RAY, J.
Darnell Rhea appeals an order dismissing his second amended complaint, with prejudice, in his lawsuit against the District Board of Trustees of Santa Fe College, Florida (the College). The pleading comprised a petition for writ of mandamus relating to a violation of Florida's public records laws (Count One) and a petition for declaratory judgment relating to a violation of a college rule (Count Two). In dismissing Count One, the trial court premised its ruling on a finding that a student's e-mail to the College complaining about an instructor's performance in the classroom is an education record in its unredacted form, i.e., with the name of the student author revealed, and thus is protected from disclosure by Florida and federal law. We conclude that the applicable statutes and related case law demonstrate the unredacted e-mail is not an education record, because it is not directly related to a student. Instead, it is directly related to an instructor and only tangentially related to a student. Therefore, we reverse that part of the order dismissing Count One and remand for further proceedings. We affirm the trial court's determination that Rhea failed to state a cause of action for declaratory relief in Count Two, as there is no justiciable issue regarding the existence of any right Rhea may have had under the college rule in dispute.
The second amended complaint alleged two claims. Count One, titled "Petition for Writ of Mandamus Violation of the Public Records Act," alleged that from August to December 2009, Rhea was an adjunct associate professor under the supervision of Appellee's Chairman of the Academic Foundations Department (the Chair) at Santa Fe College, a state college created and operated under chapter 1001, Florida Statutes. Adjunct instructors are given contracts on a semester-by-semester basis, depending on the College's needs. On September 28, 2009, Rhea asked the Chair for a complete copy of a certain e-mail received in the normal course of the Chair's employment with the College. Rhea had received only a copy of the e-mail with the name of the student author redacted. The Chair refused to comply with Rhea's repeated requests to disclose the author's name, on the ground that the student's identity is protected from disclosure under the Family Educational Rights & Privacy Act (FERPA), 20 U.S.C. § 1232g (2009). The student gave no written consent to disclosure of his or her name. Count One alleged the e-mail, including the student's name, is a public record, and by refusing to disclose the complete public record to Rhea, the College violated the law.
The e-mail in question complains of Rhea's classroom behavior, his humiliating remarks to students, and his unorthodox teaching methodologies. He denied all of the negative e-mail allegations. Rhea alleged, however, that he was effectively prevented from defending himself by demonstrating that the unnamed student was not in a position to comment fairly and accurately on Rhea's teaching methods and classroom conduct. Rhea asserted that neither the Florida Statutes nor FERPA protects from disclosure the name of a student who writes an e-mail, like the one in question, containing information that does not directly relate to a student. He argued that pursuant to FERPA, a student's complaint about the teaching methods and classroom behavior of a public, postsecondary school employee who is not a student at the school relates only tangentially, not directly, to the student. It is, instead, solely a teacher record and thus is not protected from disclosure under FERPA.
Count One alleged further that as a result of the Chair's unlawful refusal to give Rhea the complete, unredacted e-mail, the College did not rehire Rhea, and he suffered damages. Count One requested a jury trial, damages, and attorney's fees and costs. This count also asserted Rhea's right to a writ of mandamus requiring the College to give him the complete record of all complaints from any student that Rhea's supervisors at the College have received.
Count Two is titled "Petition for Declaratory Judgment Violation of Agency Rules." Rhea alleged that while the College is authorized to make rules that have the force of law, it has a corresponding duty to abide by its own rules. He sought a declaration of his rights under the College's rule 7.36 of the "Student Complaint Procedure: Students and Administration," which sets out procedures for students who wish to register a complaint against any employee of the College. The second count alleged that Rhea had a right under rule 7.36 to discuss any complaint from a student and to seek resolution of the complaint, before Rhea's supervisor heard of or saw the student's concern or complaint. The pleading asserted that the College had violated rule 7.36 and its duty to follow its own rules, as a result of which Rhea was not rehired and suffered personal harm. In addition to the request for declaratory relief, Count Two requested a jury trial, damages, and attorney's fees and costs.
The College moved to dismiss both counts of the second amended complaint with prejudice and moved to strike Rhea's claims for attorney's fees and damages. After a hearing on the College's motions to dismiss and to strike, the trial court concluded, on Count One, that state and federal law do not require the College to provide Rhea with an unredacted copy of the e-mail. According to the court, the College is bound by state and federal law proscribing the College's disclosure of an unredacted copy containing the student author's name. On Count Two, the court found no justiciable issue as to the existence of any right Rhea may have under rule 7.36, nor did the court find a bona-fide, actual, and present need for a declaration. Because the second amended complaint represented Rhea's third attempt to file a legally sufficient claim, and it was deemed inadequate, the trial court ruled it would exercise its discretion to dismiss the latest pleading with prejudice.
The standard of review for an order dismissing a complaint for failure to state a cause of action is de novo.
To be entitled to a writ of mandamus, Rhea must establish that "he has a clear legal right to the performance of a clear legal duty by a public officer and that he has no other legal remedies available to him."
The order dismissing Count One of the second amended complaint with prejudice was based solely on the trial court's conclusion that the e-mail is, indeed, an education record protected from disclosure by federal and Florida statutes. Where purely legal issues of whether a document is a public record and subject to disclosure are involved, we have de novo review.
