POGUE, Chief Judge:
This is a consolidated action seeking review of determinations made by the Department of Commerce ("the Department" or "Commerce") in the antidumping duty investigation of multilayered wood flooring from the People's Republic of China ("China").
In the Motion to Dismiss, Defendant alleges that Plaintiff Coalition for American Hardwood Parity ("CAHP") Complaint failed to comply with jurisdictional timing requirements established by § 516A(a)(2) of the Tariff Act of 1930, as amended, 19 U.S.C. § 1516a(a)(2),
Having considered the additional briefing submitted by the parties, the court concludes that recent Supreme Court precedent has cast doubt on the jurisdictional nature of § 1516a(a)(2)'s timing requirements; however, because the Court of Appeals for the Federal Circuit has historically treated those timing requirements as jurisdictional requisites, the court is obligated to follow circuit precedent unless it is reversed. Therefore, CAHP's Complaint will be dismissed for lack of jurisdiction.
In Baroque Timber I, the court recognized that 19 U.S.C. § 1516a(a)(2) contains two potential time lines for a party to challenge the exclusion of a company from an antidumping duty order: (1) as a negative part of an affirmative determination, pursuant to 19 U.S.C. § 1516a(a)(2)(A)(i)(II) (requiring filing within thirty days of publication of the antidumping duty order), or (2) as a negative
In Kontrick v. Ryan, 540 U.S. 443, 124 S.Ct. 906, 157 L.Ed.2d 867 (2004), the Supreme Court noted that "[c]ourts, including this Court, it is true, have been less than meticulous ...; they have more than occasionally used the term `jurisdictional' to describe emphatic time prescriptions in rules of court. `Jurisdiction,' the Court has aptly observed, `is a word of many, too many, meanings.'" Kontrick, 540 U.S. at 454, 124 S.Ct. 906 (quoting Steel Co. v. Citizens for a Better Env't, 523 U.S. 83, 90, 118 S.Ct. 1003, 140 L.Ed.2d 210 (1998)).
Following Kontrick, the Court has attempted to bring greater clarity to consideration of what restrictions are properly classed as jurisdictional.
While further clarity is needed, "`[c]lassify[ing] time prescriptions, even rigid
546 U.S. at 515-16, 126 S.Ct. 1235 (footnote omitted) (citation omitted).
When determining whether Congress has ranked a statutory time limit as jurisdictional, courts are to consider text, context, and historical treatment. Reed Elsevier, 130 S.Ct. at 1246 (citing Zipes v. Trans World Airlines, Inc., 455 U.S. 385, 393-95, 102 S.Ct. 1127, 71 L.Ed.2d 234 (1982)). Textual factors weighing in favor of jurisdiction include explicit jurisdictional terms, implicit references to a court's jurisdiction, and location in the same provision as the court's grant of subject-matter jurisdiction. See Henderson, 131 S.Ct. at 1204 (noting that 38 U.S.C. § 7266(a)
Following these instructions, and turning to the case at hand, we initially note that "[f]iling deadlines ... are quintessential claim-processing rules." Henderson, 131 S.Ct. at 1203. Therefore, "[a filing deadline] falls outside the class of limitations on subject-matter jurisdiction unless Congress says otherwise." Bowles, 551 U.S. at 218, 127 S.Ct. 2360 (Souter, J., dissenting) (footnote omitted); see also John R. Sand & Gravel Co. v. United
Looking first to the text of the statute for Congressional intent we see that 19 U.S.C. § 1516a(a)(2) contains no indication that it is jurisdictional in nature. The statute does not contain express jurisdictional language or language implying that its timing requirements are jurisdictional. Rather, § 1516a(a)(2) states that a summons and complaint are to be filed in accordance with the rules of the Court of International Trade, thereby indicating that Congress did not intend for these timing provisions to be jurisdictional requisites. Cf. Henderson, 131 S.Ct. at 1204-05 (examining 38 U.S.C. § 7266(a)); Reed Elsevier, 130 S.Ct. at 1245 (examining 17 U.S.C. § 411(a)); Arbaugh, 546 U.S. at 515-16, 126 S.Ct. 1235. Furthermore, the timing requirement in § 1516a(a)(2) is separate from the Court's grant of subject-matter jurisdiction in 28 U.S.C. § 1581(c), also indicating that the requirement should not be treated as jurisdictional. See Henderson, 131 S.Ct. at 1205; Reed Elsevier, 130 S.Ct. at 1245-46.
