PARIENTE, J.
Does enforcement of the explicit prohibition in the Florida Constitution against partisan political gerrymandering and improper discriminatory intent in redistricting outweigh a claim of an absolute legislative privilege? Specifically, the issue presented to the Court is whether Florida state legislators and legislative staff members have an absolute privilege against testifying as to issues directly relevant to whether the Legislature drew the 2012 congressional apportionment plan with unconstitutional partisan or discriminatory "intent." See art. III, § 20(a), Fla. Const.
This Court is charged with the solemn obligation to ensure that the constitutional rights of its citizens are not violated and that the explicit constitutional mandate to outlaw partisan political gerrymandering and improper discriminatory intent in redistricting is effectively enforced. While
This Court has held, in interpreting the constitutional redistricting "intent" standard, that "the focus of the analysis must be on both direct and circumstantial evidence of intent." In re Senate Joint Resolution of Legislative Apportionment 1176 (Apportionment I), 83 So.3d 597, 617 (Fla. 2012). Further, this Court has stated that "there is no acceptable level of improper intent." Id. As Chief Judge Benton aptly observed in his dissenting opinion to the First District Court of Appeal's decision below, "[t]he enactment of article III, section 20 of the Florida Constitution makes plain that how and why the Legislature redistricts is a matter of paramount public concern." Fla. House of Reps. v. Romo, 113 So.3d 117, 131 (Fla. 1st DCA 2013) (Benton, C.J., dissenting).
In this opinion, we decide for the first time that Florida should recognize a legislative privilege founded on the constitutional principle of separation of powers, thus rejecting the challengers' assertion that there is no legislative privilege in Florida. We also hold, however, that this privilege is not absolute where, as in this case, the purposes underlying the privilege are outweighed by the compelling, competing interest of effectuating the explicit constitutional mandate that prohibits partisan political gerrymandering and improper discriminatory intent in redistricting. We therefore reject the Legislature's argument that requiring the testimony of individual legislators and legislative staff members will have a "chilling effect" among legislators in discussion and participation in the reapportionment process, as this type of "chilling effect" was the precise purpose of the constitutional amendment outlawing partisan political gerrymandering and improper discriminatory intent.
We also unequivocally reject the dissent's hyperbolic assertion that our decision "grievously violates the constitutional separation of powers," dissenting op. at 156, by recognizing a legislative privilege but concluding that it is not absolute as to enforcing this explicit constitutional mandate. To the contrary, we strike the appropriate balance between respecting the separation of powers and fulfilling this Court's obligation to uphold the citizens' explicit constitutional protection against partisan political gerrymandering and improper discriminatory intent in redistricting.
Accordingly, we quash the First District's decision in Florida House of Representatives v. Romo, 113 So.3d 117 (Fla. 1st DCA 2013), which erroneously afforded legislators and legislative staff members the absolute protection of a legislative privilege. We approve the circuit court's order permitting the discovery of information and communications, including the testimony of legislators and the discovery of draft apportionment plans and supporting documents, pertaining to the constitutional validity of the challenged apportionment plan. Further, we emphasize that the circuit court is not constrained by this opinion from considering, as discovery proceeds, how a specific piece of information protected by the privilege fits into the balancing approach set forth in this opinion.
In February 2012, the Florida Legislature approved the decennial plan apportioning Florida's twenty-seven congressional districts, based on population data derived from the 2010 United States Census. Soon after its adoption, two separate groups of plaintiffs filed civil complaints in circuit court, which were later consolidated, challenging the constitutionality of the plan under new state constitutional redistricting standards approved by the Florida voters in 2010 and now enumerated in article III, section 20, of the Florida Constitution. Those standards, governing the congressional reapportionment process, appeared on the 2010 general election ballot as "Amendment 6" and, together with their identical counterparts that apply to legislative reapportionment ("Amendment 5"), were generally referred to as the "Fair Districts" amendments.
Article III, section 20, of the Florida Constitution prohibits the Legislature from drawing an apportionment plan or individual district "with the intent to favor or disfavor a political party or an incumbent" and "with the intent or result of denying or abridging the equal opportunity of racial or language minorities to participate in the political process or to diminish their ability to elect representatives of their choice." Art. III, § 20(a), Fla. Const. Specifically, this constitutional provision provides in its entirety as follows:
Art. III, § 20, Fla. Const.
In interpreting the identical standards in article III, section 21,
Because "redistricting will inherently have political consequences," this Court explained that "the focus of the analysis must be on both direct and circumstantial evidence of intent." Id. In reviewing the objective evidence before it, this Court held that "the effects of the plan, the shape of district lines, and the demographics of an area are all factors that serve as objective indicators of intent." Id. Moreover, as to the intent to favor or disfavor an incumbent, this Court stated that "the inquiry focuses on whether the plan or district was drawn with this purpose in mind," and as to objective indicators of intent to favor or disfavor a political party, these "can be discerned from the Legislature's level of compliance with our own constitution's tier-two requirements, which set forth traditional redistricting principles." Id. at 618.
In reviewing these factors to assist this Court in discerning circumstantial evidence of intent, however, this Court was mindful that it was unable to engage in fact-finding. See id. at 612 & n. 13 (noting that the sole type of information available was "objective data" and refusing to consider an expert affidavit); see also In re Senate Joint Resolution of Legislative Apportionment 2-B (Apportionment II), 89 So.3d 872, 893 (Fla.2012) (Pariente, J., concurring) ("Working within a strict time period, this Court is realistically not able to remand for fact-finding, which creates concerns that are compounded by the fact that the Court is constrained to the legislative record that is provided to it."). Indeed, in Florida House of Representatives v. League of Women Voters of Florida (Apportionment III), 118 So.3d 198, 207 (Fla.2013), this Court subsequently explained that its decisions in Apportionment I and Apportionment II were "based solely on objective evidence and undisputed facts in the limited record before the Court." This Court also highlighted the need for judicial review of fact-intensive claims in order to effectuate the intent of the voters, who "clearly desired more judicial scrutiny" of apportionment plans, "not less." Id. at 205.
