LESLIE E. KOBAYASHI, District Judge.
Before the Court is Plaintiff Aaron Hunger's ("Plaintiff") Motion for Temporary Restraining Order and/or Preliminary and Permanent Injunction ("Motion"), filed on November 1, 2012. Defendants University of Hawaii ("the University"), Mary Rita Cooke Greenwood, Dee Uwono, and Ryan M. Akamine (collectively "Defendants") filed their memorandum in opposition on November 13, 2012, and Plaintiff filed his reply on November 20, 2012. The portion of the Motion seeking a temporary restraining order ("TRO") came on for hearing on November 30, 2012. Appearing on behalf of Plaintiff, who was present, were Eric Seitz, Esq., and Ronald Kim, Esq., and appearing on behalf of Defendants were Kenneth Robbins, Esq., and John-Anderson Meyer, Esq. Plaintiff presented oral testimony at the hearing. After careful consideration of the Motion, supporting and opposing memoranda, and the arguments and evidence submitted at the hearing, and for the reasons set forth below, Plaintiff's Motion is HEREBY DENIED as to Plaintiff's request for a TRO, and DENIED WITHOUT PREJUDICE as to Plaintiff's request for a preliminary and/or permanent injunction.
In October 2011, Plaintiff was in the Political Science Ph.D. program at the University, having recently completed his Masters Degree. Plaintiff was accepted into the Masters and Ph.D. program in 1998. [Trans. of 11/30/12 Hrg., filed
One of the guards also offered to call the police. When the police arrived, one of the officers told Plaintiff the police had been called because Plaintiff had made terrorist threats. Plaintiff's detention continued during the police officers' investigation. Ultimately, Plaintiff received a Trespass Warning and was allowed to leave. [Id. at ¶¶ 34-36.] At the hearing before this Court, Plaintiff testified that the incident was no more than a verbal dispute; no one struck any blows. Plaintiff denied being the aggressor, and he denied making any threats. [Hrg. Trans. at 7-8.] The Trespass Warning stated, in pertinent part:
[Motion, Decl. of Eric A. Seitz ("Seitz Decl."), Exh. A (emphases in original) (Pltf.'s emphasis omitted).]
At the hearing before this Court, Plaintiff testified that either the University security staff or the police officers explained to him that he would have to attend a hearing before he would be allowed back on the campus and that the Dean of Students would contact him. According to Plaintiff, his understanding was that he was barred from the Law Library for at least a year and barred from the entire campus until the hearing. Plaintiff also testified that his University email was shut off and he was instructed not to have
Plaintiff received a letter from Defendant Uwono
[Seitz Decl., Exh. B at 1 (emphasis in original).] The 10/19/11 Letter directed Plaintiff to a website where he could view the policies and procedures in the University of Hawaii Student Conduct Code ("Student Conduct Code"). [Id.] Defendant Uwono sent the 10/19/11 Letter to Plaintiff's email address and mailing address on file with the University. [Id. at 2.]
Defendant Uwono then sent Plaintiff an amended version of the 10/19/11 Letter, dated October 20, 2011 ("10/20/11 Amended Letter"). The 10/20/11 Amended Letter was identical to the 10/19/11 Letter except that it advanced the deadline for Plaintiff to contact Defendant Uwono's office to October 21, 2011 at 4:30 p.m. [Seitz Decl., Exh. C.]
