ELIZABETH A. JENKINS, District Judge.
Plaintiff brings this action pursuant to the Social Security Act ("Act"), as amended, Title 42, United States Code, Section 405(g) and 1383(c)(3), to obtain judicial review of a final decision of the Commissioner of Social Security ("Commissioner") denying his claims for Disability Insurance Benefits ("DIB") and Supplemental Security Income ("SSI") under the Act.
After reviewing the record, including a transcript of the proceedings before the Administrative Law Judge (ALJ), the administrative record, and the pleadings and memoranda submitted by the parties in this case, the Court recommends affirming the Commissioner's decision and dismissing this case.
In an action for judicial review, the reviewing court must affirm the decision of the Commissioner if it is supported by substantial evidence in the record as a whole and comports with applicable legal standards. See 42 U.S.C. § 405(g) (2006). Substantial evidence is "such relevant evidence as a reasonable person might accept as adequate to support a conclusion."
If the Commissioner committed an error of law, the case must be remanded for application of the correct legal standard.
On July 8, 2008, Plaintiff filed applications for DIB and SSI, alleging a disability onset date of January 1, 2008 in both applications. (T 16, 171, 178, 208) Plaintiff's applications were denied initially and upon reconsideration. (T 16) A hearing was held on June 16, 2010. (T 16, 38) Fifty-two years old at the time of the hearing, Plaintiff has a high school education and two years of college with past relevant work as a security guard. (T 27, 40, 42, 44)
On June 29, 2010, the ALJ denied Plaintiff's applications. (T 29) The ALJ determined that Plaintiff's severe impairments included: disc disease of the cervical and lumbar spine; arthritis of the knees, back, and neck; obesity; chronic obstructive pulmonary disease ("COPD"); and depression that potentially could be classified as dysthymia or bipolar II disorder. (T 18) However, the ALJ further found that these impairments did not meet or medically equal one of the impairments listed in 20 C.F.R. Part 404, Subpart P, App. 1. (T 22) The ALJ concluded that Plaintiff had the residual functional capacity ("RFC") to perform a limited range of light work subject to the limitations that: Plaintiff can stand or walk for six (6) hours in an eight-hour workday; sit for six (6) hours in an eight-hour workday with normal breaks; frequently crouch; and can frequently climb ramps or stairs but never ladders, ropes, or scaffolds. (T 23) He can occasionally stoop, kneel, and crawl. (
Although Plaintiff was unable to perform his past relevant work, the ALJ found Plaintiff capable of performing jobs available in significant numbers in the national economy such as cashier, office helper, and survey worker. (T 28) Accordingly, the ALJ concluded that Plaintiff was not disabled during the relevant period. (T 29) On May 10, 2012, the Appeals Council declined to review the ALJ's decision, making the ALJ's decision the final decision of the Commissioner. (T 1-3)
The medical evidence and other evidence of record has been summarized in the ALJ's decision and will not be repeated here except as necessary to address the issues presented.
Plaintiff contends that the ALJ failed to: accord proper weight to the opinion of treating physician Patrick F. Mulroy, M.D. ("Dr. Mulroy"); appropriately evaluate Plaintiff's credibility; consider the effect of Plaintiff's obesity on his other impairments; and pose a hypothetical to the vocational expert ("VE") that included all of Plaintiff's limitations.
The opinion of an examining physician is generally entitled to more weight than the opinion of a non-examining physician.
However, it is not improper for an ALJ to consider the reports of consulting physicians, as long as the opinion of the treating physician is accorded proper weight.
The Commissioner, and not a claimant's physician, is responsible for determining whether a claimant is disabled under the Act.
Plaintiff argues the ALJ lacked good cause to discount Dr. Mulroy's opinion because a contradictory opinion from a non-examining state physician — Dr. Desai — does not constitute substantial evidence to override a treating physician's opinion. Plaintiff also asserts that while the RFC determination is reserved to the Commissioner, the ALJ must consider opinion evidence from treating physicians in formulating the RFC. Moreover, Plaintiff contends that: Dr. Desai did not have a complete medical record at the time of her March 2009 review; there are no contradictions in Dr. Mulroy's treatment notes; conservative treatment does not reflect upon the severity of a patient's condition; and it was improper for the ALJ to theorize that Dr. Mulroy's opinions may be influenced by sympathy for Plaintiff. Plaintiff also contends that the ALJ failed to consider certain factors in evaluating the medical opinion evidence.
