JULIE E. CARNES, Chief District Judge.
This case is before the Court on the plaintiff's Motion to Remand [7], the plaintiff's Motion to Disqualify Judge [5], the plaintiff's Motion for Non-Joinder [12], and the defendant's Motion to Dismiss [2]. The Court has reviewed the record and the arguments of the parties and, for the reasons set out below, concludes that the plaintiff's Motion to Remand [7] should be
On July 27, 2012, plaintiff Mark J. Cuyler filed a complaint for damages against John Ley and Judges Adalberto Jordan, Charles R. Wilson, Stanley Marcus, J.L. Edmondson, Frank M. Hull, Gerald B. Tjoflat, and Rosemary Barkett in Fulton County Superior Court. (Defs.' Mot. to Remove [1-1].) Defendant Judges Jordan, Wilson, Marcus, Edmondson, Hull, Tjoflat, and Barkett are judges on the Eleventh Circuit Court of Appeals and Defendant Ley is the Clerk of the Eleventh Circuit Court.
In his complaint, the plaintiff alleges numerous grievances against the defendants in both their individual and official capacities, including the defendants' "[d]iscrimination, [c]onspiracy to commit [f]raud, and [c]ivil [r]ights [v]iolation." (Id.) Among these allegations, the plaintiff states that the defendant judges ignored a motion requesting financial disclosure and rendered orders prior to that disclosure (id. at ¶¶ 2, 6, 13), that they violated court rules and the federal rules of civil procedure, and that they ignored United States Supreme Court precedent in making their decisions. (Id. at ¶¶ 3-4, 7-9.)
Further, the complaint alleges that the defendant judges "became an advocate for the Appellees by Granting In Part and Denying In Part, prior orders of the district court which is on appeal, [and] this is fraud up on the court because this court have (sic) not allowed the Appellees to present any law for this court to make such a ruling," and that the defendant judges dismissed an appeal without requiring all appellees to file a brief. (Id. at ¶¶ 10, 12.) The plaintiff also asserts that defendant Ley committed "fraud upon the court" by issuing an order consolidating the plaintiff's appeals. (Defs.' Mot. to Remove [1-1] at ¶ 5.)
The present case is not the first time that the plaintiff has sued federal judges based on his disagreement with their rulings. On January 21, 2011, plaintiff filed a complaint asserting a variety of claims on January 21, 2011 against Middle District of Florida Judge Scriven and the State of Florida.
On August 3, 2011, Chief Judge Conway issued an order stating that any complaint submitted by the plaintiff to the Orlando Division of the Middle District of Florida would be subject to a pre-filing screen by the senior magistrate judge, who would determine whether "the complaint has arguable merit; that is, a material basis in law and fact." (Defs.' Mot. to Dismiss [2-2] at 12.) The plaintiff responded to the order by suing seven federal judges in Florida state court. (Id. at [2-1].) Acknowledging the plaintiff's "pattern of frivolous, harassing, and vexatious litigation" and his intent to "continue [his] frivolous and vindictive filings in other jurisdictions," Middle District of Florida Judge Merryday modified Judge Conway's previous order. (Id.) The modification reads, in part:
(November 2011 Order [2-1] at 4 (emphasis added)(internal footnote omitted).) The plaintiff did not obtain the permission of the Middle District of Florida to file this complaint.
The plaintiff has filed three motions: a motion to remand, a motion to disqualify the undersigned, and a motion for non-joinder to add three parties to this suit. (Pl.'s Mot. to Remand [7]; Pl.'s Mot. to Disqualify Judge [5]; and Pl.'s Mot. for Non-Joinder [12].) The defendants have filed a motion to dismiss, citing Rules 12(b)(5) and (6) of the Federal Rules of Civil Procedure. Additionally, the defendants argue that the plaintiff is barred from bringing the present suit because of the Middle District of Florida's permanent injunction on the plaintiff. (Defs.' Mot. to Dismiss [2].) All of these motions are before the Court.
