XAVIER RODRIGUEZ, District Judge.
On this date, the Court considered Defendant Teva Pharmaceuticals Motion to Dismiss (Docket no. 21), Defendants Eon Labs and Sandoz Inc.'s Motion to Dismiss (Docket no. 22), and the corresponding responses and replies. After careful consideration, the motions to dismiss are GRANTED IN PART AND DENIED IN PART.
Jesse Monk had atrial fibrillation. Docket no. 18 at 6. Doctors prescribed amiodarone as a treatment. Id. He never received a Medication Guide describing certain risks associated with his use of amiodarone and his pharmacy did not have Medication Guides to provide to him. Id. at 7. After taking amiodarone as prescribed for approximately eight years, Monk died in January 2015. Id. at 1, 6. His autopsy revealed that the cause of death was amiodarone poisoning. Id. at 8. Monks spouse, Jo Ann Monk, is the plaintiff in this lawsuit, and brings claims individually and as personal representative of Jesse Monks estate. Id. at 1. Defendants Teva Pharmaceuticals USA, Inc., Eon Labs, Inc., and Sandoz, Inc. are distributors of a generic form of amiodarone. Id. at 6. Defendants are required by Food and Drug Administration ("FDA") regulations and the Food, Drug, and Cosmetics Act ("FDCA") to provide Medication Guides to Monk via his pharmacy. Id at 7-8; see 21 C.F.R. § 280.24(b).
Jesse Monk was prescribed amiodarone "off label"—that is, for a use for which it was not fully approved by the FDA. Id. at 6. In particular, amiodarone was approved by the FDA through a limited "special needs" process, meaning that it was only approved "as a drug of last resort for patients suffering from documented recurrent life-threatening ventricular fibrillation and ventricular tachycardia when these conditions would not respond to other available anti-arrhythmic drugs and therapies." Id. at 5-6. Despite being approved only for these purposes, doctors prescribed amiodarone to Monk for treatment of atrial fibrillation. Id.
When Monk had his prescription filled at a local Walgreens pharmacy, he was never given a Medication Guide. Id. at 7. According to the complaint, Monk did not know that he was prescribed amiodarone off label or of the risks of taking amiodarone, the Medication Guide would have given him this information, and he would not have taken amiodarone had he been fully informed. Id.
Plaintiffs live complaint asserts causes of action for negligence, negligence per se, and gross negligence:
Id. at 11.
Defendant Teva filed a motion to dismiss on March 14, 2017. Docket no. 21. Defendants Eon and Sandoz filed a similar motion that same day. Docket no. 22.
Brand-name prescription drugs must be approved by the FDA before they go to market. Docket no. 18 at 5. To begin this process, the sponsor of a drug submits a new drug application ("NDA"). Id. NDAs include a litany of information relating to a drugs safety, effectiveness, proposed uses, warnings, and potential adverse reactions. Id. In 1984, Wyeth, a pharmaceutical company that was initially named as a defendant in this lawsuit but has since been voluntarily dismissed by Plaintiff, sponsored approval of amiodarone under the brand name Cordarone. Id. at 5; see also Docket no. 20. In doing so, however, Cordarone obtained FDA approval under an abbreviated "special needs" process whereby a drug is not subject to the full rigor of an NDA but is approved only for certain, limited "special needs." Docket no. 18 at 5. As such, Cordarone "was approved only as a drug of last resort for patients suffering from documented recurrent life-threatening ventricular fibrillation and ventricular tachycardia when these conditions would not respond to other available anti-arrhythmic drugs and therapies." Id. at 5-6.
The above procedure applied only to the initial approval of a Wyeths brand-name formulation of amiodarone, but the remaining defendants in this action are manufacturers of a generic form of amiodarone. Id. at 5. As such, they are governed by a slightly different regulatory process:
Eckhardt v. Qualitest Pharm., Inc., 751 F.3d 674, 676 (5th Cir. 2014) (citations modified).
