GARCIA GREGORY, District Judge.
On July 14, 2014, Gregorio Igartúa, Carlos Mendez-Martinez, Jorge Perez-Diaz, Pedro Mendez-Soto, Iris Gonzalez-Camacho, and Maria Negron-Cedeno (collectively "Plaintiffs") filed a complaint against the United States of America, the President of the United States, the Secretary of Commerce, and the Clerk of the U.S. House of Representatives, all in their official capacities (collectively "Defendants") seeking declaratory judgment and other relief. Docket No. 1. Plaintiffs claim that the U.S. citizen-residents of Puerto Rico are entitled to vote for representatives from Puerto Rico to the U.S. House of Representatives. Id. Specifically, Plaintiffs argue that the U.S. Constitution, international treaties, and customary international law compel Defendants to take the necessary steps for the apportionment of congressional districts in Puerto Rico. Id. Furthermore, Plaintiffs ask this Court to convene a three judge panel to evaluate and decide the merits of the instant case pursuant to 28 U.S.C. § 2284. Docket Nos. 2-3. Defendants, on the other hand, have filed a Motion to Dismiss under both Fed. R.Civ.P. 12(b)(1) and Fed.R.Civ.P. 12(b)(6). Docket No. 11.
This is Plaintiff Igartúa's fifth case concerning the enfranchisement of the U.S. citizen-residents of Puerto Rico and their participation in the federal electoral processes. In the first three cases, including an en banc decision, the First Circuit held that Puerto Ricans do not have a legal right to vote for the President and Vice President of the United States. See Igartúa-De La Rosa v. United States (Igartúa III), 417 F.3d 145 (1st Cir.2005) (en banc); Igartua De La Rosa v. United States (Igartua II), 229 F.3d 80 (1st Cir.2000) (per curiam); Igartua De La Rosa v. United States, 32 F.3d 8 (1st Cir.1994) (per curiam). In his fourth case, Plaintiff Igartúa brought suit claiming that the U.S. citizen-residents of Puerto Rico have a right to vote for Representatives from Puerto Rico in the U.S. House of Representatives. See Igartúa v. United States (Igartúa IV), No. 08-1174 (D.P.R. June 3, 2009), aff'd, 626 F.3d 592 (1st Cir.2010), cert. denied, ___ U.S. ___, 132 S.Ct. 2376, 182 L.Ed.2d 1017 (2012).
Plaintiffs' arguments in the Complaint at bar are nearly identical to the ones raised in Igartúa IV. Since the text of the Constitution has not been amended, Puerto Rico's political status has not changed, and the relevant jurisprudence continues to be the same, it follows that a contrary result in this case is foreclosed by this Circuit's precedent. For the reasons outlined below, Plaintiffs' Motion Requesting a Three-Judge District Court is DENIED and Defendant's Motion to Dismiss is hereby GRANTED.
A defendant may move to dismiss an action for lack of subject matter jurisdiction pursuant to Fed.R.Civ.P. 12(b)(1). As courts of limited jurisdiction, federal courts have the duty of narrowly construing jurisdictional grants. See, e.g., Alicea-Rivera v. SIMED, 12 F.Supp.2d 243, 245 (D.P.R.1998). Since the justiciability requirement of standing is generally viewed as a component of subject matter jurisdiction, see, e.g., Dubois v. U.S. Dep't of Agric., 102 F.3d 1273, 1280-81 (1st Cir. 1996), standing challenges are more appropriately brought under Fed.R.Civ.P. Rule 12(b)(1). See Valentin v. Hosp. Bella Vista, 254 F.3d 358, 362-63 (1st Cir.2001) (stating that justiciability issues should be analyzed under Rule 12(b)(1)). Accordingly, this Court evaluates Defendants' Motion to Dismiss under the standard for motions brought pursuant to Rule 12(b)(1).
Motions brought under Rule 12(b)(1) are subject to the same standard of review as Rule 12(b)(6) motions. Negron-Gaztambide v. Hernandez-Torres, 35 F.3d 25, 27 (1st Cir.1994). To survive dismissal for failure to state a claim, a complaint must allege "a plausible entitlement to relief." Bell Atl. Corp. v. Twombly, 550 U.S. 544, 127 S.Ct. 1955, 1967, 167 L.Ed.2d 929 (2007). According to Twombly, the complaint must state enough facts to "nudge [plaintiffs'] claims across the line from conceivable to plausible." Id. at 1974. Therefore, to preclude dismissal pursuant to Fed.R.Civ.P. 12(b)(6), the complaint must rest on factual allegations sufficient "to raise a right to relief above the speculative level." Id. at 1965.
