RONALD E. BUSH, United States Magistrate Judge.
Currently pending before the Court is Plaintiff's Emergency Motion for Preliminary Injunction or Stay of Execution (Docket No. 17). Having carefully reviewed the record, participated in oral argument, and otherwise being fully advised, the Court enters this Memorandum Decision and Order.
Plaintiff Paul Ezra Rhoades contends that there is a substantial risk that the State of Idaho will carry out his planned execution by lethal injection on November 18, 2011 in a manner that will result in serious harm by causing him excruciating pain and suffering. Rhoades contends that the execution protocol adopted by the Idaho Department of Correction does not contain adequate written and actual protection in its implementation against the possibility that he might be insufficiently anesthetized at the beginning of the execution process. The Court agrees with the parties that if Rhoades is not rendered sufficiently unconscious from the first drug used in the three-drug lethal injection protocol, then he will certainly suffer excruciating suffocation and pain from the remaining two drugs. The Court also finds, as agreed by the parties, that if properly anesthetized, there will be no risk of pain for Rhoades.
Rhoades asks the Court to rule that such a risk violates his rights under the Eighth Amendment of the U.S. Constitution to be protected from cruel and unusual punishment. He asks the Court to issue a stay upon the scheduled execution, so that his claim can be more fully heard and considered.
In order for Rhoades to be entitled to a stay of his execution, he must prove that he is likely to succeed on the merits of his claim that Idaho's method of execution violates the Eighth Amendment, that he is likely to suffer irreparable harm if a stay is not entered, that the balance of equities tips in his favor, and that a stay is in the public interest.
For the reasons described in this decision, the Court denies Rhoades's request for a stay of his execution. The Court finds that the Idaho Department of Correction, in setting out its formal protocol for the manner in which the execution will be conducted and in choosing and training the persons who will be involved in the execution, has provided appropriate safeguards to protect against a substantial risk that Rhoades will not be adequately anesthetized at the beginning of the execution process. The Court finds that although Rhoades has raised questions that present the possibility of error or mistake in the execution process, the safeguards of the Idaho protocol are substantially similar to those contained in execution protocols approved by the United States Supreme Court and by the Ninth Circuit Court of Appeals in similar cases. The Court also finds that the State of Idaho is not required to implement a different, one-drug, protocol in its executions without a more certain showing by Rhoades that Idaho's existing protocol raises a substantial risk of serious harm and that the alternative protocol significantly reduces such a risk, is feasible, and readily implemented.
The Court also finds, and acknowledges with a full understanding of the practical meaning of this decision, that if Rhoades's request for a stay is not granted, then the very nature of an execution means that he will suffer irreparable harm.
In regard to the equities of the case, the Court concludes that the equities in this case do not tip toward Rhoades any more than toward the Defendants. Rhoades did not bring this lawsuit, nor his request for a stay, until his execution date was on the near horizon. However, the Idaho Department of Correction did not even release its planned execution protocol until October 14, 2011, less than a week before new death warrants were issued in Rhoades's state criminal cases.
The Court finds that the public interest favors denial of the request for a stay of the execution. Rhoades has previously appealed the convictions and the sentences that brought him to this fast-approaching
In summary, Rhoades has failed to show a right to have injunctive relief entered in this case, in the form of a stay of his execution. His motion for such relief is denied.
The Eighth Amendment of the Constitution of the United States, made applicable to the States through the Fourteenth Amendment, provides that:
This is a case which asks how the Eighth Amendment should be applied to an execution scheduled for November 18, 2011. The condemned man, who is the Plaintiff in this case and who stands convicted of four capital punishment crimes, contends that the protection of the Eighth Amendment against cruel and unusual punishment should stop his execution. His claim is not that the death penalty is unconstitutional. Rather, he argues, through his counsel, that the manner in which the State of Idaho intends to go about his execution — through the use of lethal injection — will subject him to a substantial risk of serious harm in the form of severe pain, and is therefore unconstitutional as a form of cruel and unusual punishment. See Pl.'s Mem. in Supp. of Mot. for Prelim. Inj. or Stay of Execution, p. 3 (Docket No. 18). Alternatively, Plaintiff maintains that a stay should be granted "because the IDOC execution facility is incomplete, precluding the IDOC from complying with SOP 135." See id.
On March 24, 1988, Paul Ezra Rhoades ("Rhoades") was sentenced to death in Idaho's Seventh Judicial District state court for the kidnapping and murder of Susan Michelbacher.