In the consolidated circuit court lawsuit challenging the validity of the 2012 congressional apportionment plan under the Florida Constitution's redistricting
As part of ongoing pretrial civil discovery — and specifically in an effort to uncover and demonstrate alleged unconstitutional partisan or discriminatory intent in the congressional apportionment plan — the challengers sought information from the Legislature and from third parties regarding the 2012 reapportionment process. From third-party discovery, the challengers uncovered communications between the Legislature and partisan political organizations and political consultants, which they allege reveal a secret effort by state legislators involved in the reapportionment process to favor Republicans and incumbents in direct violation of article III, section 20(a). The challengers have also taken deposition testimony from numerous third-party witnesses as to their involvement in the redistricting process and their communications with state legislators and legislative staff members, and have been provided with e-mail communications between legislators and legislative staff, as well as other public records from the Legislature.
In order to further develop and discover evidence concerning their claim of unconstitutional legislative intent in violation of article III, section 20(a), the challengers served a notice of taking depositions of the then-state Senate Majority Leader, an administrative assistant to the Senate Reapportionment Committee, and the staff director of the House Redistricting Committee. Thereafter, the Legislature filed a "Motion for Protective Order Based on Legislative Privilege," in which it requested the circuit court to enter an order "declaring that (i) no legislators or legislative staff may be deposed, and (ii) unfiled legislative draft maps and supporting documents are not discoverable." The Legislature's motion for a protective order was filed in direct response to the challengers' notice of taking depositions; however, the Legislature sought to more generally prevent the depositions of any legislators and legislative staff, as well as the "discovery of legislatively drawn draft redistricting plans that were never filed as bills."
The circuit court granted in part and denied in part the Legislature's motion for a protective order. The circuit court determined that, although a legislative privilege exists in Florida, the privilege is not absolute and "must be balanced against other compelling government interests." Finding it "difficult to imagine a more compelling, competing government interest than that represented by the [challengers'] claim," the circuit court drew a distinction between "subjective" thoughts or impressions of legislators and the thoughts or impressions shared with legislators by staff or other legislators, and "objective" information or communication that "does not encroach" into those thoughts or impressions.
Accordingly, because "the motive or intent of legislators in drafting the reapportionment plan is one of the specific criteria to be considered when determining the constitutional validity of the plan," and because the information sought by the challengers "is certainly relevant and probative of intent," the circuit court held that all "objective" information or communications "should not be protected by the privilege." However, the circuit court cautioned that any individual legislators or legislative staff members who assert a claim of legislative privilege "shall not be deposed regarding their `subjective' thoughts or impressions or regarding the thoughts or impressions shared with them by staff or other legislators." The circuit court also determined that the same dichotomy applied to the production of documents. It therefore ordered the Legislature to produce all requested documents that do not contain "subjective" information and to schedule an in camera review as to any disputed documents.
On a petition for a writ of certiorari to review the circuit court's non-final order, the First District, relying on its prior decision in Florida House of Representatives v. Expedia, Inc., 85 So.3d 517 (Fla. 1st DCA 2012), which was the first published Florida case to explicitly recognize the existence of a legislative privilege in Florida, concluded that the circuit court's order departed from the essential requirements of law when it allowed the challengers to depose legislators and legislative staff members "on any matter pertaining to their activities in the reapportionment process." Romo, 113 So.3d at 123. The First District reasoned that the legislative privilege "equally protects `subjective' information, such as the legislator's rationale or motivation for proposing or voting on a piece of legislation, and `objective' information, such as the data or materials relied on by legislators and their staff in the legislative process." Id. Thus, the First District quashed the circuit court's order "insofar as it permits [the challengers] to depose legislators and legislative staff members concerning the reapportionment process and insofar as it requires production of draft maps and supporting documents for an in camera review under the erroneous, unworkable objective/subjective dichotomy." Id. at 128.
Chief Judge Benton dissented, observing in part that "[p]artisan political shenanigans are not `state secrets,'" and that, at this stage of the litigation, "it is impossible to say that any question [the challengers] would actually have asked would be objectionable." Id. at 130-31 (Benton, C.J., dissenting). Subsequently, after both groups of challengers in the consolidated litigation below sought review, we exercised our discretion to accept jurisdiction to review the First District's decision because that decision expressly affects a class of constitutional officers — namely, legislators — and because this Court has never considered whether a legislative privilege exists, which is clearly an important issue to resolve. See art. V, § 3(b)(3), Fla. Const.
The questions we confront require this Court to interpret the Florida Constitution to determine whether a legislative privilege exists and to define the parameters of that privilege as applied in this case. These are pure questions of law that are subject to de novo review.
The challengers contend that this Court should not recognize a legislative privilege because the Florida Constitution lacks a Speech or Debate Clause, which is the constitutional provision upon which the legislative privilege is traditionally premised. This clause, which generally states that legislators shall in all cases except treason, felony, or breach of the peace, not be questioned in any other place for any speech or debate in either legislative chamber,
In contrast to the vast majority of states, the Florida Constitution does not include a Speech or Debate Clause and has not included one since the clause was omitted during the 1868 constitutional revision.
Coupled with the absence of a Speech or Debate Clause in the Florida Constitution is the presence of Florida's broad constitutional right of access to public records, set forth in article I, section 24, and right to transparency in the legislative process, codified in article III, section 4. Specifically regarding the Legislature, the Florida Constitution mandates as follows:
Art. III, § 4(e), Fla. Const. Further, article I, section 24(a), which "specifically includes the legislative" branch, provides that "[e]very person has the right to inspect or copy any public record made or received in connection with the official business of any public body" of the state. Art. I, § 24(a), Fla. Const.