After Plaintiff received the 10/19/11 Letter and the 10/20/11 Amended Letter, he turned them over to Mr. Lee and asked Mr. Lee what he should do. [Hrg. Trans. at 9.] Mr. Lee attempted to contact Defendant Uwono. Mr. Lee made approximately sixteen calls to her and left messages through November 1, 2011, but she did not return the majority of his calls. She called him back two or three times, but he was unavailable to take her call. Mr. Lee and Defendant Uwono finally spoke on or about November 1, 2011, but Defendant Uwono stated that she would only discuss the incident directly with Plaintiff. [Motion, Decl. of Joseph W. Lee ("Lee Decl.") at ¶¶ 2-5.] Plaintiff testified that Mr. Lee
Defendant Uwono sent Plaintiff a letter dated November 1, 2011 ("11/1/11 Letter"). It stated that her office notified him, by way of the 10/19/11 Letter and the 10/20/11 Amended Letter, of the complaints of his infractions of the Student Conduct Code and required him to contact her office to schedule a meeting to discuss the matter. The 11/1/11 Letter stated that the 10/20/11 Amended Letter advanced the deadline for Plaintiff to contact Defendant Uwono's office because of "the egregiousness of the alleged violations[.]" [Seitz Decl., Exh. D at 1.] The 11/1/11 Letter repeated the policies at issue and Plaintiff's alleged conduct, and the letter noted that Plaintiff had not responded to either the 10/19/11 Letter or the 10/20/11 Amended Letter. Defendant Uwono therefore found Plaintiff to have violated sections IV.B.3 and IV.B.8 of the Student Conduct Code and imposed the following sanctions:
[Id. at 2.]
In addition to the University's administrative proceedings, Plaintiff was the subject of criminal misdemeanor proceedings arising from the incident. [Lee Decl. at ¶ 8.] Plaintiff was charged with violating Haw.Rev.Stat. § 707-717, terroristic threatening in the second degree, and he ultimately entered a deferred acceptance of nolo contendere plea to a violation of Haw.Rev.Stat. § 711-1106(1)(b), harassment. Judgment was entered on August 24, 2012. [Uwono Decl., Exh. A (Notice of Entry of Judgment and/or Order).]
Plaintiff's counsel sent a letter dated October 26, 2012 to Darolyn H. Lendio, Esq., the Vice President for Legal Affairs and University General Counsel, to address when Plaintiff could return to the Political Science program. Counsel asked for confirmation that Plaintiff could resume his studies immediately. [Seitz Decl., Exh. E.] Defendant Akamine responded to counsel's letter in an email dated October 31, 2012 ("10/31/12 Email"). [Id., Exh. F.] The 10/31/12 Email noted that the 11/1/11 Letter provided that Plaintiff's suspension ended on October 31, 2012 and that Plaintiff must re-apply for admission for the Spring 2013 semester. It also noted that Plaintiff would have to "follow the Graduate Division re-application process for the Political Science department"
Plaintiff filed this action on October 12, 2012. Plaintiff and Plaintiff's counsel decided not to file the action until after resolution of the criminal proceedings. [Hrg. Trans. at 38.] Plaintiff filed his First Amended Complaint for Damages, Declaratory and Injunctive Relief ("First Amended Complaint") on October 31, 2012. [Dkt. no. 6.] The First Amended Complaint alleges the following claims:
1) violation of Plaintiff's right to free speech pursuant to the First Amendment of the United States Constitution, incorporated by the Fourteenth Amendment, and pursuant to Article I, §§ 2, 4, and 6 of the Hawaii State Constitution ("Count I");
2) violation of Plaintiff's right to due process pursuant to the Fourteenth Amendment of the United States Constitution and pursuant to Article I, § 5 of the Hawaii State Constitution ("Count II");
3) a state law battery claim ("Count III");
4) a state law false arrest claim ("Count IV"); and
5) a state law negligence claim ("Count V").
The First Amended Complaint asserts that Defendants have precluded him from resuming his studies until the Fall 2013 semester and that, even if he does re-apply for admission, his acceptance is not guaranteed. Plaintiff contends that Defendants summarily suspended him for an effective period of two years. [Id. at ¶¶ 43, 58.] At the hearing on the Motion, Plaintiff argued that, because re-admission is not guaranteed, the suspension would effectively be an expulsion. [Hrg. Trans. at 42.]
In the instant Motion, Plaintiff emphasizes that he has never received a hearing or any other opportunity to challenge the allegations against him, the Trespass Notice, and/or his suspension. Further, Defendant Uwono did not apprise him that he had a right to a hearing or a right to appeal her decision. He argues that he is likely to succeed on the merits of his due process claim because he had a right to some form of hearing prior to his suspension, particularly because the suspension may effectively be an expulsion. Plaintiff argues that his is likely to suffer irreparable harm without preliminary relief because the deprivation of constitutional rights is presumptively irreparable. Plaintiff asserts that there were no exigent circumstances justifying his summary suspension without a hearing, and he argues that Defendants will not suffer any harm if this Court orders Defendants to re-admit him immediately pending the outcome of a valid hearing regarding the incident. Thus, he argues that the public interest weights heavily in his favor. Finally, he argues that, under the circumstances of this case, the balance of the equities also weighs in his favor. [Mem. in Supp. of Motion at 4-9.]
