PER CURIAM.
In this second phase of Florida's decennial legislative apportionment process, the Court's constitutional obligation is to determine the validity of the apportionment plan set forth in Senate Joint Resolution 2-B (SJR 2-B). In that joint resolution, the Legislature adopted a revised plan apportioning Florida's Senate districts after this Court declared the original Senate
The declaratory judgment this Court entered on March 9, 2012, expressly declared invalid the Senate's numbering scheme and eight Senate districts, Districts 1, 3, 6, 9, 10, 29, 30, and 34. Id. at 683. It also charged the Legislature with considering the feasibility of using the City of Lakeland's municipal boundaries to keep that city wholly intact. Id. at 686. The Court then directed the Legislature to adopt a new joint resolution "conforming to the judgment of the supreme court" as set forth in article III, section 16(d), of the Florida Constitution. Id.
In accordance with the Court's declaratory judgment, the Legislature reconvened by special session, the end result of which was the Legislature's March 27, 2012, adoption of SJR 2-B. The Attorney General thereafter petitioned the Court to determine the validity of the revised Senate apportionment plan set forth in SJR 2-B. As in the original proceeding initially before this Court in In re Apportionment Law — March 2012, the Court is once again tasked with the mandatory obligation entrusted to us by article III, section 16(c), of the Florida Constitution to render a declaratory judgment determining the validity of the Legislature's revised Senate plan.
In reaching its decision, the Court has carefully considered the submissions of both those supporting and those opposing the plan.
The Legislature originally passed Senate Joint Resolution 1176 (SJR 1176), apportioning
In reviewing the validity of the apportionment plan, this Court first examined the historical evolution of article III of the Florida Constitution, noting that prior to 2010, the Court's review was limited to determining whether the Legislature's apportionment plans
In re Apportionment Law — March 2012, 83 So.3d at 598. A review of the Court's precedent revealed that prior to 2010, Florida's constitutional requirements were "not more stringent than the requirements under the United States Constitution." Id. at 602 (quoting In re Constitutionality of House Joint Resolution 1987 (In re Apportionment Law — 2002), 817 So.2d 819, 824 (Fla.2002)).
After the voters approved Amendment 5 (Fair Districts Amendment) for inclusion in the Florida Constitution on November 2, 2010, the standards governing legislative apportionment "greatly expand[ed]," restraining "legislative discretion in drawing apportionment plans." Id. at 599. The "overall goal" of this amendment was "[t]o require the Legislature to redistrict in a manner that prohibits favoritism or discrimination, while respecting geographic considerations" as well as "to require legislative districts to follow existing community lines so that districts are logically drawn, and bizarrely shaped districts... are avoided." Id. (quoting Advisory Op. to Att'y Gen. re Standards for Establishing Legislative Dist. Boundaries, 2 So.3d 175, 181, 187-88 (Fla.2009) (plurality opinion)). The Fair Districts Amendment — now codified in the Florida Constitution as article III, section 21 — imposed upon the Legislature "more stringent requirements as to apportionment than the United States Constitution and prior versions of the state constitution." Id.
This Court succinctly summarized the new standards guiding the apportionment process of this state in the following manner:
Id. The Court then defined these new standards and the manner in which they interact. See id. at 614-41.
After extensively reviewing the various objections raised by opponents to the original House and Senate apportionment plans with these standards at the fore, the Court held "the challengers [had] demonstrated that the Senate plan, but not the House plan, violate[d] the constitutional requirements." Id. at 684. The Court therefore entered a judgment declaring "the Senate plan constitutionally invalid and the House plan constitutionally valid." Id. We agreed with the House that "[t]he language of Senate Joint Resolution 1176 establishe[d] that the Legislature intended the Senate and House plans to be severable from each other in the event either plan was held invalid." Id. "Because we [had] declare[d] the House's apportionment plan to be valid, the only plan that need[ed] to be redrawn by the Legislature [was] the Senate plan." Id.
As to this Court's specific objections to the Senate plan, we concisely set forth our holding with the goal of providing direction to the Legislature:
Id. at 686.
This Court's holding was fourfold, directing the Legislature to (1) redraw the eight invalid districts and those districts affected by the redrawing with this Court's interpretation of the standards as a guidepost; (2) conduct a functional analysis of voting behavior for the purposes of complying with Florida's minority voting protection provision; (3) determine whether it would be feasible to utilize the municipal boundaries of the City of Lakeland after applying the standards as defined by this Court; and (4) adopt an incumbent-neutral numbering scheme. As to the remainder of the challenges, this Court concluded that the opponents of the Senate plan failed to establish any constitutional violation with respect to other districts, including Districts 4, 15, 25, 26, 28, 33, 35, 36, and 38. Id. at 676-78.
The Court did not instruct the Legislature to redraw the entire plan or to change other, unspecified districts, although we
In response to this Court's March 9, 2012, declaratory judgment, and in accordance with article III, section 16(d), the Governor called a fifteen-day special legislative apportionment session to enable the Legislature to "adopt a joint resolution conforming to the judgment of the supreme court." Id. at 686 (quoting art. III, § 16(d), Fla. Const.). The Legislature reconvened to accomplish this task, during which several committee hearings and floor debates ensued.
On March 27, 2012, the Legislature passed SJR 2-B, which again apportioned this state into forty Senate districts. The Legislature's revised Senate plan redrew the eight previously invalidated districts and also changed the boundaries of multiple other districts, which the Senate asserts were the result of the changes made to the eight invalidated districts. Because of the Senate's revisions, twenty-six of the original forty Senate districts were reconfigured in some manner, with the City of Lakeland now kept wholly within one Senate district. The revised Senate plan also randomly renumbered each legislative district, and no one challenges the new numbering or the process by which the districts were renumbered.
