PATRICK MICHAEL DUFFY, District Judge.
This matter is before the Court upon Plaintiff Sharon D. Holmes's motion for conditional class certification ("Motion"). Plaintiff Holmes seeks conditional certification of a putative class pursuant to the collective action provision of the Fair Labor Standards Act ("FLSA"), 29 U.S.C. § 216(b). For the reasons that follow, the Court grants Plaintiff Holmes's Motion.
Defendants Charleston Retirement Investors, LLC, and Century Park Associates, LLC (collectively "Defendants") own and operate The Bridge at Charleston ("The Bridge"), a senior assisted living and
Holmes filed the instant Motion on November 21, 2013, seeking conditional class certification. Defendants filed a response in opposition to the motion for conditional certification on January 13, 2014, and Holmes filed her reply on January 24. The motion is ripe for review.
The collective action provision, 29 U.S.C. § 216(b), provides:
"The Supreme Court has held that, in order to expedite the manner in which collective actions under the FLSA are assembled, `district courts have discretion in appropriate cases to implement. . . § 216(b) . . . by facilitating notice to potential plaintiffs.'" Purdham v. Fairfax Cnty. Pub. Schs., 629 F.Supp.2d 544, 547 (E.D.Va.2009) (quoting Hoffman-La Roche, Inc. v. Sperling, 493 U.S. 165, 169, 110 S.Ct. 482, 107 L.Ed.2d 480 (1989)).
Certification of a collective action is a two-stage process.
Second, after the court has conditionally certified the class, the potential class members have been identified and notified, and discovery has been completed, "a defendant may then move to decertify the collective action, pointing to a more developed record to support its contention that the plaintiffs are not similarly situated to the extent that a collective action would be the appropriate vehicle for relief." Pelczynski, 284 F.R.D. at 368. At this "decertification stage," the court applies a heightened fact-specific standard to the "similarly situated" analysis. Steinberg, 2011 WL 1335191, at *2; see Pelczynski, 284 F.R.D. at 368. "Courts have identified a number of factors to consider at this stage, including (1) disparate factual and employment settings of the individual plaintiffs; (2) the various defenses available to defendants that appear to be individual to each plaintiff; and (3) fairness and procedural considerations." Curtis v. Time Warner Entm't-Advance/Newhouse P'ship, No. 3:12-cv-2370-JFA, 2013 WL 1874848, at *3 (D.S.C. May 3, 2013) (internal quotation marks and alterations omitted). If the court determines that the plaintiffs are not, in fact, similarly situated, the court may decertify the class, dismiss without prejudice the opt-in plaintiffs' claims, and permit the named plaintiffs to proceed on their individual claims. Id.
Although the instant motion seeks a first-stage certification determination, Defendants contend that this Court should apply an "intermediate" standard of review instead of the more lenient standard typically used at this stage. The Court notes that some district courts have used a heightened level of scrutiny when reviewing a motion for conditional certification in cases "where the parties have already engaged in substantial discovery." MacGregor v. Farmers Ins. Exch., No. 2:10-CV-03088, 2012 WL 2974679, at *2 (D.S.C.
Holmes seeks conditional certification for the following classes:
Pl.'s Mot. for Conditional Certification 3, ECF 40; see Pls.' Reply Mem. 1, ECF 55. The Court will refer to the first class as the "caregiving class" and the second class as the "sitter class."
In support of her Motion, Holmes has provided the Court with declarations from herself and three other former employees of The Bridge. The four declarants—three Care Aides and one Med Tech—stated that they had similar caregiving duties and hourly pay. Furthermore, all of the declarants stated that they were given a "walkie-talkie" that had to remain on throughout an entire shift, including meal breaks, and that if a resident needed assistance, the declarants were notified via walkie-talkie and had to respond "immediately," regardless of whether or not they were taking a meal break. Each declarant further stated that Defendants automatically deducted time each shift for meal breaks even though the declarants were not completely relieved of their responsibilities and rarely had an uninterrupted meal break. All of the declarants asserted that they regularly worked more than forty hours in a week.