Thus, the absence of a Speech or Debate Clause and the strong public policy, as codified in our state constitution, favoring transparency and public access to the legislative process, are factors weighing against recognizing a legislative privilege in Florida. Florida statutes also do not provide for a legislative privilege.
These factors, however, are not conclusive because there is another important factor that weighs in favor of recognizing the privilege — the doctrine of separation of powers. It is through this separate and important constitutional principle, which is codified in article II, section 3, of the Florida Constitution, that we recognize a legislative privilege under Florida law.
Forty states, including Florida, have a specific state constitutional provision recognizing the separation of powers between the three branches of government.
Art. II, § 3, Fla. Const.
In Expedia, which was the first published case to analyze and recognize the existence of a legislative privilege in Florida, the First District concluded that the state constitutional separation of powers provision provides an independent basis to recognize a legislative privilege under Florida law. 85 So.3d at 524. The issue in Expedia
Although Expedia was the first published Florida case to explicitly conclude that state legislators may assert a legislative privilege, various Florida circuit courts have, in unpublished orders over the years, quashed subpoenas requesting the testimony of state legislators or legislative staff members for various reasons. For example, in 2003, a circuit court quashed a subpoena seeking to elicit the intent, purpose, or motive behind a particular state senator's introduction of certain amendments to a 2002 piece of legislation. See Order Granting Motion to Quash, Billie v. State, No. 02-499-CA (Fla. 17th Cir.Ct. Feb. 7, 2003). None of these orders specifically analyzed the legislative privilege, however, and most have been premised on the tenet that an individual legislator's testimony as to individual intent is usually irrelevant in a typical lawsuit challenging a statute. These orders nevertheless support the premise that the judicial branch has respected the separation of powers between the three branches of government, particularly where no compelling interest in seeking the testimony has been demonstrated.
Such respect between the three branches is inherent in our democratic system of government. This Court has previously described the constitutional tenet of separation of powers as "[t]he cornerstone of American democracy," Bush v. Schiavo, 885 So.2d 321, 329 (Fla.2004), and has explained that article II, section 3, which is the state constitutional separation of powers provision, "encompasses two fundamental prohibitions. The first is that no branch may encroach upon the powers of another. The second is that no branch may delegate to another branch its constitutionally assigned power." Chiles v. Children A, B, C, D, E, & F, 589 So.2d 260, 264 (Fla.1991). Indeed, as pointed out by several former presiding officers of the Legislature in their amicus curiae brief filed in this case, "the legislative privilege is critical to a proper separation of powers, upon which our system of government is built."
Accordingly, because of the role that the principle of separation of powers plays in the structure of Florida's state government, as embodied in article II, section 3, of our state constitution, we reject the challengers' contention that there is no legislative privilege in Florida and hold that state legislators and legislative staff members do possess a legislative privilege under Florida law. This privilege is based on the principle that "no branch may encroach upon the powers of another," Chiles, 589 So.2d at 264, and on inherent principles of comity that exist between the coequal branches of government. In other words, "the privilege can be said to derive from the supremacy of each branch within
Several reasons support recognition of a legislative privilege. The most obvious is the practical concern of protecting the integrity of the legislative process by not unnecessarily interfering with the Legislature's business. As the circuit court cogently articulated, "[l]egislators could not properly do their job if they had to sit for depositions every time someone thought they had information that was relevant to a particular court case or administrative proceeding." In addition, other reasons for recognizing a privilege include the "historical policy ... of protecting disfavored legislators from intimidation by a hostile executive" and protecting legislators "from the burdens of forced participation in private litigation." Kerttula, 686 P.2d at 1202. These other policies undergirding the legislative privilege aim to ensure that the separation of powers is maintained so that the Legislature can accomplish its role of enacting legislation in the public interest without undue interference.
Although separation of powers principles require deference to the Legislature in refusing to provide compelled testimony in a judicial action, we emphasize that the legislative privilege is not absolute. As the United States Supreme Court has noted in determining that the President of the United States does not enjoy an absolute privilege of immunity from judicial process in all circumstances, "when the privilege depends solely on the broad, undifferentiated claim of public interest... a confrontation with other values arises." Nixon, 418 U.S. at 706, 94 S.Ct. 3090. This public interest component is especially true in Florida, where one of our state constitutional values is a strong and well-established public policy of transparency and public access to the legislative process, which is enshrined in the Florida Constitution.
Indeed, the proposition that a legislative privilege is not absolute, particularly where another compelling, competing interest is at stake, is not a novel one. For example, in United States v. Gillock, 445 U.S. 360, 369, 372, 100 S.Ct. 1185, 63 L.Ed.2d 454 (1980), the Supreme Court acknowledged the need to avoid unnecessary intrusion by the executive or judicial branches into the "affairs of a coequal branch," as well as the Court's "sensitivity to interference with the functioning of state legislators." However, the Court concluded nevertheless that "although principles of comity command careful consideration,... where important federal interests are at stake, as in the enforcement of federal criminal statutes, comity yields." Id. at 373, 100 S.Ct. 1185. The Court stated as follows:
Id. While the interest implicated in this case is not the enforcement of the criminal laws, this case involves the vindication of an explicit constitutional prohibition against partisan political gerrymandering and a constitutional restraint on the Legislature's actions — a public interest that is also compelling.
As the First District itself has recognized, there may be a compelling, competing interest in a particular case that outweighs the purposes underlying the privilege. See Expedia, 85 So.3d at 525. When the legislative privilege is asserted, therefore, courts must engage in an inquiry to determine both if the privilege applies to protect the particular information being sought and the reason the information is being sought.
