Emmet G. Sullivan, United States District Judge.
Plaintiffs Property of the People, Inc., a non-profit organization, and its founder, Ryan Noah Shapiro, bring this lawsuit against the United States Department of Justice ("DOJ") under the Freedom of Information Act ("FOIA"), 5 U.S.C. § 552. Plaintiffs seek records from the Federal Bureau of Investigation ("FBI")—a component of DOJ—concerning its investigative and non-investigative files of a former Congressman who publicly confirmed that the FBI warned him that Russian spies were attempting to recruit him. Pending before the Court are the parties' cross-motions for summary judgment. Upon careful consideration of the parties' submissions, the applicable law, and the entire record, the Court
On May 19, 2017, the New York Times published an article stating that, in 2012, the FBI warned former Congressman Dana Rohrabacher of California that Russian spies were attempting to recruit him as an "agent of influence." Pls.' Ex. 1, ECF No. 26-3 at 3; see also Pls.' Statement of Material Facts ("Pls.' SOMF"), ECF No. 26-1 at 1 ¶ 1.
In its Glomar response, the FBI advised Plaintiffs that it could not confirm or deny the existence of any other records pertaining to Congressman Rohrabacher unless one of three conditions were met: "(1) the requester provides a notarized authorization (privacy waiver) from the third party, (2) the requester provides proof of death, or (3) the requestor demonstrates a public interest in the records sufficient to out-weigh the third party's individual privacy rights." Id. at 6 ¶ 13. Subsequently, the FBI modified its Glomar response, determined that Congressman Rohrabacher waived his privacy interests by making public statements about the 2012 meeting, and conducted a search for responsive records. Seidel Decl., ECF No. 24-1 at 9-10 ¶ 18.
The FBI used its databases—the Central Records System ("CRS"), the Universal Index ("UNI") application of the Automated Case Support ("ACS") system, and the next generation case management system ("Sentinel")—for the initial search. Def.'s SOMF, ECF No. 24 at 7-8 ¶¶ 22-23, 8 ¶¶ 24-26. The FBI crafted search terms, including "Dana Tyrone Rohrabacher," "Dana T. Rohrabacher," and "Dana Rohrabacher," and the FBI used Congressman Rohrabacher's date of birth and other personal identifying information. Seidel Decl., ECF No. 24-1 at 17-18 ¶ 35. The FBI contacted its Office of Congressional Affairs, the Washington Field Office, and the Office of the Executive Secretariat to find responsive records. Def.'s SOMF, ECF No. 24 at 8 ¶ 29, 9 ¶ 31; see also Seidel Decl., ECF No. 24-1 at 17 ¶ 34. The FBI searched the internal databases of the Office of Congressional Affairs and the Office of the Executive Secretariat. See Seidel Decl., ECF No. 24-1 at 21 ¶ 42; see also Decl. of David M. Hardy ("Hardy Decl."), ECF No. 30-1 at 10 ¶ 17. Unsatisfied, Plaintiffs challenged the adequacy of the
Following an administrative appeal of a fee waiver, Id. at 4 ¶ 9, Plaintiffs filed this action on August 24, 2017. See generally Compl., ECF No. 1. The FBI released 230 responsive pages pertaining to Congressman Rohrabacher between January and March 2018, and 29 pages in November 2018. See, e.g., Def.'s SOMF, ECF No. 24 at 5 ¶¶ 6-10; Pls.' Resp. to Def.'s SOMF, ECF No. 25-1 at 2-3; Seidel Decl., ECF No. 24-1 at 21 ¶ 43. The FBI withheld certain documents and redacted information under FOIA Exemptions 3, 6, 7(C), (7)(D), and (7)(E).
After litigation had already begun, Plaintiffs learned that Congressman Rohrabacher, Paul J. Manafort, Jr. ("Mr. Manafort"), and "a senior Company A lobbyist" attended a March 2013 meeting about Ukraine in the District of Columbia, and Plaintiffs sought the FBI's records regarding the investigation into that meeting.
In September 2018, the government withdrew its motion for summary judgment to conduct an additional search after the initial round of briefing. Def.'s Notice of Withdrawal, ECF No. 19 at 1. The FBI searched for responsive records regarding the SCO's investigation, but that search did not yield any responsive records. Seidel Decl., ECF No. 24-1 at 18 ¶ 36. The FBI also contacted the SCO, and the SCO confirmed that there were no records within the scope of Plaintiffs' FOIA request. Id. at 19 ¶ 37. The FBI maintained that it could neither confirm nor deny responsive investigative records concerning Congressman Rohrabacher outside of his official duties as a member of Congress. Id. at 41 ¶ 83. The FBI released records "associated with Congressman Rohrabacher's execution of his official duties as a United States Congressman." Id. Dissatisfied, Plaintiffs challenged the search and the scope of the Glomar response. See Hardy Decl., ECF No. 30-1 at 3 ¶ 6, 5 ¶ 10.
The parties renewed their cross-motions for summary judgment. In the second round of briefing, DOJ argues that it is entitled to summary judgment because it properly applied the Glomar response, it conducted adequate searches, it appropriately invoked Exemptions 3, 6, 7(C), 7(D), and 7(E), and it reasonably segregated the non-exempt information from the exempt information. Def.'s Renewed Mot. for Summ. J. ("Def.'s Mot."), ECF No. 24 at 20-30. In support of its motion, DOJ submits two declarations from the FBI's Assistant Section Chief of the Record/Information Dissemination Section ("RIDS"), Information Management Division ("IMD"), see Seidel Decl., ECF No. 24-1 at 1 ¶ 1, and the FBI's Section Chief of RIDS, IMD, see Hardy Decl., ECF No. 30-1 at 1 ¶ 1.
