LISA GODBEY WOOD, Chief District Judge.
Before the Court is Plaintiff Tammy Rangel's Objection to and/or Appeal of the Magistrate Court's Order (Dkt. No. 71). For the reasons stated below. Plaintiff's objections are
This case arises out of a motor vehicle accident that occurred in Baxley, Georgia, on February 12, 2015. Dkt. No. 1 p. 2. Plaintiff alleges that Defendant's vehicle rear-ended her vehicle, causing injury.
Plaintiff did not provide a written report of Dr. Karl's opinion, nor did she provide any summary or notice indicating that Dr. Karl was an expert witness. Defendant Paul Anderson filed a motion in limine seeking to exclude Dr. Karl's testimony. Dkt. No. 34. The Magistrate Judge granted the motion, finding (1) non-compliance with Federal Rule 26(a) (2) (A)-(B), (2) that Plaintiff's failure to comply with Rule 26 was not "harmless" under Rule 37(c)(1), and (3) that Dr. Karl's testimony was inadmissible under
A district court reviewing a magistrate judge's discovery order is, in general, limited by statute and rule to reversing that order only if it is "clearly erroneous or contrary to law." 28 U.S.C. § 636(b)(1)(A); Fed. R. Civ. P. 72(a). This is a very high standard. As the Eleventh Circuit recently put it, "[t]o be clearly erroneous, a decision must strike us as more than just maybe or probably wrong; it must . . . strike us as wrong with the force of a five-week old, unrefrigerated dead fish."
Plaintiff objects to the Magistrate Judge's decision that: (1) Plaintiff's witness disclosure was not timely under Rule 26 and (2) Dr. Karl's testimony is inadmissible under
The Court first turns to the Magistrate's finding that Plaintiff's non-compliance with Rule 26 warrants the exclusion of Dr. Karl's testimony. "A party must disclose to other parties the identity of any witness it may use at trial to present evidence under Federal Rule of Evidence 702, 703, or 705." Fed. R. Civ. P. 26(a)(2). "[T]his disclosure must be accompanied by a written report-prepared and signed by the witness—if the witness is one retained or specially employed to provide expert testimony in the case or one whose duties as the party's employee regularly involve giving expert testimony." This report must contain:
Fed. R. Civ. P. 26(a)(2)(B).
However, treating physicians may still comply with Rule 26 even without such written disclosures if they comply with Rule 26(a)(2)(C). This rule requires the treating physician to disclose: "(i) the subject matter on which the witness is expected to present evidence under Federal Rule of Evidence 702, 703, or 705; [and] (ii) a summary of the facts and opinions to which the witness is expected to testify."
Plaintiff does not contest that she failed to provide a report or summary under Rule 26(a)(2)(B) or (C). Instead, she argues that her failure to comply with Rule 26 was "harmless." Dkt. No. 71, p. 3 (citing Fed. R. Civ. P. 37(c)(1)).
In the past, other judges in this circuit have applied a five-factor test when determining whether an insufficient disclosure is harmless.
The Magistrate Judge's determination that Plaintiff's insufficient disclosure was not harmless under these factors was not clearly erroneous. First, Plaintiff cannot overcome the "surprise" element simply because Dr. Karl was a treating physician. The Magistrate Judge found that while Dr. Karl certainly had the ability to discuss his treatment, counsel for defendant believed he would only testify as a non-expert. Dkt. No. 37. p. 6. The simple fact of Dr. Karl's treating Plaintiff did not put Defendant on notice that Dr. Karl would give expert testimony. Without a report or summary of Dr. Karl's opinions and expected testimony, defense counsel's lack of notice and inability to prepare for Dr. Karl's deposition cannot be considered harmless.
The Magistrate Judge found that the second element, ability to cure the surprise, was not met for the same reasons. Specifically, no amount of post-deposition cure would have the same effect as allowing defense counsel a well-prepared cross examination of an expert witness.
Third, the Magistrate Judge found that allowing Dr. Karl's testimony would disrupt the litigation of this case. This decision was not clearly erroneous. This case is scheduled to go to trial on November 15, 2016. If the Court were to allow Dr. Karl's expert testimony with no prior notice to Defendant, Defendant should be allowed to call his own expert to rebut Dr. Karl's testimony. This certainly would delay the Court's scheduling order as no such expert has yet been presented. Rule 26 and this Court's scheduling orders seek to avoid such disruptions in the orderly flow of litigation.
Fourth, the Magistrate Judge found that Dr. Karl's testimony was not so important as to excuse Plaintiff's lack of disclosure. The Court agrees. Notably, Dr. Karl's testimony will not be excluded in its entirety at trial. The parties have agreed that Dr. Karl can still testify as to the factual basis of his treatment of Plaintiff. Dkt. No. 67, p. 8. This mitigates much of the harm the exclusion of his expert testimony could cause to Plaintiff's case.
Finally, the Magistrate Judge found that Plaintiff's excuse for failing to meet the Rule 26 deadline was insufficient. The only proffered excuse before the Magistrate Judge was that Dr. Karl had only treated Plaintiff twice and Plaintiff was unsure if Dr. Karl would be used as an expert witness. Dkt. No. 42, pp. 3-4. The Magistrate Judge's decision was correct. Under any standard of review it should be upheld. Plaintiff was aware that this case might require experts. Furthermore, Dr. Karl treated her months before filing this action, and there were no obstacles in presenting a summary of his expert testimony before he was deposed.
The Magistrate Judge used sound reasoning as to why none of the factors favoring a harmless error under Rule 37 are present here. Thus, the Court overrules Plaintiff's objections. As such, the Court finds it unnecessary to discuss the Magistrate's gatekeeping decision under
For the reasons set forth above, it is hereby ordered that Plaintiff Tammy Rangel's Objection to and/or Appeal of the Magistrate Court's Order (Dkt. No. 71) is