In the over 23 years that have followed, Rhoades pursued appeals and petitions for post-conviction relief in state court. He has also pursued habeas claims in federal court. All such appeals and other collateral proceedings have run their course, with their denouement coming when the United States Supreme Court denied certiorari review of Rhoades's federal habeas claims in the Bonneville County case on October
Following the denials of certiorari, the cases returned to Idaho state court. On October 19, 2011, a new death warrant was issued by the state court in both the Bonneville County and Bingham County cases. The death warrants, directed at Brent Reinke, the Director of the Idaho Department of Correction, and Randy Blades, the Warden of the Idaho Maximum Security Institution, ordered that Reinke and Blades "cause the execution of said sentence of death to take place" on November 18, 2011, unless said sentence were to be stayed by law.
On September 22, 2011, Rhoades filed this lawsuit against Reinke and Blades, seeking an order permanently enjoining the State of Idaho from executing him (Docket No. 1). The death warrants issued on October 19, 2011, heightened the urgency of Rhoades's lawsuit, and, on October 28, 2011, he filed an Emergency Motion for Preliminary Injunction or Stay of Execution (Docket No. 17). Since that date, the Court has considered the written arguments and evidence of the parties, and heard testimony and additional argument during a lengthy hearing on November 10, 2011. This written decision resolves the issues of constitutional law concerning cruel and unusual punishment raised by Rhoades's motion asking to stay the execution. This decision does not revisit the challenges made by Rhoades against his conviction and his sentence. Those have been decided. This decision does not consider whether the death penalty, as a form of punishment, is constitutional for the crimes committed by Rhoades at issue here. The Supreme Court has said that it is. Gregg v. Georgia, 428 U.S. 153, 96 S.Ct. 2909, 49 L.Ed.2d 859 (1976). Each State is free to decide on its own whether to provide for the death penalty. Idaho, through its elected legislature, has chosen to do so, and has further decided to inflict the death penalty through lethal injection.
Idaho, with the large majority of states that impose the death penalty, employs a three-drug lethal injection protocol. That protocol is identified as Idaho Department of Correction ("IDOC") Standard Operating Procedure 135.02.01.001 ("SOP 135"). Under SOP 135, executions are carried out through the sequential administration of three chemicals: a barbiturate (sodium thiopental, also known as sodium pentothal), pancuronium bromide, and potassium chloride.
The pending motion seeks injunctive relief in the form of an order staying the execution. Therefore, the Court considers the argument and the evidence under the so-called "Winter" standards, namely that Rhoades "must establish that he is likely to succeed on the merits, that he is likely to suffer irreparable harm in the absence of preliminary relief, that the balance of equities tips in his favor, and that an injunction is in the public interest." Winter v. Natural Res. Def. Council, 555 U.S. 7, 20, 129 S.Ct. 365, 172 L.Ed.2d 249 (2008). A preliminary injunction "is an `extraordinary and drastic remedy' ... never awarded as of right." Munaf v. Geren, 553 U.S. 674, 689-690, 128 S.Ct. 2207, 171 L.Ed.2d 1 (2008) (internal citations omitted). Significantly, although the threat of irreparable harm is inescapable, the condemned prisoner is not entitled to "an order staying an execution as a matter of course. Both the State and the victims of crime have an important interest in the timely enforcement of a sentence."
When assessing these factors, the court must bear in mind that "a stay of execution is an equitable remedy" and "equity must be sensitive to the State's strong interest in enforcing its criminal judgments without undue interference from the federal courts." Hill, 547 U.S. at 584, 126 S.Ct. 2096.
The Eighth Amendment prohibits "punishments that involve the unnecessary and wanton infliction of pain, or that are inconsistent with evolving standards of decency that mark the progress of a maturing society." Cooper v. Rimmer, 379 F.3d 1029, 1032 (9th Cir.2004). For a prisoner to establish an Eighth Amendment violation based on his future exposure to pain during an execution, he must demonstrate that "the conditions presenting the risk must be `sure or very likely to cause serious illness and needless suffering,' and give rise to `sufficiently imminent dangers.'" Baze v. Rees, 553 U.S. 35, 50, 128 S.Ct. 1520, 170 L.Ed.2d 420 (2008) (Roberts,
In Baze, the Supreme Court held that Kentucky's method of execution by lethal injection — using the same three drugs — did not violate the Eighth Amendment. See Baze, 553 U.S. at 63, 128 S.Ct. 1520. The decision was comprised of seven separate opinions, which fell into three groups of Justices. In Ventura v. State, 2 So.3d 194, 200 (Fla.2009), the Florida Supreme Court observed that the Baze plurality:
Id. at 199-200 (emphasis in original; citations and footnotes omitted). Justice Stevens also said he believed that the plurality opinion concerning lethal injection procedures "would generate debate" in future cases, a concern Chief Justice Roberts answered thusly:
Baze, 553 U.S. at 61, 71, 128 S.Ct. 1520 (emphasis added).
