WM. TERRELL HODGES, District Judge.
Petitioner, a state prisoner, initiated this case by filing a pro se Petition for Writ of Habeas Corpus pursuant to 28 U.S.C. § 2254. (Doc. 1.) Respondents filed a Response and appendices, seeking denial of the Petition. (Docs. 8, 10, 11.) Petitioner, through counsel, filed a Reply and expanded record. (Docs. 43, 46.) Because the Court may resolve the Petition on the basis of the record, an evidentiary hearing is not warranted.
In October 2009, Petitioner pleaded guilty to two counts of burglary and one count of grand theft; he proceeded to trial on one count of trafficking in oxycodone. (Respondents' Appendix, Doc. 10, Exh. A, pp. 59-60.) (hereafter "Exh.") A Citrus County jury found Petitioner guilty of trafficking more than 28 grams but less than 30 kilograms of oxycodone. (
The offenses occurred in December 2008, when Petitioner's neighbor reported that someone had broken into his home and had stolen bottles of prescription pills. One of the bottles contained approximately 112-114 oxycodone pills, having been filled with 120 pills approximately two days prior. (Exhs. A, B.) The pills were never recovered, but Petitioner admitted to taking the bottle of pills (although he did not know how many were in the bottle). (
Petitioner's conviction and sentence were affirmed by the Fifth District Court of Appeal,
On September 12, 2011, Petitioner filed a motion to correct illegal sentence pursuant to Rule 3.800 of the Florida Rules of Criminal Procedure. (Exh. I.) He challenged the constitutionality of the Florida drug statute, Fla. Stat. § 893.135. (
On March 20, 2012, Petitioner filed a pro se motion for post-conviction relief pursuant to Rule 3.850 of the Florida Rules of Criminal Procedure. (Exh. R, pp. 130-50.) Of Petitioner's six grounds for relief, the trial court summarily denied Grounds 1 and 4 but held an evidentiary hearing on the remaining grounds on January 14, 2013. (Exh. R, pp. 1-129.) Witnesses at the hearing were trial counsel, Petitioner, and the Assistant State Attorney who prosecuted. On January 23, 2013, the trial court granted Petitioner's Rule 3.850 motion as to Grounds 2 and 3, vacating Petitioner's judgment and sentence and ordering a new trial.
The State appealed, and on December 6, 2013, the Fifth District Court of Appeal reversed the trial court's order and reinstated Petitioner's judgment and sentence, finding that Petitioner had failed to meet his burden of establishing either deficient performance or prejudice under
Petitioner moved for a belated appeal of the denial of his Rule 3.850 motion, which the Fifth District Court of Appeal granted on September 19, 2014, directing that its order "be treated as the notice of appeal from the trial court's January 8, 2013 order denying postconviction relief." (Exh. W.) In his initial brief in this belated appeal, he argued that his claims regarding misadvice as to the plea offer and cumulative error, which were found moot in the trial court's January 23, 2013 order, should be remanded for a decision on the merits. (Exh. X.) The Fifth District Court of Appeal affirmed, per curiam and without written opinion, on December 2, 2014. (Exh. Y);
Petitioner then filed a second Rule 3.800 motion on January 8, 2015, arguing again that Fla. Stat. § 893.135 was facially unconstitutional; and that the costs for the prosecution and defense were illegally imposed. (Exh. EE.) The trial court granted as to the costs issues, and an amended costs order was entered April 7, 2015. (Exh. KK.)
Petitioner filed the present, timely, § 2254 petition on July 14, 2015, raising 12 claims. (Doc. 1.) Respondents contend that Ground 2 is unexhausted, procedurally barred, and precluded from federal review; and that the remaining grounds, though exhausted, are without merit. (Doc. 8.) Through counsel, Petitioner has filed a Reply. (Doc. 43.)
There are two prerequisites to federal habeas review: (1) "the applicant must have fairly apprised the highest court of his state with the appropriate jurisdiction of the federal rights which allegedly were violated," and (2) "the applicant must have presented his claims in state court in a procedurally correct manner."