Commerce contends that 28 U.S.C. § 1581(c) incorporates 19 U.S.C. § 1516a when it references § 1516a in making the jurisdictional grant and further argues that this renders § 1516a, including the timing requirements, jurisdictional. Def.'s Br. in Resp. to the Questions Presented in the Court's June 27, 2012 Order at 3-4, ECF No. 48. This argument is not persuasive. Jurisdiction refers to the "classes of cases (subject-matter jurisdiction) and the persons (personal jurisdiction) falling within a court's adjudicatory authority." Kontrick, 540 U.S. at 455, 124 S.Ct. 906. Section 1581(c) states that "[t]he Court of International Trade shall have exclusive jurisdiction of any civil action commenced under [19 U.S.C. § 1516a]." Section 1516a does not grant jurisdiction; rather, it sets out the parameters of the jurisdiction granted in § 1581(c) by defining which determinations may be challenged and the procedures for such challenges under the authority established by § 1581(c). In other words, § 1581(c) defines the Court of International Trade's jurisdiction as the class of cases commenced pursuant to § 1516a. But, defining the scope of subject-matter jurisdiction by reference to § 1516a does not render § 1516a jurisdictional. Rather, § 1516a contains a quintessential example of claim-processing rules that describe for plaintiffs the necessary — but not jurisdictional — requirements for filing a challenge over which the Court of International Trade will have jurisdiction pursuant to § 1581(c).
As an Article III court reviewing agency determinations, this Court's review of Commerce action pursuant to § 1516a falls between those two examples. Like Henderson, § 1516a(a)(2) imposes requirements on the filing of a summons and complaint for the review of determinations by an administrative agency. Unlike Henderson, the Court of International Trade is an Article III court, and the process for determining an antidumping duty is adversarial. In that regard, § 1516a review is more akin to ordinary civil litigation than the procedure for review of Board of Veterans' Appeals' decisions. Section 1516a(a)(2) does not, however, impose requirements on reviews between Article III courts; therefore, the Bowles context is not fully analogous to the context at issue here.
Though the context of § 1516a(a)(2) cannot be fully analogized to Bowles, the Bowles decision is additionally relevant when considering the historical treatment of § 1516a(a)(2). Historically, § 1516a(a)(2)'s timing requirements have been treated as jurisdictional by the Court of Appeals and this Court. See NEC
Considered in light of the Supreme Court's holding in Bowles, and in light of our conclusion that the statutory context at issue in this case is not completely in line with that considered in Henderson, we conclude that we are obligated to follow the precedential opinions of the Court of Appeals in NEC Corp. and Georgetown Steel and hold that the timing requirements of 19 U.S.C. § 1516a(a)(2) are jurisdictional requisites. NEC Corp. and Georgetown Steel were both decided prior to the recent developments in Supreme Court jurisprudence focused on delimiting the boundaries of jurisdiction, and, as such, they were not based on a consideration of the Arbaugh standard. Nonetheless, we are bound by the precedential opinions of the Court of Appeals, Nat'l Org. of Veterans' Advocates, Inc. v. Sec'y of Veterans Affairs, 260 F.3d 1365, 1373-74 (Fed.Cir.2001), especially where, as here, the historical treatment of the statute may be reason to maintain its position as a jurisdictional requisite, see Bowles, 551 U.S. at 209-11, 127 S.Ct. 2360.
As we noted in Baroque Timber I, we do not find the Complaint severable by the Court, sua sponte. 36 CIT at ___, 853 F.Supp.2d at 1297-99. However, CAHP may amend its Complaint to remove the untimely counts.
In Baroque Timber I, we also requested additional briefing from the parties on the question of equitable tolling in light of the Court of Appeals decision in Former Employees of Sonoco Products Co. v. Chao, 372 F.3d 1291 (Fed.Cir.2004) (holding that 19 U.S.C. § 2636(d) is subject to equitable tolling).
