ANDREA K. JOHNSTONE, Magistrate Judge.
Bruce Scott Moore II challenges the denial of his application for disability insurance benefits pursuant to 42 U.S.C. § 405(g). He contends that the Administrative Law Judge ("ALJ") improperly evaluated medical opinions in his record. The Commissioner, in turn, moves for an order affirming the ALJ's decision. Finding no reversible error, the court recommends that the district judge deny Moore's motion and grant the Commissioner's motion.
The court is authorized to review the pleadings submitted by the parties and the administrative record and enter a judgment affirming, modifying, or reversing the "final decision" of the Commissioner.
If the Commissioner's factual findings are supported by substantial evidence, they are conclusive, even where the record "arguably could support a different conclusion."
Moore is a 40-year-old man with a GED. He worked as a pizza delivery driver until November 2009, when two dogs attacked him during a delivery and bit him multiple times. Moore injured his right ankle while trying to escape. He has not worked since then.
In July 2017, Moore filed applications for disability insurance benefits ("DIB") and supplemental security income ("SSI"). In both applications, he claimed disability as of November 28, 2009, due to degenerative disc disease of the neck and back, limited range of motion in the neck and back, chronic neck and back pain, multiple herniated discs, and nerve damage in the upper left and lower right extremity. His SSI claim was approved at the initial level of review based on a finding that he was disabled due to severe depressive disorder as of July 21, 2017, his application date. His DIB claim was denied, however, on the ground that there was insufficient evidence to evaluate the claim prior to his date last insured of December 31, 2014.
Moore appealed the denial of his DIB claim. He testified at a hearing before ALJ Dory Sutker on September 13, 2018. At the hearing, Moore amended his alleged disability onset date to December 31, 2014, his date last insured. The ALJ denied the claim on November 28, 2018, finding that he was not disabled on or before his date last insured.
In December 2009, Moore was diagnosed with a tear of the peroneus brevis tendon in the right foot, which he sustained when two dogs attacked him while he was delivering pizza. Dr. Mark Geppert, an orthopedic surgeon, performed peroneal tendon repair the following month. When Moore experienced a severe increase in pain after the surgery, Dr. Geppert diagnosed sural nerve injury. A sural nerve block performed in February 2010 led to a temporary improvement in pain. Moore was subsequently treated with pain medication while exploring further surgical intervention.
Dr. Geppert completed a medical form on Moore's behalf for purposes of a worker's compensation claim in April 2010. He stated that Moore suffered from sural nerve injury, following peroneal tendon abridgment in the right foot, related to his on-the-job accident. According to Dr. Geppert, Moore was limited to "sedentary work only" with a maximum lifting capacity of 5 pounds and he was unable to drive. Tr. 1182.
Independent medical examiner Dr. William Boucher examined Moore in June 2010 in connection with his worker's compensation claim. The examination revealed severe hyperesthesia over the right ankle scar, with decreased sensation to soft touch and dysesthesia over the dorsal lateral right foot and the fourth and fifth toes.
Dr. Boucher examined Moore again in March 2011. In the interim, Moore had undergone excision and implantation of the nerve at the level of the mid-calf in an attempt to relieve his sural neuropathy. Moore reported some improvement in the level of pain in his foot following the surgery but complained of ongoing pain in the calf, at the site of the implantation. Dr. Boucher again opined that Moore retained "at least a light work capacity," with similar exertional and postural restrictions that he identified in his prior report. Tr. 429-30.
Treating provider Dr. Terry Bennett completed a medical form in August 2011 in connection with Moore's worker's compensation claim. Dr. Bennett diagnosed nerve damage following two surgeries on Moore's right ankle. Regarding treatment plan, he noted that Moore was "[a]t endpoint," did not want to be on pain medication, and was looking for other options. Dr. Bennett opined that Moore could work a maximum of 4-6 hours per day with limited walking. In addition, he was limited to lifting and carrying no more than 20 pounds, occasional kneeling, climbing, and walking, frequent standing and driving, and no squatting. Tr. 447-48.
In December 2017, consultative examiner Dr. Robert Phelps examined Moore and reviewed 21 pages of medical records. He noted that the records documented treatment for back pain with minimal disc space narrowing, a pulmonary embolus, right shoulder pain with calcific tendinosis, right peroneal tendon repair with sural nerve injury and reflex sympathetic dystrophy, right foot and calf pain, and chronic insomnia. According to Dr. Phelps, Moore could lift and carry up to 10 pounds occasionally, stand or walk for 5 minutes without interruption and up to 1 hour daily, occasionally reach, handle, finger, feel, push, and pull with his upper extremities bilaterally, occasionally operate foot controls with his lower extremities bilaterally, occasionally stoop and climb ramps or stairs, occasionally drive, and could not balance, kneel, crouch, or crawl. Tr. 1123-29.
