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Capital One Financial Corporation v. Hummer, 19-cv-11582 (VSB). (2020)

Court: District Court, S.D. New York Number: infdco20200319c05 Visitors: 4
Filed: Mar. 18, 2020
Latest Update: Mar. 18, 2020
Summary: OPINION & ORDER VERNON S. BRODERICK , District Judge . On March 18, 2020, I held a hearing and oral argument on Defendant Jan Hummer's motion to dismiss the action, and Plaintiffs' motion for a Preliminary Injunction. For the reasons stated on the record, it is hereby ORDERED that Defendant Hummer's motion to dismiss is DENIED; IT IS FURTHER ORDERED that Plaintiffs' Cross Motion for a Preliminary Injunction is GRANTED; IT IS FURTHER ORDERED that: (1) FINRA is preliminarily enjoined from
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OPINION & ORDER

On March 18, 2020, I held a hearing and oral argument on Defendant Jan Hummer's motion to dismiss the action, and Plaintiffs' motion for a Preliminary Injunction. For the reasons stated on the record, it is hereby

ORDERED that Defendant Hummer's motion to dismiss is DENIED;

IT IS FURTHER ORDERED that Plaintiffs' Cross Motion for a Preliminary Injunction is GRANTED;

IT IS FURTHER ORDERED that: (1) FINRA is preliminarily enjoined from administering arbitration of this dispute against Capital One Investing LLC; and (2) Defendant Hummer is preliminarily enjoined from pursuing her claims against Capital One Investing LLC in FINRA arbitration.

The Clerk of Court is respectfully directed to close the motions at Documents 13 and 22.

SO ORDERED.

Source:  Leagle

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