SAVAGE, District Judge.
In the names of her clients, Lee J. Rohn has moved to recuse the presiding judge in these seven unrelated cases in which she represents the plaintiffs. Moving under 28 U.S.C. §§ 455(a)
There are two categories of her clients: (1) those who lost their cases and against whom are pending motions for fees and costs; and (2) those whose cases have not been tried. Movants in the first group, Mark Vitalis and Idona Wallace, base their motions on what happened in their respective trials. The other movants rely on what Vitalis, Wallace, Rohn and her staff told them had occurred in the Vitalis and Wallace trials. The latter group filed their motions solely on the basis of what others had told them and not on any first-hand knowledge.
Rohn's decision
Unhappy with the verdicts in their cases, Wallace and Vitalis complained to the other movants who had been assembled by Rohn's office staff at her office or put in touch over the telephone. The movants signed declarations that are strikingly
The second group did not have the facts providing the context of the complaints Vitalis and Wallace made to them. To overcome the absence of any personal knowledge (even though they had already signed declarations), they testified that they personally observed intemperate and inappropriate judicial conduct during the recusal hearing.
The effort here goes beyond seeking recusal. It is an attempt to impugn the character and the reputation of a judicial officer. It makes serious charges of judicial misconduct.
The extreme allegations are false. They are not merely misleading. They are contrived.
There is no objective evidence of settled animosity or bias against Rohn or her clients. There is evidence that I insisted that my rulings be respected and that Rohn behave professionally and ethically. Therefore, because there is nothing from which an objective observer could conclude that I appeared biased against or unfair to Rohn and/or her clients, the motions to recuse will be denied.
A judge's opinion that rises to the level of bias may require recusal whether it was formed during or outside judicial proceedings. Liteky v. United States, 510 U.S. 540, 554, 114 S.Ct. 1147, 127 L.Ed.2d 474 (1994). A predisposition developed during proceedings can suffice, but only in the rarest case. Id. On the other hand, where the source is outside the courtroom, an extrajudicial source, does not necessarily demand recusal. Id. Thus, "neither the presence of an extrajudicial source necessarily establishes bias, nor the absence of an extrajudicial source necessarily precludes bias." Id.
Rulings alone rarely justify recusal. Id. at 555, 114 S.Ct. 1147. Rulings can show such a degree of favoritism or antagonism requiring recusal "only in the rarest circumstances" when there is no extrajudicial source. Id. Opinions formed on the basis of what has happened in the courtroom are not enough to warrant recusal unless they display "deep seated" bias. Id. "Thus, judicial remarks during the course of a trial that are critical or disapproving of, or even hostile to, counsel, the parties, or their cases, ordinarily do not support a bias or partiality challenge." Id.
The Supreme Court has made it clear that "expressions of impatience, dissatisfaction, annoyance, and even anger" do not establish bias or partiality. Id. at 555-556, 114 S.Ct. 1147. In short, "[a] judge's ordinary efforts at courtroom administration — even a stern and short-tempered judge's ordinary efforts at courtroom administration — remain immune." Id. at 556, 114 S.Ct. 1147.
Because the grounds for recusal recited in all the declarations rest upon what happened in the Wallace and Vitalis trials, there is no basis for recusal if there was no bias or partiality in those judicial proceedings. Thus, we shall start with the claims of Wallace and Vitalis.
During the Wallace trial, neither Rohn nor her client voiced any complaints about the manner in which the trial was conducted. Only after a defense verdict was rendered and evidence at a post-verdict hearing revealed that Rohn's office, through its investigator, had improper contacts with jurors,
Rohn and Wallace now complain that I mistreated Dr. Gary Jett, Wallace's treating physician, and improperly asked him questions.
A judge has the authority to intervene in the fact-finding process by questioning witnesses when the ends of justice may be served. United States v. Time, 21 F.3d 635, 639 (5th Cir.1994); United States v. Beaty, 722 F.2d 1090, 1093 (3d Cir.1983). Because a judge has
Wallace's other complaints lack specificity.
Vitalis complains that he should have won his case, and the fact that he did not demonstrates judicial bias against him.
He claims that I was not fair to him or his attorney. He testified that I shouted at his attorney, paced the floor, sneered at him, treated his witnesses as liars, and was rude to his witnesses while treating defense witnesses politely and defense counsel as my "brother."