Following the passage of SJR 2-B, and pursuant to article III, section 16(c), the Attorney General has again petitioned this Court to determine the validity of the revised Senate apportionment plan contained in that joint resolution. This Court has "permit[ted] adversary interests to present their views." Art. III, § 16(c), Fla. Const. "Under this Court's plenary authority to review legislative apportionment plans, we now have `jurisdiction to resolve all issues by declaratory judgment arising under article III, section 16(c), Florida Constitution.'" In re Apportionment Law — March 2012, 83 So.3d at 600 (quoting In re Apportionment Law Appearing as Senate Joint Resolution 1 E, 1982 Special Apportionment Session (In re Apportionment Law — 1982), 414 So.2d 1040, 1045 (Fla.1982)).
As we stated in our prior opinion, the "overarching question to be considered by the Court in this declaratory judgment proceeding is the constitutional validity of the plans contained within the Legislature's joint resolution of apportionment." Id. at 604 (citing In re Apportionment Law — 2002, 817 So.2d at 824; In re Apportionment Law — 1982, 414 So.2d at 1052). The Court makes this determination "by examining whether the Legislature has operated within the constitutional limitations placed upon it when apportioning the state's legislative districts." Id.
Although the Legislature's apportionment plans "come to this Court with an initial presumption of validity," the "process in apportionment cases is far different than the Court's review of ordinary legislative acts, and it includes a commensurate difference in our obligations." Id. at 606. "In this type of original proceeding, the Court evaluates the positions of the adversary interests, and with deference to the role of the Legislature in apportionment, the Court has a separate obligation to independently examine the joint resolution to determine its compliance with the requirements of the Florida Constitution." Id. This Court is "responsible for measuring legislative acts `with the yardstick of the Constitution,'" id., at 607, and judicial relief is warranted "where the Legislature has `fail[ed] to reapportion according to federal and state constitutional requisites.'" Id. at 606 (quoting In re Apportionment Law — 2002, 817 So.2d at 824).
Opponents of the apportionment plan bear the burden of establishing a constitutional violation. See id. at 653 ("[T]he FDP has failed to satisfy its burden of proof with respect to these two districts."). However, facial invalidity need not be proven beyond a reasonable doubt. See id. at 607. Instead, "this Court will defer to the Legislature's decision to draw a district in a certain way, so long as that decision does not violate the constitutional requirements." Id. at 608. "[U]nderstanding that the Court's responsibility is limited to ensuring compliance with constitutional requirements, and endeavoring to be respectful to the critically important role of the Legislature," the Court's "duty `is not to select the best plan, but rather to decide whether the one adopted by the legislature is valid.'" Id. (quoting In re Senate Joint Resolution 20, Special Apportionment Session 1992 (In re Apportionment Law — 1992), 597 So.2d 276, 285 (Fla.1992)). "Where the legislative decision runs afoul of constitutional mandates, this Court has a constitutional obligation to invalidate the apportionment plan." Id. at 609.
It is with this standard and the constitutional framework set forth in article III, sections 16 and 21, of the Florida Constitution in mind that we review the opponents' various challenges to the revised Senate plan. We begin with an evaluation of the opponents' generalized challenges. These challenges focus on improper intent and the functional analysis of minority voting behavior for the purposes of analyzing compliance with Florida's minority voting protection provision. Then, we consider the challenges to individual districts brought by the opponents. Finally, we conclude that the opponents have failed to satisfy their burden of demonstrating any constitutional violation in this facial review.
In the current proceeding, both the FDP and the Coalition allege that the Senate apportionment plan, as redrawn, impermissibly
In challenging the invalidated Senate plan in the prior proceeding, the opponents asserted similar challenges.
The NAACP primarily asserts that this Court lacks sufficient evidence to undertake a functional analysis of minority voting behavior for the purposes of analyzing whether challenged districts comply with Florida's provision prohibiting the diminishment of racial or language minorities' ability to elect representatives of choice. As areas of particular concern, the NAACP points to two black minority Senate districts, Redrawn District 9 in Duval County and Redrawn District 31 in Broward County.
Although the NAACP acknowledges that a functional analysis does include a review of the types of data this Court previously considered,
The information the NAACP requests this Court to consider, which includes data regarding endogenous
The NAACP further advances that the 2010 United States Senate and the 2008 presidential elections results are probative in assessing the presence and extent of racially polarized voting, in that each election pits a black candidate against non-black candidates. However, the NAACP then concedes that the available data "does not include a sufficient number of racially-contested elections" and that the foregoing elections "are not overwhelmingly probative of the extent of racially polarized voting." The NAACP's contention that there is a "risk" in Florida that Redrawn Districts 9 and 31 will diminish the ability of black voters to elect representatives of their choice is not based on facts, but on speculation. In essence, the NAACP asserts that there is simply insufficient evidence from which to conclude that Redrawn Districts 9 and 31 will meet constitutional requirements. Because the NAACP's position erroneously inverts the burden of proof in this proceeding, and the NAACP has not met its burden of proof, we reject all aspects of this claim.
Both the FDP and the Coalition challenge numerous districts in this proceeding that the Court did not previously declare to be in violation of constitutional requirements and that the Legislature did not materially alter when it redrew the Senate plan. The Senate asserts that this second-phase proceeding is limited to reviewing only whether the Legislature complied with the Court's specific mandate.
