EMMET G. SULLIVAN, District Judge.
In October 2000 Plaintiffs Robert Aronson and Markus Jahr first brought this action alleging racial discrimination in violation of Title VII of the Civil Rights Act of 1964 ("Title VII"), 42 U.S.C. § 2000e et seq., against defendant the District of Columbia. On December 26, 2001, upon consideration of Plaintiffs' request that they be allowed to exhaust their administrative remedies in their pending appeals to the District of Columbia Office of Employee Appeals before continuing with this litigation, this Court dismissed the Complaint without prejudice to the subsequent filing of a motion to reinstate following disposition of Plaintiffs' appeals. On December 10, 2012, Plaintiff Markus Jahr filed a motion to reinstate the case, which is now ripe for determination. Upon consideration of Plaintiff's motion, the District's Opposition and reply thereto, the applicable law, the case record, and for the reasons set forth below, Mr. Jahr's motion to reinstate is
Markus Jahr and Robert Aronson were employed by the District of Columbia Fire and Emergency Services Department ("the Department") as paramedics assigned to an Advanced Life Support ambulance, and were responsible for providing emergency medical care to injured persons in the District of Columbia. Jahr v. Dist. of Columbia Office of Employee Appeals, 19 A.3d 334, 336 (D.C.2011) ("Jahr IV"). On the afternoon of January 1, 1999, Mr. Jahr and Mr. Aronson were dispatched to 800 Nicholson Street, NE to respond to a motor vehicle accident involving a trapped victim. Id. After transporting the accident victim to Washington Hospital Center ("WHC"), they were required by Department policy to return to their quarters by the most direct route. Id. Instead, Mr. Aronson told Mr. Jahr that he needed to
The ambulance was seen in the shopping center parking lot by a former employee, who reported the ambulance's location to Lieutenant John Clayton at the Department's Communications Division. Jahr v. DC Fire & Emergency Medical Services Department, OEA Matter No. 1601-0180-99 at 4 (May 29, 2003) ("Jahr I"). Upon learning this information, the EMS Shift Supervisor on duty, Captain Jerome Stark, contacted WHC staff via telephone to verify the ambulance's location, and sent a Lieutenant to the hospital to confirm the location, who searched for but could not locate the ambulance at the hospital. Id. at 5.
Sixteen minutes after the ambulance was seen in Virginia, Mr. Jahr called the Communications Division and asked for more time to retrieve the ambulance's clipboard, which he claimed had been left behind at WHC. Id. When asked his current location, Mr. Jahr said they "were in front of the Washington Hospital Center." Id. at 9. Even after the operator told Mr. Jahr that the ambulance was not at WHC and that a lieutenant was at WHC looking for the ambulance, Mr. Jahr continued to insist that the unit was there. Id. Mr. Jahr later admitted that he was in Alexandria running a personal errand with Mr. Aronson at the time the ambulance was seen at Potomac Yards. Id.
After the Department learned of Mr. Jahr and Mr. Aronson's conduct, their Platoon Chief Supervisor, Captain Jerry Stack, recommended that they be suspended without pay for a period not exceeding twenty days. Compl. ¶ 8. However, Deputy Fire Chief Lillian Carter and the Department's Medical Director, Dr. Wayne E. Moore, recommended that Mr. Jahr and Mr. Aronson be terminated from employment. Id. ¶ 10.
The Department issued a notice of proposal to terminate Mr. Jahr from his position on January 14, 1999, which listed the charges as dishonesty and inefficiency. Id. ¶ 12. On February 12, 1999, during an informal hearing on the merits of the allegations against Mr. Jahr and Mr. Aronson, Assistant Fire Chief Floyd Madison recommended that the adverse actions against them be withdrawn without prejudice to enable the Department to institute new adverse actions. Id. ¶ 13. The notice was withdrawn and subsequently reinstated on February 16, 1999 listing charges of dishonesty and inexcusable neglect of duty. Id. ¶ 15. The final Department decision to terminate Mr. Jahr was issued on April 5, 1999, and he was removed on May 8, 1999.
On May 28, 1999, Mr. Jahr filed a petition for appeal from the Department's notice of his termination in the District of Columbia Office of Employee Appeals ("OEA"). Jahr I, OEA Matter 1601-0180-99, at 1. In his appeal Mr. Jahr argued, inter alia, that the penalty of removal for his conduct was disparate in comparison to the penalties given to other employees who were found guilty of committing similar, identical, or more severe misconduct. Id. at 13.
