LARRY R. HICKS, UNITED STATES DISTRICT JUDGE.
On August 10, 2015, the Ninth Circuit granted petitioner Howard's motion for a limited remand for reconsideration of twenty-nine claims in light of the Supreme Court's decision in Martinez v. Ryan, 566 U.S. 1, 132 S.Ct. 1309, 182 L.Ed.2d 272 (2012).
On May 6, 1983, pursuant to jury verdicts in the Eighth Judicial District Court of Nevada, Howard was convicted of murder in the first degree with use of a deadly weapon and was sentenced to death. He was also convicted of two counts of robbery with use of a deadly weapon in the same proceeding. In support of its death verdict, the jury found two aggravating circumstances: (1) the murder was committed by a person who had been convicted of a prior violent felony; and (2) the murder was committed while the person was engaged in the commission of a robbery.
On December 28, 2009, this court entered a final order denying Howard's third amended petition for writ of habeas corpus in relation to the conviction and death sentence. Prior to that, the court had concluded that review of several of Howard's habeas claims, including numerous ineffective assistance of counsel claims, was barred by the doctrine of procedural default.
Howard appealed this court's final order. The Ninth Circuit Court of Appeals subsequently granted his motion to stay pending the outcome of his then-pending state habeas petition. During the stay, Howard filed the aforementioned motion for a limited remand.
In Martinez, the U.S. Supreme Court held that ineffective assistance of post-conviction relief counsel may serve as cause to excuse a federal habeas petitioner's procedural default of an ineffective assistance of trial counsel claim. 566 U.S. at 9, 17, 132 S.Ct. 1309. The Ninth Circuit has explained the showing a petitioner must make to take advantage of Martinez:
Runningeagle v. Ryan, 825 F.3d 970, 982 (9th Cir. 2016) (footnote omitted).
These are the ineffective assistance of trial counsel (IATC) and appellate counsel (IAAC) claims the Ninth Circuit has directed this court to consider:
ECF No. 313-1, p. 12-15.
Subsequent to the Ninth Circuit's issuance of a limited remand, the U.S. Supreme Court decided Davila v. Davis, ___ U.S. ___, 137 S.Ct. 2058, 198 L.Ed.2d 603 (2017), a case in which the Court expressly declined to extend the Martinez exception to allow federal courts to consider ineffective assistance of appellate counsel claims. Id. at 2063. Howard concedes that, because of Davila, his IAAC claims are no longer subject to review. ECF No. 385, p. 13.
With respect to his IATC claims, Howard has confined his argument on remand to certain claims. The court is left to assume that Howard views the remaining claims as lacking sufficient merit to warrant the court's consideration. Accordingly, the court addresses only the claims Howard supports with argument in his briefs on remand.
In addition, the court agrees with Howard's point in his reply brief that the court does not contemplate an additional round of briefing on the merits of any claims that may satisfy the Martinez test. See ECF No. 385, p. 11 ("[T]he Court did not call for bifurcated litigation, with one round of briefs on whether the procedural defaults can be excused and a second round on whether they are meritorious."). As the above-excerpt from Runningeagle makes clear, the determination whether Howard's
Howard argues trial counsel provided ineffective assistance by neglecting to challenge incorrect jury instructions regarding the mental state required for first-degree murder in Nevada.
Prior to deliberating in the guilt phase of Howard's trial, the jury was instructed that "Murder of the First Degree is murder which is (a) perpetrated by any kind of willful, deliberate and premeditated killing, or (b) committed in the perpetration or attempted perpetration of robbery." ECF No. 338-12, p. 12. An additional instruction read as follows:
Id., p. 13. The jury instructions did not include any additional definitions of willful, deliberate, or premeditated.
The Nevada statutes define first degree murder, in relevant part, as a "willful, deliberate and premeditated killing." Nev. Rev. Stat. § 200.030(1)(a). The use of the foregoing instruction was condoned by the Nevada Supreme Court in Kazalyn v. State, 108 Nev. 67, 825 P.2d 578 (1992), and is commonly referred to as the Kazalyn instruction. Shortly thereafter, the Nevada Supreme Court confirmed "that the terms deliberate, premeditated and willful are a single phrase, meaning simply that the actor intended to commit the act and intended death to result." Powell v. State, 709, 108 Nev. 700, 838 P.2d 921, 927 (1992). Eight years later, however, the Nevada Supreme Court ruled, in Byford v. State, 116 Nev. 215, 994 P.2d 700 (2000), that the Kazalyn instruction was deficient because it defined only premeditation and failed to provide an independent definition for deliberation. See Byford, 994 P.2d at 713.