Defendants all received FDA approval to manufacture, market, sell, and distribute their generic formulas of amiodarone. Docket no. 18 at 6. Accordingly, they were required by the FDA and FDCA to provide certain labels, warnings, and information. Id. Most notably for purposes of this lawsuit, the FDCA and its regulations require generic drug manufacturers to disseminate Medication Guides:
21 C.F.R. § 208.24(b), (e); see also McLeod v. Sandoz, Inc., 4:16-CV-01640-RBH, 2017 WL 1196801, at *9 (D.S.C. Mar. 31, 2017) ("Specifically, 21 C.F.R. § 208.24 provides that `[e]ach manufacturer who ships a container of drug product for which a Medication Guide is required under this part is responsible for ensuring that Medication Guides are available for distribution to patients.").
Defendants attack Plaintiffs state law claims in three ways. First, they argue that these claims are preempted by federal law under Buckman Co. v. Plaintiffs Legal Comm., 531 U.S. 341 (2001). Second, they argue that Plaintiff has not pled the existence of a duty under Texas law because the learned intermediary doctrine requires pharmaceutical distributors to give warnings only to prescribing physicians rather than directly to patients. Third, they argue that Texas law does not recognize a negligence per se claim based on alleged violations of the FDCA or FDA regulations. More generally, Defendants also argue that Plaintiffs complaint does not meet federal pleading standards because it does not differentiate its allegations as between the three defendants.
For the following reasons, most of these arguments fail. The only one of Defendants arguments that succeeds is that Plaintiffs negligence per se claims should be dismissed; to this extent, the motions to dismiss are GRANTED. In all other respects, the motions are DENIED.
"To survive a motion to dismiss, a complaint must contain sufficient factual matter, accepted as true, to `state a claim to relief that is plausible on its face." Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007)). A claim for relief must contain: (1) "a short and plain statement of the grounds for the courts jurisdiction"; (2) "a short and plain statement of the claim showing that the pleader is entitled to the relief"; and (3) "a demand for the relief sought." FED. R. CIV. P. 8(a). In considering a motion to dismiss under Rule 12(b)(6), all factual allegations from the complaint should be taken as true, and the facts are to be construed favorably to the plaintiff. Fernandez-Montez v. Allied Pilots Assoc., 987 F.2d 278, 284 (5th Cir. 1993). To survive a 12(b)(6) motion, a complaint must contain "more than labels and conclusions, and a formulaic recitation of the elements of a cause of action will not do." Twombly, 550 U.S. at 555.
Initially, the Court dispenses with an argument asserted by Defendants Sandoz and Eon—that Plaintiffs complaint does not allege that Sandoz and Eon violated any FDA regulations. In particular, Sandoz and Eon argue that Plaintiff does not allege their non-compliance with § 208.24(b) because "[t]he mere allegation that [they] did not provide Medications Guides to the Decedents pharmacy is not sufficient to allege a violation of this regulation." Docket no. 22 at 8. With reference to the regulatory language quoted above, they point out that one way a manufacturer complies with the regulations is by "[p]roviding the means to produce Medication Guides," meaning that their failure to provide Medication Guides itself does not violate the regulations. See 21 C.F.R § 208.24(b)(2).
Sandoz and Eon misread the allegations of the complaint. They focus narrowly on Plaintiffs allegation that "Medication guides were not provided to that pharmacy by . . . Eon, Sandoz, or any of their distributors." Docket no. 18 at 7. Plaintiff, however, goes further by adding the following allegations: "Defendants failed to provide a Medication Guide that would reach Jesse Monk," id. at 3; "Jesse Monks pharmacy did not have Teva, Eon, or Sandoz Medication Guides to provide Jesse Monk as these defendants each failed to distribute them as required," id. at 7. Though the complaint does not track the regulatory language verbatim, the allegation that the pharmacy did not have the Medication Guides necessarily follows from the premise that the pharmacy lacked the Guides themselves and the means to produce them.
Sandoz and Eon also argue that § 208.24(e) imposes no legal obligation to ensure actual delivery of a Medical Guide to a patient. Instead, they argue, this regulation applies only to authorized distributors, which the pharmacy is but they are not. Sandoz and Eon ignore that subsection (e) does not absolve manufacturers of the requirements of subsection (b) but instead imposes separate requirements on authorized distributors in addition to those imposed on manufacturers. As explained above, the complaint adequately alleges that Sandoz and Eon did not comply with subsection (b); thus, whether they also complied with subsection (e) is irrelevant. Accordingly, Sandoz and Eons argument that the complaint does not adequately allege a violation of the applicable federal regulations is without merit.