In its brief, the Senate asserts that the principle of res judicata applies to bar this Court's consideration of challenges to districts that were not changed, although at oral argument the Senate focused on the notion of "fundamental fairness." Specifically, the Senate argues that given the posture of these proceedings, it would be fundamentally unfair to allow opponents to object to unchanged districts because these arguments could have been presented in the opponents' initial challenges and the Legislature no longer has the ability to remedy any defects this Court would now identify.
Where a judgment on the merits was reached in a prior action, the principle of res judicata will bar "a subsequent action between the same parties on the
Fla. Dep't of Transp. v. Juliano, 801 So.2d 101, 105 (Fla.2001) (quoting McGregor v. Provident Trust Co., 119 Fla. 718, 162 So. 323, 327 (1935)). "Thus, the doctrine of res judicata provides finality to judgments, predictability to litigants, and stability to judicial decisions." Id.
Res judicata, as well as the related concept of law of the case, are premised on the assumption that the parties have had the ability to raise all necessary claims and discover all necessary evidence to develop their cases. The Court's review of legislative apportionment is significantly different from the traditional types of cases to which res judicata has been applied, which are traditional, adversarial proceedings.
In contrast to traditional, adversarial proceedings, the Court's review of legislative apportionment under the Florida Constitution is unique. Based on the restrictive time frames under the Florida Constitution, together with other inherent limitations in the constitutional structure and the limited record before us, this Court announced that the review would be restricted to a facial review of the plan and that no rehearing would be permitted. As the Court explained:
In re Apportionment Law — March 2012, 83 So.3d at 609 (footnote omitted). After determining that the Court could perform a meaningful facial review based on the use of technology and a review of alternative plans, the Court concluded:
Id. at 614.
There is no question that in now examining the redrawn districts, the Court is not
Now, both the Coalition and the FDP raise new challenges concerning districts that they did not previously challenge and raise different challenges to some of the districts that they unsuccessfully challenged on other grounds. Permitting these parties to raise challenges that clearly could have been addressed in the first proceeding would allow a serial attack on the joint resolution in such a manner that it would require this Court, rather than the Legislature, to draw the apportionment plan. This would defeat the very purpose of article III, section 16, which gives to the Legislature the primary duty of drawing the plans and providing the Legislature with one chance to correct any deficiencies.
With similar reasoning, the Court addressed a comparable circumstance in a ballot summary case. See Advisory Op. to Att'y Gen. re Referenda Required For Adoption & Amendment of Local Gov't Comprehensive Land Use Plans, 938 So.2d 501 (Fla.2006). There, the Court had previously held that the 2003 Proposed Amendment could not be placed on the ballot because the first sentence of the ballot summary was misleading and thus did not comply with section 101.161(1), Florida Statutes. See id. at 502 (citing Advisory Op. to Att'y Gen. re Referenda Required for Adoption & Amendment of Local Gov't Comprehensive Land Use Plans, 902 So.2d 763 (Fla.2005)).
In response, the sponsor again invoked the petition process of article XI, section 3, to propose the same constitutional amendment, but this time removed the first sentence of the ballot summary of the 2003 Proposed Amendment, which the Court had previously found objectionable. Id. at 503. The opponents then challenged other terms in the ballot title and summary as also being misleading. The Court held as follows:
Id. at 505 (emphasis added).
For the reasons addressed above, we hold that res judicata does not apply in this case. However, we agree with the Senate that when reviewing this apportionment plan after portions of the initial plan were held to violate constitutional mandates, the Court must consider the fact that other districts were either not challenged or challenges to those districts were rejected.
Certainly the Court understands that the Florida Constitution imposes a critical obligation in the redistricting process to ensure that the constitutional mandates are followed. However, the process must also work in an orderly and balanced manner. Although the challengers have asserted that the Court has discretion to review the entire plan, the Court's decision did not require the Legislature to redraw the entire plan. It would be fundamentally unfair to entertain challenges in this second-phase proceeding that could have been made and were not, or to entertain challenges that were made and rejected, after the Legislature is no longer able to correct any alleged deficiencies.
Based on the reasoning above, we briefly look at the challenges made by the opponents to districts that were not materially changed in the redrawing to see if those challenges could have been raised earlier. First, the opponents challenge numerous districts that the Legislature did not change at all. Specifically, the Coalition challenges Districts 17, 19, and 22 in the redrawn Senate plan (Districts 15, 19, and 22 in the prior plan, respectively), asserting among other things that these districts should be declared invalid because they are an "egregious gerrymander in order to prevent the creation of what would otherwise be a naturally-occurring toss-up district in the area." In addition, the Coalition challenges District 18 in the redrawn Senate plan (District 20 in the prior plan) as being non-compact and avoiding the use of existing political or geographical boundaries in order to favor a member of the House who has declared his candidacy for this open Senate district. In looking to the claims raised, the Coalition could have brought them in the prior proceeding. As it would be fundamentally unfair to entertain such challenges now, we do not consider them.