The first step is to determine whether the information sought falls within the scope of the privilege. This is an important determination because, for example, information concerning evidence of a crime would not be covered by the legislative privilege. For purposes of our analysis in this case, however, we assume that all of the information being sought by the challengers, which relates to functions undertaken by legislators and legislative staff during the course of their legitimate legislative duties, would fall within the scope of the privilege. We therefore proceed to the next step.
Once a court determines that the information being sought is within the scope of the legislative privilege, the court then must determine whether the purposes underlying the privilege — namely, the deference owed by each coequal branch of government to the others and the practical concerns of legislators' abilities to perform their legislative functions free from the burdens of forced participation in private litigation — are outweighed by a compelling, competing interest. With this in mind, we next address the compelling, competing interest asserted in this case. Then, we analyze whether this compelling, competing interest outweighs the purposes underlying the privilege.
The compelling, competing interest in this case is ensuring compliance with article III, section 20(a), which specifically outlaws improper legislative "intent" in the congressional reapportionment process. The language of article III, section 20(a), explicitly places legislative "intent" at the center of the litigation. Indeed, as the circuit court succinctly stated, it is "difficult to imagine a more compelling, competing government interest" than the interest represented by the challengers' article III, section 20(a), claims. The circuit court explained this finding as follows:
The first-tier requirements in article III, section 20, provide that "[n]o apportionment plan or individual district shall be drawn with the intent to favor or disfavor a political party or an incumbent." Art. III, § 20(a), Fla. Const. We recently explained that, in enacting these constraints on the Legislature's reapportionment of congressional and state legislative districts, "the framers and voters clearly desired more judicial scrutiny" of the apportionment plans, "not less." Apportionment III, 118 So.3d at 205. Indeed, as this Court has previously noted, "[t]he new requirements dramatically alter the landscape with respect to redistricting by prohibiting practices that have been acceptable in the past.... By virtue of these additional constitutional requirements, the parameters of the Legislature's responsibilities under the Florida Constitution" and therefore the scope of judicial review of the validity of an apportionment plan "have plainly increased, requiring a commensurately more expanded judicial analysis of legislative compliance." Apportionment I, 83 So.3d at 607.
Although the dissent relies heavily on the historical roots of the legislative privilege and the United States Supreme Court's decision in Tenney, 341 U.S. 367, 71 S.Ct. 783 Tenney was "a civil action brought by a private plaintiff to vindicate private rights." Gillock, 445 U.S. at 372, 100 S.Ct. 1185. Specifically, the issue in Tenney was whether an individual plaintiff could maintain a cause of action for monetary damages against members of the California state legislature's "Fact-Finding Committee on Un-American Activities" after the committee held a hearing that the plaintiff alleged was designed "to intimidate and silence [him] and deter and prevent him from effectively exercising his constitutional rights of free speech and to petition the Legislature." Tenney, 341 U.S. at 369, 371, 71 S.Ct. 783.
The compelling, competing interest in this case is a far cry from the interests implicated in Tenney. Unlike the plaintiff in Tenney, the challengers seek not to vindicate private rights, but to determine whether the Florida Legislature violated an explicit constitutional provision outlawing improper partisan and discriminatory intent in the redistricting process. The challengers do not seek monetary damages, but instead challenge whether the congressional districts in which citizens exercise their fundamental democratic right to elect representatives of their choice were drawn in compliance with the Florida Constitution.
In order to fully effectuate the public interest in ensuring that the Legislature does not engage in unconstitutional partisan political gerrymandering, it is essential for the challengers to be given the opportunity to discover information that may prove any potentially unconstitutional intent. The challengers assert that documents they have so far uncovered, primarily through third-party discovery, reveal direct, secret communications between legislators, legislative staff members, partisan organizations, and political consultants. In addition, because of Florida's broad public records laws, the challengers have received 16,000 e-mails, including e-mails between
If the Legislature alone is responsible for determining what aspects of the reapportionment process are shielded from discovery, the purpose behind the voters' enactment of the article III, section 20(a), standards will be undermined. As we recently stated in connection with our decision to allow a fact-based challenge to the legislative apportionment plan to proceed in circuit court, the failure to permit factual inquiry and the development of a factual record in circuit court proceedings would allow
Apportionment III, 118 So.3d at 211.
In Apportionment I, we acknowledged the Legislature for engaging in extensive public hearings as indicative of an unprecedented transparent reapportionment process. See Apportionment I, 83 So.3d at 664 ("We commend the Legislature for holding multiple public hearings and obtaining public input."); see also id. at 637 n. 35 (noting that the Legislature held twenty-six hearings at different locations around the state, during which the public had the opportunity to provide recommendations for the legislative and congressional apportionment plans). However, if evidence exists to demonstrate that there was an entirely different, separate process that was undertaken contrary to the transparent effort in an attempt to favor a political party or an incumbent in violation of the Florida Constitution, clearly that would be important evidence in support of the claim that the Legislature thwarted the constitutional mandate.
We reject the approach of the dissenting opinion, which contends that a broad claim of an absolute legislative privilege should prevent this discovery, and emphasize that this Court's first obligation is to give meaning to the explicit prohibition in the Florida Constitution against improper partisan or discriminatory intent in redistricting. The existence of a separate process to draw the maps with the intent to favor or disfavor a political party or an incumbent is precisely what the Florida Constitution now prohibits. This constitutional mandate prohibiting improper partisan or discriminatory intent in redistricting therefore requires that discovery be permitted to determine whether the Legislature engaged in actions designed to circumvent the constitutional mandate.