Thus, Baze creates a constitutional "safe harbor" for those lethal injection protocols that are substantially similar to Kentucky's lethal injection protocol. See Dickens, 631 F.3d at 1146. Seeking a stay of his execution, Rhoades argues that SOP 135
The parties agree that, if an inmate is not properly anesthetized by the sodium pentothal at the start of the execution, he will experience significant pain and suffering from the subsequent administration of the pancuronium bromide and potassium chloride. If the sodium pentothal is administered properly, there is no risk of pain during the execution. See Dickens, 631 F.3d at 1142. Therefore, the manner in which the sodium pentothal is administered is of critical importance when weighing a State's three-drug lethal injection protocol against the Eighth Amendment.
The Baze Court acknowledged the concern raised by the petitioner that IV
Id. "In light of these safeguards, [the Supreme Court could not] say that the risks identified by petitioners are so substantial or imminent as to amount to an Eighth Amendment violation." Id.; see also id. at 60, 128 S.Ct. 1520 ("Again, the risk [of administering the second and third drugs before the sodium thiopental has taken effect] is already attenuated, given the steps Kentucky has taken to ensure the proper administration of the first drug."); id. at 62, 128 S.Ct. 1520 ("Kentucky's decision to adhere to its protocol despite these asserted risks [of "maladministration"], while adopting safeguards to protect against them, cannot be viewed as probative of the wanton infliction of pain under the Eighth Amendment.").
Rhoades argues that SOP 135 "contains none of the Baze safeguards." See Mem. in Supp. of Mot. for Prelim. Inj. or Stay of Execution, p. 11 (Docket No. 18). Specifically, Rhoades maintains that SOP 135(1) "does not contain the `most significant' safeguard, a required medical credential `combined with at lease one year of professional experience'"; (2) "does not contain the second Baze requirement, daily experience"; (3) "does not contain the third Baze safeguard, in-house training"; (4) "does not contain the fourth Baze safeguard, meaningful redundancy"; and (5) "does not contain the final Baze safeguard, a meaningful consciousness check." See id. at pp. 11-23. This Court concludes, however, that SOP 135 is a substantially similar protocol to that approved in Baze.
First, Rhoades overstates the holding of Baze to the extent he equates the identified "safeguards" as mandatory requirements that must each be in place in order for a State's three-drug lethal injection protocol to pass constitutional muster. See Mem. in Supp. of Mot. for Prelim. Inj. or Stay of Execution, pp. 10-11, 14 (Docket No. 18). The Kentucky safeguards emphasized in Baze are among the means that Kentucky has chosen to protect against the risk of a failed administration of the first drug — the anesthetic — of the three-drug protocol. In other words, Baze neither operates as a doctrinal blueprint,
Second, even if the safeguards identified in Baze are understood to be more-or-less safety requirements as Rhoades contends, this Court is persuaded that the record developed thus far reveals that the safeguards contained in SOP 135 — as further elaborated upon by Jeff Zmuda
Under Kentucky's lethal injection protocol, members of its IV team — those individuals responsible for establishing the IV lines — must have at least one year of professional experience as a certified medical assistant, phlebotomist, EMT, paramedic, or military corpsman. See Baze, 553 U.S. at 55, 128 S.Ct. 1520. SOP 135's "Medical Team" is similarly responsible for inserting the IV catheters
SOP 135 requires verification of the Medical Team and Injection Team
Speaking to Plaintiff's additional argument that "SOP 135 does not state that [either Medical Team members or Injection Team members] be currently licensed or have any actual experience in initiating IV catheters (see Mem. in Supp. of Mot. for Prelim. Inj. or Stay of Execution, pp. 14-17 (Docket No. 18)),
See Zmuda Aff. at ¶¶ 18, 24 (Docket No. 50). With Zmuda's testimony in mind, this Court cannot agree with Plaintiff that SOP 135's Medical and Injection Team members do not (or, in the case of replacements, will not) have the requisite medical credentials and experience over time. See Mem. in Supp. of Mot. for Prelim. Inj. or Stay of Execution, p. 14 (Docket No. 18). To the contrary, consistent with Baze, SOP 135 ensures that members of the Medical and Injection Teams have at least one year of professional, medical experience.
In Baze, Chief Justice Roberts stated that "Kentucky currently uses a phlebotomist and an EMT, personnel who have daily experience establishing IV catheters for inmates in Kentucky's prison population." Baze, 553 U.S. at 55, 128 S.Ct. 1520. Rhoades contends that this language means that a State's lethal injection protocol must require "daily" professional experience on the part of the team members in the various procedures of the protocol. See Mem. in Supp. of Mot. for Prelim. Inj. or Stay of Execution, p. 17 (Docket No. 18). This Court is not so persuaded. Rather, after speaking to the "most significant" safeguard within Kentucky's lethal injection protocol ("at least one year of professional experience as a certified medical assistant, phlebotomist, EMT, paramedic, or military corpsman"), Chief Justice Roberts noted that the actual experience of the Kentucky IV team members exceeded the minimum experience requirement. Nothing more. Cf. Nooner v. Norris, 594 F.3d 592, 605 n. 7 (8th Cir.2010) ("The Inmates assert that the Baze plurality found that the daily experience of the IV team members was equally significant. This argument mischaracterizes Baze.").