In Polk v. Sandoval, 503 F.3d 903 (9th Cir. 2007), the court held that the Kazalyn instruction violates due process because it relieves the State "of its burden of proving every element of first-degree murder beyond a reasonable doubt." Polk, 503 F. 3d at 909. In Babb v. Lozowsky, 719 F.3d 1019 (9th Cir. 2013), however, the court determined that its holding in Polk regarding the constitutionality of the Kazalyn instruction was no longer good law in light of the intervening Nevada Supreme Court decision in Nika v. State, 124 Nev. 1272, 198 P.3d 839 (2008), which explained "that Byford represented a change in, rather than a clarification of, [Nevada] law." Babb, 719 F.3d at 1029. Thus, in cases in which the conviction was final prior to the Byford decision, due process did not require independent definitions for premeditation and deliberation because, prior to Byford, they were not separate elements of the mens rea necessary for first degree murder. See id.
In a more recent case, however, the Ninth Circuit determined that, prior to
For reasons that follow, however, this court is not convinced that Riley compels a determination that Howard's counsel were ineffective. To begin with, the Ninth Circuit in Riley oversimplified the history of Nevada case law on the elements of first-degree murder. Under Riley, the history is cleanly divided in to three distinct periods with the elements of first-degree murder plainly established — (1) pre-Powell, when willfulness, deliberation, and premeditation were distinct elements to be proven beyond a reasonable doubt; (2) the period between Powell and Byford, when the three terms constituted "a single phrase, meaning simply that the actor intended to commit the act and intended death to result;" and (3) post-Byford, a return to pre-Powell. See id. at 723-24.
The question presented by Strickland's performance prong is whether trial counsel performed below an objective standard of reasonableness. See Strickland, 466 U.S. at 687-88, 104 S.Ct. 2052. Trial counsel's performance must be evaluated based on the law and the "prevailing professional norms" as they existed at the time of defendant's trial. Id. at 690, 104 S.Ct. 2052. The relevant inquiry, therefore, is whether, in 1983, Howard's trial counsel's representation "fell below an objective standard of reasonableness" when counsel permitted the trial court to use the Kazalyn instruction without insisting that the jury instructions distinctly define willfulness, deliberation, and premeditation. To answer this question, the court looks to the state of Nevada law at the time, not to the Riley decision issued more than 30 years after the fact. See Sophanthavong v. Palmateer, 378 F.3d 859, 870 (9th Cir. 2004) (holding attorney was not required to accurately predict how courts would resolve question regarding sufficiency of evidence for conviction).
Riley's pat analysis notwithstanding, the evolution of Nevada law on the meaning of "willful, deliberate, and premeditated" has been a 150-year process riddled with ambiguity and inconsistency. See Nika, 198 P.3d at 845-48 (tracing case law on terms from "the days of territorial law"); see also Byford, 994 P.2d at 713 (acknowledging "that the jurisprudence of this court on this issue has not been consistent"). Riley relies on Hern v. State, 97 Nev. 529, 635 P.2d 278, 280 (1981), (and cites in a footnote to a Nevada case from 1881) to establish the state of the law in Nevada prior to Powell. Riley, 786 F.3d at 723. The Nika court recognized, however, that "the Hern court did not specifically define `premeditation' and `deliberation'" and "when the Hern court considered the sufficiency of the evidence that the victim's death was the result of a willful, deliberate, and premeditated act by the defendant, the court focused on the `intent to kill' and `premeditation,' without any discussion of `deliberation' as a separate and distinct concept." Nika, 198 P.3d at 846.
And, while the court in Riley stated that "the Nevada Supreme Court changed its mind in Powell" (786 F.3d at 723), the court in Powell actually relied heavily on a case decided three years before Hern (and five years before Howard's trial) for its holding. See Powell, 838 P.2d at 926-27
Id. at 927. The court then concluded that "[a]s long as the instruction on premeditation which is given to the jury comports with Briano, it is not necessary to separately define deliberateness or willfulness." Id.