At the motion to dismiss stage, the court accepts all well-pleaded factual allegations as true, and draws all reasonable inferences in the plaintiff's favor. See Correa-Martinez v. Arrillaga-Belendez, 903 F.2d 49, 51 (1st Cir.1990). Thus, the plaintiff bears the burden of stating factual allegations regarding each element necessary to sustain recovery under some actionable theory. Gooley v. Mobil Oil Corp., 851 F.2d 513, 514 (1st Cir.1988). The court need not address complaints supported only by "bald assertions, unsupportable conclusions, periphrastic circumlocutions, and the like." Aulson v. Blanchard, 83 F.3d 1, 3 (1st Cir.1996).
Plaintiffs ask this Court to appoint a Three-Judge Court to resolve the merits of this case pursuant to 28 U.S.C. § 2284. Docket Nos.2-3. Section 2284 provides, in relevant part that "[a] district court of three judges shall be convened when otherwise required by Act of Congress, or when an action is filed challenging the constitutionality of the apportionment of congressional districts, or the apportionment of any statewide legislative body." Plaintiffs argue that the judicial disposition of this case requires that a three-judge court be convened as in Adams v. Clinton, 90 F.Supp.2d 35, 72 (D.D.C.2000) (per curiam), aff'd without opinion, 531 U.S. 941, 121 S.Ct. 336, 148 L.Ed.2d 270 (2000), where a three-judge district court held that the District of Columbia is not a "State" for purposes of Article I of the Constitution and, as a result, its residents may not vote in congressional elections. Docket No. 2 at 2. Defendants, on the other hand, argue that Plaintiffs' claims are meritless and that a three-judge court is not necessary when the constitutional claim raised is insubstantial. Docket No. 12 at 2 (citing Butler v. Dexter, 425 U.S. 262, 266, 96 S.Ct. 1527, 47 L.Ed.2d 774 (1976)).
Defendants argue, inter alia, that this case must be dismissed because Plaintiffs lack standing to assert the constitutional and international law claims in the Complaint. Docket No. 11 at 5-7. Specifically, Defendants contend that Plaintiffs lack standing to assert their constitutional claims because they neither show that the alleged harm is fairly traceable to the Defendants' actions nor that a favorable decision is likely to redress the alleged harm. Id. As to the international law claims, Defendants argue that Plaintiffs do not have standing to raise these claims because the alleged harm is not likely to be redressed by a favorable judicial decision. Id. As a result, Defendants assert that this Court lacks subject matter jurisdiction to entertain Plaintiffs' claims. Id.
Moreover, Defendants contend that Plaintiffs have failed to show that their international law claims fall within the scope of a waiver of federal sovereign immunity. Id. at 7-9. Also, Defendants assert that the claim that Puerto Rico has evolved into a de facto "state" under Article I constitutes a non-justiciable political question. Id. at 9-11. Finally, in the alternative that this Court decides to exercise its subject matter jurisdiction, Defendants argue that Plaintiffs fail to state any valid claim upon which relief can be granted. Id. at 11-23.
It is well-established that "Article III of the Constitution limits the `judicial power' of the United States to the resolution of `cases' and `controversies'" Valley Forge Christian College v. Americans United for Separation of Church and State, 454 U.S. 464, 471, 102 S.Ct. 752, 70 L.Ed.2d 700 (1982). This is because federal courts are courts of limited jurisdiction and do not have "an unconditioned authority to determine the constitutionality of legislative or executive acts." Id. It is also clear that a case or controversy requires litigants bringing forth a claim to demonstrate their "standing to challenge the action sought to be adjudicated in the lawsuit." Id. (quotation marks omitted). The standing doctrine embedded in Article III of the Constitution is an example of a "judicially self-imposed limit[] on the exercise of federal jurisdiction." Allen v. Wright, 468 U.S. 737, 750, 104 S.Ct. 3315, 82 L.Ed.2d 556 (1984). To ignore or bypass this important constitutional requirement would be to overstep those carefully considered boundaries imposed upon the judiciary by our Constitution.