On October 10, 2000, while Mr. Jahr's OEA action was still pending, Mr. Jahr and Mr. Aronson filed a complaint in this Court seeking monetary damages and equitable relief from the District of Columbia on the grounds that their termination was
On October 31, 2002 a hearing was held before an Administrative Law Judge ("ALJ") regarding Mr. Jahr's OEA appeal. Jahr I, OEA Matter No. 1601-0180-99 at 3. In an initial decision issued on May 29, 2003, the ALJ concluded that Mr. Jahr had failed to show that he was treated differently than other similarly situated employees. Id. at 13-15. In further appeals, the ALJ's decision was subsequently upheld by the full OEA Board and the D.C. Superior Court. Jahr, 19 A.3d at 336. Finally, Mr. Jahr appealed to the District of Columbia Court of Appeals, and was again denied the relief he sought. In 2011, the Court of Appeals affirmed the OEA's decision, including the OEA's finding that Mr. Jahr was not subject to disparate treatment in the imposition of his penalty. Jahr, 19 A.3d at 338.
On December 10, 2012, Mr. Jahr filed a motion to reinstate the case that was dismissed by this Court on December 26, 2001. Mot. to Reinstate at 1, ECF No. 15.
"The preclusive effect of a judgment is defined by claim preclusion and issue preclusion, [also known as collateral estoppel,] which are collectively referred to as res judicata." Taylor v. Sturgell, 553 U.S. 880, 891, 128 S.Ct. 2161, 171 L.Ed.2d 155 (2008) (internal quotation marks omitted). Under collateral estoppel, "once a court has decided an issue of fact or law necessary to its judgment, that decision may preclude relitigation of the issue in a suit on a different cause of action involving a party to the first case." U.S. Postal Serv. v. Am. Postal Workers Union, 553 F.3d 686, 696 (D.C.Cir.2009) (quoting Novak v. World Bank, 703 F.2d 1305, 1309 (D.C.Cir. 1983)). By precluding parties from contesting matters they have already had a full and fair opportunity to litigate, collateral estoppel "conserve[s] judicial resources, avoid[s] inconsistent results, engender[s] respect for judgments of predictable and certain effect, and [] prevent[s] serial forum-shopping and piecemeal litigation." McGee v. District of Columbia, 646 F.Supp.2d 115, 123 (D.D.C.2009) (internal quotation marks omitted).
Courts apply the preclusion law of the court in which the first proceeding was brought, and when this is a state court, the state's law of preclusion applies. Kremer v. Chem. Const. Corp., 456 U.S. at 481-182, 102 S.Ct. 1883 (1982); cf. Youngin's Auto Body v. Dist. of Columbia, 775 F.Supp.2d 1, 5-6 (D.D.C.2011). Under District of Columbia law, collateral estoppel "prohibits `the relitigation of factual or legal issues decided in a previous proceeding and essential to the prior judgment.'" Franco v. Dist. of Columbia, 3 A.3d 300, 303-04 (D.C.2010) (quoting Elwell v. Elwell, 947 A.2d 1136, 1140 (D.C.2008)). The Supreme Court has held that a "state administrative decision in the employmentdiscrimination context is entitled to preclusive
Collateral estoppel applies when: "(1) the issue is actually litigated and (2) determined by a valid, final judgment on the merits; (3) after a full and fair opportunity for litigation by the parties or their privies; (4) under circumstances where the determination was essential to the judgment, and not merely dictum." Modiri v. 1342 Rest. Group, Inc., 904 A.2d 391, 394 (D.C. 2006) (quoting Davis v. Davis, 663 A.2d 499, 501 (D.C.1995)). When applicable, collateral estoppel renders conclusive the determination of issues of fact or law that have been previously decided. Franco, 3 A.3d at 304.