A citizen's access to public records is a fundamental constitutional right in Florida. Article I, section 24(a), of the Florida Constitution (the "Sunshine Amendment"), grants:
This "self-executing" right to open records is enforced through the Public Records Law, chapter 119 of the Florida Statutes. It is the duty of each agency
§ 119.011(12). The Florida Supreme Court has construed this definition to encompass all materials made or received by an agency, in connection with official business, which are used to "perpetuate, communicate or formalize knowledge of some type."
The Florida Legislature may provide by general law for the exemption from disclosure of certain public records, provided that such law "state[s] with specificity the public necessity justifying the exemption" and is "no broader than necessary to accomplish the stated purpose of the law." Art. I, § 24(c), Fla. Const. Given the public policy favoring disclosure of public records, the Public Records Law "is to be construed liberally in favor of openness, and all exemptions from disclosure are to be construed narrowly and limited to their designated purpose."
The College argued in the trial court, and the judge agreed, that the unredacted e-mail is protected from disclosure because it qualifies as an "education record" under sections 1006.52(1) and 1002.225(1), Florida Statutes (2009), and FERPA, 20 U.S.C. § 1232g(a)(4)(A). A student's "education records" are confidential and exempt from the disclosure provisions in Florida's Public Records Law and the Sunshine Amendment. § 1006.52(1), Fla. Stat. (2009). "A public postsecondary educational institution may not release a student's education records without the written consent of the student to any individual . . ., except in accordance with and as permitted by the FERPA." § 1006.52(2), Fla. Stat. (2009). The Legislature has adopted FERPA's definition of "education records" in determining whether records are confidential and exempt. § 1002.225(1), Fla. Stat. (2009). Thus, it was incumbent upon the trial court to look to the federal statute to determine whether the student e-mail at issue meets the definition of an "education record."
FERPA protects "education records" (and personally identifiable information contained therein) from improper disclosure.
20 U.S.C. § 1232g(a)(4)(B)(iii).
Defending against Count One, the College argued that the unredacted e-mail, which the College received and maintained, contains information directly relating to the student as well as student identifying information; therefore, as a protected "education record," it cannot be released to Rhea in its complete form under section 1232g(a)(4)(A)(i)-(ii) and the related Florida statutes without subjecting the College to sanctions. The College acknowledged that once it redacted the student identification information, the e-mail lost its purported status as an "education record" under FERPA and, accordingly, was properly disclosed to release of such records. 20 U.S.C. § 1232g(b)(1). It is not intended to establish a school-student privilege similar to a doctor-patient or attorney-client privilege.
Courts analyzing the protection afforded to "education records" by FERPA distinguish between records that contain information "directly related to a student" and those that are only peripherally or tangentially related to a student. The former are "education records" by definition; the latter are not. The seminal case of
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Because the College has failed to meet its burden of demonstrating the existence of a valid statutory exemption, the e-mail is a public record subject to disclosure in its unredacted form. Backed by well-established federal precedent, to which the Florida Legislature has deferred, Rhea demonstrated he has a clear legal right to the performance of a clear legal duty by the College to disclose the e-mail unredacted. Accordingly, we reverse the order as to Count One and remand for further proceedings in accordance with the interpretation of FERPA set forth in
Rhea's second count sought declaratory relief. Circuit courts have jurisdiction "to declare rights, status, and other equitable or legal relations whether or not further relief is or could be claimed." § 86.011, Fla. Stat. (2009). As the party seeking a declaration of rights, Rhea has the burden to demonstrate entitlement.
To be entitled to a declaratory judgment, Rhea must demonstrate that (1) a good-faith dispute exists between the parties; (2) he presently has a justiciable question concerning the existence or non-existence of a right or status, or some fact on which such right or status may depend; (3) he is in doubt regarding his right or status under the College's rule 7.36; and (4) a bona-fide, actual, present, and practical need for the declaration exists.
Rhea sought a declaration of his rights under the College's rule 7.36. For students who want to register a complaint against any employee of the College, the rule's procedures require the student, first, to "[s]tate the complaint to the College employee involved and attempt to resolve the problem." Only if the problem remains unresolved is the student to proceed to the next step, contacting the College employee's immediate supervisor or a counselor for assistance. The rule also dictates the procedure the administration is required to take upon receipt of a complaint or concern.
Defending against Count Two, the College argued that the student's e-mail did not rise to the level of a complaint and never triggered the mandatory procedures in rule 7.36. Specifically, the College characterized the e-mail as an informal student comment or concern, rather than a filed, formal complaint.
We need not determine what right Rhea may have had to a declaration under rule 7.36 when he discovered the student author of the e-mail had proceeded directly to the administration without attempting first to resolve the issues with Rhea. A petition for declaratory relief must show "some useful purpose will be served" by the relief sought.
Accordingly, we REVERSE and REMAND for further proceedings concerning Count One and affirm the dismissal of Count Two with prejudice.
LEWIS and ROBERTS, JJ., CONCUR.
NOT FINAL UNTIL TIME EXPIRES TO FILE MOTION FOR REHEARING AND DISPOSITION THEREOF IF FILED.