On January 31, 2008, Dr. Mulroy took over as Plaintiff's primary care physician and began managing Plaintiff's care for a variety of conditions including: COPD, cervical disc disease, degenerative arthritis of the lumbar spine, osteoporosis without fractures, goiter, thyroid dysfunction, bilateral shoulder arthritis, hypertension, and coronary artery disease. (T 422-23, 428, 524-26, 1460-63, 1466, 1773-74, 2149-50, 2247)
On July 1, 2008, Dr. Mulroy saw Plaintiff for lower back pain with radiating pain down the left leg. (T 428) Dr. Mulroy noted that Plaintiff was experiencing arm weakness at times and that he had a remote history of herniated discs. (
Approximately one year later on July 14, 2009, Dr. Mulroy completed a Multiple Impairment Questionnaire for Plaintiff. (T 2175-82) He listed shoulder pain, sciatica, COPD, and knee arthritis as Plaintiff's diagnoses and stated that Plaintiff's COPD, shoulder pain, knee pain, and sciatica could improve with continuing treatment. (T 2175) However, he noted that COPD would be a "permanent problem." (
He opined that Plaintiff could sit for less than one hour during an eight-hour workday; likewise, Plaintiff could stand or walk for no more than one hour total within an eight-hour workday. (
In December 2009, Dr. Mulroy listed Plaintiff's conditions and medications. (T 2247-48) He stated that Plaintiff was under the care of "multiple specialists" and was not expected to ever be gainfully employed again. (T 20, 2247-48)
In March 2009, Dr. Desai reviewed Plaintiff's medical records and completed a Physical Residual Functional Capacity Assessment. (T 2056-63) Dr. Desai noted that Plaintiff's hypertension and hypothyroidism were managed by medication. (T 2057) She observed that Plaintiff had been hospitalized in May 2008 for chest pain and that an echocardiogram showed mild left ventricular hypertrophy ("LVH")
Dr. Desai discussed imaging studies of Plaintiff's back, including a lumbar MRI in July 2008 that revealed small central disc herniation at L5-S1 without significant stenosis and a CT of the cervical spine that showed multilevel degenerative disc disease. (T 2058) She noted that Plaintiff's back problems were being treated conservatively. (
Dr. Desai opined that Plaintiff was capable of occasionally lifting and/or carrying twenty (20) pounds and frequently lifting and/or carrying ten (10) pounds. (T 2057) He could stand and/or walk for six (6) hours in an eight-hour workday and sit for a total of six (6) hours during the workday. (
In his opinion, the ALJ explained that he gave little weight to the opinions of Dr. Mulroy because: (1) the task of determining a claimant's RFC is within the province of the ALJ, not a physician; (2) Dr. Mulroy's opinions were inconsistent with his own treatment notes and with other evidence of record; and (3) Dr. Mulroy's findings may have been affected by sympathy for Plaintiff. (T 26-27) The ALJ accorded strong weight to Dr. Desai's opinion because it was consistent with the medical evidence. (T 26)
As a disability determination is reserved to the Commissioner, the ALJ was not required to accept Dr. Mulroy's conclusion that Plaintiff would never be able to work again. Even so, the ALJ expressly referred in his opinion to Dr. Mulroy's findings about the impact of Plaintiff's conditions on his ability to work. (T 20) This demonstrates that the ALJ considered Dr. Mulroy's opinions, although he ultimately determined that they were not supported by the record. (T 26-27) As such, the ALJ did not err in according little weight to Dr. Mulroy's opinion that Plaintiff's conditions prevented him from working.
The ALJ also articulated good cause for assigning less weight to Dr. Mulroy's opinions, including inconsistencies within Dr. Mulroy's own treatment notes and with other evidence of record. (T 26) In July 2008, Dr. Mulroy indicated that Plaintiff's condition could improve such that Plaintiff could lift more than twenty (20) pounds regularly within eighteen (18) to twenty-four (24) months. (T 428) The ALJ found that this statement undermined the severe sitting, standing, and walking restrictions that Dr. Mulroy later assigned to Plaintiff. (T 26, 2177)
Moreover, the ALJ noted that Dr. Mulroy's findings were inconsistent with other treatment notes, including an August 28, 2008 examination by endocrinologist Robert C. Brickner, M.D. ("Dr. Brickner") in which the physician noted that Plaintiff exhibited no muscle weakness or complaints and no shortness of breath. (T 26, 1458) Dr. Mulroy's limitations were also inconsistent with the conclusions of neurologist Donald V. Graham, D.O. ("Dr. Graham"), who reviewed MRIs of Plaintiff's lumbar and cervical spines on July 2, 2009. (T 26, 2171) Dr. Graham found the lumbar spine unremarkable, although there were mild degenerative changes throughout the cervical spine that resulted in mild to moderate stenosis. (T 2171) He recommended conservative treatment including physical therapy and pain management. (
Although Plaintiff contends that the ALJ erred by finding that conservative treatment also undermined Dr. Mulroy's opinions (T 26), an ALJ is permitted to consider the nature of treatment in other contexts, such as when evaluating a claimant's credibility.
