HELEN GILLMOR, District Judge.
Plaintiff Preston Shiira was incarcerated from January 2, 2011 until January 8, 2011, at Kauai County Correctional Center. Plaintiff brought prescribed medications with him when he turned himself in for incarceration.
The Defendants are the State of Hawaii, and Defendants Charlotte Yuen, Nancy Andrade, and Charlene Raithaus, nurses employed by the Hawaii State Department of Public Safety. Plaintiff alleges the nurses violated the Eighth and Fourteenth Amendments of the United States Constitution pursuant to 42 U.S.C. § 1983. Plaintiff asserts that the nurses were deliberately indifferent to his medical care while he was incarcerated because the nurses refused to provide him with his prescription medications.
Plaintiff's Complaint also asserts claims against the nurses for intentional infliction of emotional distress and negligence. Plaintiff claims the State of Hawaii was also negligent and negligently trained and supervised the Defendant nurses. Plaintiff filed a Motion for Summary Judgment as to all of his claims.
Defendants filed a Motion for Partial Summary Judgment only as to Plaintiff's Section 1983 claim. Defendants also filed a Motion to Strike the Declaration of Daniel J. Fischberg, M.D., submitted in support of Plaintiff's Opposition to Defendants' Motion for Partial Summary Judgment.
Defendants' Motion to Strike (ECF No. 29) is
Defendants' Motion for Partial Summary Judgment (ECF No. 19) is
Plaintiff's Motion for Summary Judgment (ECF No. 21) is
Proceedings are
On November 19, 2013, Plaintiff Preston Shiira filed a Complaint in the Circuit Court of the Fifth Circuit, State of Hawaii. (Complaint, attached as Ex. A. to Defendants' Notice of Removal, ECF No. 1-1).
On March 12, 2014, Defendants State of Hawaii, Charlotte Yuen, Nancy Andrade, and Charlene Raithaus removed the state court action to the United States District Court, District of Hawaii. (ECF No. 1).
On March 18, 2015, Defendants filed DEFENDANTS STATE OF HAWAII, CHARLOTTE YUEN, NANCY ANDRADE, AND CHARLENE RAITHAUS' MOTION FOR PARTIAL SUMMARY JUDGMENT and their CONCISE STATEMENT OF MATERIAL FACTS IN SUPPORT OF MOTION FOR PARTIAL SUMMARY JUDGMENT. (ECF Nos. 19, 20).
Also on March 18, 2015, Plaintiff filed PLAINTIFF PRESTON SHIIRA'S MOTION FOR SUMMARY JUDGMENT and his CONCISE STATEMENT OF MATERIAL FACTS IN SUPPORT OF PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT. (ECF Nos. 21, 22).
On April 14, 2014, Defendants filed DEFENDANTS STATE OF HAWAII, CHARLOTTE YUEN, NANCY ANDRADE, AND CHARLENE RAITHAUS' MEMORANDUM IN OPPOSITION TO PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT along with their CONCISE STATEMENT OF MATERIAL FACTS IN OPPOSITION TO PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT. (ECF Nos. 25, 26).
Also on April 14, 2014, Plaintiff filed PLAINTIFF PRESTON SHIIRA'S MEMORANDUM IN OPPOSITION TO DEFENDANTS' MOTION FOR (PARTIAL) SUMMARY JUDGMENT along with his CONCISE STATEMENT OF MATERIAL FACTS IN OPPOSITION TO DEFENDANTS' MOTION FOR (PARTIAL) SUMMARY JUDGMENT. (ECF Nos. 27, 28).
On April 16, 2015, Defendants filed DEFENDANTS STATE OF HAWAII, CHARLOTTE YUEN, NANCY ANDRADE, AND CHARLENE RAITHAUS' MOTION TO STRIKE DECLARATION OF DANIEL J. FISCHBERG, M.D. (ECF No. 29). Defendants also filed an Ex Parte Motion to Shorten Time to Hear its Motion to Strike. (ECF No. 30).