In addition, the opponents also challenge particular districts that were changed only minimally. We review such challenges to determine whether the basis of the challenge could have been raised in the prior proceeding. The FDP alleges that Redrawn District 32 (District 25 in the prior plan) is invalid because it is non-compact and is erroneously based on the communities of interest principle. The Coalition also challenges this district as being drawn to benefit an incumbent. The FDP asserts that Redrawn District 39 (District 40 in the prior plan) is invalid because it is visually and statistically non-compact, crosses multiple geographical and political boundaries, and lacks a tier-one justification. The Coalition contends that the same district is non-compact and was drawn to favor incumbents and to confine the influence of Democratic votes to as few districts as possible. Although both of these districts underwent de minimis changes when the Legislature redrew the plans, the changes do not relate to the arguments raised. Thus, the parties do not get a second bite at the apple — in other words, a second challenge to virtually the same district — in this second-phase proceeding.
In our prior decision, we invalidated Districts 1 and 3 (now Redrawn Districts 1
We also declared prior District 30 (which resembled an upside-down alligator) to be invalid because the district "violate[d] the Florida constitutional standards that districts `shall be compact' and utilize political and geographical boundaries where feasible. Further, the failure to comply with the tier-two standards, in the absence of any constitutionally valid justification, objectively indicate[d] intent to favor an incumbent." Id. at 672. The Legislature redrew this district, which is now Redrawn District 23. Based on the new configuration, the district is more visually compact and the mathematical scores for compactness bear this out. Further, although under the invalidated Senate plan, this district retained 84.9% of the population of its predecessor district, when it was redrawn to become more compact, that percentage dropped to 59.8%. No opponent challenges this district. We conclude that the Legislature properly complied with this Court's mandate.
The Coalition and the FDP challenge Redrawn District 8 in northeast Florida. The FDP contends that Redrawn District 8 is invalid because it is noncompact and splits counties. The Coalition argues that Redrawn District 8 is invalid because it was configured with the intent to favor a political party and it splits the City of Daytona Beach. The crux of the Coalition's claim is that the Legislature chose to split Daytona Beach's Democratic community in order to favor the Republican Party in Districts 6 and 8. Both the FDP and the Coalition have submitted alternative plans to support their challenges. In its reply brief, the NAACP asserts that the newly revised plan is detrimental to black voters in Daytona Beach.
The districts presently challenged were reconfigured by the Legislature as a result of redrawing northeast Florida after this Court held that District 6 in the invalidated plan was unconstitutional. In revising the plan, Invalid District 6 became Redrawn District 9, Invalid District 9 became Redrawn District 6, and District 8 retained the same number. In light of the Legislature's reconfiguration of Invalid District 6, the boundaries of which are now entirely within Duval County, the configurations of Districts 8 and 9 in the invalidated Senate plan (Redrawn Districts 8 and 6, respectively) were altered. District 7 to the northwest, a district consisting of and contained within three counties, remained unaltered. After the region was redrawn, Redrawn District 6 is now composed of three whole counties with additional population taken from northeast Volusia County, including part of the City of Daytona Beach.
The Senate justifies the decision to draw the boundary between Redrawn Districts 6 and 8 through Daytona Beach on the basis of the need to equalize population. In other words, rather than draw population from Clay County in District 7-and thereby altering a compact district that was previously unchallenged — when reconfiguring this area, the choice was made to enter Volusia County. During the Senate floor debate, the only alternative plan submitted for consideration and debate affected the northeastern region of Florida, including District 7, without a commensurate increase in compliance with Florida's constitutional requirements. Both of the alternative plans submitted to this Court also substantially alter District 7, rendering Redrawn District 6 less compact and making other trade-offs in northeast Florida. See In re Apportionment Law — March 2012, 83 So.3d at 608 (recognizing that our duty "is not to select the best plan, but rather to decide whether the one adopted by the legislature is valid" (quoting In re Apportionment Law — 1992, 597 So.2d at 285)).
Further, although the Coalition asserts that "[b]y splitting Daytona Beach, which votes heavily Democratic, the Legislature was able to maintain Republican performance in Districts 6 and 8," reconfiguring the districts in the manner under the alternative plans has only a minor effect on the political composition of Redrawn District 8 and little to no effect on Redrawn District 6. Redrawn District 8 is competitive under the Legislature's plan and remains competitive in both of the alternative plans before this Court. In all three plans, Governor Scott (R) would have won the 2010 gubernatorial election, President Obama (D) would have won the 2008 presidential election, former Governor Crist (R) would have won the 2006 gubernatorial election, and registered Democrats would outnumber registered Republicans. Moreover, in all three plans, Redrawn District 6 remains a solidly Republican-performing district.
In light of the posture of this case and the fact that District 7 was previously unchallenged, is compact, and is composed solely of three whole counties and that reconfiguring this area requires making Redrawn District 6 less compact, we cannot conclude on the record in this second-phase proceeding that District 8 is facially invalid. The FDP and the Coalition have failed to carry their burden of proof to demonstrate that District 8 was drawn with the intent to favor a political party.
Redrawn Districts 10, 13, and 14 are challenged (Districts 13, 10, and 14 in the invalidated Senate plan, respectively). The Coalition contends that Redrawn Districts 10 and 13 were "tailor-made" for two incumbents and that the Legislature failed to eliminate the constitutionally suspect appendage. The FDP challenges Redrawn District 13 on the grounds that it is non-compact and still has an appendage. The FDP also summarily challenges Redrawn District 14 on the grounds of compactness.