Additionally, the compelling, competing constitutional interest in this case is completely
This Court has explained that the "intent" standard "applies to both the apportionment plan as a whole and to each district individually," and that "there is no acceptable level of improper intent." Apportionment I, 83 So.3d at 617. Thus, the communications of individual legislators or legislative staff members, if part of a broader process to develop portions of the map, could directly relate to whether the plan as a whole or any specific districts were drawn with unconstitutional intent.
As another court has explained in evaluating a similar claim, "[t]his is not ... `the usual "deliberative process" case in which a private party challenges governmental action ... and the government tries to prevent its decision-making process from being swept up unnecessarily into [the] public [domain].'" Comm. for a Fair & Balanced Map v. Ill. State Bd. of Elections, No. 11-C-5065, 2011 WL 4837508, at *8 (N.D.Ill.2011) (quoting United States v. Bd. of Ed. of City of Chicago, 610 F.Supp. 695, 700 (N.D.Ill.1985)). Instead, "the decisionmaking process ... [itself] is the case." Id. The same court also noted that cases concerning voting rights, "although brought by private parties, seek to vindicate public rights" and are, in this respect, "akin to criminal prosecutions." Id. at *6.
Therefore, this case is completely distinguishable from the various circuit court orders and cases outside the reapportionment context from other jurisdictions cited by the Legislature that have quashed subpoenas of legislators or legislative staff members where the testimony of an individual member of the Legislature was not directly relevant to any issue in the case. This case is also readily distinguishable from the First District's decision in Expedia, where the party seeking to depose a member of the Legislature and a legislative aide was "attempting to refute a fact that ha[d] not yet been proven and ... may never be proven" by seeking to ask a question to which the parties had already acknowledged the answer. Expedia, 85 So.3d at 525. Unlike Expedia and other disputes not directly involving the Legislature, the lawsuit brought by the challengers seeks to vindicate the public interest in ensuring that unconstitutional partisan political gerrymandering by the Legislature itself did not occur.
Having concluded that this case presents a compelling, competing interest against application of an absolute legislative privilege, we now address the critical issue of whether this interest outweighs the purposes underlying the privilege.
In this case, the circuit court determined that the legislative privilege does not shield most information or communications regarding the congressional apportionment process, but does protect the thoughts or
Although the Legislature, as well as the former legislative presiding officers in their amicus curiae brief, assert that a "chilling effect" will result if legislators are compelled to testify in this case, we reject this argument. In doing so, we emphasize that this case is wholly unlike the traditional lawsuit challenging a statutory enactment, where the testimony of an individual legislator is not relevant to intent in statutory construction and there are few, if any, compelling, competing interests weighing against application of the privilege.
Further, we observe that the major "chilling effect" asserted by the former presiding officers would be the alleged reluctance of legislators to meet with constituents to discuss private or intimate matters in fear of those private conversations becoming public.
To the extent the Legislature and the former presiding officers assert that there will be a "chilling effect" among legislators in discussion and participation as to future apportionment plans, this type of "chilling effect" was the explicit purpose of the constitutional amendment imposing the article III, section 20(a), redistricting standards — to prevent partisan political gerrymandering and improper discriminatory intent. Indeed, if in fact there was a separate, secret process undertaken by the Legislature to create the 2012 congressional apportionment plan in violation of the article III, section 20(a), standards, the voters clearly intended for the Legislature to be held accountable for violating the Florida Constitution and to curb unconstitutional legislative intent in this and future reapportionment processes.
We also reject the Legislature's argument that this Court should apply an absolute privilege and preclude the discovery sought because all courts that have considered this issue have precluded similar discovery. First, we note that this Court has never had the occasion to specifically consider whether a legislative privilege exists in Florida and to delineate its boundaries, and, as we have explained, Florida stands
Second, although the Legislature has made a point of arguing that no court anywhere has ever allowed a legislator to be deposed regarding the legislative process outside of the criminal context, the Legislature also has candidly admitted that no court in a state with a constitutional provision similar to Florida's, which explicitly prohibits improper intent or purpose in redistricting,
To say, as the dissent does, that our decision stands alone "in the recorded history of our Republic" in compelling legislators to be interrogated "in a civil case concerning their legislative activities," dissenting op. at 156, fails to take into account that this case is unlike any other "civil" case involving the legislative privilege. In contrast to traditional civil cases, this case concerns an issue of first impression involving an explicit state constitutional prohibition against partisan political gerrymandering and improper discriminatory intent.
We likewise reject the dissent's reliance on a single case decided by a federal district court judge, who determined the scope of the federal legislative privilege in the context of preclearance review under the Federal Voting Rights Act. See Florida v. United States, 886 F.Supp.2d 1301, 1302 (N.D.Fla.2012). Although legislative purpose may be a relevant factor in a discriminatory intent challenge brought pursuant to the Federal Voting Rights Act, challenges under the federal statute primarily involve "effect" rather than "intent," which is an easier standard to establish since it does not involve probing the motives behind the plan. See, e.g., Thornburg v. Gingles, 478 U.S. 30, 106 S.Ct. 2752, 92 L.Ed.2d 25 (1986). In addition, federal courts have long recognized the existence of a federal legislative privilege based on the explicit text of the Speech or Debate Clause of the United States Constitution and through federal common law — neither of which applies to an action in state court based on a specific prohibition in the state constitution.
Finally, in embracing the circuit court's approach, we reject the argument propounded by the First District that the dichotomy between discoverable and non-discoverable information recognized by the circuit court is an unworkable test. See Romo, 113 So.3d at 121. To the contrary, we have confidence that the circuit court will be able to capably make these determinations on a situation-by-situation basis as the specific issues arise, as circuit courts are often called upon to do, and that the parties will conduct discovery in a good faith manner.