In order to establish standing under Article III, Plaintiffs must meet the following three requirements:
Sprint Commc'ns Co., L.P. v. APCC Servs., Inc., 554 U.S. 269, 274, 128 S.Ct. 2531, 171 L.Ed.2d 424 (2008) (quoting Lujan v. Defenders of Wildlife, 504 U.S. 555, 560-561, 112 S.Ct. 2130, 119 L.Ed.2d 351 (1992)). As to the first prong of the standing doctrine requirements, it is well-established that the injury or harm alleged in a complaint must be an "invasion of a legally protected interest." Lujan, 504 U.S. at 560, 112 S.Ct. 2130 (emphasis added). Additionally, the injury alleged must be "distinct and palpable," as opposed to "abstract" or "hypothetical." Warth v. Seldin, 422 U.S. 490, 501, 95 S.Ct. 2197, 45 L.Ed.2d 343 (1975). Furthermore, the plaintiff bears the burden of proving that he "has sustained or is immediately in danger of sustaining some direct injury," that is, whether the injury in fact is both "real and immediate." O'Shea v. Littleton, 414 U.S. 488, 494, 94 S.Ct. 669, 38 L.Ed.2d 674 (1974).
The First Circuit already rejected claims virtually identical to those raised in the Complaint at bar; in light thereof, this Court finds that Plaintiffs have failed to satisfy the injury-in-fact requirement. This is because Plaintiffs have not demonstrated that a legally protected interest was harmed in this case. First, Article I of the U.S. Constitution extends the right to participate in congressional elections to "the People of the several States." U.S. Const. art. I, § 2.
Plaintiffs correctly point out that the U.S. Supreme Court and the First Circuit have interpreted the term "State" in other parts of the Constitution to include Puerto Rico. Igartúa IV, 626 F.3d at 615-616 (Torruella, J., concurring and dissenting in part) (citing numerous cases holding that Puerto Rico should be treated as a state for purposes of various constitutional provisions). For example, it is clear that Puerto Rico is a "State" for purposes of (1) the Eleventh Amendment, see Nieves-Márquez v. Puerto Rico, 353 F.3d 108 (1st Cir.2003); (2) the Dormant Commerce Clause, see Trailer Marine Transp. v. Rivera-Vazquez, 977 F.2d 1, 7 (1st Cir.1992); and (3) the Double Jeopardy Clause, see United States v. Lopez Andino, 831 F.2d 1164, 1168 (1st Cir.1987). Nonetheless, Plaintiffs' claim that Puerto Rico is a "State" for purposes of Article I is directly contradicted by controlling First Circuit precedent. See Igartúa IV, 626 F.3d at 594.
Plaintiffs also argue that Puerto Rico has evolved into a de facto State and, thus, is entitled to congressional representation. Docket No. 1 at 6-15. Plaintiffs rely on Judge Gelpí's decision in Consejo de Salud Playa de Ponce v. Rullan, 586 F.Supp.2d 22, 43 (D.P.R.2008) for the proposition that the historical evolution of Puerto Rico's relationship with the United States constitutes a de facto incorporation of the island, thus, granting the U.S. citizen-residents of Puerto Rico the right to participate in congressional elections. Docket No. 17 at 7-9. The Court in Consejo de Salud Playa stated: "The court, rather, today holds that in the particular case of Puerto Rico, a monumental constitutional evolution based on continued and repeated congressional annexation has taken place. Given the same, the territory has evolved from an unincorporated territory to an incorporated one." 586 F.Supp.2d at 43.
Assuming arguendo that the holding in Consejo de Salud Playa is correct, this would only mean that Puerto Rico has become an incorporated territory and not a
Moreover, Plaintiffs once again argue that Puerto Rico's disenfranchisement violates other constitutional provisions, such as the Equal Protection Clause and the Due Process Clause of the Fourteenth Amendment, the Fifteenth Amendment, and the rights to vote and to travel that arise out of the Privileges and Immunities Clause. Docket No. 1 at 76-77. These claims have already been rejected on multiple occasions. This Court will not repeat itself. It suffices to say that since the Constitution does not affirmatively extend the federal franchise to the U.S. citizen-residents of Puerto Rico, "[i]t cannot, then, be unconstitutional to conclude the residents of Puerto Rico have no right to vote for Representatives." Igartúa IV, 626 F.3d at 596. In other words, while the Court recognizes that Puerto Rico's disenfranchisement constitutes a "grave injustice" in terms of U.S. citizens being unable to choose among those competing ideologies, policies, and party platforms that directly affect them, "the deprivation of which [Plaintiffs] complain is created by the Constitution." Romeu v. Cohen, 265 F.3d 118, 122 (2d Cir.2001).
