AMOS L. MAZZANT, III, District Judge.
Pending before the Court is Plaintiffs' Motion to Compel Production of Documents and Electronically Stored Information, and Proper, Complete Answers to Interrogatories (Dkt. #98). After reviewing the relevant pleadings and motion, the Court finds that the motion should be granted in part.
This is a Fair Labor Standards Act ("FLSA") conditionally classified collective action filed by Hope Halleen and Donna Maner on behalf of themselves and all others similarly situated (collectively, "Plaintiffs") against Defendant Belk. Plaintiffs allege that Defendant misclassified Sales Team Managers ("STM") as "exempt" under the FLSA and failed to pay overtime compensation for work in excess of a forty-hour workweek. Included in the conditionally certified class are Sales Team Managers who worked at any of Defendant's locations at any time during the three-year period preceding January 19, 2016.
On March 26, 2018, Plaintiffs filed a Motion to Compel Production of Documents and Electronically Stored Information, and Proper, Complete Answers to Interrogatories (Dkt. #98). On April 9, 2018, Defendant filed its response (Dkt. #105). On May 24, 2018, Plaintiffs filed their reply (Dkt. #118). On June 7, 2018, Defendant filed its sur-reply (Dkt. #135).
Under Federal Rule of Civil Procedure 26(b)(1), parties "may obtain discovery regarding any non[-]privileged matter that is relevant to any party's claim or defense. . . ." FED. R. CIV. P. 26(b)(1). Relevance, for the purposes of Rule 26(b)(1), is when the request is reasonably calculated to lead to the discovery of admissible evidence. FED. R. CIV. P. 26(b)(1); Crosby v. La. Health & Indem. Co., 647 F.3d 258, 262 (5th Cir. 2011). The Court's scheduling order requires that the parties produce, as part of their initial disclosure, "documents containing, information `relevant to the claim or defense of any party.'" (Dkt. #25 at p. 3). Moreover, the Local Rules of the Eastern District of Texas provide further guidance suggesting that information is "relevant to any party's claim or defense [if]: (1) it includes information that would not support the disclosing parties' contentions; . . . (4) it is information that deserves to be considered in the preparation, evaluation or trial of a claim or defense. . . ." LOCAL RULE CV-26(d). It is well established that "control of discovery is committed to the sound discretion of the trial court." Freeman v. United States, 556 F.3d 326, 341 (5th Cir. 2009) (quoting Williamson v. U.S. Dep't of Agric., 815 F.2d 368, 382 (5th Cir. 1987)).
Rule 37 of the Federal Rules of Civil Procedure allows a discovering party, on notice to other parties and all affected persons, to "move for an order compelling disclosure or discovery." FED. R. CIV. P. 37(a)(1). The moving party bears the burden of showing that the materials and information sought are relevant to the action or will lead to the discovery of admissible evidence. Export Worldwide, Ltd. v. Knight, 241 F.R.D. 259, 263 (W.D. Tex. 2006). Once the moving party establishes that the materials requested are within the scope of permissible discovery, the burden shifts to the party resisting discovery to show why the discovery is irrelevant, overly broad, unduly burdensome or oppressive, and thus should not be permitted. Id.
Federal Rule of Civil Procedure 34 governs requests for production of documents, electronically stored information, and tangible things. Rule 34 requires responses to "either state that inspection and related activities will be permitted as requested or state with specificity the grounds for objecting to the request, including the reasons." FED. R. CIV. P. 34(b)(2)(B). "An objection [to the entire request] must state whether any responsive materials are being withheld on the basis of that objection." FED. R. CIV. P. 34(b)(2)(C). On the other hand, "[a]n objection to part of a request must specify the part and permit inspection of the rest." FED. R. CIV. P. 34(b)(2)(C).
After responding to each request with specificity, the responding attorney must sign their request, response, or objection certifying that the response is complete and correct to the best of the attorney's knowledge and that any objection is consistent with the rules and warranted by existing law or a non-frivolous argument for changing the law. FED. R. CIV. P. 26(g). This rule "simply requires that the attorney make a reasonable inquiry into the factual basis of his response, request, or objection." Fed. R. Civ. P. 26(g) advisory committee note (1983).
The federal rules follow a proportionality standard for discovery. FED. R. CIV. P. 26(b)(1). Under this requirement, the burden falls on both parties and the court to consider the proportionality of all discovery in resolving discovery disputes. FED. R. CIV. P. 26(b)(1), advisory committee note (2015). This rule relies on the fact that each party has a unique understanding of the proportionality to bear on the particular issue. Id. For example, a party requesting discovery may have little information about the burden or expense of responding. Id. "The party claiming undue burden or expense ordinarily has far better information—perhaps the only information— with respect to that part of the determination." Id.
In their motion to compel, Plaintiffs request that the Court compel Defendant to (1) produce all documents responsive to Plaintiffs' Requests for Production ("RFP"), (2) provide complete answers to all Interrogatories, and (3) search and collect, via specified search terms and parameters, all electronically stored information ("ESI") germane to identified corporate custodians and 30(b)(6) corporate representatives.
Plaintiffs argue that Defendant's objections to Plaintiffs' RFPs and Interrogatories are deficient, inapplicable, and/or without merit. Defendant responds that its objections are not only appropriate but necessary to protect itself from Plaintiffs' abusive discovery requests. In pertinent part, Defendant's responses and objections consist of assertions of privilege or contain "subject to" or boilerplate language.
Regarding Defendant's assertions of privilege, Plaintiffs claim that Defendant fails to provide a privilege log accompanying such objections.
Concerning Defendant's responses which use "subject to" or boilerplate language,
The Court finds that Defendant's inclusion of "subject to and without waiving these objections" is not supported by the federal rules and goes against the purposes of a just, speedy, and inexpensive resolution. See Carr, 312 F.R.D. at 470. Further, by answering questions in such a manner Defendant fails to specify the scope of its answer in relation to the request. This makes it impossible for Plaintiffs or the Court to assess the sufficiency of the response. Therefore, Defendant has waived each objection by including "subject to" or boilerplate language in its responses. See id. As such, Defendant's failure to specify specific grounds in the objections results in waiver of those objections. FED. R. CIV. P. 34(b)(2)(B); Keycorp, 2016 WL 6277813, at *11. As a result, Defendant is ordered to provide amended responses as discussed below.
Plaintiffs seek an order compelling Defendant to produce ESI for identified corporate custodians and 30(b)(6) witnesses. Specifically, Plaintiffs reference an exhibit which list search terms, sample percentages, and specific custodians (Dkt. #118, Exhibit 1). Defendant responds that Plaintiffs' suggested search terms and requests are overly broad and unnecessarily increase the volume of ESI. Nevertheless, Defendant contends that the parties are still working on agreed search terms and have yet to reach an impasse warranting a motion to compel.
The Court finds that Plaintiffs' request for ESI as specified in Exhibit 1 to its Reply is appropriate and should be granted (Dkt. #118, Exhibit 1). Although Defendant asserts that the parties are not at an impasse, the Court finds that given the ongoing discovery disputes and inability to cooperate the requested relief is necessary. Plaintiffs further request an order requiring Defendant to produce a randomized five percent of content on a share drive from 2013 to the present regarding various divisions of employees, including STMs. Because this request is raised for the first time in Plaintiffs' reply, the Court declines to grant such relief at this time. Rather, the Court encourages Plaintiffs to confer with Defendant to reach a common ground on the amount of share drive that needs to be produced and for which specific divisions.
It is therefore
Accordingly, Defendant is
It is further
It is further
It is further
Defendant is reminded that any failure to comply fully with this Order may subject Defendant to sanctions by the Court.