Additionally, while the ALJ opined that Dr. Mulroy might have been moved by sympathy for Plaintiff, he acknowledged that such a motive would be "difficult to confirm." (T 27) This was only one of a number of reasons the ALJ cited in rejecting Dr. Mulroy's findings. That is not reversible error.
Plaintiff also contends the ALJ should have considered certain factors that are relevant in assessing a treating physician's relationship with a patient, including the length of the relationship and the extent of interaction.
Based on the foregoing, the ALJ clearly stated his reasons for giving less credence to Dr. Mulroy's opinions and articulated good cause. The ALJ was entitled to rely on Dr. Desai's findings as a non-examining physician whose conclusions were supported by the record and consistent with the underlying clinical findings of the treating and examining physicians.
Subjective complaints are evaluated according to a three-part "pain standard" that is used when a claimant attempts to establish disability through testimony about pain or other subjective symptoms.
The ability to engage in everyday activities of short duration such as housework or fishing does not disqualify a claimant from receiving disability benefits.
Plaintiff testified that he last worked in 2008 as a security guard and received unemployment benefits for a period of time after he stopped working. (T 43) He later held several temporary jobs, but left them after short periods of time because he was unable to do any heavy lifting. (T 45)
Plaintiff explained that he experiences pain in his back and knees from arthritis, throbbing lower back pain that radiates into his legs, and pain in his neck and shoulders. (T 60-62) He stated that his neck pain causes headaches every day and his medication causes him to sleep and get confused. (T 60-61) In addition, Plaintiff testified that he suffered three heart attacks and two strokes and that he struggles with anger issues and depression. (T 48-49) Relying on a cane to stand or walk, Plaintiff stated that he can walk only 200 to 300 feet before tiring and that he can lift nothing heavier than a gallon of milk. (T 52, 54, 62) Plaintiff further explained that he spends his days reading, using a computer, and watching television. (T 55) He is unable to do household chores, but occasionally mows the lawn. (T 59)
The ALJ stated that while Plaintiff's conditions could reasonably be expected to cause his alleged symptoms, Plaintiff's allegations concerning the intensity, persistence, and limiting effects of his symptoms were not credible to the extent that they conflicted with his RFC. (T 24) The ALJ then provided a detailed explanation for the basis of his credibility determination. (T 24-26)
As an initial matter, Plaintiff contends that the ALJ applied the wrong legal standard because the ALJ used "boilerplate language" that suggests he compared Plaintiff's testimony to the RFC and not to the evidence of record as required. (Dkt. 13 at 18)
The ALJ observed that Plaintiff had been complaining of back pain since 2005, yet the discomfort had not prevented him from working prior to his onset date of January 2008. (T 24) Finding nothing in the record to suggest that Plaintiff's back condition had worsened since 2005, the ALJ stated that Plaintiff's back impairment should "not currently prevent work." (T 25) In challenging this conclusion, Plaintiff points out that he was involved in a high-speed motor vehicle accident on August 22, 2007, which exacerbated his pain. (Dkt. 13 at 19; T 548-51)
However, treatment notes after this incident do not support Plaintiff's suggestion that the accident permanently aggravated his back condition. As the ALJ observed, Dr. Mulroy indicated in July 2008 that Plaintiff's ability to lift was going to improve in time. (T 24, 428) Additionally, Plaintiff was told he could return to work two days after the accident (T 550), and Plaintiff reported he was "doing better" at a follow-up visit in November 2007, although he continued to have "sporadic pain" (T 770).