In addition to Plaintiffs' constitutional claims, the Complaint asserts that the U.S. treaty and international law obligations confer the right to vote in congressional elections upon the U.S. citizen-residents of Puerto Rico. Docket No. 46-58. Specifically, Plaintiffs' claim relies on both customary international law and international agreements signed and ratified by the United States. Id. Once again, the First Circuit already evaluated and rejected these arguments in its prior decisions. See, e.g., Igartúa IV, 626 F.3d at 602 (stating that "[n]either international agreements nor customary international law mandates that residents of Puerto Rico who are U.S. citizens be able to vote for members of the House of Representatives."); Igartúa III, 417 F.3d at 149-152 (finding that customary international law and the international agreements mentioned in the Complaint at bar do not create any legal obligations binding as a matter of law).
For example, as to Plaintiffs' customary international law claim, the First Circuit previously stated that "international law does not require a particular form of representative government" and that "[i]f an international norm of democratic governance exists, ... it is at a level of generality so high as to be unsuitable for importation into domestic law." Igartúa IV, 626
In conclusion, depriving the U.S. citizen-residents of Puerto Rico from participating in congressional elections, while perhaps troubling in a political and socio-economic sense, does not constitute a violation of a legally protected interest. Therefore, this Court holds that Plaintiffs have failed to show that they were deprived of a legally cognizable right. In light of Plaintiffs' failure to satisfy the injury-in-fact requirement, there is no need to go further. It is clear that this Court has no subject matter jurisdiction over this case. See Allen, 468 U.S. at 750, 104 S.Ct. 3315 (stressing that the standing doctrine is one of the most important doctrines arising out of Article III that delineates the boundaries for the exercise of federal jurisdiction).
While it is clear from the previous section that Plaintiffs' claim must be dismissed for lack of standing, it might be advisable for the First Circuit, if the opportunity arises, to reconsider its decision that Article 25 of the ICCPR is a non-self-executing provision. This Court agrees with Judge Lipez's statement in Igartúa IV that "[g]iven the magnitude of the issues and Judge Torruella's forceful analysis [of the ICCPR's self-executing nature], this is one of those rare occasions when reconsideration of [Igartúa III's] en banc ruling is warranted." Igartúa IV, 626 F.3d at 607 (Lipez, J., concurring in the judgment).
Article 25 of the ICCPR provides in relevant part, that "[e]very citizen shall have the right and the opportunity ... (a) [t]o take part in the conduct of public affairs, directly or through freely chosen representatives; [and] (b) [t]o vote and to be elected at genuine periodic elections which shall be by universal and equal suffrage." ICCPR art. 25 (emphasis added). The clear text of the treaty provision creates individual rights and entitles the U.S. citizen-residents of Puerto Rico to be able to vote and participate in the process of lawmaking and policymaking through freely chosen representatives. Nonetheless, three important questions remain for Plaintiffs' ICCPR claim to survive dismissal at this early stage: (1) whether this provision creates an obligation as a matter of domestic law, that is, whether the provision is self-executing and, thus, "law of the land" under the Constitution's Supremacy Clause; (2) whether this treaty provision is constitutional; (3) whether a right of action exists for the Plaintiffs to pursue this right. The First Circuit already answered the first question in the negative. See Igartúa III, 417 F.3d at 150. Furthermore,
As to the first question, the First Circuit's holding that the ICCPR is a non-self-executing treaty was predicated on the following conclusions: (1) the text of the treaty provision is ambiguous as to "who should be entitled to vote for whom, or that an entity with the negotiated relationship that the United States has with Puerto Rico is nevertheless required to adopt some different arrangement as to governance or suffrage;" (2) the U.S. Senate consented to the treaty's ratification "on the express condition that it would be not "self-executing;"" (3) the Supreme Court's dictum in Sosa v. Alvarez-Machain, 542 U.S. 692, 729, 124 S.Ct. 2739, 159 L.Ed.2d 718 (2004) indicated that the ICCPR's substantive provisions are not self-executing; (4) courts must defer to the Political Branches' understanding and judgment in managing foreign affairs. See Igartúa III, 417 F.3d at 149-151.
