J. MARK COULSON, Magistrate Judge.
Plaintiffs, Virginia Callahan and T.G. (a minor), brought this products liability action against Defendants, Toys "R" US-Delaware, Inc. ("Toys `R' US") and Pacific Cycle, Inc. ("Pacific"), following an accident that occurred in 2012 involving T.G. and a bicycle that was manufactured, assembled, and sold by Defendants. Plaintiffs originally filed their complaint in the Circuit Court for Howard County, and Defendants later removed to this Court under diversity jurisdiction. (ECF No. 1). Subsequently, the parties consented to proceed before a magistrate judge pursuant to 28 U.S.C. § 636(c) and Local Rule 301.4. (ECF Nos. 70, 72).
Following a four-day trial, the jury returned a special verdict finding that that there was no defect in the bicycle, whereupon an Order of Judgment was entered in favor of Defendants on all counts. (ECF Nos. 114, 117). Plaintiffs have since filed a motion for a new trial pursuant to Rule 59 of the Federal Rules of Civil Procedure. (ECF No.125). Defendants filed their response, (ECF No. 128), Plaintiffs have not filed any reply brief, and the Court finds that no hearing is necessary. Loc. R. 105.6 (D. Md. 2016). For the reasons that follow, Plaintiffs' motion is DENIED.
In support of their motion, Plaintiffs contend that the Court "made several reversible errors which require the granting of a new trial." Specifically, they contend: (1) that the Court erred when it permitted Defendants to "vary their theories and evidence from what they put in the Pretrial Order and turn this case from a personal injury case into an inquest into evidence tampering"; (2) that the Court erred "when it granted a spoliation instruction and allowed Defendants to argue that Plaintiffs and their counsel had tampered with evidence"; (3) that the Court erred in "granting a motion in limine that prohibited the jury from inspecting and touching the bike and from taking the bike. . . into the jury room"; (4) that the Court erred in not allowing the jury to test and inspect the bicycle as impeachment evidence of Defendants' expert; and, (5) that the Court erred in excluding undisclosed evidence of testing performed by Plaintiffs' expert.
Following a jury trial, Federal Rule of Civil Procedure 59(a) "allows the court to grant a new trial on all or some issues `for any reason for which a new trial has heretofore been granted in an action at law in federal court.'"
Plaintiffs contend that the Court erred in permitting Defendants to present a theory at trial that was not disclosed in their pretrial memorandum. Specifically, according to Plaintiffs, Defendants' "most important" theory that was disclosed in their pretrial memorandum and advanced during the first three days of trial was that the bicycle did not contain a defect. Yet, Plaintiffs argue, Defendants "completely changed their tactic and all but admitted that the rear brake was defective" on the third day of trial when Defendants noted that the pressure necessary to squeeze the rear brake was different at the time of trial than it had been during Defendants' expert's original inspection. Plaintiffs contend that "[i]n order to account for this change in tactic, Defendants had to blame someone for the allegedly changed condition." Thus, they assert, Defendants put forward this new, undisclosed theory that Plaintiffs and their counsel had tampered with the evidence.
The Court does not agree with Plaintiffs' underlying assertions or logic. First, at several instances prior to trial, Defendants made known their belief that the condition of the bicycle "today" (i.e., as it was near the date of the trial) was not the same as it had been at the time of the accident. For example, Defendants' motion in limine, (ECF No. 81), which was submitted on the same date and in conjunction with Defendants' pretrial memorandum, (ECF No. 80), sought to exclude from trial any in-court testing of the bicycle by Plaintiff's expert and by the members of the jury because, among other reasons, Plaintiffs could not establish that the condition of the bicycle was in the same condition as it was when the accident occurred.
Second, on the third day of trial, the Court allowed Mr. Logan to squeeze the brake outside the presence of the jury after learning that Plaintiffs had given this same opportunity to their own expert. In doing so, Mr. Logan observed that, in his opinion, the brake was much harder to squeeze compared to what he had previously assessed (and videotaped) by a two-finger test at his prior inspection in November 2015. Given that the bicycle had been in the custody of Plaintiffs since that time and that Mr. Logan would have no reason to suspect that the brake would feel any different, there is no way he could have disclosed this "new" opinion ahead of time. Far from an abandonment of his opinion, that at the time of the accident (and his 2015 inspection) the brake was not defective (as the jury, in fact, found), this in-court observation was simply supportive of Defendants' position that the bicycle's condition at the time of trial was not the same as at the time of the accident.
Third, during the course of trial, it became apparent to the Court and the parties themselves that the bicycle's condition had, in fact, changed from when it was originally inspected by Mr. Logan, in 2015. Though the parties disagree about their significance, two changes were apparent: (1) the seating of the "barrel" at the end of the rear brake cable was different from how it appeared in Mr. Logan's 2015 inspection photos (Tr.
