RODNEY W. SIPPEL, District Judge.
The plaintiffs in this products liability Multi-District Litigation (MDL) allege that the antidepressants Celexa and Lexapro cause people to commit suicide. Defendant Forest makes, markets and sells these drugs. Out of the twelve cases remaining in this MDL, all but one involve adult decedents.
In doing so, Forest relies heavily on the fact that, more than ten years ago, a district court excluded Dr. Healy's testimony and that decision was affirmed by the Tenth Circuit Court of Appeals. See Miller v. Pfizer, 196 F.Supp.2d 1062 (D.Kan. 2002), aff'd, 356 F.3d 1326 (10th Cir.2004). According to Forest, that should be the end of Dr. Healy's expert witness career in the United States.
After presiding over this action for nearly seven years, reading the voluminous briefs and exhibits filed by both sides on this issue, and conducting an exhaustive search of cases on this topic (and on Dr. Healy's testimony specifically),
The opinion of a qualified expert witness is admissible if (1) it is based on sufficient facts or data, (2) it is the product of reliable principles and methods, and (3) the expert has reliably applied the principles and methods to the facts of the case. Fed.R.Evid. 702. The expert's scientific, technical, or specialized knowledge must also "assist the trier of fact to understand the evidence or determine a fact in issue." Id. I must ensure that "any and all scientific testimony or evidence admitted is not only relevant, but reliable." Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579, 589, 113 S.Ct. 2786, 125 L.Ed.2d 469 (1993). The function also serves "to make certain that an expert, whether basing testimony upon professional studies or personal experience, employs in the courtroom the same level of intellectual rigor that characterizes the practice of an expert in the relevant field." Kumho Tire Co., Ltd. v. Carmichael, 526 U.S. 137, 152, 119 S.Ct. 1167, 143 L.Ed.2d 238(1999).
"[T]he requirement that an expert's testimony pertain to `scientific knowledge' establishes a standard of evidentiary reliability." Daubert, 509 U.S. at 590, 113 S.Ct. 2786. The Supreme Court explained that evidentiary reliability means trustworthiness. Id. at 591 n. 9, 113 S.Ct. 2786. "Proposed testimony must be supported by appropriate validation — i.e., `good grounds,' based on what is known." Id. at 590, 113 S.Ct. 2786. "The standard for judging the evidentiary reliability of expert evidence is lower than the merits standard of correctness." Kuhn v. Wyeth, Inc., 686 F.3d 618, 624-625 (8th Cir.2012) (internal quotation marks and citation omitted). "Proponents of expert testimony need not demonstrate that the assessments of their experts are correct, and trial courts are not empowered to determine which of several competing scientific theories has the best provenance." Id. at 625 (internal quotation marks and citations omitted). "Vigorous cross-examination, presentation of contrary evidence, and careful instruction on the burden of proof are the traditional and appropriate means of attacking shaky but admissible evidence." Daubert, 509 U.S. at 596, 113 S.Ct. 2786.
The Supreme Court identified in Daubert a number of factors that might assist the district court in determining the admissibility of expert evidence: (1) whether the theory or technique applied can be tested, (2) whether the theory or technique has been subject to peer review or publication, (3) the known or potential rate of error, and (4) whether it is accepted in the relevant discipline. Id. at 593-94, 113 S.Ct. 2786. It instructed me to focus on "principles and methodology, not on the conclusions that they generate." Id. at 595, 113 S.Ct. 2786. The Court later recognized that "conclusions and methodology are not entirely distinct from one another." General Elec. Co. v. Joiner, 522 U.S. 136, 146, 118 S.Ct. 512, 139 L.Ed.2d 508 (1997). Expert evidence may be excluded if the court determines "that there is simply too great an analytical gap between the data and the opinion proffered."
Forest does not challenge the qualifications of Dr. Healy, who was described by Judge Hamilton as follows:
Tucker, 701 F.Supp.2d at 1047. I am equally impressed with Dr. Healy's credentials, and any suggestion that Dr. Healy is unqualified to testify based on his exclusion in the Miller case would be unwarranted and unfounded. Like Judge Hamilton I, too, am sufficiently assured that Dr. Healy "will testify with the same level of intellectual rigor that he would employ outside the courtroom." Tucker, 701 F.Supp.2d at 1060.
Here, Dr. Healy opined to a reasonable degree of scientific and medical probability, and based on his training and experience and review of relevant literature, that Celexa and Lexapro can make individuals who may not have been likely to commit suicide before taking them, more likely to do so while on a course of treatment. He testified that Celexa and Lexapro can cause some people to experience akathisia, emotional dysregulation, and psychotic decompensation, which can result in suicide. In reaching this conclusion, Dr. Healy relied upon case reports and his own studies and calculations, including a review of healthy volunteer studies, and his meta-analysis of other available data. He also reviewed the mechanisms through which Celexa and Lexapro and other antidepressants could trigger suicide, and he addressed the industry practice of ghostwriting scientific articles, which he said has led to exaggeration of the benefits of drugs and concealment of their risks. As in the Tucker case, Dr. Healy's opinion here is based on his ongoing review and analysis of studies relating to SSRIs generally, not Celexa and Lexapo specifically "because treatment emergent suicidality is a phenomenon common to the entire class of SSRI drugs." (Doc. #636-13 at 10). Forest argues that Dr. Healy's opinions should be excluded because "individual SSRI compounds... are chemically distinct in structure and have different pharmacokinetic and pharmacologic properties." (Doc. #624 at 6).