As to the procedure to determine whether the draft apportionment plans and supporting documents should be produced, we reject the First District's reasoning and approve the circuit court's approach. As the circuit court stated:
We agree that the first issue to be decided is whether the draft plans fall within the scope of the public records exemption in section 11.0431(2)(e), Florida Statutes (2012), and that this exemption should be strictly construed in favor of disclosure. See Rameses, Inc. v. Demings, 29 So.3d 418, 421 (Fla. 5th DCA 2010) ("In light of the policy favoring disclosure, the Public Records Act is construed liberally in favor of openness, and exemptions from disclosure are construed narrowly and limited to their designated purpose."). However, even if the circuit court concludes, after undertaking an in camera review of any disputed documents, that the draft plans are exempt from public records disclosure, the circuit court should still require the Legislature to produce the draft apportionment maps and supporting documents under appropriate litigation discovery rules, to the extent these documents do not contain information regarding individual legislators' or legislative staff members' thoughts or impressions. See Dep't of High. Saf. & Motor Veh. v. Krejci Co., 570 So.2d 1322, 1325 (Fla. 2d DCA 1990) (determining that a statutory exemption from public records disclosure is not a per se bar to insulate records from discovery in a civil action); see also Fla. R. Civ. P. 1.280(b)(1) ("Parties may obtain discovery regarding any matter, not privileged, that is relevant to the subject matter of the pending action...." (emphasis added)).
We emphasize that this case presents novel issues of law and the first circuit court litigation under the new article III, section 20(a), redistricting standards. Indeed, the specific claims raised by the challengers in this case are first of their kind claims under the Florida Constitution that require considerable factual development. See Apportionment III, 118 So.3d at 210. Given that the record at this time does not indicate that the challengers "have so much as framed the questions to be asked on deposition," Romo, 113 So.3d at 130 (Benton, C.J., dissenting), the challengers should not be prevented from developing evidence to support their constitutional claims.
Although the dissent criticizes our approval of the dichotomy between discoverable and non-discoverable information as having no principled basis, we approve the distinction drawn in the well-reasoned order of the circuit court, recognizing that this order was entered in anticipation of the depositions being set and the types of questions that could be posed. As Chief
While the Florida Constitution authorizes the Legislature to adopt redistricting plans, it places significant limitations on how the redistricting plans are drawn and therefore the power is vested in the courts to determine the constitutionality of those plans. Accordingly, for all these reasons, we conclude that the circuit court recognized the proper balance in determining what information is protected by the legislative privilege at this stage of the litigation and what information the challengers should be permitted to discover. Because we conclude that the circuit court committed no error of law in its order, we also necessarily conclude that the First District erred in granting certiorari review of that non-final order because the circuit court's order did not depart from the essential requirements of law, a necessary prerequisite for granting certiorari relief. See Citizens Prop. Ins. Corp. v. San Perdido Ass'n, 104 So.3d 344, 351 (Fla.2012).
In sum, we hold that individual legislators may waive their privilege, or legislators and legislative staff members may assert a claim of legislative privilege at this stage of the litigation only as to any questions or documents revealing their thoughts or impressions or the thoughts or impressions shared with legislators by staff or other legislators, but may not refuse to testify or produce documents concerning any other information or communications pertaining to the 2012 reapportionment process. Further, we emphasize that the circuit court is not constrained by this opinion from considering, as discovery proceeds, how a specific piece of information protected by the privilege fits into the balancing approach embraced herein.
Based on the foregoing, we conclude that Florida law should recognize a legislative privilege, but that this privilege is not absolute in this case, where the violations alleged are of an explicit state constitutional provision prohibiting partisan political gerrymandering and improper discriminatory intent in redistricting. We further conclude that the circuit court determined the proper balance of interests by protecting the thoughts or impressions of individual legislators and legislative staff members at this stage of the litigation, but recognizing the compelling, competing interest in ensuring that the Legislature complies with the constitutional mandate regarding redistricting by permitting discovery of all other information and communications pertaining to the constitutional validity of the challenged apportionment plan. Accordingly, we quash the First District's decision under review, approve the circuit court's order, and remand for further proceedings in accordance with this opinion.
It is so ordered.
LEWIS, QUINCE, LABARGA, and PERRY, JJ., concur.
LABARGA, J., concurs with an opinion in which LEWIS, J., concurs.
PERRY, J., concurs with an opinion in which QUINCE, J., concurs.
CANADY, J., dissents with an opinion in which POLSTON, C.J., concurs.
LABARGA, J., concurring.
I concur and write to emphasize the important duty of this Court to honor
As has been true throughout Florida's constitutional history, the Legislature must act within the constitutional limitations imposed upon it by the people of Florida. See e.g., In re Apportionment Law Senate Joint Resolution No. 1305, 1972 Regular Session, 263 So.2d 797, 805 (Fla.1972) ("It is well settled that the state Constitution is not a grant of power but a limitation upon power."). Nowhere is the will of the people expressed more strongly than in the Florida Constitution. In the matter before the Court, the people have spoken through their amendment limiting the ability of their elected representatives to carry out legislative redistricting with any partisan or discriminatory intent. The decision reached today allows realization of this limitation on legislative power. Thus, I fully concur in the majority decision in this case.
LEWIS, J., concurs.
PERRY, J., concurring.
I fully concur with the majority's decision in this case. And, I write separately to emphasize my agreement with Justice Pariente's previously expressed observations in In re Senate Joint Resolution of Legislative Apportionment 2-B (Apportionment II), 89 So.3d 872 (Fla.2012) (Pariente, J., concurring). It bears repeating that our constitution requires that politics be removed from the reapportionment process. Art. III, §§ 20(a), 21(a), Fla. Const.; see also In re Senate Joint Resolution of Legislative Apportionment 1176, 83 So.3d 597, 598 (Fla.2012). However, the reality is that there can never be an apolitical result from an inherently political process. As Justice Pariente so aptly stated in Apportionment II:
Id. at 892-95.