The "vast majority" of FOIA cases can be resolved on summary judgment. Brayton v. Office of the U.S. Trade Representative, 641 F.3d 521, 527 (D.C. Cir. 2011). A court may grant summary judgment only if "there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). Likewise, in ruling on cross-motions for summary judgment, the court shall grant summary judgment only if one of the moving parties is entitled to judgment as a matter of law upon material facts that are not genuinely disputed. See Citizens for Responsibility & Ethics in Wash. v. U.S. Dep't of Justice, 658 F.Supp.2d 217, 224 (D.D.C. 2009) (citation omitted). Under FOIA, "the underlying facts and the inferences to be drawn from them are construed in the light most favorable to the FOIA requester[,]" and summary judgment is appropriate only after "the agency proves that it has fully discharged its [FOIA] obligations...." Moore v. Aspin, 916 F.Supp. 32, 35 (D.D.C. 1996) (citations omitted).
When considering a motion for summary judgment under FOIA, the court must conduct a de novo review of the record. See 5 U.S.C. § 552(a)(4)(B). The court may grant summary judgment based on information provided in an agency's affidavits or declarations when they are "relatively detailed and non-conclusory," SafeCard Servs., Inc. v. SEC, 926 F.2d 1197, 1200 (D.C. Cir. 1991) (citation omitted), and "not controverted by either contrary evidence in the record nor by evidence of agency bad faith[,]" Military Audit Project v. Casey, 656 F.2d 724, 738 (D.C. Cir. 1981). Such affidavits or declarations are "accorded a presumption of good faith, which cannot be rebutted by purely speculative claims about the existence and discoverability of other documents." SafeCard, 926 F.2d 1197 at 1200 (citation and internal quotation marks omitted).
The cross-motions for summary judgment raise four main issues: (1) whether the partial Glomar response was proper; (2) whether the FBI made a good faith effort to conduct a search for the requested documents; (3) whether the FBI waived its claimed exemptions to certain information that the agency has "officially acknowledged" by previously releasing such information; and (4) whether the Court should consider the agency declarations that contain hearsay and purportedly fail to attest to the declarants' familiarity with the documents in question.
DOJ argues that the FBI properly issued a Glomar response, refusing to confirm or deny the existence of certain records relating to Congressman Rohrabacher. Def.'s Opp'n, ECF No. 30 at 8. After Congressman Rohrabacher publicly acknowledged his interactions with the FBI, the FBI confirmed that records existed for three categories: (1) "records reflecting communications between it and the Congressman in the performance of his official duties[,]" Id.; (2) records relating to communications between the Congressman and the FBI concerning the 2012 meeting, Id. at 8-9; and (3) "records related to the statement of offense in the [Mr.] Gates prosecution that [Mr.] Manafort and a lobbyist for `Company A' had met with a `member of Congress[,]'" Id. at 9. Characterizing the FBI's approach as "narrowly pierc[ing] the Glomar veil," Pls.' Mot., ECF No. 26 at 11, Plaintiffs contend that the FBI "carved out from its Glomar response records relating to specific, narrow instances" and that "approach is not consistent with D.C. Circuit precedent[,]" Pls.' Reply, ECF No. 32 at 12-13.
A Glomar response is appropriate "only when confirming or denying the existence of records would itself `cause harm cognizable under a FOIA exception.'" ACLU v. CIA, 710 F.3d 422, 426 (D.C. Cir. 2013) (quoting Roth, 642 F.3d at 1178). "When addressing an agency's Glomar response, courts must accord `substantial weight' to agency determinations." Sea Shepherd Conservation Soc'y v. IRS, 208 F.Supp.3d 58, 89 (D.D.C. 2016) (citing Gardels v. CIA, 689 F.2d 1100, 1104 (D.C. Cir. 1982)). The agency must "tether its refusal to respond to one of the nine FOIA Exemptions." Montgomery v. IRS, No. CV 17-918 (JEB), 2019 WL 2930038, at *2 (D.D.C. July 8, 2019) (citation omitted). "Ultimately, an agency's justification for invoking a FOIA exemption is sufficient if it appears `logical' or `plausible.'" Wolf v. CIA, 473 F.3d 370, 374-75 (D.C. Cir. 2007) (quoting Gardels, 689 F.2d at 1105).
The parties disagree about whether "there exists a [narrow] category of responsive documents for which a Glomar response would be unwarranted[.]" PETA v. Nat'l Inst. of Health, 745 F.3d 535, 545 (D.C. Cir. 2014). The United States Court of Appeals for the District of Columbia Circuit ("D.C. Circuit") has applied the categorical rule—the "SafeCard rule"— "permitting an agency to withhold information identifying private citizens mentioned in law enforcement records, unless disclosure is necessary in order to confirm or refute compelling evidence that the agency is engaged in illegal activity." Schrecker v. U.S. Dep't of Justice, 349 F.3d 657, 661 (D.C. Cir. 2003) (citation and internal quotation marks omitted). The D.C. Circuit has clarified this rule as follows:
In this case, the Court observes that the FBI's partial Glomar response does not categorically withhold all responsive records. See Def.'s Opp'n, ECF No. 30 at 8. The FBI has searched for responsive records regarding Congressman Rohrabacher's public statements, set forth above, and the FBI has invoked Glomar as to the existence or non-existence of any other records. See Id. at 12-13. Plaintiffs, however, continue to attack the partial Glomar response. "To overcome a Glomar response, the plaintiff[s] can either challenge the agency's position that disclosing the existence of a record will cause harm under the FOIA exemption asserted by the agency, or the plaintiff[s] can show that the agency has `officially acknowledged' the existence of records that are the subject of the request." James Madison Project v. Dep't of Justice, 320 F.Supp.3d 143, 148 (D.D.C. 2018). Here, Plaintiffs have selected the first route to attack the FBI's partial Glomar response, see id., arguing that Congressman Rohrabacher has "little privacy interest in the fact of the existence or nonexistence of [the investigative] records associating him with an FBI investigation." Pls.' Mot., ECF No. 26 at 11. The FBI concedes that it was required to search for records that have been publicly confirmed by Congressman Rohrabacher. Def.'s Opp'n, ECF No. 30 at 12. Plaintiffs, however, argue that the FBI has failed to justify its Glomar response.