Martial Webster, a criminal defense attorney and Rohn's co-counsel at trial,
During the recusal hearing, Rohn called Mary Walsh as a witness. Walsh, a personal friend and former roommate of Rohn's, was visiting and staying with her in St. Croix during the Vitalis trial. Walsh attended the trial for one hour and
Walsh was not an objective observer. While she was staying at Rohn's house during the Vitalis trial, Rohn had already told her that the judge would not be fair.
Walsh's testimony about my body language was equivocal. For instance, she testified that I favored the defense by "turning away" when Rohn was questioning Dr. Copeman.
Rohn contends that during the Vitalis trial at a side bar, I gave advice to defense counsel and that I covered the microphone to avoid transcription. She claims I "instructed" defense counsel to stop objecting because he was hurting his case. As the record reflects, I admonished defense counsel for making needless objections that were unnecessarily interrupting the flow of the trial.
In the motions and again in her testimony, Rohn recites a litany of instances where she claims she was inappropriately admonished or restricted from introducing evidence, demonstrating a bias against her.
A judge has the obligation to insure that the issues are presented to the jury without any unwarranted appeals to the jurors' emotions. See United States v. Pisani, 773 F.2d 397, 403 (2d Cir.1985); United States v. Rivera, 778 F.2d 591, 593 (10th Cir.1985) ("The trial judge has an obligation to keep the trial on track and to prevent unfair appeals to sympathy or prejudice."); Berger v. Zeghibe, No. 08-5861, 2010 WL 3768379, at *5 (E.D.Pa. Sept. 24, 2010) ("In conducting a trial, it is the court's duty to see that the issues are not obscured and that the testimony is not misunderstood.") (internal quotations and citations omitted).
Vitalis cited the treatment of Cecil Benjamin as an example of judicial bias. He testified that Benjamin was treated as an uneducated person and was improperly precluded as his witness. Remarkably,
Benjamin's testimony at the trial was proffered to show that the defendants had failed to comply with Virgin Islands jobs posting requirements.
Benjamin did not conclude that there was any bias against Vitalis or Rohn. He complained that I interrupted and questioned him, leading him to believe it was "not a friendly court [sic]."
Benjamin testified outside the presence of the jury.
Similarly, Chester Copeman, whom Rohn has paid over $1,000,000 in expert fees, testified that he detected a "sense of anger" and hostility toward Rohn.
Rebukes and warnings to counsel were provoked by counsel's unprofessional and disrespectful conduct.
Rohn challenged the court when, despite a ruling that the plaintiff could not introduce certain evidence, she defiantly insisted she would do so anyway.
Rohn repeatedly injected a legally impermissible and prejudicial theory in her questioning of witnesses and arguments to the jury, provoking admonishment and requiring clarification, including jury instructions to remediate prejudice to the defendants.
Rohn displayed disrespect for the tribunal by talking over the judge,
What is remarkable is that Rohn does not dispute that she did what precipitated the judicial responses. She does not deny that she sought to have the jury focus on the "locals" issue. Instead, she unapologetically argues that she could do so. The court's ruling — right or wrong — was binding. She knowingly and intentionally ignored it.
Throughout the trial, despite the unequivocal ruling and numerous warnings, Rohn repeatedly injected references to discrimination against "locals."
Vitalis did not dispute that his attorney acted inappropriately. Instead, he offered an excuse for her misbehavior. He recognized that his attorney was unhappy with the court's rulings. He recounted how she would "question" me about the unfavorable rulings.
Rohn came to the Vitalis trial with an attitude. She was unhappy with rulings on motions in limine that she believed limited her presentation of evidence. She challenged those rulings by threatening to disregard them.
A judge does not take pleasure in admonishing counsel. Rather, a judge prefers to preside over a trial that reflects respect for the rule of law. It was with reluctance that I had to remain vigilant throughout the Vitalis trial after Rohn made it clear that she intended to focus on the "locals issue" regardless of my rulings. Despite the unequivocal ruling that discrimination against Virgin Islands "locals" and Act 5174 were not the issues,
Everything about which Vitalis and Wallace complain occurred during their trials. The rulings and the treatment of their counsel and their witnesses were related to what had happened in the course of the proceedings. There was nothing that occurred in those trials that would lead an objective observer to conclude that the proceedings were anything but fair and impartial. A reasonable person, having the benefit of all the facts and circumstances, could not question whether I was not impartial.