Indeed, the time has come for this idea to be given due consideration. I believe that the citizens of Florida would be well-served by an independent redistricting commission established for purposes of redrawing legislative districts. Such a commission would help ensure that the constitutional requirement of an apolitical reapportionment process is realized. Furthermore, an independent commission would limit the number of cases in which parties litigate reapportionment decisions that are perceived to be motivated by self-serving partisanship.
QUINCE, J., concurs.
CANADY, J., dissenting.
In this case, for the first time in the recorded history of our Republic, a court has ruled that state legislators are required to submit to interrogation in a civil case concerning their legislative activities. I dissent from this unprecedented decision — a decision which effectively abrogates the well-established common law legislative privilege and grievously violates the constitutional separation of powers. I would approve the First District Court of Appeal's cogent decision.
The legislative privilege — which the majority reduces to a matter of judicial discretion — is firmly rooted in the English common law and inherent in the constitutional separation of powers. In Tenney v. Brandhove, 341 U.S. 367, 71 S.Ct. 783, 95 L.Ed. 1019 (1951), the United States Supreme Court explained the historical origins of the privilege.
Id. at 372, 71 S.Ct. 783 (quoting 1 Wm. & Mary, Sess. 2, c.II). Central elements of the Bill of Rights of 1689 were a provision abolishing the royal suspending power — that is, the monarch's asserted power to suspend the operation of laws without the consent of Parliament — and the provision recognizing the legislative privilege. "Together, the two provisions preserved the freedom of legislative debate and the force of legislative enactment, thus assuring the functional independence of Parliament in a
As Tenney recognizes, "[t]he claim of an unworthy purpose does not destroy the privilege." 341 U.S. at 377, 71 S.Ct. 783. The privilege exists so that legislators will be "immune from deterrents to the uninhibited discharge of their legislative duty, not for their private indulgence but for the public good." Id. "The privilege would be of little value if [legislators] could be subjected to the cost and inconvenience and distractions of a trial upon a conclusion of the pleader, or to the hazard of a judgment against them based upon a jury's [or judge's] speculation as to motives." Id. Any impairment of the legislative privilege threatens both to undermine the ability of legislators to carry out their constitutional duties and to weaken the constitutional separation of powers.
The autonomy of the core internal operations of the legislative branch is a bulwark of the separation of powers. That autonomy is violated by the intrusion of the judicial branch into the internal operations of the legislative process. When the constitutional autonomy of one branch is breached by another branch, the separation of powers is violated. Florida law has recognized that the judicial branch should not intrude into the internal operations of the legislative branch. "Florida courts have full authority to review the final product of the legislative process, but they are without authority to review the internal workings of [the Legislature]." Fla. Senate v. Fla. Pub. Emps. Council 79, 784 So.2d 404, 409 (Fla.2001); see also Moffitt v. Willis, 459 So.2d 1018, 1022 (Fla.1984) (rejecting judicial inquiry into "the propriety and constitutionality of certain internal activities of members of the legislature").
Due respect for the separation of powers precludes the judicial branch from requiring that legislators and legislative employees submit to an inquisition conducted to ferret out evidence of an improper purpose in the legislative process. As the Supreme Court stated in Tenney, the view that it is "not consonant with our scheme of government for a court to inquire into the motives of legislators, has remained unquestioned." 341 U.S. at 377, 71 S.Ct. 783 (citing Fletcher v. Peck, 10 U.S. (6 Cranch) 87, 130, 3 L.Ed. 162 (1810)). Courts are highly sensitive to the fact that "judicial inquiries into legislative ... motivation represent a substantial intrusion into the workings of [an]other branch[] of government." Vill. of Arlington Heights v. Metro. Hous. Dev. Corp., 429 U.S. 252, 268 n. 18, 97 S.Ct. 555, 50 L.Ed.2d 450 (1977). That is why the majority has been unable to cite any decision in which a legislator has been required to provide testimony in a civil case regarding the legislative process. The best that the petitioners offer is an unreported federal trial court order compelling a legislative staff member to submit to a deposition. See Baldus v. Members of Wis. Gov't Accountability Bd., 2011 WL 6122542 (E.D.Wis.2011).
Contrary to the majority's suggestion, Tenney's recognition of the important purpose of the legislative privilege is by no means undermined by United States v.
Given "the absence of a constitutional limitation on the power of Congress to make state officials, like all other persons, subject to federal criminal sanctions," the Supreme Court concluded that no basis existed "for a judicially created limitation that handicaps proof of the relevant facts." Id. at 374, 100 S.Ct. 1185 (emphasis added). Gillock thus does not address the role that the legislative privilege plays in the separation of powers between the legislative and judicial branches. Instead, Gillock is a case about the scope of federal legislative power vis-à-vis state legislators. In Gillock, the recognition of the legislative privilege would have required "a judicially created limitation" impinging on the prosecution of federal offenses created by Congress. Here, however, it is the majority's failure to honor the legislative privilege that has required "a judicially created limitation" on the legislative privilege — a privilege that is rooted in the English common law and inherent in the constitutional separation of powers.
The absence of persuasive authority justifying the compelled deposition of state legislators was recently recognized by Judge Robert L. Hinkle in Florida v. United States, 886 F.Supp.2d 1301 (N.D.Fla.2012), a case arising under section 5 of the Voting Rights Act of 1965, 42 U.S.C. §§ 1973(a)-1973(q) (2006). Although Judge Hinkle recognized that in Voting Rights Act cases, as in equal protection cases, "the critical question often is whether the legislature acted with a discriminatory purpose," he held that legislators and legislative staff could not be compelled to testify. He observed:
Florida, 886 F.Supp.2d at 1303.