In response, Defendants emphasize that Plaintiff's suspension has expired and that Plaintiff is free to re-apply for admission to the University. Defendants argue that Plaintiff was the instigator in the underlying incident and that he failed to take the necessary steps to allow him to return to
Defendants also argue that Plaintiff will not suffer irreparable harm in the absence of preliminary relief. Plaintiff received notice of the re-admission requirement in the 11/1/11 Letter, but failed to take any actions to secure an approved leave of absence. Defendants contend that, if Plaintiff had done so, he could have avoided his current situation. [Id. at 19-20.] Further, based on the circumstances of this case, including the fact that Plaintiff pled no contest to "a serious crime" for his involvement in the incident, Defendants argue that the balance of the equities factor and the public interest factor weigh in Defendants' favor. [Id. at 21-23.]
In addition, Defendants point out that Plaintiff has not offered to post a bond, as required by Fed.R.Civ.P. 65(c), and that Plaintiff had adequate legal remedies in 2011. [Id. at 23-24.] Finally, Defendants argue that the Motion is improper under Rule 65(d)(1) because Plaintiff's suspension has expired and there is no current restriction on Plaintiff's rights. In Defendants' view, this Court should not issue an order requiring the University to ignore the University's policies. [Id. at 24-26.] Defendants therefore urges this Court to deny the Motion.
In his reply, Plaintiff emphasizes that he was summarily suspended after the incident and that the Trespass Warning did not give him notice of any right to a hearing or to an appeal. The Trespass Warning prohibited him from returning to the "properties or premises" of the University of Hawaii at Manoa for one year. Plaintiff argues that, based on the University's broad definition of the term "premises", this exclusion effectively barred him from contacting Defendant Uwono to arrange a meeting about the incident and barred him from contacting the Graduate Student Division. He further argues that, based on the statement in the 11/1/11 Letter that he was eligible for re-enrollment for Spring 2013, it was futile for him to contact the Graduate Student Division. Further, his attorney made multiple efforts to contact Defendant Uwono before the purported October 31, 2011 deadline. [Reply at 3-4.]
Plaintiff also points out that the 10/19/11 Letter and the 10/20/11 Amended Letter were confusing and misleading and did not inform him of his rights to a hearing and/or an appeal. In addition, although Defendants state that Plaintiff had until October 31, 2011 to respond to the charges, the 10/20/11 Amended Letter shortened that deadline to October 21, 2011. Plaintiff argues that this deprived
Plaintiff argues that Defendants will not be harmed if this Court grants the TRO because he already has access to the campus, and therefore no one would be put at risk if he were allowed to resume his Political Science program. In contrast, Plaintiff has suffered irreparable harm to his constitutional rights and faces irreparable harm to his academic progress. He also emphasizes that, under Hawaii law, his nolo contendere plea in the criminal proceeding is not an admission of guilt. Further, Defendants have not established any undue burden that his immediate reinstatement would cause. Plaintiff therefore argues that the balance of the equities and the public interest favor the issuance of the TRO. Finally, Plaintiff emphasizes that this Court has the discretion to dispense with the requirement of a security bond. [Id. at 7-8, 11-12.]
This Court has recognized that:
Aliah K. ex rel. Loretta M. v. Haw., Dep't of Educ., 788 F.Supp.2d 1176, 1186-87 (D.Hawai'i 2011) (footnote omitted).
This Court first addresses Plaintiff's likelihood of success on the merits of his due process claim.
Larsen v. Nevada, No. 2:09-CV-02460-KJD, 2012 WL 760719, at *4 (D.Nev. Mar. 7, 2012).