The plaintiff has filed a motion to remand the present case, arguing that the action cannot be removed under 28 U.S.C. § 1441(b). (Pl.'s Mot. to Remand [7].) Further, the plaintiff states that an "action can not be remove (sic) if a defendant is a citizen of the forum state." (Id.)
The plaintiff's citation to 28 U.S.C. § 1441(b) is inapt. Section 1441(b) deals only with removal based on diversity jurisdiction. See 28 U.S.C. § 1441(
The United States Supreme Court has held that "the right of removal under § 1442(a)(1) is made absolute whenever a suit in a state court is for any act `under color' of federal office, regardless of whether the suit could originally have been brought in a federal court." Willingham v. Morgan, 395 U.S. 402, 406 (1969). Further, the Eleventh Circuit has agreed that "the removal statute is an incident of federal supremacy, and that one of its purposes was to provide a federal forum for cases where federal officials must raise defenses arising from their official duties."
As to the first requirement, the Supreme Court has held that the defense "need only be plausible; its ultimate validity is not to be determined at the time of removal." Id. In the present case, the defendant judges are all judges of the Eleventh Circuit Court of Appeals and defendant Ley is the Clerk of that court. The plaintiff has alleged that all of the defendants' violations occurred when the defendant judges were presiding over the plaintiff's case and when defendant Ley was working in his administrative role at their court. As Eleventh Circuit case law provides judicial immunity for officials' "acts taken while they are acting in their judicial capacity," all defendants may assert a plausible official immunity defense to the alleged grievances.
As to the second requirement, the Supreme Court has held that the defendant must show that his relationship with the plaintiff "derived solely from [his] official duties." Willingham, 395 U.S. at 409. Here, no personal relationship between the defendants and the plaintiff is alleged, and the plaintiff's claims all relate to violations the defendants allegedly committed while acting in their official roles on the court. Therefore, a sufficient causal connection exists between the stated action and defendants' official authority. As both requirements of § 1442(a)(1) are satisfied, the plaintiff's motion to remand the case is
The plaintiff moves to disqualify the undersigned from presiding over the present case. (Pl.'s Mot. to Disqualify Judge [5].) In his motion, the plaintiff argues that "(Judge Julie E. Carnes) must disqualify herself because she has demonstrated (in the past) in another case . . . that she can not be impartial." (Id.) The plaintiff also states that Judge Carnes "ignored the law, rules of civil procedure, and the guaranteed constitutional amendment rights (Seventh Amendment) to trial by jury in plaintiff brother case (sic), [which] makes Judge Carnes incompetent to preside over any case concerning plaintiff because of her [d]eep-[s]eated racial bias she displayed in plaintiff brother case (sic)." (Pl.'s Reply to Defs.' Resp. in Opp'n to Pl.'s Mot. to Remand [11].) In short, because plaintiff disagrees with the undersigned's rulings in previous cases that his brother filed, he seeks recusal.
The plaintiff cites to 28 U.S.C. § 455(a), which states: [a]ny justice, judge, or magistrate judge of the United States shall disqualify himself in any proceeding in which his impartiality might reasonably be questioned." 28 U.S.C. § 455(a). While he correctly points out that "the test [for recusal] is whether an objective, disinterested, lay observer fully informed of the facts underlying the grounds on which recusal was sought would entertain a significant doubt about the judge's impartiality," the plaintiff misinterprets the relevant case law detailing when a judge should recuse himself from a case. Parker v. Conners Steel Co., 855 F.2d 1510, 1524 (11th Cir. 1988).