There are various problems, however, with these underlying conclusions. First, it is hard to believe that the text of Article 25 could be characterized as ambiguous. This provision clearly mandates that all citizens of a ratifying State participate in the election of those who represent them. See César A. López Morales, A Political Solution to Puerto Rico's Disenfranchisement: Reconsidering Congress's Role in Bringing Equality to America's Long-Forgotten Citizens, 32 B.U. Int'l L.J. 185, 204-211 (analyzing the text of Article 25 to conclude that U.S. citizens are entitled to participate in federal electoral processes regardless of whether they reside in one of the fifty states or in the territories). The limited participation of the U.S. citizen-residents of Puerto Rico at the federal level and their exclusion from national electoral processes preclude them from choosing among those competing ideologies, policies, and party platforms that directly affect them.
Furthermore, since the United States did not issue a reservation excluding the U.S. citizen-residents of Puerto Rico on the basis of the island's Commonwealth status, it cannot be said that the United States effectively modified its legal obligation under the provision to guarantee all of its citizens the right to vote and to equal political participation at the federal level.
Second, the fact that the ICCPR was ratified under the understanding that it would not be self-executing does not mean that such statement requires the courts to adopt this understanding. In fact, "separation of powers considerations prevent a court from relying exclusively on the Senate's declaration to determine that a treaty is non-self-executing. The Supremacy Clause and Article III require a court to examine independently the intentions of the treatymakers to decide if a treaty, by its own force, creates individually enforceable rights." Igartúa III, 417 F.3d at 185-86 (Howard, J., dissenting). The Supreme Court has also stated that the self-executing nature of a treaty "is, of course, a matter for [the courts] to decide," and not for the Senate to decide unilaterally. See Medellin v. Texas, 552 U.S. 491, 518, 128 S.Ct. 1346, 170 L.Ed.2d 190 (2008). It follows that the excessive reliance on the Senate's understanding of the ICCPR's self-executing nature is misplaced. The Supreme Court's dictum in Sosa relied exclusively on this understanding to conclude that the ICCPR's substantive provisions are not self-executing. Since the Supreme Court has not had the opportunity to carefully consider and analyze the text of the ICCPR, let alone Article 25 of the treaty, this dictum does not foreclose a contrary interpretation. Therefore, courts should be reluctant to accept the dictum in Sosa without analysis. See Cent. Va. Cmty. Coll. v. Katz, 546 U.S. 356, 363, 126 S.Ct. 990, 163 L.Ed.2d 945 (2006) ("[W]e are not bound to follow our dicta in a prior case in which the point now at issue was not fully debated.").
Instead, the proper analysis of the provision's self-executing status requires courts
In the event that the First Circuit reconsiders its analysis and finds that Article 25 is a self-executing provision, it must also determine whether this provision violates Article I of the U.S. Constitution. It is clear that the "Constitution is the supreme law of the land, and neither a statute nor a treaty can override the Constitution." Igartúa III, 417 F.3d at 148 (citations omitted). It is also clear, as stated above, that Article I of the Constitution only provides the right to vote in congressional elections to the people of the several States. This does not mean, however, that only these residents may participate in such elections. It is not entirely obvious that Article I's affirmative grant necessarily prohibits extending the right to vote to citizens residing in Puerto Rico via federal statute or a treaty. See López Morales, supra at 219-222 (stating, in the context of Article II and the right to participate in presidential elections, that "the fact that only state residents may participate in presidential elections because of Article II is a non sequitur").