Here, the FBI justifies its invocation of Glomar under Exemptions 6 and 7(C). E.g., Def.'s Opp'n, ECF No. 30 at 9; Hardy Decl., ECF No. 30-1 at 3-4 ¶ 6, 5 ¶ 9. Both exemptions are foundationally similar. See, e.g., Garza v. U.S. Marshals Serv., No. CV 16-0976, 2018 WL 4680205, at *11 (D.D.C. Sept. 28, 2018) (Sullivan, J.); Am. Ctr. for Law & Justice v. U.S. Dep't of Justice, 334 F.Supp.3d 13, 18 (D.D.C. 2018) (recognizing that "[c]ourts tasked with evaluating withholdings made pursuant to both statutory exemptions generally look first to the agency's justification under Exemption 7(C), because information properly withheld under Exemption 7(C) would also be covered by Exemption 6"). Plaintiffs focus on Exemption 7(C), see, e.g., Pls.' Mot., ECF No. 26 at 11; Pls.' Reply, ECF No. 32 at 14, and this Court will follow suit.
Exemption 7(C) protects from disclosure records compiled for law enforcement purposes to the extent that their disclosure "could reasonably be expected to constitute an unwarranted invasion of personal privacy." Id. § 552(b)(7)(C). "[J]udicial review of an asserted Exemption 7 privilege requires a two-part inquiry." FBI v. Abramson, 456 U.S. 615, 622, 102 S.Ct. 2054, 72 L.Ed.2d 376 (1982). The threshold requirement has been met here because it is undisputed that the FBI's records were compiled for law enforcement purposes. See 5 U.S.C. § 552(b)(7); see also Seidel Decl., ECF No. 24-1 at 7 ¶ 15 ("[T]he records include contacts by Congressman Rohrabacher to the FBI regarding its duties and responsibilities as a law enforcement and national security agency, and the information discussed between the FBI and Congressman relate to the FBI's investigative role and obtained from investigative records."). Next, the FBI "must show that release of those records `could
The Court must "balance the privacy interests that would be compromised by disclosure against the public interest in release of the requested information." Davis v. U.S. Dep't of Justice, 968 F.2d 1276, 1281 (D.C. Cir. 1992). The D.C. Circuit has held "categorically that, unless access to the names and addresses of private individuals appearing in files within the ambit of Exemption 7(C) is necessary in order to confirm or refute compelling evidence that the agency is engaged in illegal activity, such information is exempt from disclosure." SafeCard, 926 F.2d at 1206. Where a FOIA request "is made for FBI investigative records regarding a particular individual, the FBI's mere acknowledgment that it possesses responsive records associates the individual named in the request with suspected criminal activity." CREW, 746 F.3d at 1091. As such, "the FBI's Glomar response, absent a countervailing public interest in disclosure, [is] appropriate under Exemption 7(C)." Roth, 642 F.3d at 1179.
The FBI's first declaration cites its policy of categorically withholding investigatory records concerning a third party unless he consents, there is proof of his death, or there is a demonstrated overriding public interest. Seidel Decl., ECF No. 24-1 at 8 ¶ 17. Absent the third party's consent and a death certificate, the FBI determined that the privacy interests at stake out-weighed the public interest here. See Id. at 12 ¶ 24 (stating that "the mere presence of FBI records concerning any individual in connection with an FBI investigation, should they exist, could cast the individual in an unfavorable or negative light to members of the public"). The FBI's second declaration avers that "if [investigative] records, that may or may not exist, were released, they would only provide a narrow view of specific FBI counterintelligence actions, and not a broader understanding of the government's operations or activities regarding the countering of Russian efforts to influence the U.S. political and electoral system." Hardy Decl., ECF No. 30-1 at 5 ¶ 8.
Plaintiffs do not challenge the FBI's policy, but they dispute the FBI's determination after weighing the competing interests. Plaintiffs contend that the public interest in knowing how the FBI handled the counterintelligence matter involving Congressman Rohrabacher tips the balance in favor of disclosure. See Pls.' Mot., ECF No. 26 at 11-13. Plaintiffs acknowledge that "in some cases a blanket Glomar response made pursuant to Exemption 7(C) can be sustained after a carve-out is made for `a category of responsive documents for which a Glomar response would be unwarranted[.]'" Id. at 11 (quoting PETA, 745 F.3d at 545). Nonetheless, Plaintiffs argue that in this case "neither the documents to be carved out nor the remaining documents fall into groupings as to which balancing as a categorical matter would be appropriate." Id. at 12.
To determine whether DOJ properly balanced the competing interests when it declined to confirm or deny the existence of any other investigative records concerning Congressman Rohrabacher, the Court first addresses the privacy interest, then turns to the public interest, and concludes with balancing the competing interests at stake.
Plaintiffs argue—and the Court disagrees—that Congressman Rohrabacher has a de minimis privacy interest. See
The D.C. Circuit's decision in CREW, 746 F.3d at 1087—a FOIA case involving the FBI's investigative records of Tom DeLay, the former Majority Leader of the U.S. House of Representatives, arising from the activities of a former lobbyist—is instructive on this point. In that case, Mr. DeLay publicly announced that he had cooperated with the FBI's investigation into the Jack Abramoff scandal, that he had been under investigation, and that the Justice Department had decided not to pursue criminal charges against him. Id. at 1087, 1089, 1091-92. The D.C. Circuit determined that Mr. DeLay had "two potential privacy interests at stake": (1) "avoiding the stigma of having his name associated with a criminal investigation[,]" Id. at 1091; and (2) "[a]lthough [Mr.] DeLay's action [i.e. his public statements] lessened his [privacy] interest in keeping secret the fact that he was under investigation, he retained a second, distinct privacy interest in the contents of the investigative files[,]" Id. at 1092 (emphasis in original). In doing so, the D.C. Circuit found that the FBI's Glomar response was improper because of Mr. DeLay's public statements confirmed that he had been under investigation. Id. The D.C. Circuit, however, made clear that "[Mr.] DeLay's privacy interest in the contents of the investigative files [was] not insubstantial" even though he was a public official at the time. Id. For the same reasons, the Court therefore finds that Congressman Rohrabacher has a more than a de minimis privacy interest in the contents of any FBI investigative records. See Id.