These districts are located in the Orlando area, which was redrawn as a result of this Court invalidating District 10 (now Redrawn District 13) during the prior apportionment proceeding. This Court specifically invalidated District 10 in that plan (now Redrawn District 13) on the grounds that it was non-compact and appeared to be drawn to favor an incumbent who lived in the "appendage" located on the eastern side of the district. In re Apportionment
In redrawing the Orlando area, the Legislature conducted a functional analysis of the minority districts and evaluated whether they could be drawn more compactly and whether the appendage could be eliminated. This stands in stark contrast to the approach taken when drawing the now-invalidated Senate plan, in which "[n]othing in the record reflect[ed] that the process of drawing the districts in this area recognized the importance of balancing the constitutional values." Id. at 671-72. The Legislature redrew District 12 and slightly changed District 14, eliminating the narrow corridor between them. The Legislature concluded, however, that it could not completely eliminate the appendage without impairing minority voting rights in Districts 12 and 14, and it drew the resulting district (Redrawn District 13) east of Orlando by following county lines where possible.
The available evidence does not support the Coalition's argument that Redrawn Districts 10 and 13 were "tailor-made" for two incumbents. Redrawn District 13 retains only 12.3% of its predecessor district, and two incumbents are located in Redrawn District 13. The Coalition's assertion of an after-the-fact announcement that one of the incumbents would be moving to a neighboring district does not demonstrate on this record that the Legislature redrew these districts with impermissible intent.
The Coalition and the FDP's alternative plans do not demonstrate that the redrawn Orlando districts are invalid. The Coalition's plan does not eliminate the "appendage," but rather configures it differently. The FDP's alternative plan eliminates the appendage by incorporating it into Districts 12 and 14, reducing the black VAP in FDP District 12 to 31.3% and the Hispanic VAP in FDP District 14 to 46.5%. A functional analysis as to FDP District 12 raises concerns that the district will not perform as one in which black voters will likely have the ability to elect the representatives of their choice. FDP District 12 would perform Democratic,
On this record, we conclude that the Coalition and the FDP have not carried their burden of proof to demonstrate that
The Coalition challenges Redrawn Districts 21 and 26. Specifically, the Coalition argues that a last-minute amendment was intended to provide safe, open seats for two Republican candidates (one a House representative, the other a former House representative) who would have otherwise had to run against one another in a Republican primary. These districts were initially redrawn as a result of the decision to make the City of Lakeland whole in the redrawn plan and were then amended during the Senate debate to move Plant City into a Hillsborough County district.
Contrary to the Coalition's assertion, we conclude that the record does not demonstrate that an improper intent behind the amendment was "obvious." The amendment not only moved Plant City, but it also made improvements to the plan. It moved the line of District 24 to follow a county boundary and also moved part of the boundary for District 21 to follow a county boundary where it did not before. In addition, the amendment improved the compactness of the affected districts.
This is not a situation where an odd-shaped district or appendage reaches out to clearly encompass an incumbent. See, e.g., In re Apportionment Law — March 2012, 83 So.3d at 671 ("[W]e conclude that District 10, which is visually non-compact and clearly encompasses an incumbent in an appendage, is constitutionally defective."). Rather, the amendment made improvements — both with respect to following county boundaries and compactness — and was based on a logical justification. Finally, we note that both the Coalition and the FDP's alternative plans also place the two candidates in separate Senate districts. On this record, we conclude that the Coalition has failed to carry its burden of proof.
The FDP also raises a challenge to Redrawn District 21 on a different basis, summarily asserting that while Redrawn District 21 is relatively compact according to quantitative measures, it is visually non-compact and crosses through a number of county boundaries. The FDP states that Redrawn District 21 was configured to favor an incumbent.
Although the FDP asserts that Redrawn District 21 was drawn to benefit an incumbent, it does not offer any supporting argument, but instead notes that neighboring Redrawn District 32 retains a high percentage of its prior population. The FDP relies on its alternative plan, which it claims is more compact. However, the FDP's plan only makes slight improvements to the compactness of Redrawn District 21 and makes wide-sweeping changes to the surrounding area, including changes to a district to which we rejected a challenge in the last proceeding (Redrawn District 32, which was District 25 in the invalidated Senate plan). We conclude that the FDP has failed to establish a constitutional violation with respect to this district.
In the prior proceeding, this Court directed the Legislature to adopt a new joint resolution of legislative apportionment conforming to the judgment of the Court. Pursuant to this Court's directive, the Legislature adopted a revised Senate apportionment plan that sought to remedy the constitutional infirmities apparent on the face of the invalidated Senate plan. In this proceeding, we conclude that the opponents have failed to demonstrate that the revised Senate plan as a whole or with respect to any individual district violates
No motion for rehearing shall be entertained. This case is final.
It is so ordered.
PARIENTE, LEWIS, and LABARGA, JJ., concur.
PARIENTE, J., concurs with an opinion.
CANADY, C.J., and POLSTON, J., concur in result.
PERRY, J., concurs in part and dissents in part with an opinion, in which QUINCE, J., concurs.
PARIENTE, J., concurring.
"The people made the constitution, and the people can unmake it. It is the creature of their will, and lives only by their will." So said Chief Justice John Marshall nearly two centuries ago. See Cohens v. Virginia, 19 U.S. (6 Wheat.) 264, 389, 5 L.Ed. 257 (1821). The Florida Constitution is "not a grant of power but a limitation upon power" of the government. In re Senate Joint Resolution of Legislative Apportionment 1176 (In re Apportionment Law — March 2012), 83 So.3d 597, 599 (Fla.2012).
In 2010, the people of this state passed Amendment 5 (the Fair Districts Amendment), which imposed significant limitations upon the power of the Legislature to apportion legislative districts. As adopted, those limitations, which are now codified in article III, section 21, of the Florida Constitution, were entitled "standards for establishing legislative district boundaries." By approving the Fair Districts Amendment, the voters of this state clearly expressed that employing partisan favoritism to draw legislative districts was prohibited and that neutrality to partisan and incumbent interests was required.
