JAMES DONATO, District Judge.
Plaintiff, a state prisoner proceeding pro se, has brought a civil rights action under 42 U.S.C. § 1983. Defendants' have filed a motion to dismiss citing res judicata, collateral estoppel, and respondeat superior.
This action alleges that defendants, doctors and dentists at North Kern State Prison ("NKSP") and Salinas Valley State Prison ("SVSP"), failed to properly treat plaintiff's dental problems. During an assault in county jail, plaintiff suffered two broken bones in his mandible area and had surgery that involved open and closed reductions of the fractures to promote the healing of his jaw. The assault, surgery, and post-operative care are the subject of a separate lawsuit and are not at issue in this action. Complaint at 1.
On March 14, 2013, this Court ordered service on eleven defendants. Defendants Lopez, Godges, Leong, Stark, McQuirter and Fannous were involved with treatment at NKSP. Defendants Scanlon, Wittenberg, Edwards, Knorton and Johnson were involved with treatment at SVSP. Defendants Lopez, Godges, Leong, and Fannous were served and filed a reply on June 21, 2013. The remaining defendants' summonses were returned as unexecuted in April 2013, and the United States Marshal noted that the prisons associated with these dentists and doctors had no knowledge as to their identities. Docket Nos. 8-13. The Office of the Attorney General, who represents the served defendants, noted in the June 21, 2013 reply that they only appeared on behalf of the four served defendants. The motion to dismiss applies to the four served defendants who treated plaintiff at NKSP.
A defendant may raise the affirmative defense of res judicata by way of a motion to dismiss under Rule 12(b)(6). See Scott v. Kuhlmann, 746 F.2d 1377, 1378 (9th Cir. 1984). Under 28 U.S.C. § 1738, federal courts are required to give full faith and credit to state court judgments. San Remo Hotel, L.P. v. City & County of San Francisco, 545 U.S. 323, 336 (2005); Brodheim v. Cry, 584 F.3d 1262, 1268 (9th Cir. 2009). To determine the preclusive effect of a state court judgment, federal courts look to state law. Heinrichs v. Valley View Development, 474 F.3d 609, 615 (9th Cir. 2007). State habeas proceedings can have issue or claim preclusive effect on later § 1983 actions. See Silverton v. Dep't of Treasury, 644 F.2d 1341, 1347 (9th Cir. 1981) (state habeas proceeding precludes identical issue from being relitigated in subsequent § 1983 action if state habeas court afforded full and fair opportunity for issue to be heard); Gonzalez v. CDC, 739 F.3d 1226, 1230-31 (9th Cir. 2014) (extending rule of Silverton to cover claim preclusion as well as issue preclusion).
In California, "res judicata" describes the preclusive effect of a final judgment on the merits. Mycogen Corp. v. Monsanto Co., 28 Cal.4th 888, 896-97 (2002).
Generally, collateral estoppel (issue preclusion) bars relitigation when: (1) the issue is identical to an issue decided in a prior proceeding; (2) the issue was actually litigated in the prior proceeding; (3) the issue was necessarily decided in the prior proceeding; (4) the decision in the prior proceeding is final and on the merits; and (5) the party against whom preclusion is sought was a party to or in privity with a party to the prior proceeding. Lucido v. Superior Court, 51 Cal.3d 335, 341 (1990); Cooper v. Ramos, 704 F.3d 772, 784 (9th Cir. 2012). The doctrine "is grounded on the premise that `once an issue has been resolved in a prior proceeding, there is no further fact-finding function to be performed.'" Murray v. Alaska Airlines, Inc., 50 Cal.4th 860, 864 (2010) (citation omitted).
In 2011, while incarcerated at NKSP, plaintiff filed a state habeas action, In re Rasheed Hilson, Case No. HC #012574A, in Kern County Superior Court. Motion to Dismiss ("MTD"), Exs. A, C. In that petition, plaintiff argued that he had been suffering from chronic jaw pain due to an improper prior surgery while in custody. He stated that he needed new reconstructive surgery to stop the joint bones from rubbing together and to be able to open his mouth to eat properly. He stated that surgery had been recommended but not performed. The petition addressed only his treatment at NKSP, and, while plaintiff did not name any specific defendants, the exhibits attached to the petition named the defendants in this case. The superior court ordered an informal response from the State Attorney General (MTD, Ex. D) and from the Receiver for the California Correctional Health Care Services (MTD, Ex. B).
A review of the records indicates that the state court action and this action state the same claims and allegations against the same parties at NKSP. In both cases plaintiff describes his jaw problems and pain and the need for a new surgery that the doctors and dentists at NKSP did not provide. The superior court considered the evidence and denied the petition. The denial was a final judgment on the merits. Res judicata applies to the NKSP defendants as it was the same cause of action in both cases involving the same parties and the same alleged harm. Similarly, collateral estoppel applies to the NKSP defendants as both actions involve the same issues that were actually litigated in the prior case that resulted in a final judgment with the same parties.
Plaintiff challenges the superior court judgment because he did not file a response to the defendants' submissions. But the absence of the response does not mean the superior court's decision is not a final judgment, or that plaintiff was denied a fair hearing. The record is this case indicates that the superior court properly disposed of plaintiff's NKSP claims on the merits.
The motion to dismiss (Docket No. 21) is