Having determined that Congressman Rohrabacher's privacy interest is not insubstantial, the Court next considers the "other side of the scale"-the public interest. Id. Plaintiffs bear the burden of establishing that disclosure will advance the public interest. Nat'l Archives & Records Admin. v. Favish, 541 U.S. 157, 158, 124 S.Ct. 1570, 158 L.Ed.2d 319 (2004) ("[W]hen Exemption 7(C)'s privacy concerns are present, the requester must show that the public interest sought to be
CREW, again, is instructive. See Id. There, the D.C. Circuit held that there was a "weighty" public interest in "shining a light on the FBI's investigation of major political corruption and the DOJ's ultimate decision not to prosecute a prominent member of the Congress for any involvement he may have had" in the Abramoff scandal. CREW, 746 F.3d at 1092-93. The D.C. Circuit concluded that "[d]isclosure of the records would likely reveal much about the diligence of the FBI's investigation and the DOJ's exercise of its prosecutorial discretion: whether the government had the evidence but nevertheless pulled its punches" where the FBI's records related to "a wide-ranging public corruption investigation as part of [the FBI's] ongoing efforts to root out systemic corruption within the highest levels of government." Id. at 1093 (emphasis added). The D.C. Circuit made clear that the agency's categorical withholding of all responsive records under Exemption 7(C) was inappropriate given the significant public interest at stake, and thus remanded the case for the district court to "weigh what information may be withheld under Exemption 7(C) and whether any information [was] reasonably segregable and [could] be disclosed." Id. at 1096.
In some respects, CREW is distinguishable from the present action because the FBI in this case has not withheld all responsive records under Exemption 7(C), and Plaintiffs seek "[a]ny and all" records constituting, mentioning, or referring to Congressman Rohrabacher in his capacity as a member of Congress. Seidel Decl., ECF No. 24-1 at 3 ¶ 5. "It is important to remember, however, that Plaintiffs are not requesting information [in their FOIA request] about a particular
Over the course of this litigation, Plaintiffs have shifted their focus to the SCO's investigation into Russia's influence in the 2016 presidential election and the FBI's counterintelligence efforts. Compare Compl., ECF No. 1 at 2 ¶¶ 9-10 (seeking the FBI's records referring to Congressman Rohrabacher and his contacts with the FBI), with Pls.' Reply, ECF No. 32 at 17 (asserting that "[t]he requested records may reveal the extent to which the FBI took seriously the threat of Russian interference in the United States' political system"). Indeed, as part of its search, the FBI contacted the SCO to locate any records associated with Congressman Rohrabacher's 2013 meeting with Mr. Manafort and Company A's lobbyist. Def.'s Opp'n, ECF No. 30 at 20. Plaintiffs rely on CREW to support their argument that the public interest is strong in this case and that the requested records will shed light on the FBI's investigation into potential foreign attempts to undermine the U.S. electoral process because "it is important for the public to understand not just what may have been said at the 2012 meeting, but also the FBI's overall diligence in handling what it perceived to be an attempt by Russian intelligence to influence a member of Congress." Pls.' Mot., ECF No. 26 at 15. Plaintiffs underscore the "criticisms that have been leveled against the FBI for not doing enough to stem the influence of Russian intelligence," id., but they explain that highlighting those criticisms is "independent of whether the FBI's handling [of the issue] was proper or not[,]" Id. at 15 n.5. Plaintiffs remain focused on "how the FBI carried out its statutory duty to investigate counterintelligence matters." Pls.' Reply, ECF No. 32 at 16. And Plaintiffs ask this Court to "require the FBI to exclude from its Glomar response any records which link [Congressman] Rohrabacher to Russian counterintelligence matters[.]" Id. at 17.
DOJ attempts to distinguish CREW from this case. See Def.'s Opp'n, ECF No. 30 at 13. DOJ argues that the D.C. Circuit in CREW found "that [Mr.] Delay's privacy interest was clearly outweighed by the need to inform the public `about the FBI's and the DOJ's investigation of [a] major, wide-ranging public corruption' scandal. Here, there is no allegation of corruption against the FBI or the Department of Justice." Id. (quoting CREW, 746 F.3d at 1096). Plaintiffs take issue with this distinction. See Pls.' Reply, ECF No. 32 at 16. Plaintiffs correctly point out that in CREW there were no allegations of corruption against the FBI or DOJ, and that the allegations of corruption related to a member of Congress. Id.; see also CREW, 746 F.3d at 1095 ("CREW alleges no impropriety on the part of the FBI or the DOJ.").
The D.C. Circuit has made clear that the public has an interest in knowing how the FBI investigated a sitting member of Congress. CREW, 746 F.3d at 1094-96. "`[M]atters of substantive law enforcement policy ... are properly the subject of public concern,' whether or not the policy in question is lawful." ACLU v. U.S. Dep't of Justice, 655 F.3d 1, 14 (D.C. Cir. 2011) (quoting U.S. Dep't of Justice v. Reporters Comm. for Freedom of Press, 489 U.S. 749, 766 n.18, 109 S.Ct. 1468,
The Favish standard is inapplicable in this case. See ACLU v. U.S. Dep't of Justice, 655 F.3d at 14 (FOIA requester not required to show evidence of misconduct where it did not seek to show that a government "policy was legally improper, but rather to show what that policy [was] and how effective or intrusive it [was]"). The Favish evidentiary production is not required when, as here, a "[p]laintiff does not argue that there was any negligence or misfeasance on the part of government officials in investigating or prosecuting [the officials]." Showing Animals Respect & Kindness v. U.S. Dep't of Interior, 730 F.Supp.2d 180, 195 n.17 (D.D.C. 2010).
