GEORGE L. RUSSELL, II, District Judge.
Pending before the Court is Defendants Susquehanna Bancshares, Inc. and Susquehanna Bank's (collectively, "Susquehanna") Motion to Dismiss and Motion for Summary Judgment. (ECF No. 3). Plaintiff Michael A. Wilson is suing Susquehanna for the alleged retaliation he received in response to Wilson reporting Susquehanna's alleged unlawful practices to the proper authorities. Wilson is also suing Susquehanna for alleged racial discrimination. The Court, having reviewed the pleadings and supporting documents, finds no hearing necessary.
Susquehanna is a chartered bank incorporated in the State of Maryland. From May 2012 until March 2013, Susquehanna employed Wilson, an African-American male, as an Appraisal Review Associate. In this capacity, Wilson reviewed state and federally related commercial real estate transactions to ensure compliance with internal and external regulations. Wilson also routinely verified the independence of external appraisers.
During his tenure at Susquehanna, Wilson experienced differential treatment. For example, Susquehanna monitored Wilson's arrival and departure times while others were extended the courtesy of arriving late to address personal matters. On one occasion, Wilson was informed that he returned from lunch minutes late. Wilson was also labeled a "brown nose" and "suck up," asked to arrange others' birthday celebrations while his was never acknowledged, and repeatedly denied an opportunity to transfer to a location closer to home. According to Wilson, Appraisal Review Associate Robert Dennison
In January 2013, Tonya Swanson, Susquehanna's V.P. and Appraisal Review Officer, and Paula Browning, Susquehanna's V.P. and Manager of Commercial Real Estate, instructed Wilson to discontinue external appraisal independence verifications and to ignore Interagency Appraisal and Evaluation Valuation Guidelines when reviewing appraisals performed for banks other than Susquehanna. Wilson informed both ladies that ignoring the guidelines was illegal. Specifically, on January 17, 2013, Wilson informed Swanson that he intended to file a complaint regarding her request because it was unethical and in violation of the law. That day, Wilson filed an internal complaint with Susquehanna's EthicsPoint telephone hotline. The next day, on January 18, 2013, Wilson filed a complaint with the Philadelphia Federal Reserve Consumer Help Department ("FRB Complaint"). On January 22, 2013, Wilson reiterated his complaint to Karen Gerdes, Regional Manager of Human Resources.
Despite Wilson's complaints, Susquehanna's employees continued to violate appraisal regulations. Moreover, after filing the FRB Complaint, Wilson endured various forms of retaliation, including being excluded from critical meetings and decisions, receiving hostile comments and emails from managers, denial of professional development financial assistance and reimbursement, and denial of previously offered learning opportunities. Wilson was also denied an internal promotion to Chief Review Appraiser without an interview. Approximately two months after filing his complaint, Wilson resigned under duress on March 18, 2013.
On or about April 2013, Wilson filed an administrative charge with the Equal Employment Opportunity Commission ("EEOC"). The EEOC issued Wilson a right-to-sue letter on December 24, 2013. Wilson filed suit against Susquehanna on January 10, 2014, alleging violation of the Dodd-Frank Whistleblower Statute, 15 U.S.C. § 78u-6 (2012) (Count I), wrongful discharge against public policy (Count II), and racial discrimination in violation of Title VII of the Civil Rights Act of 1964 ("Title VII"), 42 U.S.C. §§ 2000e
The purpose of a Federal Rule of Civil Procedure 12(b)(6) motion to dismiss is to test the legal sufficiency of a complaint.
The Court will grant Susquehanna's Motion to Dismiss as to Counts I and II because Wilson has failed to allege an adverse employment action. The Court will also grant Susquehanna's Motion as to Count III because the alleged facts fail to raise an inference of racial discrimination, fail to allege an adverse employment action, and fail to identify protected activity.
The primary basis of Wilson's Dodd-Frank Whistleblower and common law wrongful discharge claims is that Susquehanna forced him to resign under duress after he informed the proper internal and external channels of management's law-breaking directives. Susquehanna avers these claims should be dismissed because Wilson's voluntary resignation is not considered an adverse employment action. Specifically, Susquehanna argues Wilson does not properly allege that he was constructively discharged. The Court agrees.
To allege a prima facie claim of retaliation under the Dodd-Frank Whistleblower statute and common law wrongful discharge, Wilson must show that he suffered an adverse employment action, among other things.
"To establish constructive discharge, a plaintiff must be able to show that [his] former employer deliberately made an employee's working conditions intolerable, and thereby forced [him] to quit."
Although Wilson alleges that the compulsion of his resignation under duress constitutes an adverse employment action, there is nothing in the Complaint that suggests his resignation was involuntary. In fact, Wilson merely repeatedly alleges he "was compelled to resign." (
First, it is well settled that the sufficiency of Wilson's allegations is limited to the face of the Complaint.