On April 20, 2015, the Court granted Defendants' Ex Parte Motion to Shorten Time to Hear its Motion to Strike. (ECF No. 31). The Court set Defendants' Motion to Strike for hearing at the same time as the Parties' Motions for Summary Judgment. (
On April 28, 2015, Defendants filed DEFENDANTS STATE OF HAWAII, CHARLOTTE YUEN, NANCY ANDRADE, AND CHARLENE RAITHAUS' REPLY MEMORANDUM IN SUPPORT OF MOTION FOR PARTIAL SUMMARY JUDGMENT. (ECF No. 32).
Also on April 28, 2015, Plaintiff filed PLAINTIFF PRESTON SHIIRA'S REPLY MEMORANDUM IN SUPPORT OF PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT. (ECF No. 33).
On the same date, Plaintiff filed PLAINTIFF'S OPPOSITION TO DEFENDANTS' MOTION TO STRIKE THE DECLARATION OF DANIEL J. FISCHBERG, MD. (ECF No. 34).
On May 13, 2015, a hearing on was held on Defendants' Motion for Partial Summary Judgment (ECF No. 19), Plaintiff's Motion for Summary Judgment (ECF No. 21), and Defendants' Motion to Strike (ECF No. 29). (ECF No. 36).
Plaintiff Preston Shiira has a history of chronic back and shoulder pain. (Declaration of Preston Shiira ("Shiira Decl.") at ¶¶ 3-5, ECF No. 22-1; Declaration of Tony N. Trpkovski, M.D. ("Trpkovski Decl.") at ¶ 4, attached as Ex. 5 to Pla.'s Concise Statement of Facts, ECF No. 22-7).
On November 29, 2010, Plaintiff saw his treating physician, Dr. Tony N. Trpkovski. (Shiira Decl. at ¶ 9, ECF No. 22-1; Trpkovski Decl. at ¶ 6, ECF No. 22-7). Dr. Trpkovski had prescribed that Defendant take 4.5 milligrams of Percodan and 10 milligrams of methadone every six to eight hours, as needed, for pain. (Plaintiff's November 29, 2010 Medical Record at p. 2, attached as Ex. 1 to Trpkovski Decl., ECF No. 22-7).
Plaintiff was incarcerated at the Kauai Community Correctional Center ("KCCC") from 6:00 p.m., on January 2, 2011, until 9:00 a.m. on January 8, 2011. (Shiira Decl. at ¶ 10, ECF No. 22-1; Inmate Records for Preston Shiira, attached as Def.'s Ex. A to Declaration of Lucy Sequeira, ECF No. 20-2). Defendant was examined by Defendant Nurses Nancy Andrade, Charlotte Yuen, and Charlene Raithaus four times between January 2, 2011 and January 5, 2011. (Inmate Records for Preston Shiira, at pp. 3, 5, 22-23, ECF No. 20-2).
Plaintiff brought a bottle of methadone tablets and a bottle of Percodan tablets prescribed by Dr. Trpkovski when he turned himself in to KCCC. (
Nurse Nancy Andrade explained to Plaintiff that it was the policy of KCCC to place him in a drug withdrawal protocol program that would allow him to take over-the-counter medications for his pain. (
Plaintiff refused to participate in the withdrawal protocol program during intake at KCCC and he refused to sign the "Refusal to Consent to Medical/Surgical/Dental Treatment/Medication" Form. (Inmate Records for Preston Shiira at p. 4, ECF No. 20-2; Pla.'s Concise Statement of Facts at ¶ 9, ECF No. 28).
Defendant Nurses Andrade, Yuen, and Raithaus continued to offer Plaintiff treatment consistent with the withdrawal protocol program, including Ibuprofen, Tylenol, and antacids. (Inmate Records for Preston Shiira, at pp. 22-23, ECF No. 20-2; Deposition of Nurse Practitioner Charlotte Yuen ("Yuen Depo.") at pp. 42-49, ECF No. 22-3).