Making no reference to Briano, the Nevada Supreme Court in Hern cited only to the plain wording of the statute and a case from 1895 (State v. Wong Fun, 22 Nev. 336, 40 P. 95 (1895)) for the proposition that "all three elements, willfulness, deliberation, and premeditation, must be proven beyond a reasonable doubt before an accused can be convicted of first degree murder." Hern, 635 P.2d at 280. The Hern court did not elaborate on the three elements and, as discussed above, focused primarily on premeditation as the distinguishing element between first-degree and second-degree murder. See id. at 280-81.
Under the circumstances, Howard's counsel had meager legal authority to insist that the jury instructions define deliberation as a distinct element that the jury must find beyond a reasonable doubt. Indeed, Byford, issued seventeen years later, was the first reported Nevada case to provide such a definition when it proclaimed that deliberation "connot[ed] a dispassionate weighing process and consideration of consequences before acting." Byford, 994 P.2d at 714. Having no Nevada precedent to rely upon, the Byford court relied upon a Tennessee case and a criminal law hornbook to conclude that a deliberate killing involves "coolness and reflection." Id. (citing State v. Brown, 836 S.W.2d 530, 539 (Tenn. 1992) and Wayne R. LaFave & Austin W. Scott, Jr., Criminal Law § 7.7, at 643 (2d ed. 1986)).
And, given the foregoing, it is not surprising that, in a more recent case, the Nevada Supreme Court stated that it "did not agree with Riley" and cited to its decision in Nika where it recounted the history of Nevada law on the phrase "willful, deliberate, and premeditated," including Hern, and explained that, prior to Byford, the court did not require separate definitions of the terms. See Leavitt v. State, 386 P.3d 620, 620-21 (Nev. 2016).
In summary, Howard's trial counsel had no basis upon which to challenge the Kazalyn instruction as it represented a correct statement of the law at the time of Howard's trial. Counsel's failure to anticipate a change in the law does not constitute ineffective assistance of counsel even if the theory upon which the court's later decision is based is available. See Pinkston v. Foster, 506 F. App'x 539, 542 (9th Cir. 2013) ("It was not deficient performance for [ ] appellate counsel not to argue what was, at the time, a losing proposition.").
Having concluded that Howard cannot meet the performance prong, the court is not required to address Strickland's prejudice prong. See Strickland, 466 U.S. at 697, 104 S.Ct. 2052 ("[T]here is no reason for a court deciding an ineffective assistance claim ... to address both components of the inquiry if the defendant makes an insufficient showing on one."). The court nonetheless briefly notes the
First, the prejudice standard under Strickland is more difficult to meet than the Brecht harmless error standard. See Kyles v. Whitley, 514 U.S. 419, 436, 115 S.Ct. 1555, 131 L.Ed.2d 490 (1995) (Strickland prejudice standard requires greater showing of harm to petitioner than Brecht's harmless-error standard); Pirtle v. Morgan, 313 F.3d 1160, 1173 n.8 (9th Cir. 2002) ("[H]armless error analysis under Brecht ... involves a lower standard than Strickland's standard for prejudice."(citing Kyles)). Second, evidence presented at Riley's trial established that Riley was "very upset" when he shot and killed his victim and had just smoked crack. Riley, 786 F.3d at 725. Here, Howard alleges he suffered from Post-Traumatic Stress Disorder (PTSD), but the record does not establish his specific mental state at the time of the murder in the same manner as in Riley. Third, there was evidence presented that Howard's victim was shot in the back of the head while lying face down in the back of his van, suggesting an execution-style killing. ECF No. 338-2, pp. 29-34 and 49-50; ECF No. 338-3, pp. 21-26, 63-64. Thus, the State had a stronger case for deliberation than in Riley. See Riley, 786 F.3d at 725-26. And, even absent sufficient evidence to prove deliberation (as the term was later defined in Byford), the State proved and the jury found (or would have found) Howard guilty of first-degree murder under the felony-murder rule — i.e., the murder was committed in perpetration of a robbery.
Based on the foregoing, Howard's claim of ineffective assistance based allegations that trial counsel failed to challenge the Kazalyn instruction lacks merit.