In the Eleventh Circuit, "it is well settled that the allegation of bias must show that the bias is personal as distinguished from judicial in nature." Bolin, 225 F.3d at 1239 (quotation marks and citations omitted). "[J]udicial rulings alone almost never constitute valid basis for a bias or partiality recusal motion." Liteky v. United States, 510 U.S. 540, 541 (1994); see also McWhorter v. City of Birmingham, 906 F.2d 674, 678 (11th Cir. 1990)(stating that "[o]rdinarily, a judge's rulings in the same or a related case may not serve as the basis for a recusal motion."). Instead, "for a bias to be personal, and therefore disqualifying, it must stem from an extra-judicial source." Loranger v. Stierheim, 10 F.3d 776, 780 (11th Cir. 1994)(quotation marks and citation omitted). An exception exists in rare circumstances, however, when the movant demonstrates pervasive bias and prejudice. See id.; McWhorter, 906 F.2d at 678.
Here, the plaintiff has failed to point to any actual pervasive bias or prejudice, instead making only a conclusory assertion of Judge Carnes's "[d]eep-[s]eated racial bias." (Pl.'s Mot. to Disqualify Judge [5].) The plaintiff's vague assertion that the undersigned should not preside over his case because she has ruled previously against his brother does not state an adequate basis for recusal. The plaintiff has not stated with specificity any impartiality in the prior case that would rise to the level of pervasive bias, nor has he provided any factual grounds for extrajudicial bias. As there is no factual basis underlying the plaintiff's motion, his allegations are insufficient to prompt an objective, disinterested, lay observer to entertain any significant doubt about the Court's impartiality in this case. Accordingly, the plaintiff's Motion To Disqualify Judge is
The plaintiff has also filed a motion for non-joinder pursuant to Federal Rule of Civil Procedure 21. (Pl.'s Mot. for Non-Joinder [12].) The plaintiff seeks to join Eleventh Circuit Judges Joel F. Dubina, Beverly B. Martin, and William H. Pryor as defendants in this case.
Federal Rule of Civil Procedure 21 states, in part, that: "[o]n motion or on its own, the court may at any time, on just terms, add or drop a party." FED. R. CIV. P. 21. The Eleventh Circuit has interpreted Rule 21 to give trial courts "great discretion in managing their dockets" so that "[d]ropping or adding a party to a lawsuit pursuant to Rule 21 is left to the sound discretion of the trial court." Lampliter Dinner Theater, Inc. v. Liberty Mut. Ins. Co., 792 F.2d 1036, 1045-46 (11th Cir. 1986). Here, the current defendants are afforded the absolute defenses of judicial and quasi-judicial immunity.
The defendants have moved to dismiss the plaintiff's claims on three grounds: (1) that the plaintiff is "prohibited from filing the instant Complaint based on an Order previously issued by the District Court for the Middle District of Florida;"
Plaintiff has been found to be a vexatious litigant who has repeatedly refused to accept the finality of orders issued by several federal judges, but who instead always responds by suing the judge who has ruled against him, always seeking millions of dollars in damages and accusing the targeted judge of treason, among other sins. (Defs.' Mot. to Dismiss [2-2] at 4.) He has caused no end of trouble in the Middle District of Florida, where he has sued every active district court judge and every magistrate judge, with the exception of one magistrate judge who has thus far avoided the plaintiff's wrath. (Id. at 9.)
The Florida federal litigation began when plaintiff sued a loan company for its efforts to foreclose on plaintiff's home. Judge Mary Scriven, Middle District of Florida, dismissed the suit. This ruling greatly irritated the plaintiff, who lashed out against the judge by suing both her, for millions of dollars in damages, and the State of Florida. (Id. at 4.)
The lawsuit against Judge Scriven was ultimately assigned to Judge Mark Fuller of the Middle District of Alabama, who had been designated to preside over the case. Judge Fuller dismissed the case as being frivolous and warned plaintiff that he risked Rule 11 sanctions if he persisted in filing frivolous lawsuits. (Id. at 4-5.) Plaintiff responded by filing a third lawsuit: this time joining Judge Fuller and Chief Judge Anne Conway as defendants. (Id. at 6.)