Notwithstanding the goal of this new amendment, the structural and temporal constraints placed upon this Court by article III, section 16, of the Florida Constitution remained the same. In other words, the Fair Districts Amendment engrafted new and expansive standards onto an old constitutional framework unsuited for such inquiry. As explained by Justice Lewis in his concurring opinion in the prior proceeding, the thirty-day time limit was reasonable in 1968 given the very limited review envisioned by the drafters of the provision. See In re Apportionment Law — March 2012, 83 So.3d at 687 (Lewis, J., concurring). Yet, the structure meant to accommodate a limited review remains unchanged, despite the addition of extensive new standards that "dramatically alter[ed] the landscape with respect to redistricting." Id. at 607 (majority op.).
For the first time this year, the Legislature has had to adhere to the newly enacted constitutional standards and the first time this Court has had to interpret and apply the standards, presenting unique challenges for the Legislature, the opponents, and the Court. First, neither the House nor the Senate had the benefit of this Court's interpretation of the constitutional standards before the initial plans were drawn. Second, the opponents did not have the assistance in the initial proceeding of this Court's guidance on the importance of alternative plans in allowing this Court to perform a meaningful facial review.
This Court had a formidable task in the first round of redistricting to both interpret
The Coalition and the FDP assert that the Court should re-examine all of the districts and that the Court has a separate constitutional obligation to review the plan for adherence to the constitutional standards even if no one objects. Counsel for the FDP asserts that we have "total discretion." I do not agree that this Court has "total discretion" to substitute its policy preferences for legislative decisions. Rather, this Court's role is to determine whether a violation of the constitution has been established. See In re Apportionment Law — March 2012, 83 So.3d at 608 ("[T]his Court will defer to the Legislature's decision to draw a district in a certain way, so long as that decision does not violate the constitutional requirements.").
I have concurred in the majority's conclusion that each opponent has failed to satisfy its burden to demonstrate in this second-phase proceeding that the revised Senate plan violates Florida's constitutional requirements. I write, however, to address barriers currently existing that appear to prevent the will of the voters from being fully realized. The first is time — specifically, the extremely strict time limitations under which the Legislature and this Court must both operate. The second is the process, in that an inherently political body is responsible for drawing the apportionment plans. The third is the standards set forth in the Amendment, which require this Court to discern the Legislature's "intent," a difficult inquiry even under more realistic time frames.
The voters have spoken that neutrality, and not partisan politics, must be the polestar of legislative apportionment. However, I am concerned that the constraints relating to the time, the process, and the standards in combination have prevented the will of voters as expressed by the passage of the Amendment from being fully effectuated.
First, I examine the temporal constraints, both on this Court and on the Legislature. This Court's mandatory review, which must be undertaken within a restrictive thirty-day time frame, is not easily reconciled with determining intent and related issues. While we acknowledged that the Court's role was "unquestionably circumscribed by the extremely short time frame set forth in article III, section 16(c), of the Florida Constitution," we emphasized that "such a limitation cannot deter the Court from its extremely weighty responsibility entrusted to us by the citizens of this state through the Florida Constitution to interpret the constitutional standards and to apply those standards to the legislative apportionment plans." In re Apportionment Law — March 2012, 83 So.3d at 599. Although the constitutional provision "must never be construed in such manner as to make it possible for the will of the people to be frustrated or denied," id. at 631 (quoting Lewis v. Leon Cnty., 73 So.3d 151, 153-54 (Fla.2011)), the limited thirty-day review makes it nearly impossible for the will of the people as expressed in the Fair Districts Amendment to be fully realized.
Time is therefore the first critical barrier to a more meaningful review, and those time limitations are apparent throughout the constitutionally mandated process — not just this Court's review. In fact, rather than the Legislature being able to review and pass an apportionment plan shortly after the census data is received, the Florida Constitution actually prevents the Legislature from passing a joint resolution apportioning the state until "its regular session in the second year following each decennial census." Art. III, § 16(a), Fla. Const. What this means in practical terms is that the Legislature could not meet in "regular session" to apportion the state until 2012, even though the decennial census data was completed and delivered to the State of Florida by the United States Census Bureau the previous year in mid-March 2011.
In this case, the Legislature convened for its regular session on January 10, 2012. The Legislature did not pass its joint resolution until February 9, 2012, and the Attorney General filed the petition for declaratory judgment the very next day, February 10, 2012, requiring this Court to issue its final opinion within thirty days as provided by the constitution. Then, after this Court held on March 9, 2012, that the Senate plan was invalid, in accordance with the same constitutional framework, the Governor was required to and did convene a special session within five days, and the Legislature was then required to and did pass its new joint resolution within the mandated fifteen days on March 27, 2012. The Attorney General filed its petition on April 5, 2012, and this Court again had only thirty days to review and determine whether to approve or invalidate the new plan.
Throughout this entire process, the Court was reminded by the Secretary of
Many of the other states do not have this long delay after the receipt of the decennial census data. For example, in New Jersey, the apportionment must be completed by a legislative apportionment commission shortly after receiving the census data. See art. IV, § 3, ¶ 1, N.J. Const. In fact, the majority of states (32 to be exact) completed the initial apportionment plans for legislative districts in 2011, some of which were later struck down by courts or amended.