The majority recognizes "that a legislative privilege exists in Florida, based on the principle of separation of powers codified in article II, section 3, of the Florida Constitution" but concludes "that this privilege is not absolute and may yield to a compelling, competing interest." Majority op. at 143. The majority holds that a compelling, competing interest is operative here because with the passage of article III, section 20, Florida Constitution, "`the framers and the voters clearly desired more judicial scrutiny' of the [redistricting] plans, `not less.'" Majority op. at 148 (quoting Fla. House of Representatives v. League of Women Voters of Fla., 118 So.3d 198,
The majority's conclusion that the common law legislative privilege has been abolished is unwarranted. Section 90.501, Florida Statutes (2013), which the majority relies on to support this conclusion, simply provides that no evidentiary privilege exists other than those "provided by [chapter 90], any other statute, or the Constitution of the United States or of the State of Florida." The English common law legislative privilege, however, is given the force of law in Florida by the terms of another statute. Section 2.01, Florida Statutes (2013), provides that the general "common and statute laws of England ... down to the 4th day of July, 1776, are declared to be in force in this state" to the extent they are "not inconsistent with the Constitution and laws of the United States and the acts of the Legislature of this state." Section 90.501 does nothing to abolish any privilege established in Florida law by section 2.01. By the plain terms of section 2.01, the legislative privilege contained in the Bill of Rights of 1689 is in force under Florida law.
The majority is correct in acknowledging that the legislative privilege is inherent in the separation of powers under Florida's Constitution. But the majority errs in reducing the constitutional legislative privilege to a matter of unfettered judicial discretion. Like the presumption of constitutionality historically applied to redistricting plans passed by the Florida Legislature but effectively abrogated by this Court last year, what now remains of the legislative privilege in this context promises to be swiftly vanishing. There is an unmistakable signal in the majority's statements that the "thoughts or impressions of individual legislators and legislative staff members" are not discoverable "at this stage of the litigation" and that the circuit court "is not constrained by [the majority's] opinion from considering, as discovery proceeds, how a specific piece of information protected by the privilege fits into this balancing approach" adopted by the majority. Majority op. at 151 (emphasis added). To the extent that the improper motivations of individual legislators are a legal basis for determining that a constitutional violation by the Legislature has occurred — a point the majority assumes but does not establish — it is unclear what rationale exists for holding that the "thoughts and impressions" of individual legislators are protected from discovery. It would seem to be axiomatic that an individual's improper motivation will be reflected in that individual's "thoughts and impressions." Although the majority adopts the thoughts-and-impressions limitation "at this stage of the litigation," the majority certainly has not articulated a specific rationale for the limitation. Majority op. at 151. The tenuousness of the limitation is manifest; there is no reason to believe that the limitation will long survive.
The majority's balancing approach boils down to the exercise of unfettered judicial discretion: the legislative privilege inherent in the separation of powers will give way to the extent that an entirely subjective judicial determination requires that the privilege must give way. This is not the way that one branch of government
Nothing in article III, section 20, justifies this evisceration of the constitutional legislative privilege. The majority's assertion that the constitutional legislative privilege is restricted by the desire of the voters for "more judicial scrutiny" is based purely on supposition. Majority op. at 148. The text of article III, section 20, provides directives to the Legislature regarding the redistricting process but says nothing about judicial scrutiny or the legislative privilege. Therefore, any impact of the adoption of this constitutional provision on the constitutional legislative privilege could arise only by implication. But the annulment or the fundamental alteration of an essential component of the constitutional separation of powers does not properly arise by implication. See Jackson v. Consol. Gov't of City of Jacksonville, 225 So.2d 497, 500-501 (Fla.1969) ("[I]t is settled that implied repeal of one constitutional provision by another is not favored, and every reasonable effort will be made to give effect to both provisions. Unless the later amendment expressly repeals or purports to modify an existing provision, the old and new should stand and operate together unless the clear intent of the later provision is thereby defeated.")
The view adopted by the majority works a radical change in the relationship between the judicial branch and the legislative branch by thrusting judicial officers into the internal workings of the legislative process. Such a radical alteration in the operation of the separation of powers should not be accomplished absent the clear assent of the people of Florida. No such assent was manifested by the adoption of article III, section 20. Nothing in the text of the proposed amendment — much less the ballot summary — informed the voters that this alteration would be a consequence of the adoption of the amendment by the people. When the validity of the ballot summary was under consideration in this Court, the sponsor of the proposed amendment argued that the proposal "changes no judicial functions whatsoever" and has "no effects on judicial functions." Amended Answer Brief of Sponsor at 7, 15 n. 2, Advisory Op. to Atty. Gen. re Standards for Establishing Legislative District Boundaries (Legislative District Boundaries), 2 So.3d 175 (Fla. 2009) (emphasis added). The Court's plurality opinion approving the ballot summary concluded that the proposed amendment "do[es] not alter the functions of the judiciary." Legislative District Boundaries, 2 So.3d at 183 (emphasis added). But now the Court has effectively accepted
In its treatment of the legislative privilege, the majority damages one of the "presuppositions of our political history." Tenney, 341 U.S. at 372, 71 S.Ct. 783. I dissent from this further unwarranted judicial encroachment on the Legislature's exercise of its constitutional authority to adopt redistricting plans. The decision of the First District should be approved.
POLSTON, C.J., concurs.
Art. III, § 21, Fla. Const. The only difference between article III, section 21, and article III, section 20, is that article III, section 21, applies to legislative reapportionment, whereas article III, section 20, applies to congressional reapportionment. The substantive standards governing the Legislature's discretion in redistricting are identical in the two provisions. See Apportionment I, 83 So.3d at 598 n. 1 ("Amendment 6 adopted identical standards for congressional redistricting.").