Plaintiff repeatedly declined the over-the-counter medications offered to him, except for Ibuprofen and Tylenol. (Inmate Records for Preston Shiira at pp. 5-6, 22-23, ECF No. 20-2). On January 4, 2011, Nurse Practitioner Yuen ordered 800 milligrams of Ibuprofen to be administered three times a day, as needed. (
At 9:00 a.m., on January 8, 2011, Plaintiff was released from KCCC. (
Plaintiff claims he experienced extreme nausea, vomiting, and stomach pains while incarcerated. (Shiira Decl. at ¶ 20, ECF No. 22-1). Plaintiff alleges that he could not sleep or walk because of the pain. (
Plaintiff also asserts that he complained to an unnamed "sergeant" and asked to go to the hospital because he was in extreme pain. (
The Scheduling Order issued pursuant to Federal Rule of Civil Procedure 16 controls the course of litigation. Fed. R. Civ. P. 16(b);
The Scheduling Order contains deadlines for each stage of the discovery process including the disclosure of witnesses and experts to be used by the Parties. Federal Rule of Civil Procedure 26(a)(1)(A)(i) provides, "[a] party must, without awaiting a discovery request, provide to the other parties, the name, and if known, the address and telephone number of each individual likely to have discoverable information—along with the subjects of that information—that the disclosing party may use to support its claims or defenses, unless the use would be solely for impeachment." Fed. R. Civ. P. 26(a)(1)(A)(i).
Federal Rule of Civil Procedure 26(a)(2)(A) states that "a party must disclose to the other parties the identity of any witness it may use at trial to present [expert testimony]." Fed. R. Civ. P. 26(a)(2)(A).
In addition to the disclosure requirement, Rule 26(a)(2)(B) provides that the expert disclosure must also include an expert report if the witness is specifically employed or retained to give expert testimony in the case. Fed. R. Civ. P. 26(a)(2)(B);
Summary judgment is appropriate when there is no genuine issue as to any material fact and the moving party is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(c). To defeat summary judgment there must be sufficient evidence that a reasonable jury could return a verdict for the nonmoving party.
The moving party has the initial burden of "identifying for the court the portions of the materials on file that it believes demonstrate the absence of any genuine issue of material fact."
If the moving party meets its burden, then the opposing party may not defeat a motion for summary judgment in the absence of probative evidence tending to support its legal theory.
The court views the facts in the light most favorable to the non-moving party.
Federal Rule of Civil Procedure 26(a) requires the parties to provide the name of each individual likely to have discoverable information along with the subjects of that information, unless the use would be solely for impeachment. Fed. R. Civ. P. 26(a)(1)(A)(i). The parties must also disclose the identity of any expert witnesses. Fed. R. Civ. P. 26(a)(2)(A).
A party that fails to make a timely disclosure required by Rule 26(a), "is not allowed to use that information or witness to supply evidence on a motion, at a hearing, or at a trial" unless it proves that its failure was "substantially justified or is harmless." Fed. R. Civ. P. 37(c)(1);
The Court evaluates whether a late disclosure is substantially justified or harmless by considering: (1) prejudice or surprise to the party against whom the evidence is offered;
(2) the ability of that party to cure the prejudice; (3) the likelihood of disruption of the trial; and (4) bad faith or willfulness involved in not timely disclosing the evidence.
Defendants State of Hawaii, Charlotte Yuen, Nancy Andrade, and Charlene Raithaus seek to strike the Declaration from Daniel J. Fischberg, M.D., that was filed by Plaintiff on April 14, 2015, in support of his Opposition to Defendants' Motion for Partial Summary Judgment. (Declaration of Daniel J. Fischberg ("Fischberg Decl.") at ECF No. 27-1). Defendants contend that the Fischberg Declaration was provided after the deadlines for expert witnesses provided in the Rule 16 Scheduling Order. Defendants request that the Court strike the Declaration of Dr. Fischberg pursuant to Federal Rule of Civil Procedure 37(c).