Zmuda testified that all Medical and Injection Team members "have current professional practice in insertion of IVs on a regular basis" and "can draw medications and deliver medications through either an injection or IV." See Zmuda Aff. at ¶ 18 (Docket No. 50).
Plaintiff takes issue with SOP 135's outlined training procedures, arguing that the protocol neither requires that the in-house training cover all aspects of the execution procedure, nor involves anyone other than Medical Team members. See Mem. in Supp. of Mot. for Prelim. Inj. or Stay of Execution, p. 20 (Docket No. 18). A review of SOP 135 indicates otherwise.
Pursuant to SOP 135, the Idaho Maximum Security Institution ("IMSI") Warden ensures an annual training schedule is established, identifying dates for periodic on-site practice by the various teams. See SOP 135, p. 10 (Docket No. 7, Att. 4). The prescribed training is to include the following:
Id. Thirty to 21 days before the scheduled execution, the Deputy Chief of the Bureau of Prisons ensures that staff members participating in the execution have received adequate training, written instruction and practice, and that all training has been documented (id. at 21); and the IMSI Warden ensures that the assigned Medical Team members physically evaluate the offender to predetermine appropriate venous access locations (id. at 24). Twenty-one to seven days before the scheduled execution, the IMSI Warden ensures that the Specialty Teams
With these procedures as a backdrop, Zmuda details what has already occurred, and what will occur, by way of training before the scheduled execution:
See Zmuda Aff. at ¶ 19 (Docket No. 50). Additional details were provided during Zmuda's courtroom testimony, in which he more fully described the training that had occurred through the date of the hearing, and the training, including full rehearsal training, that was scheduled for the following seven days. During the argument portion of the hearing, after the Court expressed its concern over the seemingly compressed nature of the training in light of the relatively recent adoption of SOP 135, the Court allowed the Defendants to recall Zmuda to the witness stand, over Rhoades's objection. At that time, Zmuda said that there will be five trainings, to include several full rehearsals, before the execution date which will include placing IV lines in volunteer subjects, who will be Zmuda and two other wardens.
SOP 135, the training done to date, and the training planned to occur are substantially similar to the training called for by the Kentucky protocol at issue in Baze. The Court is troubled, as was described during the evidentiary hearing, about the short period of time in which the IDOC is trying to meet the requirements of its own
Additionally, the IDOC has no control on when the "first" time that an execution under a new protocol, and new and different safeguards than might have been used in the past, will take place. Idaho has not had an execution since 1994, conducted by lethal injection. The last execution prior to that occurred in 1957, by hanging. There is no certain predictability to when the collateral proceedings that stay a prior death warrant will run their course, nor, for that matter, whether those proceedings will undo the conviction or the sentence. Then, as here, when the collateral proceedings have been completed, Idaho law requires that the case return immediately to the sentencing court, and that a new death warrant be issued in short order. Finally, Idaho law requires that an execution date be set within 30 days of the issuance of the death warrant. See Idaho Code § 19-2715(2).
These circumstances combine to persuade the Court that SOP 135 contains sufficient training practices and actual implementation of such practices, consistent with Baze.
In Baze, the establishment of both a primary and backup line, as well as the preparation of two sets of the lethal injection drugs before the execution begins, ensures that, if necessary, additional doses of sodium pentothal can be administered before the remaining two drugs — pancuronium bromide and potassium chloride — are injected. See Baze, 553 U.S. at 55, 128 S.Ct. 1520. Similar redundant measures exist with respect to SOP 135.
SOP 135 requires that the Medical Team prepare three complete sets of chemicals; "one full set of syringes is used in the implementation of the death sentence and two full sets are to be available and ready for use as backup." See SOP 135, Appx. A at p. 1 (Docket No. 7, Att. 4); see also Zmuda Aff. at ¶ 24. The Medical Team also "determine[s] the best sites on the offender to insert a primary IV catheter and a backup IV catheter in two separate locations in the peripheral veins using appropriate medical procedures." See SOP 135, Appx. A at p. 5 (Docket No. 7, Att. 4).