I would urge the Legislature in the next session and the Constitutional Revision Commission when it meets in 2018 to study the process with particular attention to the concerns of time. Unquestionably, a longer time frame in which the Legislature can debate and adopt a plan and this Court can review the plan would constitute a more orderly approach.
Next, I address the concerns of process. The Florida Constitution continues to place discretion in the Legislature to draw electoral districts, but simultaneously commands that the Legislature and individual legislators turn a "blind eye" to the effects of drawing the lines when doing so. In other words, the Fair Districts Amendment changed the standards governing the manner in which the Legislature accomplishes that task, adding an express prohibition against partisan and incumbent favoritism to eliminate the partisan nature of the apportionment process.
At oral argument, counsel for the Senate asserted that in light of the purpose of the Fair Districts Amendment, when the Legislature apportioned the state into legislative districts, it was "not looking at red and blue." That certainly was the intent behind the amendment. The question, however, is whether this purpose can be truly effectuated when a political body is the body tasked with drawing the plan.
Politics are a seemingly "inevitable" consideration entering into the apportionment calculus. In re Apportionment Law — March 2012, 83 So.3d at 616. If it is this
The creation of an independent commission as a means to reform the process is not a novel concept. Other states have established independent redistricting commissions to redraw legislative districts. See, e.g., Ariz. Const. art. IV, pt. 2, § 1(3) (added by initiative measure in 2000); Cal. Const. art. XXI, § 2 (added by initiative measure in 2008); Idaho Const. art. III, § 2(2) (created in 1994); Wash. Const. art. II, § 43 (added by constitutional amendment in 1982). In fact, even in Florida, numerous proposals have been advanced, but never adopted, for the creation of such a commission over the years.
As far back as 1992 — almost two decades before the Fair Districts Amendment was approved by the voters of Florida — Justice Overton suggested that an "independent reapportionment commission" would be a "more efficient and less expensive process to develop a reapportionment plan." In re Senate Joint Resolution 2G, Special Apportionment Session 1992, 597 So.2d 276, 286 (Fla.1992) (Overton, J., concurring). Similarly, members of the 1998 Constitutional Revision Commission, including Commissioner Evans-Jones and Judge Barkdull, submitted several proposals to amend the Florida Constitution by creating various types of independent commissions to apportion this state into legislative districts. See Fla. Const. Revision Comm'n, Proposal Nos. 85, 148, 162, 172, 177 (1998). Most recently, this Court reviewed a citizen initiative petition to amend the constitution to include tasking a commission with apportioning this state, but that initiative was struck from the ballot as having a misleading ballot summary and not containing a single subject. See Advisory Op. to Att'y Gen. re Indep. Nonpartisan Comm'n to Apportion Legislative & Cong. Districts Which Replaces Apportionment by Legislature, 926 So.2d 1218, 1225-26, 1229 (Fla.2006). Since that time, no similar initiative or proposal has resurfaced in this state. In my view, the time has come for this state to reevaluate the value of an independent apportionment commission.
Finally, I question whether an intent-based standard is the most effective for accomplishing the goal of the Fair Districts Amendment. As explained above, one of the overarching goals of the Amendment was to "require the Legislature to redistrict in a manner that prohibits favoritism or discrimination." In re Apportionment Law — March 2012, 83 So.3d at 598 (quoting Advisory Op. to Att'y Gen. re Standards for Establishing Legislative Dist. Boundaries, 2 So.3d 175, 181 (Fla. 2009)). In furtherance of that goal, the
Intent is a difficult, although not impossible, inquiry. At least five other states share a similar constitutional or statutory requirement,
Here, the opponents of the revised Senate plan point to the unbalanced effects of the plan as indicative of impermissible intent. Specifically, they contend that the partisan balance of the plan demonstrates a severe partisan skew in favor of the Republican Party. However, Florida's amendment was intended to "prohibit[] intent, not effect." Id. (emphasis added). As counsel for the Senate noted during oral argument, "there are going to be political consequences ... but the constitution does not prohibit adverse effect," rather "[i]t prohibits adverse intent."
The Coalition and the FDP point to elections results data from the redrawn Senate plan as demonstrating that the statewide partisan imbalance favors the Republican Party. Below is a comparison of the invalidated Senate plan, the redrawn Senate plan, the Coalition's alternative plan, and the FDP's alternative plan using the metrics of registered voters, the 2010 gubernatorial election, the 2008 presidential election, and the 2006 gubernatorial election.
Registered Voters: Statewide:18 53% Democrat 47% Republican Invalidated Senate: 18 Democrat (45%) 22 Republican (55%) Redrawn Senate: 19 Democrat 21 Republican (52.5%) (47.5%) Coalition: 20 Democrat (50%) 20 Republican (50%) FDP: 21 Democrat 19 Republican (47.5%) (52.5%)
2010 Gubernatorial Election: Statewide:19 48% Sink (D) 49% Scott (R) Invalidated Senate: 14 Sink (35%) 26 Scott (65%) Redrawn Senate: 15 Sink (37.5%) 25 Scott (62.5%) Coalition: 18 Sink (45%) 22 Scott (55%) FDP: 17 Sink (42.5%) 23 Scott (57.5%)2008 Presidential Election: Statewide: 51% Obama (D) 48% McCain (R) Invalidated Senate: 16 Obama (40%) 24 McCain (60%) Redrawn Senate: 17 Obama (42.5%) 23 McCain (57.5%) Coalition: 23 Obama (57.5%) 17 McCain (42.5%) FDP: 21 Obama (52.5%) 19 McCain (47.5%)2006 Gubernatorial Election: Statewide: 45% Davis (D) 52% Crist (R) Invalidated Senate: 13 Davis (32.5%) 27 Crist (67.5%) Redrawn Senate: 12 Davis (30%) 28 Crist (70%) Coalition: 13 Davis (32.5%) 27 Crist (67.5%) FDP: 13 Davis (32.5%) 27 Crist (67.5%)
This partisan imbalance naturally raises questions. In this case, however, I ultimately agree with the majority's conclusion that "[i]n light of the posture of this case, this Court's direction in its prior decision, and the facts in this record," the Coalition and the FDP have "failed to present new facts demonstrating the Legislature redrew the plan with an improper intent." Majority op. at 882.