The Rule 16 Scheduling Order, as amended, provided the following deadlines:
(Amended Rule 16 Scheduling Order, ECF No. 14).
On March 4, 2015, Defendants provided Plaintiff with the expert report of J. Marc Rosen, M.D. (ECF No. 18).
On April 14, 2015, forty-one days after Defendants filed their expert report, Plaintiff filed Dr. Fischberg's Declaration as rebuttal to Dr. Rosen's report. (ECF No. 27-1).
Rebuttal expert reports are proper if they contradict or rebut the subject matter of the affirmative expert report.
Dr. Fischberg's Declaration constitutes proper rebuttal evidence. Dr. Fischberg's Declaration contradicts the expert opinion of Defendants' expert, Dr. Rosen. Plaintiff filed Dr. Fischberg's Declaration eleven days after the deadline provided in the Rule 16 Scheduling Order.
There is no evidence that Defendants have been prejudiced by the eleven-day delay in Plaintiff's filing of his expert rebuttal evidence. Defendants have had the opportunity to file a Reply to Plaintiff's filing and have been able to address the contentions made by Plaintiff's expert.
Plaintiff's disclosure of Dr. Fischberg's Declaration will not disrupt trial because Dr. Fischberg will not be called at trial. Plaintiff stated in his Opposition to Defendants' Motion to Strike that Dr. Fischberg will be used solely to respond to Defendants' Motion for Partial Summary Judgment. (Opposition at p. 2, ECF No. 34).
There is no evidence that Plaintiff intentionally waited to disclose the Declaration of Dr. Fischberg or otherwise engaged in bad faith by disclosing the Declaration as part of his Opposition to Defendant's Motion for Partial Summary Judgment.
The Court finds that Plaintiff's disclosure of the Declaration of Dr. Fischberg after the deadline provided in the Rule 16 Scheduling Order was harmless.
Defendants' Motion to Strike (ECF No. 29) is
A plaintiff may challenge actions by government officials that violate the United States Constitution, pursuant to 42 U.S.C. § 1983. Section 1983 provides:
42 U.S.C. § 1983. Section 1983 does not create any substantive rights.
To succeed on a Section 1983 claim, a plaintiff must establish that a right secured by the Constitution or laws of the United States was violated and that the violation was committed by a person acting under the color of state law.
The first cause of action in Plaintiff's Complaint asserts violations of the Eighth and Fourteenth Amendments to the United States Constitution pursuant to 42 U.S.C. § 1983 against the Defendants Charlotte Yuen, Nancy Andrade, and Charlene Raithaus, nurses for the State of Hawaii Department of Public Safety.
Plaintiff claims the Defendant nurses were acting under color of state law when they refused to provide him with his prescription medications. (Complaint, attached as Ex. A to Defendants' Notice of Removal, at ¶¶ 24-26, ECF No. 1-1).
Denial or delay of medical care for a prisoner's serious medical needs may constitute a violation of the prisoner's Eighth and Fourteenth Amendment rights pursuant to 42 U.S.C. § 1983.
The Ninth Circuit Court of Appeals has developed a two-part test to analyze deliberate indifference.
First, the plaintiff must show a "serious medical need" by demonstrating that failure to treat a prisoner's condition could result in further significant injury or the unnecessary and wanton infliction of pain.
Second, the plaintiff must show the defendant's response to his serious medical need was deliberately indifferent.
The record establishes that treatment of Plaintiff's pain was a serious medical need when he was incarcerated at the Kauai Community Correctional Center ("KCCC") from January 2, 2011 until January 8, 2011.