The Court is persuaded that Plaintiffs have demonstrated that there is a significant public interest in the requested records. See Citizens for Responsibility & Ethics in Wash. v. U.S. Dep't of Justice, 840 F.Supp.2d 226, 234 (D.D.C. 2012) ("[I]n these days of political turmoil, constant accusations and name calling, and concern about our economic and social future, there is, if anything, a heightened public interest in learning what the Government is `up to.'" (quoting ACLU v. U.S. Dep't of Justice, 655 F.3d at 12)). Plaintiffs have given more than one "reason to think that the FBI otherwise investigated [Congressman Rohrabacher]," and that it `pulled its punches'[.]" Prop. of People, 310 F. Supp. 3d at 70 (quoting CREW, 746 F.3d at 1093). As the briefing makes clear, Plaintiffs seek the FBI's records concerning Congressman Rohrabacher to discover "how the FBI handled the issue of threats posed by Russian intelligence to the U.S. political system[.]" Pls.' Mot., ECF No. 26 at 15 n.5. "Clearly, the American public has a right to know about the manner in which its representatives are conducting themselves and whether the government agency responsible for investigating and, if warranted, prosecuting those representatives for alleged illegal conduct is doing its job." Citizens for Responsibility & Ethics in Wash. v. U.S. Dep't of Justice, 840 F.Supp.2d 226, 234 (D.D.C. 2012).
The Court must balance the significant interests on both sides of the scale. "In some, perhaps many, instances where a third party asks if an agency has information regarding a named individual in its law enforcement files, the cognizable public interest in that information will be negligible; the requester will be seeking records about a private citizen, not agency conduct." Nation Magazine, 71 F.3d at 895. "In this case, however, [Plaintiffs] have identified a public interest cognizable under FOIA in disclosure of any information regarding [Congressman Rohrabacher] that might exist in [the FBI's] investigatory
Here, "[t]he Court expresses no view as to whether the FBI may legitimately assert a partial Glomar response to some aspects of [Plaintiffs'] request, perhaps even to entire categories of [Plaintiffs'] request." Elec. Frontier Found. v. Dep't of Justice, 384 F.Supp.3d 1, 13 (D.D.C. 2019). That being said, "[o]nce an agency acknowledges that it has some responsive documents, there are a variety of forms that subsequent filings in the district court may take. A pure `no number, no list' response is at one end of that continuum; a traditional Vaughn index is at the other." ACLU v. CIA, 710 F.3d at 433. At this juncture, the Court cannot balance the competing interests at this level of generality. See Citizens for Responsibility & Ethics in Wash. v. U.S. Dep't of Justice, 846 F. Supp. 2d at 76. The Court therefore directs DOJ to submit a Vaughn index and prescribes the following format for the Vaughn index:
Ctr. for Biological Diversity v. EPA, 279 F.Supp.3d 121, 145 (D.D.C. 2017). The FBI "need not disclose the names and addresses redacted from the documents[,]" SafeCard, 926 F.2d at 1206, but "documents simply assessing, for example, whether or not to seek an indictment may not be covered by Exemptions 6 or 7(C)[,]" Citizens for Responsibility & Ethics in Wash. v. U.S. Dep't of Justice, 846 F. Supp. 2d at 76. Accordingly, the Court
The Court next considers whether the FBI conducted an adequate search. To prevail at the summary judgment stage, "the agency must show that it made a good faith effort to conduct a search for the requested records, using methods which can be reasonably expected to produce the information requested." Oglesby v. U.S. Dep't of the Army, 920 F.2d 57, 68 (D.C. Cir. 1990). "[T]he issue to be resolved is not whether there might exist any other documents possibly responsive to the request, but rather whether the search for those documents was adequate." Weisberg v. U.S. Dep't of Justice, 745 F.2d 1476, 1485 (D.C. Cir. 1984) (emphasis in original). "The adequacy of the search, in turn, is judged by a standard of reasonableness and depends, not surprisingly, upon the facts of each case." Id. (citation omitted). To meet its burden, an agency may provide "a reasonably detailed affidavit, setting forth the search terms and the type of search performed, and averring that all files likely to contain responsive materials ... were searched." Iturralde v. Comptroller of Currency, 315 F.3d 311, 313-14 (D.C. Cir. 2003) (citation and internal quotation marks omitted). "If, however, the record leaves substantial doubt as to the sufficiency of the search, summary judgment for the agency is not proper." Truitt v. Dep't of State, 897 F.2d 540, 542 (D.C. Cir. 1990).
To demonstrate the adequacy of the search, DOJ submits two declarations. The first declarant avers that the FBI searched its databases—CRS, UNI, and Sentinel—using various search terms and that those databases contain the records of the FBI's entire organization, including the FBI headquarters, field offices, and the Legal Attaché offices. Seidel Decl., ECF No. 24-1 at 12-19 ¶¶ 25-37. As part of the search, the FBI contacted certain offices to locate records, including the Office of Congressional Affairs, the Office of the Executive Secretariat, the Washington Field Office, and the SCO. Id. at 17-19 ¶¶ 34-37. Based on its "practice to use the date [the FBI] initially conducts searches for the request as the search cut-off date[,]" the FBI used a cutoff date of June 15, 2017. Hardy Decl., ECF No. 30-1 at 8 n.4. The FBI did not search any other individuals or offices, arguing that the its "RIDS is in a better position to know what custodians are likely to hold potentially responsive records." Def.'s Opp'n, ECF No. 30 at 18. DOJ contends that "FOIA does not require agencies to conduct exhaustive searches of every database, individual, or office a requestor can name or suggest." Id.
Plaintiffs challenge the adequacy of the FBI's search on numerous grounds. Plaintiffs argue that the FBI failed to conduct a reasonable search of all offices likely to possess responsive documents. Pls.' Mot., ECF No. 26 at 17. Plaintiffs assert—and DOJ does not dispute—that the FBI did not search for records within the Counterintelligence Division and the Office of General Counsel. Id. at 17-18, 26. Neither did the FBI search for records from certain custodians—the Special Agent in Charge of Washington Field Office, the Assistant Director of the Counterintelligence Division, and the Assistant Director of the Office of Congressional Affairs. Pls.' Mot., ECF No. 26 at 18-19, 22. Finally, Plaintiffs take issue with the cutoff date because the FBI failed to inform Plaintiffs of that date. Pls.' Reply, ECF No. 32 at 23. The Court will examine each argument.