The "view that the Constitution does not necessarily forbid extensions of the rights it delineates" finds support in both case law and history. Igartúa IV, 626 F.3d at 608 (Lipez, J., concurring in the judgment). As both Judge Lipez and Judge Torruella pointed out in Igartúa IV, the Supreme Court held in National Mutual Insurance Co. v. Tidewater Transfer Co. that a federal statute extending Article III diversity jurisdiction to the District of Columbia
Furthermore, to hold that the Constitution forbids Congress from acting in this manner would be to conclude that the political exclusion of some U.S. citizens from participating in congressional elections was a conscious product of our constitutional design. This conclusion is problematic in itself because every U.S. territory acquired up until the Spanish-American War was eventually admitted into the Union, thus suggesting "that territorial disenfranchisement was meant to be temporary" and that "territories would be held as states-in waiting." José R. Coleman Tió, Comment, Six Puerto Rican Congressman Go to Washington, 116 Yale L.J. 1389, 1394 (2007). It was, rather, the Insular Cases and the patent discrimination at the time against the inhabitants of the newly acquired Spanish territories that "permitted a sharp deviation from prior practice." Id.; see also Juan R. Torruella, The Supreme Court and Puerto Rico: The Doctrine of the Separate and Unequal (1985) (providing a compelling critique of the Insular Cases and the role that racism and discrimination against the newly conquered territories played in the decisions).
Only after the First Circuit finds that Article 25 is self-executing and that it is constitutional would the Plaintiffs be able to allege a violation of a legally protected right. Other questions remain, however. As to the issue of the claim's redressability, a declaration that the United States is in default of its obligation under Article 25 "would have the practical effect of making it `substantially likely that the President and other executive and congressional officials would abide' by the [Court's] interpretation of the law and proceed to act favorably on [Plaintiffs'] claims thereafter." Igartúa IV, 626 F.3d at 636 (Torruella, J., concurring and dissenting in part) (quoting Utah v. Evans, 536 U.S. 452, 460, 122 S.Ct. 2191, 153 L.Ed.2d 453 (2002); Franklin v. Massachusetts, 505 U.S. 788, 803, 112 S.Ct. 2767, 120 L.Ed.2d 636 (1992)) (alteration in original). This is because it would not be speculative to assume that a favorable judicial decision under these circumstances would result in some kind of action by congressional or executive officials. Id. at 637-638 (relying on Juda v. United States, 13 Cl.Ct. 667
A declaration as to these effects does not mean that Congress would be forced to either admit Puerto Rico as a state or amend the Constitution to permit Puerto Ricans to participate in congressional elections. Instead, other measures could be available that guarantee substantive compliance with the legal obligations under ICCPR without involving the judiciary telling Congress to act in a specific manner.
Finally, it is important to address the question of whether a right of action exists for Plaintiffs to be able to bring forth their ICCPR claim. This Court notes that the First Circuit has never reached this issue. If the Circuit decides to take upon this question, it must do so while keeping these two things in mind: (1) Article 25 creates individual rights for the citizens of every ratifying State; and (2) Article 2 of the ICCPR requires every contracting State to ensure that any person whose rights under the ICCPR have been violated to provide "an effective remedy, notwithstanding that the violation has been committed by persons acting in an official capacity." ICCPR art. 2. Article 2 also requires, in relevant part, that "such a remedy shall have his right thereto determined by competent judicial, administrative or legislative authorities, ... and that the competent authorities shall enforce such remedies when granted." Id. It is hard to conceive that a treaty with such mandatory language and clear directives to the judiciary does not create a right of action for Plaintiffs. In any event, this is a complicated question that the First Circuit should consider if it has the opportunity.
Notwithstanding these observations as to the ICCPR claim, it is clear that Plaintiffs' Complaint must be dismissed with prejudice pursuant to the Circuit's previous decisions, specifically Igartúa IV. These observations only mean to emphasize the need to reconsider several conclusions in light of the exceptional importance of the issues raised. The right to vote and to equal political participation is pivotal to our constitutional system, if not democracy itself. The notions of political legitimacy and the consent of the governed are basic pillars of our system of government and
For the reasons outlined above, specifically Sections I and II.A of this Opinion and Order, Plaintiffs' Motion for a Three-Judge District Court is DENIED and Defendants' Motion to Dismiss is GRANTED. Judgment shall be entered accordingly.
IT IS SO ORDERED.
Gary Lawson & Robert Sloane, The Constitutionality of Decolonization by Associated Statehood: Puerto Rico's Legal Status Reconsidered, 50 B.C.L.Rev. 1123 (2009).