Defendants argue that under the Supreme Courts decision in Buckman, Plaintiffs Texas law claims that are based on Defendants failure to provide an FDA-required Medication Guide are preempted. 531 U.S. 341, 352-53 (2001); see also 21 U.S.C. § 337(a) ("[A]ll such proceedings for the enforcement, or to restrain violations, of [the FDCA] shall be by and in the name of the United States."). Buckman dealt with "fraud-on-the-FDA" claims involving a medical device manufacturer allegedly using fraudulent tactics to obtain FDA approval for a device and plaintiffs subsequently bringing private causes of action against that manufacturer for its misrepresentations to the FDA.
Crucially, however, the Buckman Court distinguished preempted "fraud-on-the-agency" claims from those based on "traditional state tort law principles of the duty of care," recognizing that "certain state-law causes of actions that parallel federal safety requirements" are not preempted. Buckman, 531 U.S. at 352-53; see also Perdue, 209 F. Supp. 3d at 847 (noting that a state law claim is not preempted under Buckman if it rests on "`traditional state tort law principles of the duty of care, the establishment of which `predated the federal enactments in question. . . . In this manner, Buckman does not extend so far as to restrict `certain state-law causes of actions that parallel federal safety requirements." (quoting Buckman, 531 U.S. at 352)). This distinction is logical—the reason for preempting fraud-on-the-agency claims is primarily to protect the "somewhat delicate balance of statutory objectives" that could be skewed by interference from private enforcement, but pre-existing state law tort principles alone do not implicate that same concern.
Recently, the Fifth Circuit addressed a claim similar to this one involving a pharmaceutical companys failure to provide FDA-required warnings. In Eckhardt v. Qualitest Pharmaceuticals, Inc., the plaintiff attempted to assert a cause of action based on generic drug manufacturers failure to provide the plaintiff or his physician with any FDA-approved warnings. 751 F.3d 674, 679 (5th Cir. 2014). Ultimately, the Fifth Circuit affirmed the district courts dismissal of these claims because the plaintiff did not make adequate factual allegations. Id. Before doing so, however, the court indicated that because "failing to provide FDA-approved warnings would be a violation of both state and federal law, this is a parallel claim that is not preempted." Id. (emphasis added).
Other decisions from this Court have followed Eckhardt. In Mitchell v. Wyeth, a case involving similar allegations based on generic amiodarone manufacturers failure to provide Medication Guides, Magistrate Judge Mark Lane recommended that the district court deny the pharmaceutical defendants motion to dismiss:
Case No. 1:16-CV-574-LY-ML, Docket no. 73 at 8-9 (W.D. Tex. Jan. 1, 2017) (some citations omitted). The district court summarily adopted this recommendation after a de novo review. Id. at Docket no. 75 (W.D. Tex. Feb. 9, 2017). Judge Lane previously made similar recommendations in two more amiodarone cases. See Rusk v. Wyeth, Case No. 1:14-CV-549-LY-ML, 2015 WL 3651434 (W.D. Tex. June 11, 2005);
Defendants challenge Eckhardt and its progeny for failing to provide reasoning based in Texas law to support the proposition that these Medication Guide claims allege a breach of a parallel duty under Texas law. Defendants ignore, though, that regardless of the explanation in Eckhardt, this Court is bound by Fifth Circuit precedent, which expressly recognizes that a claim for failure to provide FDA-approved warnings alleges "a violation of both [Texas] and federal law" and that such a claim "is a parallel claim that is not preempted." 751 F.3d at 679.
Defendants also seek to avoid the Eckhardt line of cases by arguing that "neither Mitchell nor Eckhardt contains any substantive preemption analysis under Buckman whatsoever." E.g., Docket no. 30 at 8. In Mitchell, Judge Lanes recommendation addressed the argument that Buckman preempted the plaintiffs Medication Guide claim. Mitchell, Case No. 1:16-CV-574-LY-ML, Docket no. 73 at 8. Defendants may disagree with the analysis or object to its depth, but to say that the recommendation does not contain such an analysis is incorrect. As to Eckhardt, whether the court meant that the parallel claims were preempted under Buckman or under another source of preemption is irrelevant because the court found that "failing to provide FDA-approved warnings would be a violation of state and federal law . . . [and] is a parallel claim." Because "certain state-law causes of actions that parallel federal safety requirements" are not preempted under the express language of Buckman, 531 U.S. at 353, and the Fifth Circuit in Eckhardt found that claims for failing to provide FDA approved warnings (like Plaintiff's here) are indeed parallel claims, this Court, at most, takes the simple step of connecting the rule of Buckman with the finding of Eckhardt.