State court rulings on ineffective assistance of counsel claims are governed by
Respondents argue, and Petitioner concedes, that Ground 2 was not exhausted in the state courts. (Docs. 8, 43.) In Ground 2, Petitioner argues that trial counsel was constitutionally ineffective for failing to investigate the criminal history of the victim; had trial counsel done so, he would have learned that the victim had prior felony convictions, including for the sale and delivery of cannabis. (Doc. 1, pp. 14-16, appendix.) Petitioner argues that the only evidence supporting the quantity of pills stolen was the victim's testimony, and this criminal background information would have permitted him to attack the victim's credibility. (
In
Petitioner filed his Rule 3.850 motion pro se but was later appointed counsel to represent him at the evidentiary hearing. Petitioner alleges that post-conviction counsel filed a "written demand . . . for the State to provide criminal records for the alleged victim" but did not inform the Petitioner of that demand or further present any evidence regarding the victim's criminal history. (Doc. 43, pp. 2-3; Exh. NN, pp. 7-10.) Petitioner did not learn of the victim's criminal history until years later, in 2015, when a friend performed an online background check on the victim and provided a copy to Petitioner. (Doc. 1, Appendix.)
Because Petitioner filed his motion pro se and was later represented by counsel,
In Grounds 1 and 3, Petitioner alleges that trial counsel was constitutionally deficient for failing to interview or call to testify at trial witnesses who would testify that near the time of the underlying crime, they witnessed the victim participate in drug activity at his home. (Doc. 1.)
The only disputed issue at trial was the quantity of pills Petitioner took; his conviction for trafficking (more than 28 grams) carried a 25-year mandatory minimum prison sentence. The stolen pills were never recovered, and Petitioner testified that he was high at the time of the burglary and could not recall how many pills were in the bottle. The victim testified that there would have been approximately 112-114 pills in the bottle when it was stolen on or around December 7, 2008. The pharmacist for the victim testified that he filled a prescription for 120 oxycodone pills for the victim on December 5, 2008. The pharmacist also testified (and the parties stipulated) that each oxycodone tablet weighed .53 grams. One-hundred pills would weigh 53 grams; and 52.8 pills would equal 28 grams (the minimum to support a trafficking conviction). (Exh. B, pp. 53-60; 79-87.)
In his pro se Rule 3.850 motion, Petitioner argued that trial counsel could have called available witnesses Rodney Jones, Corey Denny, and Tracy Gates, who could have testified that they had personal knowledge of the victims' illegal drug trading and selling. Further, these witnesses were available and would have testified that they had witnessed the victim's wife surreptitiously take the victim's oxycodone pills on various occasions, and that she had unlimited access to the prescription bottles. Petitioner also argued that trial counsel should have interviewed and called the victim's wife to testify. (Exh. R, pp. 166-168.) No evidence was presented directly from these potential witnesses at the evidentiary hearing—Petitioner's counsel in the Reply asserts that Petitioner's testimony regarding the witnesses was unrefuted. (Doc. 43, p. 10.) Petitioner has attached affidavits from some of these potential witnesses to his petition (Doc. 1, Exh. D, E, F, dated December 19, 2014) and submitted updated affidavits from 2015 directly to the Court. (Docs. 20-22.)
In
(Exh. R, pp. 353-54.) In reversing the trial court's ruling, the Fifth District Court of Appeal did not comment on any specific factual or credibility findings of the trial court, but concluded that Petitioner "failed to meet his burden of establishing either prong under
Petitioner's Ground 2, asserting that trial counsel constitutionally ineffective for failing to investigate the victim's criminal background, which included felony drug convictions, was unexhausted but may be subject to review under
Taken together, Grounds 1-3 of the present petition go to the failure of trial counsel to attack the credibility of the victim's testimony, and since this testimony "was the sole source of proof that a trafficking amount of oxycodone was taken and the only evidence that would support a 25-year minimum mandatory sentence" or to adequately present a defense to the quantity charged. (Doc. 43, p. 4.) To have prevailed on the merits of any of these three claims below, Petitioner must have shown that (1) trial counsel was deficient, and (2) that but for counsel's deficient performance, there is a reasonable probability that the jury would have found that the quantity of oxycodone involved less than 28 grams.
Petitioner has failed to demonstrate that the state appellate court's rejection of these claims was contrary to, or an unreasonable application of
Petitioner alleges that trial counsel was constitutionally deficient for failing to object to the admission of his confession into evidence, because the state failed to establish corpus delecti
(Exh. R, pp. 314-315) (internal citations omitted). As Respondents note, at the time Detective Gater testified as to Petitioner's confession, the jury had already heard testimony from the victim that he had filled his prescription, left the pills at the house, someone broke in his home, and the pills were missing. (Doc. 8, p. 26.)
Petitioner has failed to demonstrate that the state court's rejection of this claim was contrary to, or an unreasonable application of
Petitioner alleges ineffective assistance of counsel for stipulating to three of the four elements of his trafficking offense.
