8 ("EPA also claims it is holding several other CEI FOIA requests hostage until it completes processing this request ... unless CEI agrees to place this request on hold.").
But the single bone of contention between the parties has now evaporated, and neither the head of the agency nor the Court has found that the original production schedule was unlawful. Moreover, there is no claim, as in Payne Enterprises, that anyone persisted in withholding records after an official decision was made to produce them — indeed, the EPA met all of the rolling production milestones. And finally, there is no allegation in the complaint identifying any other specific FOIA request that was denied or even delayed, and the complaint does not describe any other dispute that needs to be resolved or behavior that needs to be enjoined.
Since the underlying dispute has been completely resolved by consent of the parties, and plaintiff has not pointed the Court to anything in the record that would give rise to a Payne Enterprises concern about the existence of an illegal practice that would impair plaintiff's access to records in the future, the action is now moot.
Pursuant to Federal Rules of Civil Procedure 12(b)(1), and for the foregoing reasons, the Court will dismiss plaintiff's complaint.
A separate order will issue.