Other case law does not warrant a contrary result. Defendants cite a variety of cases from the Fifth Circuit dealing with other pharmaceutical claims, but none of these cases dealt with the potential preemptive effect of Buckman on state law negligence claims such as the ones here. A large number of these cases involved fraud-on-the-FDA claims, like those in Buckman that the Supreme Court found skewed the "somewhat delicate balance of statutory objectives" involved in FDA regulation. See, e.g., Estes v. Lanx, Inc., 660 F. Appx. 260, 261 (5th Cir. 2016). Another case cited by Defendants, Morris v. PLIVA, Inc., deals specifically with a pharmaceutical manufacturers labeling of its products, and was not a barrier to the Fifth Circuits subsequent decision in Eckhardt (or any of Judge Lanes recommendations). 713 F.3d 774, 777-78 (5th Cir. 2013). Defendants also cite a variety of cases from district courts outside the Fifth Circuit that have found similar claims to be preempted, but these cases interpret other states laws and lack the binding guidance of a case like Eckhardt. See, e.g., McDaniel v. Upsher-Smith Pharm., Inc., 216CV02604JPMCGC, 2017 WL 657778, at *4 (W.D. Tenn. Jan. 26, 2017) (interpreting Tennessee law and correctly characterizing Eckhardt as "only persuasive and not binding authority.").
In sum, the Court finds that Plaintiffs claims are not preempted because under Buckman, parallel claims are not preempted, and under Eckhardt, claims such as Plaintiff's are parallel claims.
Under Texas law, "[t]he elements of a negligence cause of action are the existence of a legal duty, a breach of that duty, and damages proximately caused by the breach." IHS Cedars Treatment Ctr. of DeSoto, Tex., Inc. v. Mason, 143 S.W.3d 794, 798 (Tex. 2004). Thus, in order to state a cause of action for negligence, Plaintiff must allege the existence of a legal duty under Texas law. Whether Plaintiff has done so turns on Texas learned intermediary doctrine.
Texas law has long limited a manufacturer or suppliers duty to warn end users of its products in certain situations where an intermediary separates the supplier from the end user. See Alm v. Aluminum Co. of Am., 717 S.W.2d 588, 591 (Tex. 1986) ("[A] manufacturer or supplier may, in certain situations, depend on an intermediary to communicate a warning to the ultimate user of a product."). The Texas Supreme Court in Alm—a products liability case involving the manufacture of an aluminum bottle cap—hypothesized about the applicability of this doctrine in the prescription drug context while summarizing the reasoning and holdings from lower Texas courts:
Id. at 591-92 (citations omitted). The Texas Supreme Court ultimately found that there was some evidence in the record to support the jurys finding that the warnings given by the manufacturer of the bottle cap to the bottler (i.e., the intermediary) were inadequate. Id. at 593
Picking up on this language from Alm, the Texas Supreme Court later held that the learned intermediary doctrine applies to a pharmaceutical manufacturers duty to warn consumers of dangers associated with prescription drugs. Centocor, Inc. v. Hamilton, 372 S.W.3d 140, 156 (Tex. 2012). Previously, the Texas Supreme Court "[had] not considered a case that squarely present[ed] the applicability of the learned intermediary doctrine within the context of prescription drug products-liability cases." Id. at 157. But in Centocor, the court extended the rule to such a situation:
Id. at 15 (emphasis added).
Plaintiff correctly highlights the emphasized language from Centocor. Unlike Defendants characterization of Plaintiffs argument, this language does not signify an exception to the learned intermediary doctrine, but rather is the rule itself. Where warnings to a learned intermediary are adequate, a drug manufacturer fulfills its duty to warn end users of its products under Texas law, but this result occurs only if the drug manufacturer provided adequate warnings. Accordingly, the application of the learned intermediary doctrine does not bar Plaintiffs claims, as this Court recognized in Mitchell. Case No. 1:16-CV-574-LY-ML, Docket no. 73 at 8-9 ("Texass learned intermediary doctrine also does not defeat this cause of action."). Plaintiff has pled that Defendants failed to provide adequate warnings of the dangers of their products, and under Texas law, this sufficiently states a claim. Whether those warnings were in fact adequate—such that the learned intermediary doctrine would shield Defendants from liability—can be considered at the summary judgment phase after the parties have conducted discovery on the issue.