This third lawsuit was assigned to Judge Gregory Presnell, who dismissed it with prejudice, as being "patently frivolous" and "willfully malicious," and who directed plaintiff to show cause why he should not be sanctioned, as a result. Plaintiff's response was to seek Judge Presnell's recusal, which the latter denied. (Defs.' Mot. to Dismiss [2-2] at 6.)
Predictably, Judge Presnell then became the defendant in plaintiff's fourth lawsuit. (Id. at 7.) The suit against Judge Presnell was assigned to Chief Judge Anne Conway, who issued an order not only dismissing the case with prejudice, but directing the plaintiff to show cause why he should not be sanctioned for his abusive litigation and enjoined from filing future lawsuits without pre-screening by a judge. (Id. at 7-8.) Plaintiff's response was to declare the judge's show-cause order to be "no good," and to accuse the judge of having committed a criminal act, including treason. (Id. at 8.)
Plaintiff then filed a fifth lawsuit suing Judge Antoon and a sixth lawsuit suing every active district judge and every magistrate judge, except for one magistrate judge, in the Middle District of Florida. (Id. at 8-9.)
As plaintiff had failed to respond to Judge Conway's show-cause order in the action against Judge Presnell, Judge Conway entered the first order ("August 2011 Order") setting up special procedures to be used in screening any future litigation filed by the plaintiff.
As Chief Judge Conway noted:
(August 2011 Order [2-2] at 2.)
Accordingly, this August 2011 Order directed that any future case attempted to be filed by plaintiff in the Middle District of Florida be pre-screened by a magistrate judge to determine whether the new lawsuit had any arguable merit. If not, the suit would not be allowed to be filed and plaintiff would be subject to a sanction of $500 to be imposed on each such frivolous filing. (Id. at 12-13.)
Thereafter, in an apparent effort to circumvent this August 2011 Order, the plaintiff filed his next lawsuit in a Florida state court. In response, Judge Steven Merryday, who was now assigned to the action previously assigned to Chief Judge Conway, modified Judge Conway's August 2011 injunction to provide that: (1) whenever the plaintiff sought to file a lawsuit in any federal forum, whether or not that forum be the Middle District of Florida, the plaintiff must first seek leave of the court in that forum prior to filing his action and (2) whenever the plaintiff sought to file in state court a suit against an Article Three judge, a magistrate judge, or a bankruptcy judge, or against a judicial employee acting on behalf of a federal judge, the plaintiff must first seek leave from the Middle District of Florida, before filing that action.
In this case, the plaintiff filed suit in state court (Fulton County, Georgia Superior Court), naming seven federal appellate judges who sit in the Eleventh Circuit, as well as the Clerk of that court. Prior to doing so, he did not seek the permission of nor obtain the approval of the Middle District of Florida,
The Eleventh Circuit gives district courts "considerable discretion" in restricting "overly litigious pro se litigators" who file patently frivolous lawsuits. Traylor v. City of Atlanta, 805 F.2d 1420, 1421 (11th Cir. 1986). Courts are authorized to take "creative[] actions to discourage hyperactive litigators as long as some access to the courts is allowed." Cofield v. Alabama Pub. Serv. Comm'n, 936 F.2d 512, 518 (11th Cir. 1991). In Cofield, the Eleventh Circuit held that pre-filing screens are a tool that courts may use to curtail malicious and frivolous claims from pro se litigators who continuously file suit. Id.
While it is not this Court's place to review Judge Merryday's injunction order,
In the present case, the plaintiff filed an appeal of the Middle District of Florida's injunction. Cuyler, No. 6:11-cv-00623-SDM-DAB, Apr. 3, 2012 Not. of Appeal at Dkt. No. [31]. The Eleventh Circuit Court of Appeals dismissed the appeal and granted the plaintiff "one motion for reconsideration of the grant of summary affirmance in [this appeal,] Appeal No. 12-15363[,] within twenty-one (21) days of the date of entry of this Order, with no extensions to be granted." Id. at Feb. 25, 2013 Mandate of USCA at Dkt. No. [33]. The plaintiff did not file a motion for reconsideration, and his appeal of the Middle District of Florida's injunction was therefore dismissed.