For collateral estoppel to apply, "the previously resolved issue must be identical to the one presented in the current litigation; similarity between the issues is insufficient." Dist. of Columbia v. Gould, 852 A.2d 50, 56 (D.C.2004) (citing Hutchinson v. Dist. of Columbia Office of Employee Appeals, 710 A.2d 227, 236 (D.C. 1998)). The District argues that the OEA determined that "Jahr did not establish that any similarly-situated employee was treated differently;" therefore, Mr. Jahr is barred from relitigation in this court. Opp'n at 3 (quoting Jahr III, 19 A.3d at 341). Mr. Jahr, however, suggests that "the issue of race discrimination was not directly at issue in [his] claims before the OEA," because "issues of disparate treatment were considered only because it was relevant to the appropriateness of the proposed penalty." Reply at 3. The Court does not agree. The precise issue resolved in the OEA proceeding was whether Mr. Jahr was treated differently in his termination than other similarly situated employees, which is identical to the Title VII claim Mr. Jahr has moved to reinstate in this court. That it was decided in the context of whether the penalty was appropriate does not defeat its preclusive effect.
In upholding Mr. Jahr's termination by the Department, the OEA Administrative Law Judge ("ALJ") addressed two major questions: (1) "[w]hether the [Department] action was taken for cause;" and (2) "[w]hether [Mr. Jahr's] penalty was appropriate under the circumstances." Jahr I, OEA Matter 1601-0180-99 at 3. When a charge is upheld, the OEA will not disturb the penalty if it "is within the range allowed by law, regulation, or guidelines and is clearly not an error of judgment." Id. at 12. (internal quotation marks omitted). The ALJ determined that Mr. Jahr's penalty was within the range allowed by the Table of Appropriate Penalties, and that it was clearly not an error of judgment. Id. at 12-13. After finding that Mr. Jahr's termination was for cause, the ALJ also considered what are known as the Douglas factors, which the OEA has adopted as factors to be considered by an agency in its determination of an appropriate penalty. Id. (citing Douglas v. Veterans Admin., 5 MSPB 313, 5 M.S.P.R. 280, 305-306 (1981)).
Because Mr. Jahr claimed "that he was not treated the same as other individuals in the Department," the ALJ gave special attention to one of the Douglas factors — whether there is "consistency of the penalty with those imposed upon other employees for the same or similar offenses." Jahr I, OEA Matter 1601-0180-99 at 13; see Douglas, 5 M.S.P.R. at 305. To show disparate treatment, "the employee must show that he or she worked in the same organizational unit as the comparison employees and that they were subject to discipline by the same supervisor within the same general time period." Id. (citing Carroll v. Department of Health and Human Services, 703 F.2d 1388, 1389 (Fed. Cir.1983) (finding that an employee failed to show she was treated disparately because she only proffered evidence of comparison employees who worked in different organizational units and were disciplined by different supervisors)). Upon consideration of the evidence submitted by Mr. Jahr, the ALJ concluded that he had failed to show disparate treatment because the comparison employees did not work under the same supervisor or in the same department as Mr. Jahr. Id. at 13-14.
On appeal from the ALJ's initial decision, the full board of the OEA reviewed the decision and affirmed the ALJ's determination that Mr. Jahr had failed to show disparate treatment. Jahr v. D.C. Fire and Emergency Medical Services, OEA Matter No. 1601-0180-99 (February 27, 2007) ("Jahr II"). In reviewing this determination, the Board noted that Mr. Jahr had "failed to meet his burden of proof in establishing a prima facie case," because he "did not show that he was treated differently than those similarly situated," and because "[n]one of the comparison employees to which [Mr. Jahr] attempts to liken himself[] had a previous disciplinary action against them," or "were under the same supervisor." Id. at 9-10.
In upholding the OEA's decision, the D.C. Superior Court also considered whether Mr. Jahr was subject to disparate treatment. Jahr v. Dist. of Columbia., No. 2007 CA 2215P, 2009 WL 8153670 (D.C.Super. April 9, 2009) ("Jahr III"). The court concluded, like the ALJ and the OEA board, that Mr. Jahr had failed to show disparate treatment. Id. at 4 (citing O'Donnell v. Associated Gen. Contractors of Am., Inc., 645 A.2d 1084, 1088-89 (D.C.1994)) (concluding that a female employee failed to establish a prima facie case of disparate treatment on the basis of sex pursuant to Title VII because she did not proffer evidence of similarly situated male employees treated differently in the manner of their termination). In fact, the court found that like other employees who had been terminated for similar behavior, Mr. Jahr had a history of deceptive and dishonest behavior within the agency. Id. With respect to employees that Mr. Jahr claimed were subject to less severe penalties, the court found they were not similarly situated because Mr. Jahr did not establish that they worked under the same supervisor. Id. The D.C. Court of Appeals affirmed the Superior Court's decision, holding that Mr. Jahr failed to "establish that any similarly-situated employee was treated differently."