Rhoades agrees that SOP 135 contains the redundancy safeguards discussed in Baze. See Mem. in Supp. of Mot. for Prelim. Inj. or Stay of Execution, p. 21 (Docket No. 18) ("SOP 135 likewise requires a backup IV, and backup chemical preparation, and readiness as well."). But Rhoades questions the meaningfulness of these redundancy safeguards, arguing that SOP 135 "does not require that the individuals initiating, maintaining, or delivering chemicals through the IV have any relevant training and experience in doing so." Id.
As already discussed, SOP 135 ensures that the Medical and Injection Team members — those responsible for establishing the IV lines, mixing the chemicals, preparing the syringes, and injecting the chemicals — have the relevant training and experience in accomplishing these respective tasks. Therefore, like Baze, SOP 135 outlines meaningful redundancy safeguards.
In Baze, another safeguard was found in Kentucky's requirement that the warden redirect the flow of chemicals to the backup IV site if the prisoner does not lose consciousness within 60 seconds. Baze, 553 U.S. at 56, 128 S.Ct. 1520. Although the plurality decision in Baze does not specifically speak to "how" Kentucky's warden is to determine a prisoner's consciousness, Rhoades argues that this portion of Baze requires that SOP 135 incorporate meaningful consciousness checks. See Mem. in Supp. of Mot. for Prelim. Inj. or Stay of Execution, pp. 22-23 (Docket No. 18). Said another way, even though Baze does not address the manner in which consciousness checks are to be performed, Rhoades still maintains that "SOP 135 does not contain the final Baze safeguard, a meaningful consciousness check." Id. at 22. This Court disagrees.
Like Baze, SOP 135 contemplates what is to occur in the event the offender remains conscious. First, "the Medical Team shall assess the situation to determine why the offender is conscious"; then, "[t]he Medical Team leader shall communicate this information to the IMSI Warden, along with all Medical Team input." See SOP, Appx. A at p. 6 (Docket No. 7, Att. 4). At that point, the IMSI Warden "will determine how to proceed or, if necessary, to start the procedure over at a later time or stand down." Id. If deemed appropriate, the IMSI Warden "may instruct the Injection Team to administer an additional 5 grams of sodium pentothal or pentobarbital,
But, unlike Baze, SOP 135 is not silent on the nature of consciousness checks to be used following the administration of the sodium pentothal. According to SOP 135:
See SOP 135, Appx. A at pp. 4-6 (Docket No. 7, Att. 4).
See Zmuda Aff. at ¶ 21 (Docket No. 50). Together, these checks offer meaningful ways in which to monitor an offender's consciousness prior to administering the pancuronium bromide, followed by the potassium chloride.
Notwithstanding the above-referenced protections existing in substantial compliance with the Baze safeguards, SOP 135 includes additional safeguards against the inadequate administration of the three lethal injection protocol drugs used in Idaho:
As an alternative to a stay of execution, Rhoades requests that Baze's safeguards extend to SOP 135. See Pl.'s Reply to Resp. to Mot. For Stay of Execution, p. 18 ("Alternatively, [Rhoades] requests that the safeguards integral to the Baze protocol be implemented by the Director and incorporated into SOP 135."). In light of Baze, this Court has conducted a review of SOP 135 and concludes that it is substantially similar to Kentucky's lethal injection protocol.
Rhoades contends that even if Idaho's lethal injection protocol contains adequate safeguards to minimize the risk of pain, there is still a substantial risk that IDOC officials will commit mistakes in implementing the protocol, exposing him to severe pain. To support his argument, he relies on selected reports of problems that have occurred during executions in other States that use a three-drug protocol. He also contends that the current members of Idaho's execution teams were not fully vetted because no IDOC official confirmed employment history, training, or relevant medical experience, as called for by SOP 135. Additionally, Rhoades argues that Idaho's adoption of the final version of SOP 135 five weeks before his scheduled execution has resulted in an unnecessarily rushed atmosphere with little time to practice, and, moreover, that the training sessions that have occurred and will occur before the scheduled execution are inadequate to ensure his safety.
In Dickens, the Ninth Circuit acknowledged that Baze did not foreclose prisoners from bringing claims that go beyond a written protocol and rely on errors in implementation, but it noted that a prisoner making such a claim "faces an uphill battle." 631 F.3d at 1146. This is so because the prisoner must "raise issues of fact as to whether there is a substantial risk that he will be improperly anesthetized despite the Protocol's safeguards, including those added through amendment." Id. (citing Baze, 553 U.S. at 56, 128 S.Ct. 1520). This is "not an impossible task, but it is a difficult one." Id. at 1147.
As an initial matter, the Court has considered Rhoades's argument regarding problems during executions in other jurisdictions. In his briefing, he provides a list of 31 "botched executions" between 1982 and 2001, and he cites a few more recent examples from media accounts since Baze. See Pl.'s Mem. in Supp. of Mot. for Prelim. Inj. or Stay of Execution, pp. 5-6 (Docket No. 18). At oral argument, Rhoades's counsel argued that 12% of executions under three-drug protocols since the Baze decision had been "botched," resulting in serious pain to the prisoner.
