R. STAN BAKER, Magistrate Judge.
Presently before the Court is Defendant's Motion to Compel seeking a Court order requiring Plaintiffs to provide complete responses to Defendant's discovery requests. (Doc. 75.) For reasons set forth below, Defendant's Motion in
Plaintiffs filed this action under the Federal Tort Claims Act, 28 U.S.C. §§ 1346, 2671-80 (2014), against Defendant on January 19, 2012. (Doc. 1, p. 1.) Plaintiffs allege that Plaintiff Timothy Cupp ("Mr. Cupp") suffered injuries to his lower back when a National Guardsman operating a forklift as part of a Federal Emergency Management Agency project allegedly drove the forklift into Mr. Cupp. (Doc. 16, pp. 1-2.)
This action is set for trial before the Honorable Chief Judge Lisa Godbey Wood on February 11, 2015. (Doc. 68, p. 1.) At a pretrial conference on November 14, 2014, the Court reopened discovery through January 31, 2015. (Doc. 68, p. 1.) Defendant then served Plaintiffs with supplemental interrogatories and supplemental requests for production of documents.
On January 15, 2015, Defendant filed the instant Motion to Compel arguing that despite numerous correspondences from Defendant, Plaintiffs had largely failed to respond to the supplemental interrogatories and requests for production. (
On January 28, 2015, Defendant filed a Reply withdrawing its Motion as to certain discovery requests because Plaintiffs had subsequently responded to those requests. (Doe. 83, p. 2.) Defendant's counsel apologized for having failed to redact Mr. Cupp's social security number and birth date from the filed exhibit and assured the Court that the document containing confidential information had since been placed on restricted access. (
Federal Rule of Civil Procedure 26 provides that a party may obtain discovery of "any nonprivileged matter that is relevant to any party's claim or defense." Fed. R. Civ. P. 26(b)(1). Upon a showing of good cause, a court may order discovery of "any matter relevant to the subject matter involved in the action."
In its Reply, Defendant states that the only discovery issues remaining before the Court involve its requests for the production of the following: (1) Mr. Cupp's medical records; (2) an authorization for Defendant to obtain Mr. Cupp's medical records from his health care providers ("HIPAA authorization"); and (3) copies of Mr. Cupp's W-2 forms submitted to the Internal Revenue Service ("IRS") during a ten-year period. (Doc. 83, p. 2);
Defendant's First Supplemental Request for Production Number One sought
(Doc. 75, p. 2.) Plaintiffs' Responses to Defendant's First Supplemental Requests for Production stated that they "di[d] not have any of those records other than a copy of a deposition taken in [another action] in this Court." (Doc. 79, p. 5.) Defendant, however, explains that it has received over 150 pages of medical records from Plaintiffs and another 1,200 pages from health care providers but that it nevertheless has been unable to obtain records from certain providers. (Doc. 83, p. 3.) Thus, Defendant requests that Mr. Cupp produce all medical records that are "in his control." (
Mr. Cupp's medical records are, at a minimum, reasonably calculated to lead to the discovery of admissible evidence concerning his alleged injuries for which he seeks compensation through this action. Based on Plaintiffs' representations, however, it appears that Plaintiffs have produced all of the medical records in their possession. While Plaintiffs could request additional documents from their health care providers to provide Defendant with further disclosures, given the time constraints imposed by the imminent trial date in this matter, this process would likely be unproductive. Rather, it would be more convenient and efficient for Defendant to seek any additional medical records directly from the health care providers, pursuant to the HIPAA authorization discussed below.
For these reasons, Defendant's Motion to Compel as to Defendant's First Supplemental Request Number One is
In its Second Supplemental Requests for Production Number One, Defendant requested "one executed original of the medical release attached as Exhibit A to be executed by [Plaintiff] Timothy Cupp." (Doc. 75, p. 3.) While Plaintiffs responded that Mr. Cupp "has previously given the Defendant a HIP[A]A authorization" (Doe. 79, p. 6), Defendant avers that the previous HIPAA authorization was limited to certain health care providers (
There appears to be a split in authority as to whether a party, or a court, may compel another party to sign an authorization for the release of records, on the basis of a discovery request.
On the present facts, the undersigned joins these other district courts and finds that Mr. Cupp must produce a HIPAA authorization that conforms to Defendant's request for production. Plaintiffs previously agreed to sign a HIPAA authorization—albeit in limited form—and Plaintiffs raised no objection to Defendant's use of a request for production as a vehicle to compel such an authorization. Moreover, Plaintiffs put Mr. Cupp's physical condition at issue by filing this personal injury action, and it appears that Plaintiffs have not otherwise provided Defendant with all of the medical documents relevant to that claim during the discovery period.
Under these circumstances, the Court finds that the HIPAA authorization that Defendant seeks is not only reasonably calculated to lead to the discovery of admissible evidence but also the most convenient and least burdensome solution at this stage. For these reasons, Defendant's Motion to Compel as to Defendant's Second Supplemental Request Number One is
Defendant's Second Supplemental Requests for Production Number Two asked for "copies of Internal Revenue Service Form W-2s and any documents filed with said IRS Form W-2s submitted by [Mr.] Cupp for the years 2004-2014." (Doe. 75, p. 3.) In their Responses, Plaintiffs represented that "[Mr. Cupp] ha[d] produced all W-2 forms that he ha[d] for the relevant period of time." (Doc. 79, p. 6.) Defendant denies having any record of receiving any W-2 statements. (Doc. 83, p. 3.)
Notably, Plaintiffs do not object to the Form W-2s being relevant and discoverable; rather, Plaintiffs seem to oppose Defendant's request on the basis that Plaintiffs already produced W-2 forms pursuant to an earlier request. Because Defendant apparently has no record of having received those forms, and the forms are relevant to Plaintiffs' damages claims, Plaintiffs must comply with Defendant's discovery request.
The Court, therefore,
A party may move for appropriate sanctions pursuant to Federal Rule of Civil Procedure 37 if another party fails to cooperate in discovery.
For the reasons and in the manner set forth above, Defendant's Motion to Compel is