I agree with Judge Hamilton's conclusion on this issue and reach the same one here. See Tucker, 701 F.Supp.2d at 1056-57. Although Celexa and Lexapro are unique chemical compounds, I am not persuaded that Dr. Healy's use of extrapolation
Next, Forest attacks Dr. Healy's opinions because they are based upon healthy volunteer studies.
Dr. Healy also relies upon his own healthy volunteer study in support of his opinions, which he describes as follows:
(Doc. #636-13 at 21). Forest's expert witness, John Concato, M.D., M.S., and Ph.D., was appointed by the district court as an expert witness in Miller, and not surprisingly, levels some of the same criticisms at Dr. Healy's report as he did in that earlier case. In particular, Dr. Concato complains that Dr. Healy's study was subjective, influenced by Dr. Healy, and contradicts the FDA's study, which Forest admits is also a study of "essentially healthy volunteers." What this challenge ultimately amounts to, then, is that Forest believes that Dr. Healy did not rely on "the right" healthy volunteer studies in reaching his opinion. While these may certainly be valid points upon which to cross-examine Dr. Healy at trial, they are insufficient to exclude his testimony in limine. I cannot and will not exclude one expert's opinion simply because it disagrees with another's, even if that "other" expert is the FDA. Forest is free to argue its point of view to the jury — that the FDA and/or Dr. Concato are the "real" experts — but there is no requirement that, to be admissible, an expert's opinion must agree with everything the FDA says.
Like Judge Hamilton, I am not troubled by the alleged limitations in Dr. Healy's studies, nor am I persuaded that they should be excluded simply because the district court in Miller found that they should.
Next, Forest criticizes Dr. Healy for "cherry picking" data to support his opinions. Forest points to data used by Dr. Healy taken from an article written in 2001 by Arif Khan and others to support his conclusion that the rate of suicide and suicidal acts in persons using Celexa versus a placebo was approximately 1.5. While Forest admits that Dr. Healy used the correct numbers from Dr. Khan's article, it argues that Dr. Healy's opinion should be excluded because the conclusions he drew from this data are contrary to
Forest makes the same argument with respect to Dr. Healy's discussion of the FDA's findings on pages 33-34 of his report. Forest claims that Dr. Healy should not be able to use the FDA's data to support his opinion because the FDA reached the opposite conclusion when it analyzed the data. I reject this argument for the same reasons just discussed. Dr. Healy explained why his disagreed with the FDA's findings based on the data, and why he chose to discount certain data reported in this study.
Forest also complains about the format of Dr. Healy's report. In the section discussing evidence of general causation, Dr. Healy discusses mechanisms of suicide induction. According to Dr. Healy, "[m]y opinion is that this excess [of suicidal acts found in clinical trials on SSRIs] is produced by a series of mechanisms including an induction of agitation/akathisia, in additional to emotional blunting and/or drug-induced psychotic decompensation. The mechanisms outlined below are the most commonly cited but not the exclusive candidates for leading to problems and in fact these mechanisms are likely to operate in combination rather than entirely independently." (Doc. #636-13 at 35). Forest is a bit unclear on this point in its motion — at some points, it complains that Dr. Healy's report is not explicitly set out using the "Bradford-Hill criteria,"
Forest also challenges Dr. Healy's conclusion that these mechanisms produce an excess of suicidal acts. In support of his assertion that SSRIs produce agitation and akathisia, Dr. Healy relies on clinical trial dropout rates, drug company studies, FDA and other regulatory findings, as well as his own published and peer-reviewed research and writings. Forest argues this approach is suspect because Dr. Healy did not specifically consider Forest's patient narratives submitted to the FDA. Yet I have already ruled that Dr. Healy need not rely on Celexa/Lexapro specific data, so the mere fact that he did not consider Forest's submissions to the FDA does not render his opinions unreliable. On page 35 of his report Dr. Healy explains why the drug companies' definition of akathisia for these purposes is too restrictive and how clinical trial data has been manipulated to exclude akathisia as a reported event. On page 36 of his report, Dr. Healy cites a published article by E.J. Duncan and others entitled, "Akathisia and Exacerbation of Psychopathology: A Preliminary Report" as support for his conclusion that "akathisia can exacerbate psychopathology in general," and the Diagnostic and Statistical Manual IV as well as a published article written by R.M. Lane entitled, "SSRI-induced Extrapyramidial Side Effects and Akathisia: Implications for Treatment" as support for his conclusion that there is a "consensus that [akathisia] can be linked to both suicide and violence." Forest's arguments that Dr. Healy's opinion is "anecdotal at best" and not supported by "reliable scientific evidence" are unfounded. I understand that Forest may disagree with Dr. Healy regarding the link between SSRIs, akathisia and suicide, but his opinion and the evidence upon which he relies have been subject to professional debate and review through the peer-review and publication process. Again, Dr. Healy's conclusions, and his underlying interpretation of data, remain fodder for cross-examination at trial.