The Court is unsure precisely how counsel reached this statistic, but he appears to have relied on a much smaller sample size than the hundreds of executions that have occurred since States moved to lethal injection in the early 1980s. He also has not specified the conditions under which these executions were carried out, and the protocols may have differed significantly from Idaho's current protocol. And while problems have occurred, this does not mean that, in each such case, the prisoner experienced serious pain and an unconstitutional punishment, as Rhoades assumes. See, e.g., DeYoung v. Owens, 646 F.3d 1319, 1325-27 (11th Cir.2011) (discussing different witness accounts of Roy Blankenship's
Rhoades next contends that Zmuda failed to verify the employment history and relevant medical experience of the current execution team members. He asserts that there is no way of knowing whether the team members have the experience that they claim they have and, consequently, some of the members may not be qualified to complete the tasks assigned to them.
At the evidentiary hearing, Zmuda testified that criminal background checks of the prospective team members were conducted, and that the candidates provided him with their qualifications and certificates, but to maintain confidentiality he did not contact prior employers or institutions to corroborate the information that was given to him. Zmuda and two other Wardens interviewed each candidate personally. Once the Medical Team leader was selected, the Medical Team leader also participated in interviews and asked relevant questions. Zmuda said that he later "verified" that the team members had the necessary skills and experience from direct observation during subsequent training sessions.
The Court finds Zmuda to be a credible witness who has been acting in good faith to minimize the potential risk of error, and it is satisfied with his explanations on this point. Additionally, there is an enormity to Zmuda's responsibilities that he appears to understand. He is responsible for the organization and implementation of an execution. If there were to be problems with that process, it would carry personal and professional consequences. He appears to the Court to be carrying out his responsibilities with a full understanding of the gravity of his duties. He was candid in his courtroom testimony about where his knowledge started and where it stopped, particularly on medical issues. His testimony reflected an appropriate emphasis on hiring team members with the input of others, to include a highly trained medical professional hired as the Medical Team leader (here, a registered nurse with many years of experience), and his emphasis upon confirming, with the assistance of the Medical Team leader, the actual, hands-on, competencies of the team members. Although Rhoades asserts that Zmuda is not a medical professional and would be unable to assess a team member's proficiency in such tasks, he overlooks that the Medical Team leader, at least, has significant experience in these matters, is qualified to make such assessments, and Zmuda has that person's assistance.
Rhoades also argues, with understandable concern, that he is in a difficult position due to the combination of the relative anonymity of the execution team members and the expedited nature of these proceedings, which he contends impede the investigation he wants to make on his own into their credentials and qualifications. But it is Rhoades who is seeking injunctive relief, and he has the burden to demonstrate that such relief is warranted. Hill v. McDonough, 547 U.S. 573, 583-84, 126 S.Ct. 2096, 165 L.Ed.2d 44 (2006). This issue — the request to seek discovery or the time for investigation about unknowns that might raise Eighth Amendment concerns — was recently before the Ninth Circuit, and then the U.S. Supreme Court. In Landrigan v. Brewer, 625 F.3d 1132 (9th Cir.2010), the court upheld a district court's temporary restraining order putting on hold a scheduled execution. In Landrigan, the petitioner
Additionally, in Landrigan, the petitioner was able to state a seemingly colorable concern — i.e., that drugs manufactured abroad are more likely to contain harmful contaminants, which would have implications about the efficacy of the foreign manufactured drug in the execution procedure. Landrigan v. Brewer, 2010 WL 4269559, *10 (D.Ariz. Oct. 25, 2010). The Supreme Court, however, vacated the temporary restraining order, making clear in doing so that — on facts immediately analogous to this case — the prisoner's speculation or even scientifically-based suspicions about potential errors or problems in the manner in which an execution will be conducted, even without an opportunity to investigate such possibilities, will not justify a stay. Brewer v. Landrigan, ___ U.S. ___, 131 S.Ct. 445, 178 L.Ed.2d 346 (2010) ("speculation cannot substitute for evidence that the use of the drug is "`sure or very likely to cause serious illness and needless suffering.'") (citing Baze, 553 U.S. at 50, 128 S.Ct. 1520, and Helling, 509 U.S. at 33, 113 S.Ct. 2475).