An agency's decision to impose temporal limitations in responding to a FOIA request "is only valid when the limitation is consistent with the agency's duty
Here, the FBI's "unpublicized temporal limitation of its searches" was improper. Id. (emphasis in original). It is undisputed that the FBI failed notify Plaintiffs of the July 15, 2017 cutoff date until it filed its memorandum in opposition to Plaintiffs' cross-motion for summary judgment and reply memorandum in support of its renewed motion for summary judgment. See, e.g., Def.'s Opp'n, ECF No. 30 at 20; Hardy Decl., ECF No. 30-1 at 8 ¶ 15 n.4; Pls.' Reply, ECF No. 32 at 24. Plaintiffs did not have an opportunity to submit any supplemental demands for information before submitting their reply brief. The FBI did not communicate the cutoff date during its negotiations with Plaintiffs, provide a justification to Plaintiffs, or afford Plaintiffs with an opportunity to object to the cutoff date at the early stages of the litigation. See Pls.' Reply, ECF No. 32 at 24. The Court expresses no view on the propriety of the FBI's practice of employing cutoff dates, see Hardy Decl., ECF No. 30-1 at 8 ¶ 15 n.4, but the FBI's failure to give Plaintiffs advance notice of the cutoff date was inconsistent with D.C. Circuit precedent. See Public Citizen, 276 F.3d at 643-44 (invalidating agency's cut-off date policy because it permitted the agency to "withhold, with little or no justification, a potentially large number of relevant documents"). The Court therefore finds that the FBI's temporal limitation of its searches was improper.
To allow a district court to determine whether the search was adequate, the affidavit should include the agency's "rationale for searching certain locations and not others." Defs. of Wildlife v. U.S. Border Patrol, 623 F.Supp.2d 83, 92 (D.D.C. 2009). Factual assertions in such an affidavit will be accepted as true unless the requesting party submits evidence contradicting those assertions or rebutting the presumption that the agency's search was made in good faith. Coffey v. Bureau of Land Mgmt., 277 F.Supp.3d 1, 7 (D.D.C. 2017) (Sullivan, J.).
Plaintiffs offer a factual basis to support their contention that there was a reasonable likelihood that other offices would possess responsive records. According to Plaintiffs, "[t]he FBI's Counterintelligence Division is responsible for, among other things, [c]ounter[ing] the activities of foreign spies." Pls.' SOMF, ECF No. 26-1 at 3 ¶ 8 (citation and internal quotation
While the first declaration identifies the databases and locations searched, see Seidel Decl., ECF No. 24-1 at 12-19 ¶¶ 25-37, it does not provide the required "averment that all locations likely to contain responsive records were searched," Powell v. IRS, 280 F.Supp.3d 155, 162 (D.D.C. 2017); see also Oglesby, 920 F.2d at 68. Instead, the first declaration avers that the agency "contact[ed] the FBI components likely to maintain or have knowledge as to the location of responsive records[.]" Seidel Decl., ECF No. 24-1 at 41 ¶ 83 (emphasis added). The FBI's averment, however, will not pass muster because searching the locations "most likely to contain responsive documents ... is not the relevant metric." DiBacco v. U.S. Army, 795 F.3d 178, 190 (D.C. Cir. 2015) (citation and internal quotation marks omitted); see also Mobley v. CIA, 806 F.3d 568, 582 (D.C. Cir. 2015) ("Had the FBI only searched the record systems `most likely' to contain responsive records, its search would be inadequate."). The Court therefore finds that the FBI's declarations fail to provide this Court with sufficient information to conclude that the FBI's search was "reasonably calculated to uncover all relevant documents." Truitt, 897 F.2d at 542 (citation omitted).
Plaintiffs argue that the FBI's search should have covered the Office of General Counsel because an older version of the FBI's policy states that the Office of General Counsel "responds to Congressional requests for FBI documents." Pls.' Mot., ECF No. 26 at 26 (citation omitted). The first declarant avers that the FBI contacted the Office of General Counsel and that office informed the agency that "staff in [the Office of General Counsel] will review documents prepared to be sent to Congress prior to their release, but all correspondence between Congress and the FBI is routed through [the Office of Congressional Affairs] and records of this correspondence is maintained by [the Office of the Executive Secretariat]." Seidel Decl., ECF No. 24-1 at 20 ¶ 41. The second declarant states that "all correspondence between Congress and the FBI is routed through [the Office of Congressional Affairs]"
Although the FBI points out that Plaintiffs rely on an outdated version of the FBI's policy regarding the Office of General Counsel's involvement in Congressional inquiries, the current version states that the Office of General Counsel "assists [the Office of Congressional Affairs] in responding to Congressional inquiries, including Congressional requests for FBI documents." Hardy Decl., ECF No. 30-1 at 9 ¶ 16. DOJ argues that the Office of Congressional Affairs is the primary office, and Plaintiffs' suggestion that the Office of General Counsel would have responsive documents is speculative. Def.'s Opp'n, ECF No. 30 at 21. DOJ contends that the FBI did not find any evidence that the Office of General Counsel created any records within the released documents. Id.
The FBI's own policy undercuts DOJ's arguments. Plaintiffs correctly point out— and DOJ does not contest—that the older version of the FBI's policy clearly states that the Office of General Counsel responded to Congressional requests for FBI documents. Pls.' Reply, ECF No. 32 at 25. Because Congressman Rohrabacher began his service in the House in 1989, it is reasonable to expect that the Office of General Counsel would have responded to requests from Congressman Rohrabacher under the older version of the FBI's policy. See Id. at 25-26. DOJ does not argue— and the FBI's declarations do not aver— that the Office of General Counsel would have no responsive records. See Def.'s Opp'n, ECF No. 30 at 20-22. The Court therefore finds that the FBI's search was not "reasonably calculated to uncover all relevant documents." Truitt, 897 F.2d at 542 (citation omitted).
