DAVID R. HERNDON, District Judge.
Presently before the Court is the United States' motion for summary judgment asking the Court to dismiss the plaintiff's claims against the United States for failure to exhaust administrative remedies (Doc. 6).
Plaintiff, Teri Dawson, originally filed this action in the Circuit Court of the First Judicial Circuit, Jackson County, Illinois (Doc. 1-1). The complaint asserts claims for negligence and negligent infliction of emotional distress as to defendant Sohn (Counts I and V); negligence and negligent infliction of emotional distress as to defendant Southern Illinois Healthcare d/b/a Memorial Hospital of Carbondale ("SIHS") (Counts II and V); and product liability, negligence, and negligent infliction of emotional distress as to defendant Intuitive Surgical, Inc. ("Intuitive") (Counts III, IV, and V).
The Federal Employees Liability Reform and Tort Compensation Act of 1988, 28 U.S.C. § 2679, commonly known as the Westfall Act, "accords federal employees absolute immunity from common-law tort claims arising out of acts they undertake in the course of their official duties." Osborn v. Haley, 549 U.S. 225, 229 127 S.Ct. 881, 887, 166 L.Ed.2d 819 (2007). Under the Westfall Act, when a federal employee is sued for wrongful conduct, the Attorney General has the authority to certify the employee was acting within the scope of his federal employment at the time of the incident. 28 U.S.C. § 2679(d)(1), (2). If the Attorney General issues such a certification, the employee is dismissed from the action and the United States is substituted as the defendant in place of the employee. 28 U.S.C. § 2679(d)(1). Thereafter, the lawsuit is governed by the Federal Tort Claims Act ("FTCA"). 28 U.S.C. § 2671 et seq. If the action was filed in state court, the case must be removed to federal court. 28 U.S.C. § 2679(d)(2).
Although Dr. Sohn is not a federal employee, he is an employee of Shawnee Health Services and Development Corporation (Doc. 1-2 ¶ 6). At all times relevant, Shawnee Health Services and Development corporation was a deemed employee of the Public Health Service in accordance with the Federally Supported Health Centers Assistance Act ("FSHCAA") (Doc. 1-3).
The FSHCAA, like the Westfall Act, allows the government to remove from state court a medical malpractice action filed against a physician who is "deemed" to be a federal employee. See 42 U.S.C. § 233. Once a physician has been deemed to be a federal employee acting within the scope of his or her employment duties, the United States is substituted as the defendant and the FTCA provides the exclusive remedy for the physician's negligence. See 42 U.S.C. § 233(c), (g).
Accordingly, in the instant case, the United States removed the entire action to federal court because Dr. Sohn was deemed to be a federal employee under the FSHCAA.
Plaintiff's only hope for recovery as to his claims against the United States is by way of the Federal Tort Claims Act (hereinafter "FTCA"), 28 U.S.C. § 2671, et seq. In order to recover under the FTCA, plaintiff must have first filed an administrative claim with the appropriate federal agency. See 28 U.S.C. § 2675(a). Failure to exhaust administrative remedies before filing suit under the FTCA mandates dismissal. McNeil v. United States, 508 U.S. 106, 113, 113 S.Ct. 1980, 124 L.Ed.2d 21 (1993).
Here, the failure-to-exhaust issue requires consideration of materials outside the complaint. Accordingly, the United States has filed a motion for summary judgment as opposed to a Rule 12 motion to dismiss. See Gray v. United States, 723 F.3d 795, 799 n. 1 (7th Cir. 2013) (In the context of the FTCA, failure to exhaust administrative remedies is a non-jurisdictional affirmative defense, and therefore, it would be inappropriate for the Court, on a motion pursuant to Rule 12, to consider materials outside the complaint).
In its motion for summary judgment, the government presents evidence demonstrating that the plaintiff has failed to exhaust (or even initiate) administrative remedies before filing the instant suit (Doc. 1-2 ¶ 4) (a search of records of the Claims Branch of the Department of Health and Human Services Showed no record of an administrative tort claim filed by plaintiff relating to Dr. Sohn). As noted above, the Court deems the plaintiff's failure to respond an admission on the merits of this fact.
In light of the plaintiff's failure to exhaust administrative remedies, the claims against the United States must be dismissed, without prejudice, for failure to exhaust administrative remedies. Accordingly, the motion for summary judgment is
The dismissal of the claims against the United States disposes of all federal claims, leaving only state-law claims against Intuitive and SIHS. After reviewing the record, the Court is unable to discern whether diversity jurisdiction exists as to these claims.
In a recent decision, the undersigned judge assessed whether the Court could retain jurisdiction over a certified Westfall Action when the United States was dismissed post-removal. See Mitchell v. Alton Memorial Hospital, 2016 WL 1637978 (S.D. Ill. April 26, 2016) (Herndon, J.). In assessing this issue, the Court concluded it could retain jurisdiction over such a case — even if there is no diversity of the parties and no federal question is at issue — without offending Article III because a significant federal question arose at the outset of the litigation. See Id. at *2-*3 (relying on Osborn v. Haley, 549 U.S. 225, 127 S.Ct. 881, 166 L.Ed.2d 819 (2007)
Accordingly, it appears that this Court has jurisdiction over the remaining claims and may, in fact, be precluded from remanding this action to state court.
On August 10, 2016, the Court stayed proceedings on the merits in this matter until such time as the exhaustion of administrative remedies issue had been resolved (allowing for pleadings and discovery related to that issue and to the motion for substitution) (Doc. 27). This order resolves the exhaustion issue. Accordingly,
The motion for summary judgment (Doc. 6) is
The complaint does not provide information sufficient to determine defendant Southern Illinois Healthcare d/b/a Memorial Hospital of Carbondale's state of residence (Doc. 1-1 ¶ 3). The complaint merely states that this defendant is authorized to and does conduct business in Jackson County, Illinois (Doc. 1-1 ¶ 3). In its Rule 7.1 Corporate Disclosure Statement, Southern Illinois Healthcare d/b/a Memorial Hospital of Carbondale states that its correct name is Southern Illinois Hospital Services d/b/a Memorial Hospital of Carbondale (Southern Illinois Healthcare is the assumed name of Southern Illinois Hospital Services) (Doc. 26). Southern Illinois Healthcare Services states that Southern Illinois Healthcare Enterprises, Inc. is the sole member of Southern Illinois HealthCare Services (Doc. 26).
The complaint does not provide sufficient information for purposes of determining the plaintiff's state of citizenship (Doc. 1-1 ¶ 1). The complaint merely states that the plaintiff is a resident of Jackson County, Illinois (Doc. 1-1 ¶ 1).