This Court is drawn to the intuitive, equitable tilt of the district court and circuit decisions in Landrigan toward allowing discovery on some subject that might raise questions about whether a planned execution should proceed. No judge considers questions such as raised in this case in a vacuum. There is no way to make this judicial proceeding, and the starkness of the decision before the Court, appear as if it is either mundanely routine or somehow freighted with great wisdom because the decision is made by someone who wears a judicial robe. Similarly, the heartwood of logic and adherence to the Rule of Law that the Court seeks to bring to the question cannot hide the ultimate end of a decision adverse to Rhoades. In that particular space, the mind instinctively is concerned about the possibility of error. But, when the Supreme Court acted in the posthaste manner it did in Landrigan, the message is unmistakable. Baze and the decisions upon which it drew, particularly in the context of injunctive relief, are to be followed. Speculation cannot substitute for evidence that some component of the protocol, or the actual implementation of the protocol, is "sure or very likely to cause serious illness and needless suffering." Id. The possibility that some team member might have misstated or exaggerated his or her credentials is not "sure or very likely" evidence of a substantial risk of serious illness and needless suffering, particularly when actual performance of duties in the training and rehearsals corroborate the team members' stated credentials.
Rhoades also asks the Court to consider the timing of IDOC's issuance of SOP 135. The Court is troubled by IDOC's adoption of a final version of SOP 135 on October 14, 2011, a day after the last of the two denials of certiorari in Rhoades's federal habeas cases. As the Court noted at the evidentiary hearing, having implemented a
Despite this concern, the Court finds no evidence in the record that IDOC intentionally delayed adopting SOP 135 to gain a tactical advantage in litigation. The record shows that state officials were slowly but steadily progressing toward a goal of a final SOP and that they did not hurriedly put together a slapdash plan. Zmuda testified that IDOC has been re-evaluating and revising the protocol over the last few years. To that end, he contacted officials in other states to inquire about their protocols, focusing primarily on Arizona. In 2010, Zmuda and other IDOC officials conducted an on-site visit to Arizona's execution facilities, where they discussed Arizona's procedures with officials there. To be sure, IDOC did itself no favors by not completing the process until October 2011, but Zmuda and others were attempting to devise and implement a protocol that will comport with the Eighth Amendment, as construed by Baze in the time leading up to that date.
IDOC has also since made up for much of the lost time, and the Court is reassured by the steps that it has taken since SOP 135 was adopted. Between late October and November 10, the execution teams have practiced a total of five times, and they intend to practice five more times with live volunteers, including two complete rehearsals of the execution process, before November 18. These last five training sessions will include the insertion of IV catheters into live volunteers, the use of a saline solution to simulate the lethal injection, and a rehearsal of the consciousness checks by the Medical Team on volunteers.
At the evidentiary hearing, Zmuda testified that the initial practice sessions involved inserting IV catheters into a mannequin. The Court expanded the record to include a new affidavit from Dr. Heath, in which he states that practicing on a mannequin arm "does not make a person competent to establish and maintain an IV on a human being." See Heath Aff. at ¶ 11 (Docket No. 51, Att. 1). The Court's conclusion is not altered by Dr. Heath's opinion, both because Zmuda testified that the Medical Team members already have experience in IV insertion and because the Medical Team will be practicing IV insertion five more times on live volunteers before the execution.
Rhoades has put forward understandable concerns, particularly with respect to IDOC's slow development of its protocol, and there is always a possibility that an error could occur during implementation. Nonetheless, "an isolated mishap alone does not give rise to an Eighth Amendment violation, precisely because such an
Rhoades also contends that the Court must take into consideration the availability of a one-drug protocol — the injection of a single barbiturate — which he asserts would significantly minimize the risk of serious pain because the pain-causing chemicals would be omitted entirely. A similar argument was rejected in Baze. There, the controlling opinion formulated the test for stating an Eighth Amendment claim based on available alternative methods of execution:
553 U.S. at 49-51, 128 S.Ct. 1520 (internal citation omitted).
Rhoades argues that he has satisfied this test in light of developments since Baze, including evidence that three States have adopted a one-drug protocol. He contends, through the testimony of his medical expert, Dr. Heath, that 14 executions have occurred under a one-drug protocol without incident, suggesting that this demonstrates a constitutionally dispositive reduction in the risk when weighed against his proffered error rate for executions under a three-drug protocol. The Court is not so persuaded.
For the Court to consider the question of whether there is a feasible and significantly safer alternative, Rhoades must first show a substantial risk of harm from the protocol that Idaho has chosen. See Baze, 553 U.S. at 50, 128 S.Ct. 1520 ("[t]o qualify, the alternative procedure must be feasible, readily implemented, and in fact significantly reduce a substantial risk of severe pain.") (emphasis added). This requirement is consistent with Chief Justice Roberts's admonition in Baze that federal courts are not "boards of inquiry charged with determining `best practices' for executions, with each ruling supplanted by another round of litigation touting a new an improved method of execution." Id. at 51, 128 S.Ct. 1520. The Ninth Circuit has confirmed that "under Baze, the failure to adopt an alternative protocol establishes an Eighth Amendment violation only if the current protocol creates a substantial risk of serious harm that the alternative protocol would reduce." Dickens, 631 F.3d at 1150. For the reasons already given, Rhoades has not shown that, given more time, he is likely to prove that a substantial risk of serious pain exists in Idaho's three-drug protocol.
