PAUL BARBADORO, District Judge.
David Black challenges the Social Security Administration's denial of his claims for Supplemental Security Income ("SSI") and Disability Insurance Benefits ("SSDI"). He contends that the Administrative Law Judge ("ALJ") misapplied relevant law and failed to support his decision with substantial evidence. The Acting Commissioner, in turn, seeks an order affirming the ALJ's decision. Because the ALJ's decision does not adequately explain a discrepancy between Black's social limitations and the RFC assessment, I remand the case for further consideration.
Black is a 51-year-old man with a GED. He has worked as a mail driver, tow truck driver, fire sprinkler installer, and truck driver.
Multiple professionals concluded that Black has social problems. In July 2014, Dr. Shannon Tromp, a licensed clinical psychologist, interviewed Black and reviewed his records. Tr. 384. She noted no problems with understanding, memory, sustained concentration, or adapting to change. Tr. 387-88. He did, however, "present consistently with antisocial personality disorder." Tr. 387. Black self-reported that he "lost a few jobs punching people out" and explained that "if the boss says something I don't like I'm gonna let them know." Tr. 384. She noted Black was "socially appropriate with logical thought and cheerful affect" but that "he was very focused on telling his stories of aggressive behavior, he appeared to think they were funny and laughed while telling them." Tr. 386. She diagnosed him with intermittent explosive disorder and antisocial personality disorder and opined that he would have "significant difficulty" with social interaction "due to intermittent explosive, violent behavior, short temper, [and] antisocial personality." Tr. 388.
In 2015, Black underwent counseling for those issues.
Black spoke with therapists on the phone or in-person seven times from April to July of 2015. During one counseling session in July, the therapist, Laurie Modica, noted that Black "[m]et a girl when he was back home who told him she was pregnant and was doing drugs and this triggered him" and that he had been "drinking 15-18 beers a night to cope." Tr. 686.
State agency reviewing psychologist Dr. Stacy Koutrakos also found limitations caused by Black's social disorders.
State agency reviewing psychologist Dr. Carol Mohney Norcross reached similar conclusions about Black's social problems. Tr. 139-154. Like Dr. Koutrakos, Dr. Mohney determined that Black was "moderately limited" in his ability to work "in coordination with or in proximity to others without being distracted by them." Tr. 150. Also like Dr. Koutrakos, Dr. Mohney found Black to be moderately limited in his abilities to interact appropriately with the general public, accept instructions and respond to supervisors, and get along with coworkers. Tr. 150. Again, Black was considered to "likely perform best in an environment with limited social contact." Tr. 151.
Black applied for benefits in March 2014 alleging disability as of July 2013 due to knee problems, anger disorder and an unspecified mental health issue.
The ALJ's conclusion followed from his application of the five-step, sequential analysis required by 20 C.F.R. § 416.920(a).
At step three, the ALJ found that Black's impairments, considered individually or in combination, did not qualify as a listed impairment pursuant to 20 C.F.R. Part 404, Subpart P, Appendix 1. Tr. 13-14 (citing 20 CFR §§ 404.1520(d), 404.1525, 404.1526, 616.920(d), 416.925 and 416.926). Although the ALJ observed that Black's mental impairment caused mild restrictions in his activities of daily living and moderate difficulties in social functioning, he found that "the severity of the claimant's mental impairment also does not meet or medically equal the criteria of listing 12.08."
At step four, the ALJ determined that Black had the residual functional capacity ("RFC") to perform light work, as defined in 20 C.F.R. §§ 416.1567(b) & 416.967(b), with limitations with respect to kneeling, crouching, crawling, and interaction with co-workers and the general public.
Although the ALJ determined at step four that Black could not return to his past relevant work because it required medium exertional activity, Tr. 17, the ALJ found that Black was not disabled at step five because he could work as a price marker, a laundry sorter, or a mailroom clerk, all of which were jobs that existed in significant numbers in the national economy. Tr. 18.