Defendants do not contest that Plaintiff was entitled to some form of process; their position is that Plaintiff received all of the process that he was entitled to receive because they complied with all of the University's applicable policies and procedures. [Mem. in Opp. at 14-18.] In particular, Defendants point to the following provisions of the Student Conduct Code:
[Id. at 7-8.
Pursuant to the Student Conduct Code, Plaintiff had the right to meet with the Student Conduct Administrator to discuss his alleged misconduct, and the Student Conduct Administrator had the authority to render a decision and impose sanctions if Plaintiff chose "to not respond to the alleged violations or otherwise participate in the process." [Student Conduct Code at 14.] Although the 10/19/11 Letter gave Plaintiff until October 31, 2011 to schedule an appointment with Defendant Uwono to discuss the incident, the 10/20/11 Amended Letter decreased that period to only one day. Further, it is undisputed that Plaintiff's counsel at the time attempted to contact Defendant Uwono on October
This Court also notes that, although the 10/19/11 Letter and the 10/20/11 Amended Letter included links to the Student Conduct Code, the 11/1/11 Letter did not notify Plaintiff that he could appeal Defendant Uwono's decision and that his appeal would be forwarded to the Student Conduct Appellate Board for an appeal hearing. See Student Conduct Code at 18-21. The procedural protections which Defendants discussed in their memorandum in opposition, including the right to have an advisor present, are rights that Plaintiff would have had at an appeal hearing, not at the initial meeting with Defendant Uwono.
Having considered the record currently before it, this Court FINDS that Plaintiff has established that he is likely to succeed on the merits of his due process claim.
It is true that "an alleged constitutional infringement will often alone constitute irreparable harm." Monterey Mech. Co. v. Wilson, 125 F.3d 702, 715 (9th Cir. 1997) (citation and quotation marks omitted). In order to obtain a TRO, however, a plaintiff must establish that he is facing
Plaintiff has established that he is likely to succeed on his claim that his suspension violated his due process rights. The 11/1/11 Letter stated that Plaintiff's suspension began on October 31, 2011 and ended on October 31, 2012. [Seitz Decl., Exh. D at 2.] Thus, by the time that Plaintiff filed the instant Motion on November 1, 2012, he had already completed the term of suspension. Granting a TRO could not relieve Plaintiff of his suspension and thus will not prevent or redress Plaintiff's injury.
Plaintiff argues that he is facing imminent harm that can be remedied by a TRO because his purported one-year suspension is effectively a two-year suspension, and a possible expulsion, because he must re-apply for admission to the Political Science Department for Fall 2013 and re-admission is not guaranteed. The 11/1/11 Letter, however, expressly identifies the dates of Plaintiff's suspension and also states that Plaintiff was eligible for re-admission in Spring 2013. The requirement that Plaintiff re-apply for admission is consistent with the University's enrollment policies for graduate students. [Mem. in Opp., Decl. of Patricia Cooper ("Cooper Decl.") at ¶ 2.] Defendants also presented evidence that the requirement that Plaintiff wait until the next fall semester to resume his enrollment in the Political Science Ph.D. program is consistent with the polices
Further, even assuming, arguendo, that Plaintiff's inability to enroll until Fall 2013 was part of the disciplinary action, this Court would not find that Plaintiff faces imminent harm. Plaintiff testified that, at the time of the incident, he had completed all of his required formal course work for his Ph.D., and only had to complete his dissertation. He stated that it was his understanding that the University allowed him seven years after his commencement of the Ph.D. program to complete it. If he fails to complete the degree requirements within that period of time, it is possible that the University could release him from the program completely. [Hrg. Trans. at 7.] Plaintiff began his Ph.D. program shortly before the incident, and he therefore has a substantial amount of time to complete it. Insofar as Plaintiff does not require any courses to complete his program, Plaintiff only requires access to the University's research facilities and contact with his committee to resume working on his Ph.D. program. Plaintiff stated in his Reply that he "can presently access Defendant University's campus if he so chooses...." [Reply at 7.]
Based on the evidence currently before it, this Court FINDS that Plaintiff has not established that he is faced with imminent irreparable harm which could be remedied or prevented by a TRO.