That same month, state agency physician Dr. Nisha Singh reviewed the available evidence, including Dr. Phelps' report. Dr. Singh stated that the evidence was insufficient to evaluate Moore's alleged disability during the period from November 28, 2009, his original alleged disability onset date, through his date last insured of December 31, 2014. Tr. 93. In the "Current Evaluation" portion of her opinion, Dr. Singh opined that Moore could lift and carry 10 pounds occasionally and less than 10 pounds frequently, stand or walk for "[s]ignificantly less" than 2 hours, sit for "[a]bout" 6 hours, occasionally balance, stoop, and climb ramps or stairs, never kneel, crouch, crawl, or climb ladders, ropes, or scaffolds, and must avoid even moderate exposure to hazards. Tr. 95-98.
In September 2018, orthopedic surgeon Dr. Frank Graf completed a medical source statement on Moore's behalf after examining him and reviewing the medical records. Dr. Graf opined that Moore's pain symptoms would constantly interfere with his attention and concentration, and that he was likely to be absent from work more than four days per month as a result of his impairments or treatment. According to Dr. Graf, Moore could sit for 1 hour and 10 minutes at a time for a total of about 2 hours, stand for 1 hour and 5-10 minutes at a time for about 2 hours total, lift up to 20 pounds occasionally, perform only occasional postural maneuvers, and should use a cane for standing or walking. In addition, he would require a job that permits shifting positions at will and frequent unscheduled breaks. Tr. 1240-47.
The ALJ assessed Moore's claim under the five-step, sequential analysis required by 20 C.F.R. § 404.1520. At step one, she found that Moore had not engaged in substantial gainful activity as of December 31, 2014, his amended alleged disability onset date. Tr. 16. At step two, the ALJ found that Moore's "status post peroneal tendon tear; status post surgery; and obesity" qualified as severe impairments through his date last insured. Tr. 16. His degenerative disc disease of the lumbar spine, right shoulder pain, and chest pain were not severe prior to his date last insured. Tr. 16-17. At step three, the ALJ determined that, through the date last insured, none of Moore's impairments, considered individually or in combination, qualified for any impairment listed in 20 C.F.R. Part 404, Subpart P, Appendix 1. Tr. 19.
The ALJ then found that Moore had the residual functional capacity ("RFC") to perform sedentary work as defined in 20 C.F.R. § 404.1567(a) through his date last insured, except that he could lift and carry 10 pounds occasionally and less than 10 pounds frequently, stand for a total of 1 hour in 15-minute increments, walk for a total of 1 hour in 30-minute increments, and sit up to 8 hours. In addition, he could never crawl, crouch, or climb ladders, ropes, or scaffolds, could rarely climb stairs, and could occasionally stoop, kneel, and balance. The RFC finding also included limitations to avoid exposure to vibrations, such as handheld industrial power tools, and to avoid working around hazards, such as unprotected heights and dangerous moving machinery. Lastly, the ALJ noted that Moore could perform uncomplicated tasks that are typically learned in less than 30 days and could concentrate, persist, and stay on tasks for 2-hour blocks of time throughout the workday. Tr. 19.
The ALJ found the 2010 opinions of treating orthopedist Dr. Geppert and independent medical examiner Dr. Boucher "persuasive because they examined the claimant and their opinions are consistent with the medical evidence of record and congruent with their assessment findings." Tr. 20-21. Dr. Boucher's subsequent June 2011 examining opinion was "very persuasive" to the ALJ and she gave it "great weight." The ALJ reasoned that he was an expert in internal medicine who examined Moore on two different occasions and the record, which "shows only mild to moderate deficits on examination," supported his conclusions. Tr. 21.
The ALJ concluded that the opinion of Dr. Singh, the state agency physician who reviewed the available record in December 2017, was "very persuasive" and gave it "great weight." The ALJ explained that her findings were consistent with the medical evidence, including diagnostic imaging showing that Moore's condition was not significantly limiting, his conservative treatment, and lack of indication that his condition had worsened prior to the date last insured. Tr. 22.
According to the ALJ, the August 2011 opinion of treating physician Dr. Bennett was "somewhat persuasive" and she gave it "partial weight." The ALJ reasoned that Dr. Bennett's statement that Moore could work only part time was inconsistent with Dr. Boucher's opinion that he could work full time with some restrictions. In addition, treatment notes between Dr. Boucher's and Dr. Bennett's examinations did not show any significant deterioration to warrant a part-time accommodation. Finally, the ALJ noted that her RFC finding accounted for any residual deficits from Dr. Bennett's opinion. Tr. 22-23.
The ALJ found "somewhat persuasive" the 2017 opinion of consultative examiner Dr. Phelps. Although Dr. Phelps did not relate his opinion to a period prior to the date last insured and only examined 21 pages of medical records, the ALJ noted that his opinion was generally consistent with the medical evidence prior to the date last insured. The ALJ added that any residual deficits from Dr. Phelps' opinion were reflected in the RFC finding. Tr. 23.