Plaintiff had been prescribed methadone and Percodan to treat his chronic back and shoulder pain. (Trpkovski Decl. at ¶ 6, ECF No. 22-7; Plaintiff's November 29, 2010 Medical Record at p. 2, attached as Ex. 1 to Trpkovski Decl., ECF No. 22-7; Report from J. Marc Rosen, M.D. ("Report of Dr. Rosen"), attached as Ex. A to Def.'s Opposition, at p. 2, ECF No. 26-1).
Plaintiff's chronic pain condition was sufficient to establish that he had a serious medical need.
The second prong of a deliberate indifference claim is satisfied by showing a purposeful act or failure to respond to a prisoner's pain or medical need and that harm was caused by the indifference.
Mere indifference, medical malpractice, or negligence will not establish a constitutional violation.
The Parties agree that Plaintiff was examined four times by the Defendant nurses between January 2, 2011 and January 5, 2011. Plaintiff was first examined by Nurse Andrade at 7:45 p.m., on January 2, 2011, when he turned himself in to serve a six and a half day sentence at KCCC. (Inmate Records for Preston Shiira at p. 3, ECF No. 20-2). Plaintiff told Nurse Andrade that he took methadone and Percodan every day for his shoulder and back pain. (
J. Marc Rosen, M.D., physician for the State of Hawaii Department of Public Safety, explained that the medical decision was made to discontinue the use of Plaintiff's prescription medication with protocols in place to monitor Plaintiff's condition. (Report of Dr. Rosen at p. 2, ECF No. 26-1).
Nurse Andrade told Plaintiff that the withdrawal protocol program would allow him to take antacids, Benadryl, Tylenol, Sudafed, and Ibuprofen for his pain and to alleviate potential withdrawal symptoms. (Inmate Records for Preston Shiira at p. 3, ECF No. 20-2; Medication Sheet & Administrative Record for Preston Shiira at KCCC, Def.'s Ex. A at pp. 22-23, ECF No. 20-2).
Plaintiff acknowledges that Nurse Andrade followed the policy of the KCCC and offered Defendant treatment pursuant to the KCCC withdrawal protocol program. (Shiira Decl. at ¶ 12, ECF No. 22-1). Plaintiff does not dispute that at intake he refused treatment, and subsequently declined medications other than Ibuprofen and Tylenol. (
Plaintiff was examined a second time, approximately 36 hours after his intake, at 9:00 a.m., on January 4, 2011. (Yuen Depo. at pp. 35-36, ECF No. 22-3). Plaintiff was examined by Nurse Practitioner Yuen. (
Plaintiff complained of pain in the evening of January 4, 2011, and was examined for a third time. (Inmate Records for Preston Shiira at p. 5, ECF No. 20-2). Plaintiff complained that his stomach hurt and that he had a fever. (
Approximately twelve hours later, on the morning of January 5, 2011, Plaintiff was examined a fourth time. (
Plaintiff states that he was not seen by Nurse Practitioner Yuen, Nurse Andrade, Nurse Raithaus after January 5, 2011. (Defendant's Concise Statement of Facts ¶ 29, ECF No. 28). Plaintiff's medical records demonstrate that on January 7, 2011, KCCC staff provided him with 800 milligrams of Ibuprofen. (Inmate Records for Preston Shiira at p. 22, ECF No. 20-2).
Plaintiff claims that he suffered vomiting, nausea, and pain while incarcerated. (Shiira Decl. at ¶¶ 19-20, 24, ECF No. 22-1).
Construing the record in a light most favorable to Plaintiff, there is no evidence that Nurse Andrade, Nurse Practitioner Yuen, or Nurse Raithaus purposefully acted with a conscious disregard that an excessive risk of harm to Plaintiff existed.
Deliberate indifference is a high standard that requires an inquiry into the defendant's state-of-mind.