As with the issue of § 1516a(a)(2)'s jurisdictional character, there is good reason to believe that, in light of recent precedent, § 1516a(a)(2)
Consistent with the prior discussion, we believe that the statutory issues discussed in this opinion are appropriate for interlocutory appeal. This Court may certify an issue for interlocutory appeal to the Court of Appeals for the Federal Circuit when "a controlling question of law is involved with respect to which there is a substantial ground for difference of opinion and that an immediate appeal ... may materially advance the ultimate determination of the litigation...." 28 U.S.C. § 1292(d)(1). This case meets the three part test set forth in 28 U.S.C. § 1292(d)(1): (1) it presents controlling questions of law, namely whether the timing requirements of 19 U.S.C. § 1516a(a)(2) should be interpreted to render CAHP's Complaint untimely and, if so, whether such timing requirements should be interpreted as jurisdictional requisites or claim-processing rules; (2) there is a substantial ground for difference of opinion given the intervening Supreme Court precedent that has not yet been considered in analyzing the nature of the § 1516a(a)(2) timing requirements; and (3) an immediate appeal may materially advance the ultimate termination of the litigation because an incorrect disposition of this issue would require reversal of a final judgment based thereon. Cf. USEC Inc. v. United States, 27 CIT 1925, 1928-29, 2003 WL 23009264 (2003). Therefore, we find, pursuant to 28 U.S.C. § 1292(d)(1), that interlocutory appeal of the court's interpretation of 19 U.S.C. § 1516a(a)(2) and its decision that 19 U.S.C. § 1516a(a)(2) may be a jurisdictional requisite is appropriate.
Upon request by the parties, the court will order certification of the following issues for interlocutory appeal to the Court of Appeals:
(1) Whether, pursuant to 19 U.S.C. § 1516a(a)(2), a challenge to the exclusion of a company must be filed as a negative part of an affirmative determination, i.e., within thirty days after publication of the antidumping duty order, if filed alongside other challenges to an affirmative determination.
(2) Whether the timing requirements of 19 U.S.C. § 1516a(a)(2) should continue to be considered jurisdictional requisites in light of recent Supreme Court precedent delimiting the boundaries of what is properly considered a jurisdictional requirement.
(3) Whether, if the timing requirements of 19 U.S.C. § 1516a(a)(2) are not jurisdictional requisites, those timing requirements are subject to equitable tolling.
Consistent with this opinion and the court's prior opinion in Baroque Timber I, the Defendant's Motion to Dismiss Plaintiff's Complaint for Lack of Jurisdiction is hereby granted. The parties are directed to consult on whether the court should certify the issues discussed above for interlocutory appeal and to inform the court of their decision by October 10, 2012. If the parties do not seek interlocutory appeal, the court will enter final judgment dismissing this case unless CAHP files an amended complaint consistent with this opinion and the court's opinion in Baroque Timber I by October 31, 2012.
It is
38 U.S.C. § 7266(a).
When the foregoing background is compared to the Supreme Court's discussion of the Veteran's Judicial Review Act ("VJRA") in Henderson, it is clear that the statutory structure of the Customs Courts Act does not indicate that the timing requirements in 19 U.S.C. § 1516a are jurisdictional. As the Supreme Court noted in Henderson,
131 S.Ct. at 1205 (citations omitted). As with the VJRA, the Customs Courts Act of 1980 separated procedure and jurisdiction, placing the timing requirements for filing under procedure. Furthermore, while the jurisdictional provision, 28 U.S.C. § 1581(c), references 19 U.S.C. § 1516a to establish the class of cases subject to review, the timing requirements laid out in § 1516a were substantially restated in the procedural provision, 28 U.S.C. § 2636(c). Bethlehem Steel, 742 F.2d at 1412.
In Baroque Timber I, the court suggested that CAHP could seek voluntary dismissal of the untimely portions of its Complaint, pursuant to USCIT R. 41(a)(2). 36 CIT at ___, 853 F.Supp.2d at 1299. While the effect of dismissing the untimely portion of the Complaint is the same as amending the Complaint, the court recognizes the proper procedure in this case would be to amend the Complaint. Cf. Nilssen v. Motorola, Inc., 203 F.3d 782, 784 (Fed.Cir.2000) ("Although we agree with Nilssen that an involuntary dismissal of a claim is technically not an amendment, that distinction is not controlling. The true state of affairs is more critical than mere labels. The fact that a voluntary dismissal of a claim under Rule 41(a) is properly labeled an amendment under Rule 15 is a technical, not a substantive, distinction." (footnote omitted)).