Unlike in the other movants' cases, there were no rulings for or against Cora Bergan preceding the filing of her recusal motion. She had nothing about which she could complain.
Bergan's source of information was Vitalis, Wallace, Rohn's associates and Rohn herself.
When Bergan contacted Wallace, Wallace told her she had been expecting her call.
Bergan's testimony demonstrates how she was deliberately misled. She was so influenced by these tainted sources that she had irrevocably decided she could not receive a fair trial. She testified that even if Vitalis and Wallace were incorrect in their reporting of what had happened, she
How Rohn's clients have been manipulated and their testimony orchestrated is apparent from how the declarations were constructed and the testimony was scripted. The declarations are nearly identical. They use the same language, recite the same conclusory statements and cite no specific conduct. See, e.g., Wallace Aff., ¶ 3 ("During trial I was shocked by Judge Savage's rude and contemptuous demeanor toward me, my witnesses and my counsel in the presence of the jury."); Vitalis Aff., ¶ 4 (same); Alexis Aff., ¶ 4 ("I have learned about Judge Savage's rude and contemptuous demeanor toward the Plaintiff's witnesses and ... Attorney Rohn ... in the trial of Ms. Idona Wallace and Mr. Mark Vitalis[]."); Canton Aff., ¶ 4 (same); Ragguette Aff., ¶ 4 (same); Thomas Aff., ¶ 4 (same). When asked at the hearing to point out exactly what happened about which they complained, they were unable to do so.
How Rohn and her associates manipulated her clients in the preparation of the declarations is apparent from Herlene James-Steele's testimony in the hearing to have Rohn removed as her counsel.
Rohn had told James-Steele that "she was having a problem with Judge Savage."
The incredulity of Thomas was obvious when he testified that everyone in the community is talking about the judge's conduct.
Rohn argues that the sheer number of witnesses who testified in the recusal matter establishes the credibility of her complaints. It is not the quantity of the evidence, but its quality, that is determinative. The quality of the movants' evidence must be viewed in light of the source.
The recusal standard is an objective one — whether an "objective observer" would have a reasonable question regarding the judge's impartiality. None of the movants' witnesses was objective. Wallace and Vitalis had lost their cases and are facing motions for costs. Canton and Ragguette had summary judgments entered against them. Thomas, Bergan and Alexis have cases in the pre-trial stage and their summary of information regarding me came from tainted sources. Walsh is Rohn's former college roommate and close friend who often visits and stays at her home. She saw a snippet of the proceedings, depriving her of any context in which to assess what was actually happening and why Rohn was being admonished.
On the other hand, witnesses, who had no stake in the outcome or were not subject to influence by those who did, were in a position to make an objective assessment. James-Steele's three attorneys, officers of the court, who had dealings with Rohn before and after the recusal motions were filed, have nothing to gain from giving anything other than an objective view and testifying truthfully. Similarly, two legal interns observing different proceedings, Luc El-Art T. Severe and Allen Woodward, have no connection to any of the parties, the attorneys or me.
Disinterested witnesses having no connection to the lawyers or the litigants contradict Rohn's description of my behavior. Severe, a law student intern with the Virgin Islands District Court who was sitting in the courtroom during the first Bergan recusal hearing,
Woodward, another intern, observed the January recusal hearing. Without warning, he was called as a witness. He contradicted Rohn's allegations about what happened and remarks made during the hearing. He testified that I was "fair and impartial" during the hearing, and did not "scream" or make inappropriate facial expressions as Rohn repeatedly represented on the record throughout the hearing.
Wiley testified that during the Vitalis trial, Rohn made statements that she knew had been ruled impermissible, and she was admonished "many times" for disregarding those rulings.
To support the recusal motions, Rohn contends that I expressed a dislike and animosity toward her to others. She claimed I had made disparaging remarks about her to three attorneys who were working with her on the James-Steele v. Ford Motor Company case. She testified that I had demanded of them that she and her firm withdraw their appearances or the case would not proceed.
James-Steele's involvement in the recusal matter reveals Rohn's duplicity and recklessness. When Rohn filed the recusal motions on behalf of her other clients, she specifically excluded James-Steele's case. When defense counsel in that case raised the issue that Rohn's accusations in the other cases cast a cloud over any case assigned to me in which she was counsel, Rohn withdrew her appearance. However, because her firm was still appearing in the case and she had claimed animosity towards her firm as well as her, the defendant still did not want to proceed while the recusal motions in the other cases were outstanding. The defendant feared that if it obtained a favorable verdict, Rohn or her firm would raise the same contentions asserted in the pending recusal motions as a ground for appeal.