The OEA, the OEA Board, the D.C. Superior Court, and the Court of Appeals all decided a common issue: whether Mr. Jahr was treated differently than other similarly situated employees, i.e. whether he was subject to disparate treatment. Mr. Jahr is therefore precluded from raising that issue again in federal court. Once an issue is raised and determined, the entire issue is precluded, not just particular arguments raised in support of it. See Yamaha Corp. of Am. v. United States, 961 F.2d 245, 254, 258-59 (D.C.Cir.1992) ("If a new legal theory or factual assertion put forward in the second action is related to the subject-matter and relevant to the issues that were litigated and adjudicated previously, so that it could have been raised, the judgment is conclusive on it despite the fact that it was not in fact expressly pleaded or otherwise urged.") (emphasis in original); Rodriguez v. Shulman, 844 F.Supp.2d 1, 9-10 (D.D.C. 2012) (finding that new legal theories raised in second proceeding were so related to previously litigated questions that they did not constitute distinct issues). That Mr. Jahr's arguments may differ somewhat from those previously presented does not allow him a second (or perhaps more accurately, fifth) bite at the apple. Mr. Jahr is not only precluded from arguing that he was treated differently from other similarly situated employees generally, but also that he was treated differently from other similarly situated African American employees because of his race — an argument he was free to raise in his OEA proceedings. See Securities Indus. Ass'n v. Board of Governors, 900 F.2d 360, 364-65 (D.C.Cir.1990) ("Whether petitioner actually argued [a particular position in a prior proceeding] is irrelevant, however, since preclusion because of a prior adjudication results from resolution of a question in issue, not from the litigation of specific arguments directed to the issue.") (emphasis in original); Bagenstose, 503 F.Supp.2d at 260 (finding that a D.C. Court of Appeals affirmance of an OEA finding that a former teacher had voluntarily retired, and was thus never discharged, precluding the bringing of Title VII discrimination claims that arose from the teacher's loss of his teaching position in federal court).
To have preclusive effect in a subsequent proceeding, an issue must have been "actually litigated" in the first proceeding, Modiri, 904 A.2d at 394, meaning that it is "properly raised, by the pleadings or otherwise, and is submitted for determination, and is determined," Ali Baba Co. v. WILCO, Inc., 482 A.2d 418, 422 (D.C.1984) (citing Restatement (Second) of Judgments § 27(d) (1982)). Because the issue of whether Mr. Jahr was subject to disparate treatment was "actually litigated," he is barred from raising it again here.
Id. The ALJ thus concluded that Mr. Jahr had failed to show that he had been treated differently than similarly situated employees. Id. Therefore, the issue of disparate treatment was "actually litigated," because it was properly raised, submitted for determination, and then determined. See also Borger Mgmt., Inc. v. Sindram, 886 A.2d 52, 63 (D.C.2005) (finding that the issue of the legality of a landlord's termination of a tenant's contract was properly raised by the tenant as a defense to the landlord's action for possession in an administrative action and therefore could not be raised in a subsequent action); Pipher v. Odell, 672 A.2d 1092, 1095 (D.C. 1996) (holding that the issue of proper notice of sale was "actually litigated," because it was properly raised in earlier litigation by the filing of a complaint alleging improper notice, and that the prior court's grant of summary judgment, which noted that proper notice had been given, served as a determination of the issue); Davis, 663 A.2d at 501 (finding that the issue of blood testing was "actually litigated" for the purposes of collateral estoppel because it had been raised in a motion for a blood test and again in a Rule 60(b) motion to vacate denial of that motion); Ali Baba Co., 482 A.2d at 425-26 (finding that multiple defenses were "actually litigated," because they were properly raised by the defendant in a prior tenant action for possession in his answer and plea of title, and that the lower court's summary judgment ruling addressing the defenses served as a determination of them).