I am authorized to review the pleadings submitted by the parties and the administrative record and enter a judgment affirming, modifying, or reversing the "final decision" of the Commissioner.
If the ALJ's factual findings are supported by substantial evidence, they are conclusive, even where the record "arguably could support a different conclusion."
"[T]he ALJ must specify the evidentiary basis for his RFC determination."
Here, the ALJ's RFC assessment conflicted with the findings of "moderate social limitations" in the opinions of Dr. Koutrakos and Dr. Tromp. The ALJ's failure to explain that discrepancy constitutes reversible error.
Dr. Tromp, who performed a consultative examination, believed that Black's violent behavior, short temper, and antisocial personality would cause "significant difficulty" in social interaction. Tr. 388. Dr. Kotrakos, a non-examining agency reviewing physician, concluded that Black would have "moderate limitations in working in coordination or in proximity to others without being distracted by them." Tr. 101. And Dr. Mohney, a second non-treating, non-examining reviewer, concluded that Black would "likely perform best in an environment with limited social contact." Tr. 151. Every examining or reviewing professional concluded that Black had "significant difficulty" in social interactions or "moderate" limitations in social ability. No medical opinion concludes Black was free of social limitation. The RFC formulated by the ALJ, however, includes the ability to have "frequent interaction with co-workers," "occasional interaction with the general public" and unlimited interaction with supervisors.
The ALJ states that he afforded "great weight" to the opinions of Drs. Koutrakos, Mahoney, and Tromp. Tr. 16. He offers, "I find the opinions of the State Agency reviewing physicians and psychologists to be persuasive in this case and I adopt the rationale provided by these sources." Tr. 17. But the RFC says otherwise.
The ALJ's decision is inconsistent with those sources that received "great weight." The ALJ's RFC provides that Black could have unlimited interactions with supervisors, frequent interactions with his co-workers and occasional interaction with the general public. Tr. 15. In contrast, the opinions of Mahoney and Koutrakos state that Black is "moderately limited" in his abilities to "accept instructions and respond appropriately to criticism from supervisors," and his "ability to get along with coworkers or peers without distracting them or exhibiting behavioral extremes." Tr. 101, 150. Both Koutrakos and Tromp recommend that Black "would likely perform best in an environment with limited social contact." Tr. 101. Meanwhile, Dr. Tromp diagnosed Black with intermittent explosive and antisocial personality disorders and believed he would have "significant difficulty" with social interaction "due to intermittent explosive, violent behavior, short temper, [and] antisocial personality." Tr. 388.
The ALJ does not explain this disagreement. He discounts the expert opinion testimony by noting that "there are no records of any ongoing mental health treatment." Tr. 16. But the absence of ongoing mental health treatment, without more, cannot trump positive and otherwise uncontradicted evidence of social limitations presented by medical professionals.
The Commissioner's objections are unavailing. She insists that the ALJ's decision is not inconsistent with the opinion of Dr. Tromp that Black would have "significant difficulty" with social interaction. But I do not see how a person who is "severely impaired" by antisocial personality disorder can have "frequent" interaction with co-workers. Without a reasoned explanation for that incongruity, the decision is incomplete. "Where an ALJ's RFC assessment is at odds with a medical source opinion, he must explain his reasons for disregarding that opinion."
I will remand this case to the ALJ so that an elaborated explanation can be provided.
Black also asks that I remand the case because the ALJ: (1) failed to properly evaluate Black's pain complaints; (2) erred in his assessment of Black's credibility; and (3) ignored his obesity.
The ALJ's RFC assessment conflicts with medical source opinions and that conflict is not sufficiently explained. I deny the Acting Commissioner's motion to affirm (Doc. No. 10) and grant David Black's motion to reverse (Doc. No. 9) pursuant to sentence four of 42 U.S.C. § 405(g), to the extent that the case is remanded to the ALJ for proceedings consistent with this order. The clerk is directed to enter judgment accordingly and close the case.