Prior to trial on the trafficking charge, Petitioner had already (1) pleaded guilty to burglary and grand theft, (2) and confessed to law enforcement that he had broken into the victim's residence, took prescription bottles, and ingested pills. The victim and his pharmacist also testified as to the type and quantity of the prescriptions. Even assuming Petitioner could demonstrate deficient performance by his trial counsel, he cannot show prejudice where there was substantial evidence of the elements to which trial counsel stipulated.
Petitioner has failed to demonstrate that the state court's rejection of this claim was contrary to, or an unreasonable application of
In Ground 6, Petitioner alleges that trial counsel was constitutionally deficient for "failing to move the court to instruct the jury if it had reasonable doubt regarding the stipulated elements, it must find the Defendant not guilty." (Doc. 1, p. 29.) In rejecting this claim on post-conviction review, the trial court found that Petitioner "has failed to demonstrate the jury instructions contained errors and that the `stipulation instructions' would have led to a different outcome." (Exh. R, p. 315.)
Petitioner does not provide any source of authority for his proposition that such an instruction would have been appropriate; the current Florida Standard Jury Instruction in Criminal Cases regarding stipulations does not recite the standard he proposes.
Petitioner has failed to demonstrate that the state court's rejection of this claim was contrary to, or an unreasonable application of
Petitioner alleges that trial counsel was constitutionally deficient for advising him to reject a 7-year plea offer by the State. (Doc. 1, p. 32.) Petitioner argues that at the time of the 7-year offer, trial counsel advised Petitioner "that the victim's illegal drug sells could be a mitigating factor at sentencing. This would result in a reductions [sic] of the sentence—something less than 7 years. Based solely on [trial counsel's] advice, McKiver rejected the state's plea offer." (
(Exh. R, p. 352.)
Petitioner was granted a belated appeal in his Rule 3.850 proceedings, but the Fifth District Court of Appeal's order characterized it as a belated appeal from the trial court's January 8, 2013 summary denial of Grounds 1 (failure to object to admission of confession) and 4 (double jeopardy). (Exh. W.) Although Petitioner argued that his claim regarding the plea offer should be remanded and heard on the merits, the Fifth District Court of Appeal's decision was silent on this issue and therefore it appears that this claim was not heard on the merits by the state court. (Exh. X.) Respondents agree. (Doc. 8, p. 30.)
Because this claim was not adjudicated on the merits by the state court, the deference required by 28 U.S.C. § 2254(d) does not apply. "When the evidence leads very clearly to the conclusion that a federal claim was inadvertently overlooked in state court, § 2254(d) entitles the prisoner to an unencumbered opportunity to make his case before a federal judge."
At the January 2013 evidentiary hearing in state court, Assistant State Attorney Julia Metts testified that she made three plea offers to Petitioner: 7 years, 10 years, and 15 years, in that order. She testified that she "never" contemplated a substantial assistance agreement with Petitioner "[b]ecause he lies," gave false testimony in another criminal case, and was prosecuted for perjury. A substantial assistance agreement was never an option for Petitioner because Ms. Metts "actually watched [Petitioner] testify falsely in the other trial where he was charged with perjury." (Exh. R, pp. 79-82.)
Trial counsel Mr. Lamberti also testified at the evidentiary hearing regarding the plea offers made to Petitioner. Mr. Lamberti testified that he approached Ms. Metts regarding what Petitioner could do to lower his sentence, and although substantial assistance is often a possibility, Ms. Metts declined. Mr. Lamberti testified that he and Petitioner "had a number of discussions about the plea offers in the cases" but that Petitioner "always believed the State was bluffing in regard to the [minimum mandatory] situation." Mr. Lamberti further testified that he "strongly" advised Petitioner to accept each offer because Petitioner "was looking at a 25-year minimum mandatory in a trafficking count, and anything better than a 25-year minimum mandatory, in my opinion, was a good result." Petitioner understood if he went to trial, he faced a minimum 25-year sentence, according to Mr. Lamberti. Trial counsel could not recall if he advised Petitioner, when conveying the 7-year offer, that Petitioner's testimony against the victim could be a mitigating factor at sentencing. Mr. Lamberti testified that towards the end of the trial, Petitioner told him he wanted to take the 7-year plea offer. (Exh. R, pp. 85-98.)
Petitioner also testified at the evidentiary hearing, stating that he "rejected the seven-year plea because [he] thought that giving information on Mr. Sneed's drug — drug trading and selling, I could get a better offer." Petitioner stated that he had a conversation with trial counsel at the jail and Mr. Lamberti told him that if he did lose at trial, then the information on the victim's alleged illegal drug activities would be a mitigating factor at sentencing. Later, Mr. Lamberti correctly told Petitioner that actually, if he lost at trial, he would get the 25-year mandatory minimum. (Exh. R, p. 101.) Petitioner testified that the offers came in the order of 10 years, 7 years, and 15 years.