Defendants argue that Plaintiffs negligence per se claim should be dismissed because Texas law does not recognize a cause of action for negligence per se based on alleged violations of the FDCA. Docket no. 21 at 14. The Court agrees.
"Negligence per se is a tort theory whereby courts use statutes or regulations to define the standard of reasonably prudent conduct." Hackett v. G.D. Searle & Co., 246 F.Supp.2d 591, 594 (W.D. Tex. 2002) (citing Carter v. William Sommerville & Son, Inc., 584 S.W.2d 274, 278 (Tex. 1979)). The Court has relatively little guidance on this question because neither the Fifth Circuit nor the Texas Supreme Court has stated whether a violation of the FDCA and FDA regulations can give rise to a negligence per se claim. Hackett, 246 F. Supp. 2d at 594.
To support their arguments, Defendants rely primarily on Hackett, where this Court found that Texas law did not recognize such a claim. 246 F. Supp. 2d at 546. The Court was persuaded by the thorough analysis of a Texas trial court, which found that under the applicable factors set forth by the Texas Supreme Court, the FDCA and FDA regulations did not give rise to a cause of action for negligence per se under Texas law. Id. (discussing and following Baker v. Smith & Nephew Richards, Inc., Case No. 95-58737, 1999 WL 811334, at *8-11 (Tex. Dist. June 7, 1999)
Plaintiffs arguments to the contrary are unavailing. First, Plaintiff argues that the cases cited by Defendants were summary judgment decisions that came long after the pleadings stage. Hacketts dismissal of the negligence per se claims, however, came on a Rule 12(c) motion for judgment on the pleadings. 246 F. Supp. 2d at 593-94. Further, all of these cases, despite being postured as summary judgment decisions, conducted a legal (not factual) analysis of negligence per se claims. Plaintiff next relies on an out-of-circuit decision interpreting Oklahoma law as recognizing a negligence per se claim in these circumstances, but this case is far from binding in any respect and is countered by other out-of-circuit decisions that reach the opposite result. Compare Docket no. 28 at 13 (citing Howard v. Zimmer, 718 F.3d 1209, 1210 (10th Cir. 2013) for the proposition that Oklahoma law recognizes FDA-based negligence per se claims) with Talley v. Danek Medical, Inc., 179 F.3d 154, 157-61 (4th Cir. 1999) (finding that Virginia law did not permit plaintiff to enforce certain violations of FDA regulations through a negligence per se claim). Finally, Plaintiff argues that Judge Lane permitted similar negligence per se claims to proceed in his recommendations in Rusk and Priest, but as Defendants note, Judge Lane never analyzed these claims; the refusal to dismiss these claims sua sponte, especially in the absence of argument from the parties, is not an affirmation of the validity of these claims. Accordingly, Plaintiffs negligence per se claims are dismissed.
Finally, the Court dispenses with Defendants Sandoz and Eons argument that Plaintiffs complaint is inadequate for failing to differentiate its allegations as to each of the three defendants. Docket no. 22 at 13. Though Plaintiffs complaint does not separate its allegations, it specifically identifies each defendant and specifically describes all Defendants allegedly wrongful conduct. See, e.g., Docket no. 18 at 6 ¶ 31; 7 ¶ 39; 7-8 ¶ 40; 11 ¶ 57-61. The fact that Plaintiff accuses all three defendants of the same wrongdoings is not a basis for dismissal.
For the foregoing reasons, Defendant Tevas motion to dismiss (Docket no. 21) and Defendants Sandoz and Eons motion to dismiss (Docket no. 22) are GRANTED IN PART AND DENIED IN PART. In their Rule 26 Report, the parties indicated that they would provide a status report by May 22, 2017. Docket no. 27. In preparation for a status conference (which will be set at a later time) the parties are ORDERED to provide this status update by June 5, 2017. In addition, the parties are further ORDERED to provide scheduling recommendations in accordance with the Courts form (available at Docket no. 15) by June 5, 2017.
It is so ORDERED.