In summary, Plaintiffs were on notice of Defendants' assertion that the condition of the bicycle at trial was no longer substantially similar to its condition at the time of the accident. Additionally, given that the bicycle was in the Plaintiffs' sole custody and control from the time of Mr. Logan's 2015 inspection, Defendants as a practical matter could not have provided any additional notice of Mr. Logan's observations and evidence at trial that the condition of the bicycle had been changed from the time of his inspection. Further, at no point did Defendants abandon their "most important" argument that the rear break was not defective on the day of the accident. This argument was made during Defendants' opening and closing statements (Tr.
Plaintiffs' next argument concerns the Court's instruction to the jury regarding the change in the position of the bicycle's handlebars relative to the alignment of the front wheel. As indicated above, Mr. Logan inspected the bicycle in November 2015, and then again during trial. Following that latter inspection, Defendants brought to the Court's attention that the orientation of the bicycle's handlebars in relation to the front wheel was significantly different from when Mr. Logan had previously inspected it in 2015. Specifically, Mr. Logan explained, with still-framed pictures of his 2015 recorded inspection as support, that at the time of his 2015 inspection, the alignment between the handlebars and the front wheel was off by roughly 30 degrees. (Tr.
Furthermore, Mr. Logan noted that this change was not easily done. Rather, he testified that it required a forceful manipulation to bring the handle bars and tire back into correct alignment.
Given this testimony, and the obvious change in the condition of the bicycle, Defendants requested that the Court give a "spoliation" instruction to the jury. In considering Defendants' request, the Court focused on whether such a change was at all significant to the issues and theories advanced at trial. Specifically, the Court noted that Plaintiffs' theory of the accident was a "pitch-over," whereby, as a result of the alleged rear brake failure, T.G. over-engaged the front brake, pitching her forward over the handlebars. Defendants, on the other hand, argued that this was an accident brought on by "user error" resulting in what Mr. Logan called a "side-spill." (Tr.
Because there was no dispute that the alignment between the handlebars and front wheel was now different, that the alteration would have required a purposeful act, that the bicycle had been in the exclusive possession of Plaintiffs, Plaintiffs' counsel, or Plaintiffs' expert, and that the condition of the bicycle at the time of Mr. Logan's inspection was more favorable to Defendants' theory of the accident while the changed condition of the bicycle was supportive of Plaintiffs' theory, (Tr.
(Tr.
Plaintiffs contend that the Court erred in giving this "spoliation" instruction to the jury, and in turn allowing Defendants to argue that Plaintiffs and their counsel had "tampered with" evidence,
"Spoliation refers to the destruction or material alteration of evidence or to the failure to preserve property for another's use as evidence in pending or reasonably foreseeable litigation."
"Upon a showing that spoliation has occurred, a court can impose sanctions molded to serve the prophylactic, punitive, and remedial rationales underlying the spoliation doctrine."
"The duty to preserve material evidence arises not only during litigation but also extends to that period before the litigation when a party reasonably should know that the evidence may be relevant to anticipated litigation."
"The second consideration for resolving a spoliation motion is to determine whether the alleged spoliator acted culpably. Any fault—be it bad faith, willfulness, gross negligence, or ordinary negligence—is a sufficiently culpable mindset."
The parties declined the option of having a separate hearing so as to determine the exact circumstances and causes regarding the altered position of the handlebars relative to the alignment of the front wheel. (Tr.
Given this record, the Court is comfortable in concluding that that the change in the bicycle's condition was brought about by a purposeful act. While there is no direct evidence to suggest that this act was done with a nefarious or deceptive purpose, the principles from this Court regarding the spoliation of evidence do not require a finding of deception or bad faith for sanctions to be imposed.
Contrary to Plaintiffs' suggestion, the bicycle's condition following the accident was relevant to the issue of causation in this case. Defendants have consistently advanced the theory that the accident occurred as a result of "user error," not an alleged defect in the bicycle's braking mechanism. Mr. Logan's report and testimony about his original inspection of the bicycle showed that the orientation of the handlebars and front tire was off by 30 degrees, which he opined was consistent with a "side-spill" type of accident and inconsistent with Plaintiffs' "pitch-over" theory. This "side-spill" evidence was highly relevant in that it impeached Plaintiffs' theory and witness testimony that this was a "pitch-over" accident, and the evidence instead supported Defendants' theory that this accident was caused by user error and not a defect in the braking mechanism of the product.
Finally, the Court notes that the altered condition of the bicycle (specifically, the position of the handlebars relative to the alignment of the front wheel) was prejudicial to Defendants at trial. Although Mr. Logan had still-frame pictures of the bicycle in its original orientation that were taken during his original inspection in 2015, there is potentially more impeachment available on photographic evidence, particularly when it is at odds with the demonstrative in the courtroom that the opposing side is insisting remained unchanged from the time of the accident. Defense counsel made this very argument in his request for the spoliation instruction. (Tr.