Having found that the FBI's declarations do not provide a rationale for the FBI's failure to search for responsive records in the Office of General Counsel and Counterintelligence Division, the Court turns to Plaintiffs' remaining issues with the FBI's search. Plaintiffs argue that the FBI's refusal to search the Washington Field Office's files, including e-mail accounts, beyond the records located in the CRS is unreasonable. The FBI's second declarant avers that the FBI "determined the individuals likely to possess and/or be cognizant of possible responsive records would be those actually tasked to investigate the allegations implicated by the potential records at issue — the individuals at [the Washington Field Office] assigned to investigate Russian counterintelligence operations in the Washington metropolitan area." Hardy Decl., ECF No. 30-1 at 6 ¶ 11. The declarant also states that the FBI contacted individuals at the Washington Field Office who were "likely to have knowledge of potentially responsive records," but the FBI specified that it was seeking to find records related to Congressman Rohrabacher's 2012 meeting with the FBI. Id. at 7 ¶ 14.
DOJ argues that any investigative files held by those individuals in the Washington Field Office will be contained in CRS; thus, additional searches will be duplicative. Def.'s Opp'n, ECF No. 30 at 19. DOJ's position fails, however, because the FBI's declarations do not explain how the individuals in the Washington Field Office who were assigned to investigate Russian counterintelligence operations would not have responsive records in their e-mail accounts. Cf. McClanahan v. U.S. Dep't of Justice, 204 F.Supp.3d 30, 44-45 (D.D.C. 2016) (finding that the FBI reasonably set
Next, Plaintiffs argue that the FBI inadequately described the searches of the SCO and the Office of the Executive Secretariat. Pls.' Mot., ECF No. 26 at 22-25; see also Pls.' Reply, ECF No. 32 at 21, 26. With regard to the Office of the Executive Secretariat, Plaintiffs challenge the FBI's description of that office's "own internal database." Pls.' Reply, ECF No. 32 at 26 (quoting Hardy Decl., ECF No. 30-1 at 10 ¶ 17). Plaintiffs contend that the text and index searches within that database fail to account for variations of Congressman Rohrabacher's name because both searches of the "To" and "From" fields included the words "Rohrabacher" and "Rohrabacher, Dana." Id. at 26-27. Plaintiffs argue that the declarant does not provide three pieces of information: (1) whether the Office of the Executive Secretariat maintains any other databases; (2) whether "this particular database would be the only one likely to contain responsive records"; and (3) whether there are any paper copies of correspondence given that Congressman Rohrabacher's service began in 1989. Id. at 26. Defendants maintain that the searches of the "internal database" were adequate because those searches located 273 pages of potentially responsive documents. Def.'s Opp'n, ECF No. 30 at 22.
The Court agrees with Plaintiffs' arguments that the declarations do not provide an adequate description of the Office of the Executive Secretariat's search. Neither declarant indicates whether the Office of the Executive Secretariat searched its paper records. See Armstrong v. Executive Office of the President, 830 F.Supp. 19, 23-24 (D.D.C. 1993) (holding that agency's search was unreasonable because it produced only electronic documents and withheld paper versions of otherwise responsive documents). Nor do they confirm whether the internal database identified was the only one. Unlike the search terms for the CRS search that provide variations of Congressman Rohrabacher's name, see Seidel Decl., ECF No. 24-1 at 17-18 ¶ 35, the description of the Office of the Executive Secretariat's search does not include any variations of Congressman Rohrabacher's name, see Hardy Decl., ECF No. 30-1 at 10 ¶ 17. Because the declarations do not indicate that the FBI "search[ed] for other permutations of the name, ... the search was not reasonably calculated to turn up all responsive files." Negley v. FBI, 658 F.Supp.2d 50, 60-61 (D.D.C. 2009).
As to the SCO's search, Plaintiffs argue that the declarations provide inadequate descriptions of the search, and that the Hardy declaration does not cure the deficiencies in the Seidel declaration. Pls.' Reply, ECF No. 32 at 21. The Seidel declaration avers that it "contacted FBI personnel at SCO to confirm if any records could be located relating to the meeting with [Mr.] Manafort disclosed in [Mr.] Gates' Statement of Offense, and no records within the scope of Plaintiffs request were located." Seidel Decl., ECF No. 24-1 at 19 ¶ 37. The Hardy declaration avers that certain personnel, known as "subject-matter-experts," "within the SCO located the appropriate investigative case files, and conducted searches of [those] files. They were unable to locate any responsive records pertaining to the former Congressman or the meeting in question in [Mr.] Gates' Statement of Offense." Hardy Decl., ECF No. 30-1 at 8 ¶ 15. Plaintiffs challenge those descriptions, arguing: (1) the SCO fails to explain how it determine which files were "appropriate investigative files"; (2) the SCO does not explain how it "conducted searches of
In that case, the D.C. Circuit made clear that agency affidavits must "set[ ] forth the search terms and the type of search performed with the specificity [this Circuit's] precedent requires." Reporters Comm. for Freedom of Press v. FBI, 877 F.3d at 403 (citation and internal quotation marks omitted). The D.C. Circuit recognized that "[t]his [C]ircuit's precedent has long made clear that an affidavit containing `no information about the search strategies of the [agency] components charged with responding to [a] FOIA request' and providing no `indication of what each [component's] search specifically yielded' is inadequate to carry the government's summary-judgment burden." Id. (quoting Morley v. CIA, 508 F.3d 1108, 1122 (D.C. Cir. 2007)).
DOJ's descriptions of the SCO's search fall short of this standard. See id. at 403; see also Oglesby, 920 F.2d at 68. To support its position that the search was adequate, DOJ repeats the statement in the Hardy declaration: "The [subject-matter-experts] within the SCO located the appropriate investigative case files, and conducted searches of these files. They were unable to locate any responsive records pertaining to the former Congressman or the meeting in question in [Mr.] Gates' Statement of Offense." Def.'s Opp'n, ECF No. 30 at 20 (quoting Hardy Decl., ECF No. 30-1 at 8 ¶ 15). Neither DOJ nor the FBI explain how the SCO's search was conducted. Furthermore, DOJ does not provide an explanation for the footnote in the Hardy declaration regarding the June 15, 2017 cutoff date in connection with the SCO's search. See Id. Instead, DOJ reiterates the statement in the Hardy declaration: "The SCO was appointed by Deputy Attorney General Rosenstein on May 17, 2017, leaving less than a month of overlap between [Plaintiffs'] request and the existence of [the] SCO." Id. (quoting Hardy Decl., ECF No. 30-1 at 8 ¶ 15 n.4). The Court cannot determine whether the SCO's search was adequate based on the declarations. "Accordingly, consistent with this Circuit's precedent, [the FBI] shall identify the search terms that the staff members in [the various] offices used to search their electronic records, as well as the reason for any differences in the record systems they searched." Trautman v. Dep't of Justice, 317 F.Supp.3d 405, 413 (D.D.C. 2018) (citing Reporters Comm. for Freedom of Press v. FBI, 877 F.3d at 403). The FBI "shall also clarify how staff members searched their desks, file cabinets, file drawers and file rooms for nonelectronic records." Id.