While it is arguable whether the Eleventh Circuit actually "upheld" the Florida Middle District's injunction order, as the ruling appears to have been summary and not based on a review of the merits, the Eleventh Circuit did not overturn the Middle District of Florida's permanent injunction, but instead let it stand. To require that the Eleventh Circuit have actually reviewed the order on its merits would be to reward the plaintiff for his failure to comply with the procedural requirements necessary to obtain such review on the merits, as opposed to dismissal on procedural grounds. At any rate, the Court agrees with the action taken by both Chief Judge Conway and Judge Merryday and defers to the requirements that the latter set out in his November 2011 Order as a prerequisite to the plaintiff being able to sue, in state court, a federal judge or employee acting on behalf of a federal judge.
Here, the plaintiff did not first obtain leave of the Middle District of Florida before filing the present suit in state court. This Court therefore
The Court does not intend to undercut the primary basis of its ruling—its adherence to the terms of the Middle District of Florida's injunction order—or to waste more of its own time by a lengthy discussion of the merits of the immunity defenses asserted by the defendant Eleventh Circuit judges. Suffice it to say that these judges obviously enjoy judicial immunity for their actions in resolving the plaintiff's appeal. See Bolin v. Story, 225 F.3d 1234, 1239 (11th Cir. 2000)(judges enjoy immunity for "acts taken while they are acting in their judicial capacity. . . .)" Any claim to the contrary by the plaintiff is clearly frivolous and also malicious, as he has been informed of the availability of this defense in the numerous lawsuits he has previously filed against federal judges.
Likewise, defendant Clerk John Ley is also covered by the terms of the November 2011 injunction, as the actions for which he is now being sued by plaintiff—consolidating the plaintiff's appeals—were actions that Mr. Ley took as "a judicial employee acting on behalf of a federal judge." See supra, at 17, n.13. Yet, to the extent that the plaintiff might quibble about the applicability of the injunction order to Mr. Ley, it is likewise clear that, on the merits, defendant Ley enjoys immunity on the merits.
Specifically, as defendant Ley is the Clerk of the Court for the Eleventh Circuit Court of Appeals, and not a judge, he is not afforded absolute judicial immunity. However, the Eleventh Circuit has held that "[a]bsolute quasi-judicial immunity derives from absolute judicial immunity." Roland v. Phillips, 19 F.3d 552, 555 (11th Cir. 1994). "Nonjudicial officials are encompassed by a judge's absolute immunity when their official duties have an integral relationship with the judicial process." Id. (quotation marks and citation omitted). This circuit has decided courts should determine when absolute quasi-judicial immunity applies through "a functional analysis of the action taken by the official in relation to the judicial process." Id.; see also Schopler v. Bliss, 903 F.2d 1373, 1380 (11th Cir. 1990)(stating "officials who perform judicial . . . functions traditionally have been afforded absolute immunity from suit.").
Here, defendant Ley's alleged actions to consolidate the plaintiff's appeals before the Eleventh Circuit is a functional part of the judicial process. Under Federal Rule of Appellate Procedure 3(b)(2), "[w]hen the parties have filed separate timely notices of appeals, the appeals may be joined or consolidated by the court of appeals. FED. R. APP. P. 3(b)(2). Further, Eleventh Circuit Rules state: "[t]he clerk is authorized . . . to act for the court on the following
Thus, because defendant Ley's actions here constituted inherently judicial activities, he is entitled to the absolute defense of quasi-judicial immunity in this case. For that reason, even were Ley not covered by the Florida federal court's injunctive order, he would be insulated by his own immunity from any lawsuit by the plaintiff based on these alleged actions.
For the above reasons, the Court
SO ORDERED.
(November 2011 Order [2-1] at 4 (emphasis added)(internal footnote omitted).)