Finally, the ALJ found that the September 2018 opinion of examining orthopedic surgeon Dr. Graf was "less persuasive" and gave it "little weight." The ALJ reasoned that Dr. Graf did not cite to the record in support of the limitations he identified, and his opinion was based on a one-time examination performed well after the date last insured. According to the ALJ, the medical evidence prior to the date last insured showed that Moore had full joint mobility of the extremities and no documented spinal impairment. Although Dr. Graf noted that Moore had an MRI of his lumbar spine in 2009, which was reported to Moore as demonstrating disc bulges at L4-5 and L5-S1, the ALJ stated that there was no objective evidence documenting this finding. Lastly, the ALJ noted that Dr. Graf examined Moore "not in an attempt to seek treatment for symptoms, but rather through attorney referral in an effort to generate evidence for the hearing." Tr. 23-24.
Relying on the testimony of a vocational expert, the ALJ then found at step four that Moore could not perform his past relevant work as a delivery driver, cook helper, or cook. Tr. 24. At step five, however, the ALJ found that, through the date last insured, jobs existed in significant numbers in the national economy that Moore could perform, such as document preparer, addresser, and stuffer. Tr. 25. Accordingly, the ALJ concluded that Moore had not been disabled as December 31, 2014, his date last insured, or during the period between December 31, 2014 and June 30, 2017. Tr. 26.
Moore challenges the ALJ's decision on the ground that the
ALJ improperly weighed certain medical opinions in the record. Because substantial evidence supports the ALJ's evaluation of those opinions, remand is not necessary.
An ALJ is not required to "defer or give any specific evidentiary weight, including controlling weight, to any medical opinion(s) or prior administrative medical finding(s), including those from [a claimant's] medical sources." 20 C.F.R. § 404.1520c(a) (effective for claims filed on or after March 27, 2017). Rather, an ALJ must evaluate all medical opinions for persuasiveness according to the following factors: (1) supportability; (2) consistency with other record evidence; (3) relationship with the claimant; (4) specialization of the medical source; and (5) other factors that "tend to support or contradict a medical opinion," such as the source's familiarity with other evidence in the record, or understanding of SSA policies and evidentiary requirements.
Moore alleges that the ALJ erred in evaluating the opinions of Drs. Singh, Geppert, Boucher, and Phelps. The ALJ gave "great weight" to Dr. Singh's reviewing opinion, found the 2010 opinions of treating orthopedist Dr. Geppert and independent medical examiner Dr. Boucher "persuasive," and deemed the opinion of consultative examiner Dr. Phelps "somewhat persuasive." The court addresses each in turn.
Moore argues that the ALJ erroneously gave "great weight" to the reviewing opinion of Dr. Singh because Dr. Singh stated there was insufficient evidence to evaluate Moore's RFC prior to his date last insured and provided only a current evaluation as of December 2017. The Commissioner responds that the ALJ properly gave great weight to Dr. Singh's opinion that Moore could do a limited range of sedentary work and did not accept her opinion about the sufficiency of the evidence.
The issue before the ALJ was whether Moore was disabled prior to his date last insured, which was December 31, 2014.
The ALJ's error, however, is harmless because it does not change the outcome of her decision.
The ALJ found the 2010 opinions of treating provider Dr. Geppert and independent examiner Dr. Boucher "persuasive" because both doctors examined Moore and their opinions were supported by their assessment findings and consistent with other record evidence. Dr. Geppert opined that Moore could do sedentary work with a maximum lifting capacity of 5 pounds, whereas Dr. Boucher stated that he could do light work with a maximum lifting capacity of 30 pounds. Moore alleges two errors in the ALJ's weighing of their opinions. Neither is persuasive.
First, Moore maintains that the ALJ erroneously failed to address the difference in the opinions as to how much weight Moore could lift. As the Commissioner points out, the ALJ was not required to detail how she evaluated individually every single limitation assessed by each medical source.
In any event, Dr. Geppert's opinion that Moore could lift no more than 5 pounds was contradicted by Moore's own statement to Dr. Boucher that he could lift up to 30 pounds,
Second, Moore argues that the ALJ failed to consider the doctors' relationships with him in evaluating their opinions. But the ALJ did note that Dr. Geppert was a treating provider, whereas Dr. Boucher was an independent examiner.
Moore finally contends that the ALJ's evaluation of Dr. Phelps' opinion as only "somewhat persuasive" warrants remand because the ALJ did not adequately evaluate the doctor's opinion that Moore could only occasionally use his hands and arms. This limitation would preclude his ability to perform the jobs that the vocational expert identified. Moore's challenge has no merit.
Dr. Phelps based his opinion in part on his assessment of "mildly limited shoulder abduction and forward flexion bilaterally" and treatment records documenting right shoulder pain.
Dr. Phelps further supported his assessment by pointing to evidence of "treatment for back pain with minimal disc space narrowing by x-ray." Tr. 1123;
The ALJ also appropriately described the June 2018 treatment notes as showing an "essentially unremarkable" review of Moore's spine.
For the aforementioned reasons, Moore's motion for an order reversing the Commissioner's decision (Doc. No. 8) should be denied, the Commissioner's motion for an order affirming his decision (Doc. No. 9) should be granted, and the clerk of the court should be directed to enter judgment in favor of the Commissioner and close the case.
Any objection to this Report and Recommendation must be filed within 14 days of receipt of this notice.