Assuming, arguendo, that trial counsel was deficient, Petitioner must still demonstrate that the
Petitioner has failed to satisfy the three-part test set forth in
Nor has Petitioner met the remaining two prongs of the
Petitioner has failed to show
Petitioner alleges that the cumulative effect of trial counsel's errors resulted in constitutionally ineffective assistance of counsel. (Doc. 1, p. 35.) The state post-conviction court ruled this ground moot when it granted relief on other grounds. (Exh. R.) And, as discussed supra in Ground 7, there was no adjudication on the merits by the state court as to this claim of cumulative error. Upon de novo review of the claim, Petitioner has failed to establish a constitutional violation.
The Eleventh Circuit Court of Appeals "address[es] claims of cumulative error by first considering the validity of each claim individually, and then examining any errors that we find in the aggregate and in light of the trial as whole to determine whether the appellant was afforded a fundamentally fair trial."
Petitioner has not demonstrated any of his trial counsel's alleged errors, considered alone, rose to the level of ineffective assistance. This ground is without merit.
Petitioner argues that his convictions for trafficking and grand theft violate the Double Jeopardy Clause because he received multiple punishments for one criminal act. (Doc. 1, pp. 37-38.) Petitioner raised this issue in his pro se brief on direct appeal, and the Fifth District Court of Appeal affirmed per curiam without written opinion. (Exhs. D, E.)
The state court's ruling is consistent with federal law. "The applicable rule is that, where the same act or transaction constitutes a violation of two distinct statutory provisions, the test to be applied to determine where there are two offenses or only one, is whether each provision requires proof of a fact which the other does not . . . `A single act may be an offense against two statutes; and if each statute requires proof of an additional fact which the other does not, an acquittal or conviction under either statute does not exempt the defendant from prosecution and punishment under the other.'"
In Petitioner's case, the trafficking offense required the following elements of proof: (1) Petitioner knowingly possessed a certain substance; (2) the substance was oxycodone or a mixture containing oxycodone; (3) the oxycodone or mixture containing oxycodone was 28 grams or more; and, (4) Petitioner knew that the substance was oxycodone or a mixture containing oxycodone. Fla. Stat. § 893.135(1)(c) (2008); Exh. A, pp. 64-65.
Petitioner's grand theft offense, to which he pleaded guilty, required the following elements of proof: (1) Petitioner knowingly obtained or used the property of another; and (2) Petitioner did so with the intent to either temporarily or permanently deprive the victim of the property. Fla. Stat. § 812.014(1) (2008).
The offenses of trafficking in oxycodone and grand theft each requires proof of facts that the other does not, thereby satisfying the
Petitioner argues that the trial court abused its discretion when it granted a motion in limine by the State excluding testimony regarding the victim's selling and/or trading of prescription pills. (Doc. 1, pp. 38-39.) Petitioner states that he "attempted to proffer evidentiary facts/testimony proving that the victim's daily occurrences dealt with a constant flow of selling and trading pills." (
A review of the trial transcript shows that the State moved for a motion in limine to prevent Petitioner from testifying regarding any alleged drug activity by the victim without any other evidence or corroboration. The exchange between Assistant United States Attorney Metts, trial counsel Lamberti, and the court was as follows:
(Exh. B, pp. 11-13.)
The trial court did not deny Petitioner the opportunity to present evidence (other than his uncorroborated testimony) regarding the victim's alleged drug activity. Trial counsel never sought to present such evidence (a decision discussed in Grounds 1-3 above). Accordingly, the trial court did not abuse its discretion by declining to permit Petitioner to testify—with no other evidence to support his claims—that the victim sold and traded his prescription pills.
Petitioner has not shown that the state court's rejection of this claim was contrary to or an unreasonable application of clearly established federal law, or that it was based on an unreasonable determination of the facts. Petitioner is not entitled to relief on Ground 10.
Petitioner alleges that the 25-year mandatory minimum sentence he received pursuant to Fla. Stat. § 893.135 violated his due process rights and Eighth Amendment right to be free from cruel and unusual punishment. (Docs. 39-40.) The state court rejected these arguments in Petitioner's second Rule 3.800 proceedings, and that decision was affirmed by the Fifth District Court of Appeal. (Exhs. FF, II.) The state court wrote:
(Exh. FF, p. 2.) The state court's ruling on this issue is consistent with federal law. Petitioner's jury found by special verdict that the quantity of the oxycodone was more than 28 grams but less than 30 kilograms.
The Petition (Doc. 1) is