Accordingly, Susquehanna's Motion to Dismiss Counts I and II will be granted.
Susquehanna moves to dismiss Wilson's Title VII claim because he failed to allege a constructive discharge, his remaining allegations do not constitute adverse employment actions, he failed to allege an inference of race discrimination, and he failed to engage in protected activity under Title VII.
Wilson's Title VII claim is a hodgepodge of allegations that range from disparate treatment, to failure to promote, to retaliation. Although Wilson is a member of a protected class, his Complaint is void of facts suggesting that race played a role in the listed allegations. At bottom, Wilson's allegations merely identify his membership in a protected class and list a series of events that allegedly occurred during his tenure at Susquehanna. There is nothing in the Complaint that suggests Wilson's race was a motivating factor in any of these actions.
Furthermore, Susquehanna allegedly monitoring Wilson's arrival and departure times, failing to acknowledge his birthday, refusing to transfer him to a location closer to his residence, and requests that he violate internal controls neither constitute constructive discharge nor adverse employment actions.
Wilson's retaliation claim
Accordingly, Susquehanna's Motion to Dismiss Count III will be granted.
Under Federal Rule of Civil Procedure 56(a), the Court must grant summary judgment if the moving party demonstrates that there is no genuine issue as to any material fact, and that the moving party is entitled to judgment as a matter of law. Fed.R.Civ.P. 56(a).
In reviewing a motion for summary judgment, the Court views the facts in a light most favorable to the nonmoving party.
Susquehanna argues it is entitled to summary judgment on Wilson's unequal pay claim in Count III because there is no genuine dispute of material fact that Wilson earned more than Mr. Dennison.
To establish a prima facie unequal pay claim under Title VII, Wilson must show that: "(1) [he] is a member of a protected class; (2) [he] was paid less than an employee outside the class; and (3) the higher paid employee was performing a substantially similar job."
Wilson alleges he was part of the team that hired and trained Appraisal Review Associate, Robert Dennison. Wilson also alleges that Mr. Dennison indicated that he earned significantly more than Wilson. According to Susquehanna, contrary to his allegations, Wilson made ninety-six cents more per hour than Mr. Dennison while they were employed in the same capacity. To support this assertion, Susquehanna provides a declaration from Karen Gerdes, Regional Manager of Human Resources. (
Wilson rebuts Susquehanna's evidence with a his own declaration averring that "[u]pon information and belief, Mr. Dennison's salary, compensation arrangement, and employment privileges were more favorable compared to [his] employment privileges and salary on a gross income basis." (Pl.'s Opp'n Ex. 5, ¶ 10, ECF No. 6-8). Wilson's "information and belief," however, does not raise a genuine issue of material fact sufficient to defeat summary judgment.
Wilson avers, in the alternative, that this issue is not ripe for summary judgment. To support this averment, Wilson submits a Rule 56(d) declaration from counsel insisting, in conclusory fashion, that Wilson has not had the opportunity for discovery and that the facts needed to oppose the motion is in Susquehanna's exclusive control. (
In his Opposition, Wilson avers he may amend his Complaint as a matter of course and, in the alternative, justice requires that the Court grant him leave to amend.
Contrary to Wilson's averment, Rule 15(a)(1) permits plaintiffs to amend their complaints as a matter of course within twenty-one days of service or "if the pleading is one to which a responsive pleading is required, [twenty-one] days after service of a responsive pleading or [twenty-one] days after service of a motion under Rule 12(b), (e), or (f), whichever is earlier." None of these conditions apply here because the twenty-one days to file the amendment under either provision has passed.
Conversely, Rule 15(a)(2) permits a party to amend its complaint "with the opposing party's written consent or the court's leave." Wilson seeks leave of the Court. Leave to amend should be freely given "when justice so requires." Fed.R.Civ.P. 15(a)(2). Denial of an amendment request is appropriate, however, where "`the amendment would be prejudicial to the opposing party, there has been bad faith on the part of the moving party, or the amendment would be futile.'"
After careful review of the Complaint, the Court concludes that an amendment would be futile in this matter. There is no indication that Wilson's claims are salvageable given the bases upon which they were denied. Moreover, Wilson failed to submit a proposed amended complaint or identify any factual allegations that would overcome the deficiencies in his Complaint.
Accordingly, Wilson's request for leave to amend his Complaint will be denied.
For the foregoing reasons, the Court GRANTS Susquehanna's Motion to Dismiss Plaintiff's Complaint and Motion for Summary Judgment. (ECF No. 3). Wilson's request to amend his Complaint is DENIED. A separate Order follows.