"To determine which way the balance of the hardships tips, a court must identify the possible harm caused by the preliminary injunction against the possibility of the harm caused by not issuing it." Univ. of Hawai'i Prof'l Assembly v. Cayetano, 183 F.3d 1096, 1108 (9th Cir.1999).
Apart from protecting their interest in enforcing their admissions policies, Defendants have not presented any evidence that they will suffer substantial harm if this Court grants the TRO. Although Defendants emphasize that Plaintiff faced serious criminal charges arising from the incident, as Plaintiff points out, Plaintiff's nolo contendere plea is not an adjudication of guilt. See Haw.Rev.Stat. § 853-1(d). This Court, however, finds that the balance of the equities factor is neutral because Plaintiff could have taken actions which would have allowed him to avoid his current situation.
As previously noted, a formal leave of absence is an exception to the University's re-admission policy. Deborah Halbert, Ph. D., was the Graduate Chair and Advisor for the Political Science Department during the Fall 2011 semester, and thus she was Plaintiff's advisor at the time of the incident. In October 2011, Plaintiff neither contacted her about his suspension nor contacted anyone else in the Political Science Department to seek a formal leave of absence. [Halbert Decl. at ¶¶ 7-8.]
Plaintiff testified that he understood the Trespass Warning as precluding him from contacting his advisor or anyone else in the Political Science Department. He also testified he believed the 11/1/11 Letter's reference to him as an undergraduate could have indicated that his status as a graduate student was in jeopardy, forcing him to re-apply as an undergraduate. [Hrg. Trans. at 23, 26-27.] Thus, he argues that he could not have arranged for his suspension to be deemed a leave of absence. This Court finds that Plaintiff's testimony as to these issues was not credible. Plaintiff is an educated man in his forties who was a police officer for almost twenty years. [Id. at 5-6.] Even in light of the 11/1/11 Letter's mistaken reference to Plaintiff as an undergraduate, nothing in the Trespass Warning or Defendant Uwono's letters could reasonably be interpreted as precluding Plaintiff from communicating with his advisor or other University professors.
Moreover, even without a formal leave of absence, Plaintiff could have applied for re-admission for the Spring 2013 semester as an unclassified graduate student. The deadline to apply for admission for Spring 2013 was October 1, 2012, but the University waived that deadline for Plaintiff. [Cooper Decl. at ¶ 7.] At the time of the hearing on the Motion, however, Plaintiff had not applied for re-admission for either Spring 2013 or Fall 2013 because he believed that re-applying undercut his position that the suspension violated his due process rights in the first instance. [Hrg. Trans. at 48.] Plaintiff has a right to take this tactical position, but that position resulted in a failure to take actions which would have allowed him to resume his studies prior to Fall 2013. This Court therefore FINDS that the balance of the equities factor is neutral.
This Court has recognized the following principles relevant to the public interest inquiry:
Am. Promotional Events, Inc.-Nw. v. City & Cnty. of Honolulu, 796 F.Supp.2d 1261, 1284-85 (D.Hawai'i 2011) (alterations in Am. Promotional Events).
This Court also FINDS that the public interest factor is neutral. The public has an interest in the orderly administration
Having considered all of the relevant factors, this Court CONCLUDES that, under either the Winter test alone or the serious questions analysis within the Winter test, Plaintiff has not established that he is entitled to a TRO. Insofar as Plaintiff has not established that he is entitled to a TRO, this Court need not address the issue of whether Plaintiff must post a bond.
This Court emphasizes that the rulings in the instant Order are solely for the purposes of the limited issues that Plaintiff placed before this Court. This Court expresses no opinion at this time on the merits of Plaintiff's other claims.
On the basis of the foregoing, Plaintiff's Motion for Temporary Restraining Order and/or Preliminary and Permanent Injunction, filed on November 1, 2012, is HEREBY DENIED. The portion of the Motion seeking a preliminary and/or permanent injunction is DENIED WITHOUT PREJUDICE.
IT IS SO ORDERED.
Lands Council v. McNair, 537 F.3d 981, 987 (9th Cir.2008) (en banc) (some citations and internal quotation marks omitted) (alteration in Lands Council).