Dr. Healy also opined that "SSRIs cause emotional blunting," which makes "an individual less sensitive to the consequences of their actions than they would be in the normal course of events — making it possible to act without the fear of the consequences, or not to be inhibited by any moral consideration of the consequences of an action." (Doc. #636-13 at 36-37). Forest points out that Dr. Healy was unaware of one study where the authors concluded that this effect was not present in healthy elderly volunteers. Again, the mere fact that Dr. Healy did not consider one study about one segment of the population in the formation of his opinion in no way renders his testimony inadmissible. Of course, Forest may cross-examine Dr. Healy about this study and argue to the jury that his testimony deserves less credence because he did not consider it, but these types of arguments go to the weight, not the admissibility, of Dr. Healy's testimony. As with his opinion regarding akathisia, Dr. Healy's conclusions regarding
Dr. Healy also opined that "a link between psychotic decompensation and suicide is part of standard psychiatric knowledge and finds a place in all textbooks, and more recently in the Summary of Product Characteristics for all major depressants." (Doc. #636-13 at 37). In support of his conclusion, he relies on published articles written by himself and others, a published clinical study, and some unpublished data. While it would certainly be problematic if Dr. Healy's entire opinion on the link between psychiatric decompensation and SSRIs was based on unpublished data not produced to Forest, here that simply is not the case. Dr. Healy refers to this unpublished data in passing and in addition to the other, numerous articles and studies which have been subject to professional debate and review through the peer-review and publication process. (Doc. #636-13 at 37 n. 38-41). Moreover, as stated above, Dr. Healy's testimony is that these mechanisms work in combination to produce "an excess of suicidal acts found in clinical trials on SSRIs." (Doc. #636-13 at 35). Any arguable flaws in Dr. Healy's testimony on psychotic decompensation are most appropriately left to "[v]igorous cross examination, presentation of contrary evidence, and careful instruction on the burden of proof." Daubert, 509 U.S. at 596, 113 S.Ct. 2786.
Next, Forest attacks Dr. Healy's testimony about the prevalence of "ghost writing" and its effect on the evidence.
Forest does not challenge these published articles or contend that they do not support Dr. Healy's opinion. Instead, Forest argues that Dr. Healy has no evidence that Forest has engaged in the practice of "ghost writing." This is really just another way of challenging Dr. Healy's extrapolation and reliance on data for SSRIs as a class. I have already rejected that challenge to the admissibility of Dr. Healy's testimony, and I do so again for the same reasons.
In his supplemental declaration (Doc. #636-37), Dr. Healy claims that one particular Celexa study was ghostwritten. Forest challenges Dr. Healy's characterization of this study as being "ghostwritten" since one of the authors is listed a Forest employee. This type of challenge is what cross-examination is for and is not
Finally, Forest claims that "Dr. Healy's failure to address a large body of contrary epidemiological data and research is fatal to his reliability." This is really just a restatement of Forest's earlier argument that Dr. Healy ignored the FDA data, as well as its "cherry picking" argument made on a broader scale. I have previously rejected these arguments, and I do so again for the same reasons. As the Eighth Circuit held when rejecting a similar argument in Kuhn, "[t]here may be several studies supporting [Forest's] contrary opinion, but it is not the province of the court to choose between the competing theories when both are supported by reliable scientific evidence." 686 F.3d at 633.
To the extent Forest cites the opinion in Rimbert v. Eli Lilly and Co., Cause No. 06-0874, 2009 WL 2208570 (D.N.M. July 21, 2009) [Doc. #625-28], in an attempt to argue that Dr. Healy's opinion should be excluded for failure to cite to any randomized clinical trials which are considered, epidemiologically speaking, to be the "gold standard" for determining statistical significance, I disagree with the Rimbert court that such studies are a prerequisite for admissibility in suicidality cases. Instead, I concur with Judge Hamilton's discussion of this issue and adopt it here:
Tucker, 701 F.Supp.2d at 1060-61. Indeed, even "the trials upon which the FDA based its 2006 meta-analysis were not designed to specifically detect suicidality." Id. at 1061. For these reasons, any motion to exclude Dr. Healy's testimony on this basis must be denied.
By no means is there universal acceptance of Dr. Healy's proposition that Celexa and Lexapro can induce suicide, and as Forest and its expert point out, there is a vigorous line of peer-reviewed, published research reaching the opposition conclusion. Yet, "Rule 702 permits testimony that is the product of competing principles or methods in the same field of expertise." Tucker, 701 F.Supp.2d at 1060. Although "not without controversy or arguable flaws, Dr. Healy's opinion is sufficiently reliable to pass master under Daubert." Id. Forest's "arguments in opposition to the validity of Dr. Healy's opinions are most appropriately left to `vigorous cross examination, presentation of contrary evidence, and careful instruction on the burden of proof.'" Id. (quoting Daubert, 509 U.S. at 596, 113 S.Ct. 2786).
Accordingly,