When these attorneys refused Rohn's demand that they change their testimony after their depositions, Rohn threatened to sue them.
It is telling that the witnesses over whom Rohn had no control or influence did not corroborate her testimony. In fact, they contradicted it under oath. Thus, because the alleged extrajudicial statements exhibiting hostility and animosity toward her were not made, Rohn's fabricated testimony cannot support recusal.
Rohn makes much of the discussion about correcting her misstatements to the Third Circuit. She contends that during the Vitalis trial she was distracted by demands that she notify the appellate court that she was withdrawing an argument in another case.
In the appeal in the McNamara case,
During the Vitalis trial, Rohn approached and tried to explain away her Daubert argument as a lack of recollection. She did not dispute what both her opposing counsel in the McNamara case and I knew-she had waived the hearing. She was informed that she had an ethical and
Rohn's letters to Chief Judge Gomez expose her disregard of the facts. She misleadingly represented that she was ordered to attend a settlement conference in Philadelphia in the Rivera v. Kmart case, creating the impression that she was forced to make arrangements and prepare on short notice. The Rivera case was one of six cases of Rohn's against Kmart that were scheduled as part of a two-day settlement program to accommodate all parties. Kmart's representatives from Chicago with full authority agreed to participate as long as they could do it mid-way in Philadelphia. Rohn was invited to participate. If she had declined, the settlement conferences would not have been scheduled. Hoping to resolve her cases, she agreed. The program was successful — four of the six cases settled.
She also complained that after she brought to our attention that Chief Judge Bartle and I had scheduled trials for the same date, I rescheduled the trial before me without consulting her. Apparently, as referenced in her letter, she previously complained to Chief Judge Gomez about visiting judges refusing to "hold settlement conferences, the unilateral setting of trial and hearing dates, the disregard for the schedules of other judges and the lack of accommodation."
She fails to mention that the judges worked to accommodate her schedule. Whenever a scheduling conflict was brought to my attention, I consulted with the judge in the other case, whether in the District Court or the Virgin Islands Superior Court, to coordinate the schedules.
The timing of her letters reveal her motivation. Her first letter, dated December 22, 2009, was two months after the Wallace trial. She mentioned nothing about any judicial bias or partiality in that trial. Her second letter came within weeks of the Vitalis trial. In it she complained of "bias and lack of impartiality," and charged that I "violated the Canons of Judicial Conduct." She requested the reassignment of her cases. When Chief Judge Gomez did not reassign the cases, Rohn filed the recusal motion.
An attorney, who is unhappy or discontented having her cases managed and tried by a judge who insists on candor, proper comportment and adherence to the rules must not be permitted to create an apparent conflict with the judge to support a recusal motion. See FDIC v. Sweeney, 136 F.3d 216, 219 (1st Circuit 1998) ("A party cannot force disqualification by attacking the judge and then claiming that these attacks must have caused the judge to be biased against her.") (internal quotations and citations omitted). In other words, an attorney cannot, by her own disruptive and inappropriate conduct, instigate a forceful judicial response and cite that response as a basis for recusal. If she is permitted to do so, the attorney will control the management of cases and the assignment of judges.
The solution is not to remove the judge, but for counsel to change her behavior.
No objective observer having an awareness of all the facts could conclude that I did not act impartially or fairly in the Wallace and Vitalis trials. Nor is there any credible evidence of a deep seated and extreme bias against Rohn that can be imputed against her clients. In short, there is no basis for recusal. Therefore, the motions will be denied.
The cases will now be severed and separate orders issued in each.
Ten days after Bergan v. Kmart, C.A. No. 07-120, was reassigned to me, Rohn filed a Motion to Reconsider Assignment of Case to Judge Timothy Savage (Doc. No. 90). In it, she wrote "... there is an ongoing conflict between Judge Savage and Plaintiff's counsel such that Plaintiff's counsel has requested Judge Savage to recuse himself from cases in which Attorney Rohn is counsel as a result of lack of impartiality and bias." She later filed a recusal motion mimicking the motions previously filed in the other cases.