Until his reply brief on remand, Howard argued trial counsel provided ineffective assistance by failing to contact Charles Nacsin, Howard's attorney in a San Bernardino County, California, robbery case in which Howard was committed to mental health facilities for a significant period of time before being found competent to stand trial. Howard asserted that Nacsin could have provided information to use in arguing his incompetency in his Nevada case. In his reply brief, however, Howard states that, in preparing the reply brief, he "discovered documentation suggesting that trial counsel did in fact communicate with Mr. Nacsin and acquire some of his records." ECF No. 385, p. 55. Accordingly, Howard now modifies this claim to allege that "trial counsel failed to properly use and follow up on information they obtained from Mr. Nacsin." Id., p. 56 (emphasis in original).
This claim fails because Howard is unable to establish any prejudice arising from counsel's allegedly deficient performance. Prior to modifying his claim, Howard argued that "[h]ad trial counsel discovered that Mr. Howard was deemed incompetent
In April 1980, citing Howard's suicide attempt in jail and his behavior at his arraignment, the municipal court for San Bernardino County committed him to a county hospital. ECF No. 291-7, p. 2-3. In July 1980, he was transferred to Patton State Hospital, where he stayed for five months and then to Atascadero State Hospital, where he stayed for four months. ECF No. 291-8, p. 74-75. In May 1981, Howard was discharged back to the county jail having been found competent to stand trial. ECF No. 291-6, p 120. Howard was tried and convicted for the California robbery in April 1982. Id., p. 72. He remained incarcerated in California until November 1982 when he was returned to Nevada to stand trial in this case. ECF No. 336-9, p. 3.
In its order denying Howard's third amended petition, this court addressed the medical records generated by the mental health facilities in California and San Bernardino County:
ECF No. 294, p. 23-24.
Beyond the foregoing, Howard points to no evidence establishing that his mental condition had worsened between May 1981, when he was determined competent to stand trial in California, and April 1983, when he was tried and convicted in Nevada. In January 1983, the trial judge rejected the suggestion that Howard might be incompetent, noting that, based on his (the judge's) observations that Howard was "very knowledgeable about his situation and the problems he's getting into" and was "aware of what he's charged with and the circumstances." ECF No. 336-25, p. 15. The judge made similar observations during the penalty phase of Howard's trial. ECF No. 338-15, p. 11. See Dusky v. United States, 362 U.S. 402, 80 S.Ct. 788, 4 L.Ed.2d 824 (1960) (holding that a person is competent to stand trial if he understands the proceedings and is able to assist counsel in his defense).
Howard argues trial counsel provided ineffective assistance by obtaining a continuance of Howard's trial against Howard's wishes. According to Howard, the continuance allowed the State to assemble and present damaging fingerprint evidence, which would not have occurred had the trial proceeded on schedule. The evidence included testimony that a latent thumbprint found on the cargo door handle of the victim's van matched an exemplar print taken from Howard.
This claim is plainly meritless. Even without the fingerprint evidence, the evidence establishing Howard's guilt with respect to the murder was overwhelming. Evidence presented at trial established the following.
The fingerprint evidence played such a minor role in the State's case that the prosecutor did not even mention it in his initial closing argument. ECF No. 338-27, p. 59-100. It was only after Howard's counsel challenged the evidence in his closing remarks that the prosecutor discussed it in rebuttal. Id., p. 125-26.
Because there is no reasonable probability the outcome of Howard's trial would have been different if trial counsel had not obtained a continuance, this claim fails.
Howard argues trial counsel provided ineffective assistance by failing to compile and present mitigating evidence at the penalty phase of his trial. Among the claims this court determined to be procedurally defaulted prior to the Ninth Circuit's remand was a claim that trial counsel failed to adequately investigate Howard's background and present certain information about his past (i.e., the claim set forth in section 22 of Claim Seventeen of Howard's third amended petition (ECF No. 189)). Even so, this court recounted much of that same information in addressing related penalty-phase IATC claims in its final order denying Howard's third amended petition:
ECF No. 294, p. 19-21.