Of the 36 death-penalty States when Baze was decided, no State had yet used a
If the execution is not stayed, Rhoades will be executed on November 18. That event is irrevocable. Absent a stay, he will also lose an opportunity to litigate his claims to completion. But Defendants argue that Rhoades "will not likely suffer irreparable harm in the absence of preliminary relief, because the safeguards in place are there to reduce the risk of severe pain during the execution procedure." (Docket No. 22, p. 19.) Defendants' argument assumes that the focus of this element is on the likelihood of a legal injury to Rhoades that cannot be redressed rather than some other type of harm.
Some courts addressing this issue have conceded that, absent a stay, a prisoner will be "harmed" in all lethal injection challenges in which the prisoner seeks to litigate his claims on the merits before he is executed. See Jones v. Hobbs, 604 F.3d 580, 581 (8th Cir.2010) (finding that irreparable harm "is present in every § 1983 action challenging a proposed method of execution"); see also, Workman v. Bredesen, 486 F.3d 896, 928 (6th Cir.2007) (Coyle, J., dissenting) ("[n]obody contests that Workman will suffer irreparable harm if his execution is not stayed.").
Other courts have found that "the alleged irreparable injury is not the fact alone that [the prisoner] will die by execution. That alone is not a cognizable constitutional injury." Powell v. Thomas, 784 F.Supp.2d 1270, 1283 (M.D.Ala.2011); see also Jackson v. Danberg, 2011 WL 3205453 at *3 (D.Del.2011) ("[i]rreparable harm, in the context of the death penalty, cannot mean the fact of death, as such an interpretation would make analysis of this factor meaningless."). Under this view, "the alleged irreparable injury lies in [the prisoner's] assertion that, under present protocols, he may be conscious after being injected with [sodium thiopental or] pentobarbital and able to feel pain during the administration of the final two chemicals." Powell, 784 F.Supp.2d at 1283; see also Lambert v. Buss, 498 F.3d 446, 452 (7th Cir.2007) (concluding that the plaintiff had "not shown the existence of irreparable harm through the mere possibility that some unforeseen complication will result in a lingering death"); West v. Brewer, 2011 WL 2836754 at *8 (D.Ariz.2011) (finding no irreparable harm because safeguards ensured that "Plaintiff West is fully anesthetized before the second and third drugs are administered.").
Notwithstanding a lack of binding authority on the precise issue, this Court finds that the harm in this instance is Rhoades's death and his inability to continue with the litigation, and that this harm is
The Court is mindful that in cases where a prisoner has delayed bringing his claim seeking to stay an execution, the equities cut sharply against him. Hill v. McDonough, 547 U.S. 573, 583-84, 126 S.Ct. 2096, 165 L.Ed.2d 44 (2006). Idaho, however, has not conducted an execution in over 15 years. Baze was decided in 2008, yet Idaho did not adopt a revised lethal injection protocol until five weeks before Rhoades is scheduled to be executed. On the other hand, Rhoades apparently exhausted IDOC's internal grievance procedure with a claim made over two years ago challenging the State's then-existing method of execution. But, he did not file a lawsuit in federal court challenging any method of execution until September 22, 2011, very near the end of his habeas appeals when it was arguably foreseeable that an execution date would be set. On such facts, the Court finds that equities do not tilt sharply to either side in this litigation.
However, the citizens of the State of Idaho and the families of the individual victims in this case have a compelling interest in seeing that Idaho's lawful judgments for the kidnappings and murders of Susan Michelbacher and Stacy Baldwin are enforced. Those judgments have been pending now for well over two decades while Rhoades challenged his convictions and sentences in state and federal court. There is much that has been said and written about the uncertainties and expense of death-penalty cases, and the impact that the length of time such cases place upon the families and communities of the victims, as well as the impact of such delay upon the ratio decidendi underpinning the death penalty in our society. Continued delay compounds those uncertainties, expenses, and impacts, and therefore is not in the public interest.
For the foregoing reasons, Rhoades has not demonstrated entitlement to injunctive relief. Therefore, IT IS HEREBY ORDERED THAT Plaintiff's Emergency Motion for Preliminary Injunction or Stay of Execution (Docket No. 17) is DENIED.
See SOP 135, p. 9 (Docket No. 7, Att. 4).
See SOP 135, Appx. A at p. 7 (Docket No. 7, Att. 4).