Accordingly, the Court
The Court now turns to Plaintiffs' evidentiary objections to the FBI's declarations. Plaintiffs argue that the declarations fail to attest to the declarants' familiarity with the documents at issue, and that this Court should reject the declarations because they contain hearsay. Pls.' Mot., ECF No. 26 at 6; see also Pls.' Reply, ECF No. 32 at 5-8. For the reasons explained below, the Court cannot agree with Plaintiffs' arguments.
Under Rule 56(c)(4), "[a]n affidavit or declaration used to support or oppose a motion must be made on personal knowledge, set out facts that would be admissible in evidence, and show that the affiant or declarant is competent to testify on the matters stated." Fed. R. Civ. P. 56(c)(4). "A declarant in a FOIA case satisfies the personal knowledge requirement in [Rule 56(c)(4)] if in his declaration, [he] attests to his personal knowledge of the procedures used in handling [a FOIA] request and his familiarity with the documents in question." Barnard v. Dep't of Homeland Sec., 531 F.Supp.2d 131, 138 (D.D.C. 2008) (citation and internal quotation marks omitted). And "[b]ecause a declarant is deemed to have personal knowledge if he has a general familiarity with the responsive records and procedures used to identify those records, the declarant is not required to independently verify the information contained in each responsive record[.]" Id. at 138-39.
The Seidel declaration provides that "[t]he statements contained in this declaration are based upon my personal knowledge, upon information provided to me in my official capacity, and upon conclusions and determinations reached and made in accordance therewith." Seidel Decl., ECF No. 24-1 at 2 ¶ 2 (emphasis added). The Hardy declaration contains an identical statement. Hardy Decl., ECF No. 30-1 at 2 ¶ 3. Both declarants aver that they are "familiar with the procedures followed by the FBI in responding to requests for information from its files" and that they are "aware of the FBI's response to Plaintiffs' FOIA request for records relating to Congressman Dana Rohrabacher." Seidel Decl., ECF No. 24-1 at 2 ¶ 3 (emphasis added); see also Hardy Decl., ECF No. 30-1 at 2 ¶ 3. In response to Plaintiffs' objections, the Hardy declaration explains:
Hardy Decl., ECF No. 30-1 at 3 ¶ 5. According to DOJ, that statement satisfies the FOIA requirements and accurately reflects the FBI's process for the records. Def.'s Opp'n, ECF No. 30 at 6. As Plaintiffs correctly point out, neither declarant explicitly uses the phrase "familiarity with the documents in questions." Pls.' Reply, ECF No. 32 at 5. Without that language, Plaintiffs contend that the declarants have not attested to being "familiar with the contents of the responsive documents." Id. at 6 (emphasis in original). Plaintiffs argue that "the FBI offers no support for the proposition that an affiant may testify to the contents of the documents without having ever looked at them." Id. at 7. To support their position, Plaintiffs rely on Harris v. Gonzales, 488 F.3d 442, 446 (D.C. Cir. 2007).
As recognized in Harris, the D.C. Circuit has "expressly held that affidavits based upon belief are inadequate to support a motion for summary judgment." 488 F.3d at 446 (citing Londrigan v. FBI, 670 F.2d 1164, 1174 (D.C. Cir. 1981)). In Harris, the D.C. Circuit determined that the statements in two affidavits—"[t]o the best of [the affiant's] knowledge and belief, [the affiant] recall[ed] seeing an EEO poster displayed"—left the Circuit "wondering whether the affiants actually saw" the documents at issue there. Id. The D.C. Circuit made clear that affidavits based merely on information and belief cannot satisfy the requirements under Rule 56. Id. Here, the declarants do not state that their statements were based on "information and belief." See Seidel Decl., ECF No. 24-1 at 2 ¶ 2; see also Hardy Decl., ECF No. 30-1 at 2 ¶ 3. Nonetheless, Plaintiffs argue that "[t]here is no meaningful difference between statements based on `information provided' to the affiant ... and statements based on the `information and belief' of the affiant." Pls.' Reply, ECF No. 32 at 7 (citations omitted). The Court disagrees.
Faced with the same issue, the court in Wisdom v. United States Trustee Program, 232 F.Supp.3d 97, 116 (D.D.C. 2017) upheld the exact language in the Seidel and Hardy declarations as to personal knowledge and declined to strike the affidavits as deficient. There, the affiant attested that he was responsible for "for agency compliance with [FOIA]" and had "direct involvement in the processing of responses to requests for access to [USTP] records and information." Id. at 115. The affiant also explained that his statements were "based upon my personal knowledge, upon information provided to me in my official capacity, and upon conclusions and determinations reached and made in accordance therewith." Id. The court interpreted those statements that the affiant "based his conclusions on information provided to him by other agency employees and his own review of agency records." Id. The court explained: "While the [affidavit] might have provided this necessary information in a more direct and clear manner— e.g., by using the tried-and-true recitation of a `familiarity with the documents in question'—the language he has used nonetheless presents a sufficient approximation to satisfy Rule 56's requirements here." Id. at 115-16. For the same reasons, the Court therefore finds that the Seidel and Hardy declarations meet the requirements under Rule 56. See Id.; see also Wisdom v. U.S. Tr. Program, 266 F.Supp.3d 93, 103 (D.D.C. 2017) (rejecting FOIA requester's argument that agency declaration was deficient for using "upon information provided" language).
Plaintiffs' other argument—that this Court should not consider the declarations
For the reasons set forth above, the Court