In denying relief, this court found, based on the state court record, that Howard had impeded counsel's efforts to obtain mitigating information by refusing to sign releases, to answer counsel's questions, and to cooperate with a court-appointed psychiatrist. Id., p. 16-23. The court also found that Howard had also insisted that his trial not be delayed and would not consent to counsel presenting mitigation evidence on his behalf. Id. Based on that, the court concluded that Howard's ability to show prejudice was limited by the holding in Schriro v. Landrigan, 550 U.S. 465, 127 S.Ct. 1933, 167 L.Ed.2d 836 (2007), "that it was not objectively unreasonable for the Arizona court to conclude `that a defendant who refused to allow the presentation of any mitigating evidence could not establish Strickland prejudice based on his counsel's failure to investigate further possible mitigating evidence.'" Id. (quoting Landrigan, 550 U.S. at 478, 127 S.Ct. 1933).
This court also considered the proffered mitigation evidence allegedly omitted by counsel and determined that, when viewed objectively, it failed to establish a reasonable probability of a different outcome. Id., p. 23-28. Among other things, the court noted that the records from Patton, Atascadero, and San Bernardino County "indicate that, while Howard was diagnosed with various mental impairments, several specialists suspected that Howard was malingering." Id., p. 23-24. The court also noted that the allegations regarding Howard's attendance at Mt. Meigs, his teenage years in New York, and service in Vietnam were not substantiated with evidence of Howard's personal experiences. Id., p. 25. And, with respect to Vietnam, the available records appeared to discredit Howard's version of his Vietnam experience, as related in his penalty phase testimony. Id., p. 26.
Now, on remand, Howard has proffered "new evidence" that, according to him,
Even with this new evidence, this court remains unpersuaded that counsel were ineffective in failing to assemble and present mitigating evidence. Howard's trial was scheduled to begin in January 1983. In seeking a continuance just prior to the scheduled date, counsel outlined for the trial court the evidentiary leads they wished to pursue if given more time. ECF No. 336-25, p. 6-9. These included information regarding Howard's hospitalization at various mental institutions, his confinement in the "psychotic unit" at Vacaville State Prison, his history of drug abuse, diagnoses of schizophrenia and hypothyroidism, complaints of head injuries and severe headaches, and at least one prior suicide attempt (as well as mentioning a desire to commit suicide). Id. Counsel also noted their attempt to have Howard evaluated by a psychiatrist had been frustrated by Howard's refusal to cooperate. Id.
After a brief recess of the hearing to allow counsel to consult with Howard, counsel notified the court that Howard did not want the trial delayed. ECF No. 337-1, p. 3. The court indicated that Howard's desire to start the trial would be honored, but continued the matter until the after-noon, thereby allowing counsel an opportunity to further consult with Howard. Id. When the court reconvened, counsel informed the court that Howard had not changed his mind about going forward with the trial but stated that they (counsel) were not prepared to do so. Id., p. 5. Counsel argued that, under Nevada law, a continuance of 60 days would not violate the speedy trial rule. Id. The court continued the trial to April 1983. Id., p. 13.
Howard's trial began on April 11, 1983. Prior to the commencement of jury selection, trial counsel advised the court that the lack of communication between Howard and counsel that existed at the "inception of our relationship way back in November of 1982" had persisted to that day. ECF No. 337-22, p. 7. On May 2, 1983, the first day of Howard's penalty hearing, trial counsel renewed their motion to withdraw as Howard's counsel. ECF No. 338-15, p. 6-8. Counsel explained to the court that Howard would not consent to them presenting mitigating evidence they had uncovered, would not sign any medical releases to allow them to develop additional information, and did not want them to make argument in support of mitigation. Id. Counsel suggested that new counsel might be more successful in persuading Howard to do what they thought was in his best interest. Id. Counsel also gave examples of some of the information they uncovered, which included information that Howard's father killed his mother and sister in his presence, that Howard had been declared incompetent some time after his arrest in April 1980, that Howard had been a patient in a mental health facility subsequent to his arrest, that Howard had asked to see a psychiatrist when a police detective interviewed him after his arrest,
Howard confirmed to the court his counsel's statement that he would not consent to the presentation of mitigating evidence:
Id., p. 9.
Opining it was Howard's decision, not counsel's, as to whether to present mitigating evidence, the court denied counsel's motion to withdraw. Id., p. 13. Also, the court noted that counsel had provided Howard with "competent and able representation in these proceedings." Id., p. 12.