The Ninth Circuit Court of Appeals has explained that in order to prevail on a deliberate indifference claim the plaintiff must show that the course of treatment by the prison official was medically unacceptable under the circumstances and that the prison official chose the course in conscious disregard of an excessive risk to plaintiff's health.
Plaintiff asserts that the failure of the Defendant nurses to provide him with his prescription medications rises to the level of deliberate indifference. Plaintiff provided declarations from his physician Dr. Trpkovski and from Daniel J. Fischberg, M.D. in support of his claim. The declarations from Dr. Trpkovski and Dr. Fischberg state that they would have recommended continuing Plaintiff's prescription medications to manage his pain and that they disagree with the prison officials' alternative course of treatment. (Trpkovski Decl. at ¶¶ 9-12, ECF No. 22-7; Fischberg Decl. at ¶¶ 6-9, ECF No. 27-1).
The opinions of Dr. Trpkovski and Dr. Fischberg do not establish that the Defendant nurses were deliberately indifferent to Plaintiff's needs as a matter of law. The Declarations reflect a difference of medical opinion. A plaintiff's showing of nothing more than a difference of medical opinion as to the need to pursue one course of treatment over another is insufficient as a matter of law to establish deliberate indifference.
United States District Courts considering claims similar to Plaintiff have routinely found that providing over-the-counter medication instead of narcotic pain medication is not a basis for an Eighth Amendment claim pursuant to Section 1983.
Plaintiff's disagreement as to the course of treatment provided does not rise to the level of deliberate indifference.
Defendants' Motion for Partial Summary Judgment as to Count I is
Plaintiff's Motion for Summary Judgment as to Count I is
As an alternative basis for summary judgment, the Defendant nurses contend that they are entitled to qualified immunity. The doctrine of qualified immunity shields public officials performing discretionary functions from personal liability unless: (1) their conduct violated a statutory or constitutional right and (2) the right was clearly established at the time of the challenged conduct.
The qualified immunity doctrine balances the need to hold public officials accountable and the need to shield them from liability when they act reasonably in performing their duties.
A plaintiff seeking damages for a violation of constitutional or statutory rights bears the initial burden of proving that the rights allegedly violated were clearly established at the time of the alleged misconduct.
Defendant Nurses Andrade, Yuen, and Raithaus are entitled to qualified immunity. Plaintiff has not established that the Defendant nurses violated a clearly established constitutional right. Plaintiff did not have a clearly established right to receive more medical treatment than was given by the Defendant nurses. The State has that responsibility to address the serious medical needs of prisoners but it extends only to providing the adequate medical care necessary under the circumstances.
None of the Defendant nurses knowingly violated Plaintiff's constitutional rights. Plaintiff was examined by the Defendant nurses on four occasions and was offered medications pursuant to the KCCC withdrawal protocol policy. There was no basis for a reasonable medical staff member to believe that following the KCCC protocol and offering Plaintiff over-the-counter medications rather than his prescriptions would violate a clearly established right.
Plaintiff requests summary judgment on all the claims provided in his Complaint but his Motion only addresses Count I in his Complaint. The Motion does not address Counts II, III, IV, and V for intentional infliction of emotional distress, negligence, negligence against superior/agency, and negligent training, supervision, and/or discipline. (
Plaintiff's Motion for Summary Judgment as to Counts II, III, IV, and V is
Pursuant to 28 U.S.C. § 1447(c), a case shall be remanded if at any time before final judgment it appears that the district court lacks subject matter jurisdiction. There are no federal question causes of action remaining and there is no diversity jurisdiction in this case.
The Court declines to exercise supplemental jurisdiction over Plaintiff's remaining state law causes of action.
The case is remanded to the Circuit Court of the Fifth Circuit, State of Hawaii.
Defendants' Motion to Strike (ECF No. 29) is
Defendants' Motion for Partial Summary Judgment (ECF No. 19) is
Plaintiff's Motion for Summary Judgment (ECF No. 21) is
The case and all files herein are
IT IS SO ORDERED.