Defendants put forth a number of arguments against conditional certification of the caregiving class. First, they contend that Holmes fails to articulate a policy or practice in violation of the FLSA, as Defendants' policy to automatically deduct meal breaks from her time records is a lawful policy and the alleged failure to compensate for interrupted meal breaks was merely the result of failing to follow a policy. It is true that a policy to automatically deduct pay for meal periods is not, by itself, unlawful under the FLSA. Blaney v. Charlotte-Mecklenburg Hosp. Auth., No. 3:10-CV-592-FDW-DSC, 2011 WL 4351631, at *6 (W.D.N.C. Sept. 16, 2011). However, the record evidence provides initial support for Holmes's allegations that Defendants had a common policy of requiring caregivers to respond to residents'
Defendants next argue that Plaintiffs' claims and Defendants' potential defenses will require highly individualized inquiries and thus the claims are inappropriate for class treatment. However, the Court concludes that this argument is premature and more appropriately considered during the second stage of the collective action certification when the evidentiary record and Defendants' defenses have been fully developed. See Benbow v. Gold Kist, Inc., No. 3:06-cv-02751-MBS, 2007 WL 7595027, at *2 (D.S.C. Apr. 16, 2007) ("While each claim may differ as to amount, such determinations are the subject of the merits of the parties' claims, which are not at issue at this [notice] stage of the litigation."); see, e.g., Zivali V. A.T. & T. Mobility, LLC, 784 F.Supp.2d 456, 464 (S.D.N.Y.2011) (decertifying a class at the second stage upon finding that the evidence showed an "extremely wide range of company practices in the context of varied factual and employment settings" and that defendant's defenses were highly individual to each plaintiff). The Court notes that unlike many of the cases cited by Defendants, the proposed class here all worked in the same facility under the same managers and thus there likely was little variation in the policies to which they were subjected. Cf. MacGregor, 2011 WL 2981466, at *4 ("In the present case, plaintiffs ask to conditionally certify a nationwide class of PCRs who worked for numerous different supervisors throughout the country. The facts presented do not suggest that a suit would involve anything other than inquiries into independent supervisor decisions regarding each individual PCR's requested, approved, and refused hours."); Blaney, 2011 WL 4351631, at *7 (refusing to certify a class where there was "wide variance, depending on which unit a nurse or NA is assigned to, in the use of signaling devices and `on-call' requirements, . . . in the way meal breaks are scheduled, and where meal breaks are taken").
Finally, Defendants argue that Holmes's proposed classes are in conflict with each other because they include both supervisors (Med Techs) and subordinates (Care Aides). However, there is conflicting evidence in the record regarding whether or not Med Techs were supervisors over other caregiving employees, and the Court will not resolve factual disputes at this first stage of the collective action. See Barrus v. Dick's Sporting Goods, Inc., 465 F.Supp.2d 224, 230 (W.D.N.Y.2006) ("It is not the Court's role to resolve factual disputes, decide substantive issues going to the ultimate merits or make credibility determinations at the preliminary certification stage of an FLSA collective action."); Trezvant v. Fid. Emp'r Servs. Corp., 434 F.Supp.2d 40, 43 (D.Mass.2006) ("At this stage, courts do not need to make any findings of fact with respect to contradictory evidence presented by the parties or make any credibility determinations with respect to the evidence presented." (internal quotation marks omitted)). The Court concludes that Holmes has submitted sufficient evidence to make a preliminary showing, under the lenient standard of the notice stage, that she is similarly situated to Med Techs. It may be that she will not be able to satisfy the heightened standard applied at stage two, but the Court will make that determination only if Defendants
Upon review of Plaintiff's Third Amended Complaint and the four declarations, the Court concludes that the evidence is sufficient to meet the lenient standard of stage one of the class certification process with respect to the caregiving class. Moreover, the Court concludes that Holmes has met her burden of showing that she is similarly situated to the proposed members of the caregiving class. Accordingly, the Court grants conditional collective action certification as to the caregiving class.
The Third Amended Complaint alleges that it was common practice for Holmes and other similarly situated individuals to work as a sitter, which meant that Holmes was assigned to care for only one resident during the shift. Holmes further alleges that her work as a sitter was not included in the computing of total number of hours worked, which caused her to work more than forty hours a week without receiving overtime compensation. Although Holmes's declaration does not include the term "sitter" or any facts related to the work of a sitter, she testified in her deposition that she worked as a sitter one time before July 2009 and was paid directly from the family of the resident. The declarations of opt-in Plaintiffs White and Simmons provide further support for Holmes's allegation that it was a common practice for caregiving employees to work as a sitter without receiving credit for the time worked. White and Simmons state that they worked as sitters, often worked double shifts, but were not paid overtime for these shifts even though they worked over forty hours a week. Although the evidence Holmes has produced in support of the sitter class is less robust than the evidence in support of the caregiving class, the Court concludes that it is sufficient to satisfy the lenient standard of the notice stage. Accordingly, the Court finds that Holmes has met her burden of showing that she is similarly situated to the proposed members of the sitter class.
Defendants contend that Holmes lacks standing to assert "sitter" allegations because her claims are barred by the three-year statute of limitations. Holmes responds that she has standing because she suffered a personal injury as a result of Defendants failing to compensate her for her overtime work as a sitter. Moreover, she notes that the FLSA statute of limitations is subject to tolling arguments in certain instances, such as where the employer fails to provide notice of the employee's rights under the FLSA as required. Again, the Court finds that Defendants' argument is premature and can be better addressed at the second stage of the class certification process where the record is fully developed and the parties can more fully brief the issues related to Defendants' affirmative defenses. Accordingly, the Court grants conditional collective action certification as to the sitter class.
For the foregoing reasons, it is