"[C]ollateral estoppel treats as final only those questions actually and necessarily decided in a prior suit." Brown v. Felsen, 442 U.S. 127, 139 n. 10, 99 S.Ct. 2205, 60 L.Ed.2d 767 (1979). Here, the issue of disparate treatment was necessarily decided in Mr. Jahr's OEA proceeding and subsequent appeals. After considering the three sets of documentation Mr. Jahr submitted to support the argument that he was treated disparately, the ALJ found that, "[b]ased on the totality of the circumstances ... [Mr. Jahr] has failed to show he was treated unfairly." Jahr I, OEA Matter No. 1601-0180-99 at 14. Accordingly, the issue was "decided" or "determined" in the OEA proceeding. See Bagenstose, 503 F.Supp.2d at 260 (holding that OEA's finding, and the D.C. Court of Appeals' subsequent affirmance of that finding, that plaintiff voluntarily retired in 1996, and was thus never discharged, was
Collateral estoppel only applies if there was a full and fair opportunity for litigation by the parties or their privies. Davis, 663 A.2d at 501. In Oubre v. Dist. of Columbia, the D.C. Court of Appeals found that the parties had "an adequate opportunity to litigate" for purposes of issue preclusion, because there had been an evidentiary hearing at the agency level in which "the parties were given an opportunity to make opening and closing statements, to call witnesses, to cross-examine witnesses, and to introduce exhibits." 630 A.2d 699, 703 (D.C.1993).
Likewise, the Court finds that Mr. Jahr had a full and fair opportunity to litigate disparate treatment. He was able to introduce evidence on the issue, present his claims at a hearing before the Administrative Law Judge, and appeal his decision to the full board of the OEA, the D.C. Superior Court, and the Court of Appeals. See Youngin's Auto Body, 775 F.Supp.2d at 8-9 (finding that the plaintiff had full and fair opportunity to litigate, because he was granted a full evidentiary hearing before an ALJ, representation by counsel, an opportunity to present evidence and cross-examine witnesses, and because the ALJ's decision was affirmed by the D.C. Court of Appeals).
"Collateral estoppel ... precludes the relitigation of specific facts or issues... when those issues are essential to the case." Short v. Dist. of Columbia Dep't of Employment Servs., 723 A.2d 845, 849 (D.C.1998). In assessing whether a decision was essential to a judgment, the question is whether the issue was "actually recognized by the parties as important and by the trier as necessary to the first judgment." Synanon Church v. United States, 820 F.2d 421, 427 (D.C.Cir.1987) (internal citation omitted).
Mr. Jahr argues that the issue of disparate treatment was "not essential to the judgment in the OEA decision." Reply at 3. The Court disagrees. The issue of disparate treatment was essential the OEA's holding that "managerial discretion was legitimately invoked and properly exercised," and that, "[the Department's] action was supported by the preponderance of evidence, consistent with law and applicable regulations." Jahr I, OEA Matter No. 1601-0180-99 at 14. As explained above, the ALJ found that Mr. Jahr was not subject to disparate treatment. A contrary conclusion would have resulted in a conclusion that Mr. Jahr's termination was "not in accordance with the law or applicable regulations." See, e.g. Aronson v. D.C. Fire and Emergency Medical Services Department, OEA Matter No. 1601-0128-99, 7-8 (January 26, 2007) (holding that Mr. Aronson's termination should be reduced to a sixty-day suspension, because his penalty was different from other similarly situated employees, and therefore inappropriate); O'Boyle v. D.C. Metropolitan Police Department, OEA Matter 1601-0020-05R09 (January 27, 2010) (reversing an employee's termination, because other similarly situated employees only received the equivalent of a twenty-day suspension). Because the ALJ instead concluded that Mr. Jahr's termination was lawful, the finding regarding disparate treatment was essential to the judgment. See Borger Mgmt., Inc., 886 A.2d at 63 (finding that a prior determination that a landlord's termination of contract was legal was essential to the judgment because it was necessary to conclude that the termination was not retaliatory);
Mr. Jahr cannot proceed on his Title VII disparate treatment claim because he is precluded from relitigating the issue of whether he was treated differently than similarly situated employees in his termination. Because Mr. Jahr is required to show disparate treatment in order to succeed on his Title VII claim, the determination on that issue by the OEA and the District of Columbia courts are insuperable obstacles to the reinstatement of his claim in this court. See Bagenstose, 503 F.Supp.2d at 260 (holding that plaintiff's Title VII claim could not proceed because the issue of whether he was discharged had had already been decided against him in previous actions in the District of Columbia courts that were given preclusive effect in his federal action). Therefore, the Court