Based on the foregoing, this court again concludes that the facts of this case are solidly aligned with those in Landrigan, where the court recognized that a defendant's interference with counsel's penalty phase investigation and refusal to allow the presentation of mitigating evidence can preclude a showing of Strickland prejudice. See Landrigan, 550 U.S. at 478, 127 S.Ct. 1933. As in Landrigan, Howard did not merely refuse to cooperate with counsel, he actively obstructed their efforts to present mitigating evidence. Cf. Porter v. McCollum, 558 U.S. 30, 40, 130 S.Ct. 447, 175 L.Ed.2d 398 (2009) ("Porter may have been fatalistic or uncooperative, but that does not obviate the need for defense counsel to conduct some sort of mitigation investigation." (emphasis in original)); see Hamilton v. Ayers, 583 F.3d 1100, 1119 (9th Cir. 2009) (distinguishing facts in Landrigan from case in which defendant "refused to assist in his defense" but "did not impede the many other avenues of mitigating evidence available to counsel").
In addition, this court rejects the notion that Landrigan does not apply here because it is a post-AEDPA case. Howard cites to no controlling authority that Landrigan's prejudice holding is limited to AEDPA's deferential review. He cites to Hardwick v. Sec'y, Fla. Dep't of Corr., 803 F.3d 541 (11th Cir. 2015), to support his position that Landrigan does not apply to pre-AEDPA cases but the court in that case made no such holding and instead concluded Landrigan was distinguishable on the facts, as found by the district court. 803 F.3d at 563.
Finally, with the time constraints trial counsel faced, this court again notes the irony of Howard faulting trial counsel for not assembling the mitigating evidence upon which he now relies to demonstrate prejudice. As noted in the order denying Howard's third amended petition, much of this "allegedly `available' or `undiscovered mitigation evidence' ... was not compiled or presented to any court until more than twenty years after Howard's trial." ECF No. 294, p. 25. Indeed, the declaration from the man whose family owned a clothing store that hired Howard as an employee in 1969 was executed in August 2017, more than 23 years after Howard initiated this federal proceeding. ECF No. 386-6.
Because Howard cannot establish that he was prejudiced by counsel's alleged failure to conduct an adequate mitigation investigation and present available mitigation evidence, his claim fails.
Howard argues trial counsel provided ineffective assistance of counsel by failing to present evidence to support their proffered jury instruction referencing the statutory mitigating circumstance that the "murder was committed while the defendant was under the influence of an extreme mental or emotional disturbance." See Nev. Rev. Stat. § 200.035(2). In making this argument, Howard has taken the liberty of modifying the claim contained in his amended petition and remanded by the Ninth Circuit. That claim faulted trial counsel's alleged failure to challenge the jury instruction limiting mitigation to "any other mitigating circumstance." ECF No. 313-1, p. 13; ECF No. 321, p. 39.
The problem with the original claim is that counsel did, in fact, challenge the relevant jury instruction — Instruction 12 (ECF No. 338-19, p. 13). ECF No. 338, p. 55-62. Even as modified, however, the claim lacks merit. Howard argues that there was evidence available to demonstrate that he was afflicted with PTSD at the time of the crime. Be that as it may, there is no evidence that any manifestations of the disorder played a role in the murder. See Gutierrez v. State, 112 Nev. 788, 920 P.2d 987, 990 (1996) (sentencing panel's rejection of extreme mental or emotional disturbance mitigator was not error where, despite evidence of defendant's delusional beliefs about his victim (his step-daughter), there was no evidence connecting such beliefs to her murder); Baal v. State, 106 Nev. 69, 787 P.2d 391, 395 (1990) (evidence of defendant's personality disorder not sufficient to demonstrate extreme mental or emotional disturbance at the time of the crime). And, as discussed above, Howard thwarted counsel's attempts to develop mental health evidence on his behalf.
For these reasons, the record does not support Howard's claim that trial counsel were ineffective by not presenting evidence to support an instruction that the murder was committed while he was under the influence of an extreme mental and emotional disturbance.
Howard argues trial counsel provided ineffective assistance of counsel by failing to challenge jury instructions that, according to Howard, "strongly suggested" the jury needed to unanimously agree on mitigating evidence in order to enter a non-death penalty verdict.
Here are the relevant instructions:
ECF No. 338-19, p. 7.
Id., p. 17.
Id., p. 18.
Here is the special verdict form provided to the jury:
ECF No. 338-22, p. 2.