The ALJ also referred to Dr. Graham's review of Plaintiff's MRIs in July 2009 which indicated nothing remarkable in the lumbar spine and only mild degenerative changes in Plaintiff's cervical spine, resulting in a recommendation for physical therapy and pain management in lieu of surgery. (T 25) As the ALJ is permitted to consider the type of treatment in evaluating a claimant's credibility, the ALJ did not err in noting that the conservative and "essentially routine" nature of Plaintiff's treatment suggested that the impact of Plaintiff's impairments was not as great as he alleged. (
In addition, the ALJ found little support in the record for Plaintiff's claims that his heart was damaged by coronary artery disease, he suffered several strokes and heart attacks, and his mental health issues affected his ability to maintain work. (T 25-26, 48-50) Plaintiff was hospitalized in 2008 due to breathing problems, but denied any history of myocardial infarction. (T 1140) Also, tests repeatedly showed that Plaintiff's ejection fraction was within the normal range of fifty-five (55) percent to seventy (70) percent. (T 480, 1163, 2050) As to his anger management issues and depression, Plaintiff explained in a February 2009 psychiatric consultation that his mental health problems were "nothing super serious" and associated his depression with his inability to find employment. (T 1763) Treatment notes reflect that Plaintiff was appropriately dressed and groomed, made good eye contact, and was pleasant and cooperative. (T 26, 1764) Additionally, an examining psychologist noted in December 2008 that Plaintiff had not received mental health treatment in many years. (T 1404) As such, the ALJ did not err in finding that the record did not fully support Plaintiff's claims concerning the severity of these problems.
Moreover, the ALJ explained that Plaintiff's credibility was undermined by his ongoing efforts to obtain work and by daily activities. (T 25) The ALJ observed that Plaintiff appeared to have left his job in 2008 for reasons unrelated to his medical condition
Likewise, the ALJ found inconsistencies in Plaintiff's testimony, noting that he claimed he could walk only short distances, but he was able to mow the lawn on a good day. (T 25, 59) Additionally, while Plaintiff complained of fatigue and confusion from his medications, he also stated that he was able to read and use the computer, which suggested to the ALJ that Plaintiff could maintain concentration. (T 25, 55-56)
Plaintiff claims the ALJ's findings were in error because Plaintiff's work attempts were brief and unsuccessful. He also asserts that his daily activities do not correlate with an ability to engage in sustained work-related activities.
Based on the foregoing, the ALJ's credibility determination is supported by substantial evidence, including Plaintiff's work attempts, daily activities, and lack of support in the record for the severity of his allegations. The ALJ did not err on this issue.
According to SSR 02-1p, "[o]besity is a complex, chronic disease characterized by excessive accumulation of body fat. Obesity is generally the result of a combination of factors (
Noting that Plaintiff weighed 273 pounds and stood 5'8" tall, the ALJ found Plaintiff's obesity to be a severe impairment and expressly stated that he considered "the exacerbating effects of the claimant's obesity" in determining his RFC assessment. (T 18, 27) The ALJ also stated that he evaluated Plaintiff's impairments in combination, thereby acknowledging that he considered how obesity affected Plaintiff's arthritis, disc disease, and other musculoskeletal impairments. (T 22)
Moreover, Plaintiff does not explain how his obesity impacts his ability to work in a manner that is not already accommodated by his RFC assessment, which requires Plaintiff to be able to use a handheld assistive device during standing or walking and includes postural limitations such as never climbing ladders, ropes, or scaffolds. (T 23) In any case, it would not be error even if the ALJ had failed to address SSR 02-1p, as it is well established that agency rulings do not have the force and effect of law.
In order for the VE's testimony to constitute substantial evidence, the ALJ must pose a hypothetical question to the VE that includes all of a claimant's impairments.
The RFC describes the most a claimant can do in a work setting despite limitations resulting from the claimant's impairments.
Plaintiff's argument is based mainly on his contention that the ALJ should have incorporated Dr. Mulroy's limitations in his RFC assessment. But as already discussed, substantial evidence supports the ALJ's decision to accord less weight to Dr. Mulroy's opinions while assigning greater weight to the opinion of Dr. Desai. The ALJ appropriately included restrictions in the RFC that were supported by the evidence. Additionally, because the ALJ posed a complete hypothetical to the VE at the hearing,
Plaintiff also asserts that the ALJ should have addressed his "moderate restrictions in social functioning" in the RFC. (Dkt. 13 at 22) On this point, Plaintiff is referring to the ALJ's evaluation of his mental impairments under the criteria of listing 12.04. (T 22-23) The ALJ found that Plaintiff did not meet the criteria because he had only mild difficulties in activities of daily living, social functioning, and maintaining concentration, persistence, or pace, with no episodes of decompensation of an extended duration. (T 22)
Plaintiff mistakenly equates moderate difficulties in social functioning with the ALJ's opinion that Plaintiff had "mild difficulties in moderate social functioning." (
Given the ALJ's reference to these findings, it is apparent that he found Plaintiff to have mild difficulties in social functioning, despite the inadvertent use of the word "moderate" later in the sentence. Plaintiff's argument to the contrary is unpersuasive. The ALJ did not err in relying on the VE's testimony.
For the foregoing reasons, the ALJ's decision is supported by substantial evidence and the proper legal principles. Accordingly and upon consideration, it is
(T 76-77)