In addition to the above analysis, the Court declines to find prejudicial error on the basis of this instruction two other reasons. First, regardless of any instruction by the Court, Defendants had pictures of the orientation of the handlebars from Mr. Logan's inspection that were different from their orientation at trial. Absent some instruction from the Court, the jury would have been free to speculate for themselves how and why the bicycle had been changed and what significance this should have in their deliberations. If anything, the Court's instruction was more favorable to Plaintiffs as it merely informed the jury that they could, but were not required to, consider the changed condition in the bicycle and how that changed related to the parties' respective theories of causation. In other words, the Court simply told the jury how to evaluate evidence that was already coming into the case. Second, even if the Court erred in giving this instruction, such an error was harmless as the change in the position of the handlebars relative to the alignment of the front wheel of the bicycle went to the issue of causation, and the jury never reached the issue of causation on the verdict sheet.
Next, Plaintiffs contend that the Court erred in prohibiting the jury from inspecting
First, such testing would be outside the layperson's experience and would potentially be confusing and misleading, and therefore unfairly prejudicial in violation of Federal Rule of Evidence 403. Indeed, Plaintiffs' theory—that there was a defect in the bicycle's braking mechanism—relied extensively on expert testimony. In particular, Plaintiffs elicited testimony from their expert, Mr. Kristopher Macalinao, in which he stated that he conducted the "two finger test," an "industry standard" test for bicycle mechanics. (Tr.
Simply because many, if not all, members of the jury may have had some experience with riding a bicycle at some point in their lives, it does not mean that they are qualified to perform a test about the force required to squeeze a brake lever and be able to competently compare that force to a government regulation or industry standard in a reliable way. Jurors' past bicycle-related experiences and grip strength will likely vary, their understanding and interpretation of the applicable standards is unknown, and counsel would not have had the opportunity to question these jurors on such pertinent matters. Moreover, members of the jury may be inclined to value their own evaluation of the brake lever over an expert opinion in the case.
Additionally, even if the Court had withheld its final determination regarding Plaintiffs' request for a juror inspection of the bicycle until after a foundation had been laid, the Court would have still been justified in ultimately prohibiting such an inspection because of the obvious changes in the bicycle's condition, in particular the alterations to the hand brake. Any in-court inspection would have required jurors to not only conduct an industry standard test that they likely had no experience in performing, but to do so while also taking into account undisputed changes in the bicycle's condition and figuring out whether and to what extent those changes would affect the validity of such a test. Again, such a determination falls outside the ken of a layperson.
Lastly, the Court also notes that Plaintiffs were otherwise permitted to introduce ample evidence to support their defect theory. T.G. was permitted to testify about her memory of the alleged brake failure. Plaintiff's expert was allowed to testify that the brake contained a defect, supported by a video of his product inspection setting forth the physical evidence in support of his defect theory, as well as his testimony regarding out-of-court "two finger testing" of the brake both at the time of his original inspection and again just prior to trial. Therefore, in the context of this testimony and evidence, disallowing the proposed juror testing does not justify a new trial.
In their next argument, Plaintiffs again claim that the jurors should have been able to test and examine the bicycle, adding that such an examination would have allowed the jury to assess the credibility of the parties' experts. Specifically, Plaintiffs state:
The Court disagrees. In addition to the reasons set forth above, Plaintiffs cannot explain how a jury's own "testing" of the bicycle would have been helpful in determining whether Mr. Logan was telling the truth. Upon conducting his in-court inspection, Mr. Logan testified that the brake was significantly more difficult to apply than his previous 2015 inspection. Yet no member of the jury had ever touched the bicycle; not at the time of the accident, not at the time of the Mr. Logan's 2015 inspection, and at no time during the course of the trial. Accordingly, even if the Court had permitted the jury to manipulate the brake at trial, they would have had no context or prior experiences with the bicycle for purposes of evaluating that in-court inspection. That is, there would be no frame of reference. Any in-court inspection of the bicycle brake would not have helped the jury in determining whether, in fact, the brake had undergone any alteration, as Defendant's expert had suggested, because they would not know what the brake felt like at the time of Mr. Logan's inspection in 2015 or at any other point prior to trial.
Similarly, Mr. Logan's testimony after his latter in-court inspection of the brake was substantively the same as that of Plaintiffs' expert, Mr. Macalinao: the brake was difficult to apply. It is unclear how permitting juror manipulation of the brake could have impeached Mr. Logan's credibility, as an in-court investigation would not provide any insight into the previous condition that formed the basis of Mr. Logan's opinion. Therefore, permitting the jury to manipulate the bicycle for themselves would have little relevance to the issue of expert credibility.
In their final argument, Plaintiffs revisit another issue that was raised and addressed in the Court's resolution of the pretrial motion in limine. (ECF No. 101). Plaintiffs, again, claim that the Court erred in excluding evidence of the "ten-pound test" that Plaintiffs' counsel, and apparently Mr. Macalinao, conducted prior to trial. The Court's explanation then, and now, is that the exclusion of this evidence was properly based on a failure by Plaintiffs to comply with Rule 26(a)(2)(A-B, E).
Because of this failure to disclose, Defendants were denied a meaningful opportunity to conduct discovery regarding such testing. Such discovery could have yielded impeachment evidence regarding whether Plaintiffs' expert was trained in performing the "ten-pound test," whether he had conducted that test previously,
For the foregoing reasons, Plaintiffs' motion for a new trial (ECF No. 125) is DENIED.