Howard argues that these instructions, together with the special verdict form, were misleading in the same manner as the instructions and verdict form in Mills v. Maryland, 486 U.S. 367, 108 S.Ct. 1860, 100 L.Ed.2d 384 (1988). The Supreme Court in Mills vacated the petitioner's death sentence after "conclud[ing] that there is a substantial probability that reasonable jurors, upon receiving the judge's instructions in this case, and in attempting to complete the verdict form as instructed, well may have thought they were precluded from considering any mitigating evidence unless all 12 jurors agreed on the existence of a particular such circumstance." Mills, 486 U.S. at 384, 108 S.Ct. 1860.
The Supreme Court in a subsequent case explained the offending instructions and verdict form in Mills as follows:
Smith v. Spisak, 558 U.S. 139, 145-46, 130 S.Ct. 676, 175 L.Ed.2d 595 (2010)
As one can readily see, the relevant instructions and verdict form provided Howard's jury bear faint resemblance to those in Mills. Nowhere did they say or imply that the jury must determine the existence of a mitigating factor unanimously. A unanimity requirement was imposed only as to the verdict, which in this case correctly required the jury to unanimously find the following before imposing the death penalty: (1) that one or both aggravating circumstances had been established beyond a reasonable doubt, (2) that any mitigating circumstances were not sufficient to outweigh the aggravating circumstance(s) that had been established, and (3) that the sentence to be imposed was death. In summary, there is not a "substantial possibility" that reasonable jurors would have construed the instructions and form to preclude them from considering any mitigating evidence unless they all agreed on the existence of a mitigating circumstance. See Mills, 486 U.S. at 384, 108 S.Ct. 1860. Accordingly, Howard's trial counsel did not provide ineffective assistance by failing to challenge the instructions.
Howard argues trial counsel provided ineffective assistance of counsel by not rebutting the State's argument at sentencing that Howard presented a future danger to the community. He cites to several remarks by the prosecutor in his penalty-phase closing arguments indicating the
Here again, Howard has altered the claim contained in his amended petition and remanded by the Ninth Circuit. That claim faulted trial counsel's alleged failure "to refute the prosecution's argument regarding future dangerousness by failing to call jail personnel and fellow inmates as well as to psychiatrically document and present psychiatric testimony that Mr. Howard was not a threat to the jail population if granted life imprisonment by the jury." ECF No. 313-1, p. 14; ECF No. 321, p. 39.
Even in its modified form, this IATC claim lacks merit. With respect to counsel's failure to object to improper comments, this court already addressed and denied such a claim in its final order denying Howard's third amended petition. ECF No. 294, pp. 6-10, 27. In addition, trial counsel did not, as Howard alleges, completely fail to address the prosecutor's remarks suggesting Howard was a threat to the community. ECF No. 338-21.
As for counsel's failure to present evidence, generalized evidence about aging prisoners and the security measures in place for death row prisoners would have been of questionable relevance. See United States v. Taylor, 583 F Supp.2d. 923, 936-38 (E.D. Tenn. 2008) (excluding evidence of prison security to rebut allegations of future dangerousness that related solely to conduct occurring outside of prison). With respect to Howard's history of non-violence in confinement, the only specific evidence Howard cites — i.e., the records regarding his stays in mental health facilities — was among the evidence Howard hindered counsel from obtaining. In addition, Howard does not proffer any evidence as to the specific testimony jail personnel, fellow prisoners, or a psychiatrist might have been able to provide. See Dows v. Wood, 211 F.3d 480, 486 (9th Cir. 2000) (denying ineffective assistance of counsel claim based on lack of preparation for failure to call witnesses when no affidavits were submitted to support petitioner's assertion as to what testimony would have been provided).
Because Howard has not established a reasonable probability that the outcome of his trial would have been different but for counsel's failure to refute dangerousness, this claim fails.
Lastly, Howard has not presented argument on several of the IATC claims remanded
For reasons set forth above, Howard is not entitled to relief on any of the twenty-nine claims remanded by the Ninth Circuit. Because this order, together with prior orders, completes the proceedings assigned on limited remand, this order is the "final order" for the purposes of the Ninth Circuit's limited remand order. See ECF No. 311, p. 2 ("Within 10 days after the district court enters its final order on limited remand, counsel for the parties shall file simultaneous status reports in this Court.").
ECF No. 338-21, p. 26.