This does not mean that challenges on the basis of partisan imbalance should always be rejected in the future. The Florida Constitution mandates that "[n]o apportionment plan or district shall be drawn with the intent to favor or disfavor a political party or an incumbent." Art. III, § 21(a), Fla. Const. (emphasis added). Clearly, under the plain text of the constitutional provision, this Court may consider whether the overall plan was drawn with impermissible intent. In my view, there is certainly a point at which severe partisan imbalance will reflect impermissible intent. Defining that threshold for future cases, however, is a difficult undertaking. It is a challenging task to discern impermissible from neutral intent based on the data before this Court.
By comparison, Arizona has removed intent from the partisan-favoritism inquiry by instead requiring "competitive districts" to the extent practicable. As discussed in Arizona Minority Coalition for Fair Redistricting v. Arizona Independent Redistricting Commission, 220 Ariz. 587, 208 P.3d 676 (2009), the Arizona Constitution requires the commission drawing an apportionment plan to abide by the following principle: "To the extent practicable, competitive districts should be favored where to do so would create no significant detriment to the other goals." Id. at 681 (quoting Ariz. Const. art. IV, pt. 2, § 1(14)). Further, the commission is required to exclude "[p]arty registration and voting history data ... from the initial phase of the mapping process[,]" but may use that data to "test maps for compliance." Ariz. Const. IV, pt. 2, § 1(15). Other states' laws mandate that districts shall not be drawn so as to unduly favor a person or political party without an express intent or purpose element.
The bottom line is that while the goal of the new amendment is laudatory, it is imperative that there be further exploration of the limitations of time, process, and the language of the "intent" standard. These issues are deserving of a closer look, with an eye toward assuring that the will of the voters can be fully realized. I urge the Legislature in the next session and the Constitutional Revision Commission when it meets in 2018 to study the process with particular attention to these concerns. Alternatively, the citizen initiative process could be employed once again to propose additional changes that would more completely effectuate the intent of the voters in passing the Fair Districts Amendment.
PERRY, J., concurring in part and dissenting in part.
I concur in the majority except as to its rejection of the challenge to District 8. I would find that Redrawn District 8 is constitutionally invalid because it is noncompact, does not follow consistent geographical or political boundaries, and splits a historically black Democratic community in Daytona Beach when it was feasible for it to be kept whole.
"It is this Court's duty, given to it by the citizens of Florida, to enforce adherence to the constitutional requirements and to declare a redistricting plan that does not comply with those standards constitutionally invalid." In re Senate Joint Resolution of Legislative Apportionment 1176, 83 So.3d 597, 607 (Fla.2012). As we stated in our prior ruling,
Id. at 608 However, I would not defer to the Legislature's decision here because there has been a violation of the constitutional requirements for compactness and following political or geographic boundaries without tier one justification.
Id. at 622 (citing Voinovich v. Quitter, 507 U.S. 146, 153-54, 113 S.Ct. 1149, 122 L.Ed.2d 500 (1993)). We additionally noted:
Id. at 638.
I would find that Redrawn District 8 has clearly been drawn with the intent to favor a political party to the detriment of a racial minority community. The effect of the Senate plan was to divide a historically black community — which is also a largely Democratic-voting community — into the surrounding community thereby diluting the voting power and even the influence of that historically black community. The district is visually non-compact, consisting of three counties, all of which are split (Volusia is split into three districts — Districts 6, 8 and 10; Marion is split into three districts — Districts 5, 8 and 11; and Lake is split into two districts — 8 and 11). Further, the northern boundary of Redrawn District 8 does not follow consistent geographical boundaries — traveling down minor roadways for just over three miles, International Speedway Boulevard (State Road 92) for 9.2 miles, another set of minor roadways for 1.6 miles, no political or geographical boundary for nearly 8 miles, another minor roadway for 3.3 miles, and then no political geographical boundary for nearly three more miles until it reaches the Volusia-Flagler County line — splitting the City of Daytona Beach. Its southern border likewise does not follow any consistent political or geographical boundaries, switching between major roads, minor roads, county lines, city boundaries, rivers, and lakes. As before, the Senate has "switched between different types of boundaries within the span of a few miles." Id. at 656.
As asserted by the Coalition, it appears that the Legislature split Daytona Beach to dilute an African-American community and the area surrounding Bethune-Cookman University specifically, which votes heavily Democratic, with the attendant goal of maintaining Republican performance in Redrawn Districts 6 and 8. I agree with the Coalition's assertions that the partisan skew is not the result of a "natural packing effect" of urban Democrats, but of systematic choices by the Legislature to favor the Republican Party. Additionally, I agree with the NAACP that the redrawn district is detrimental to black voters in Daytona Beach and that that community "accustomed to being represented by the candidate of its choice, would be stranded in a district in which it most certainly will not be able to elect its candidate of choice or one responsive to its interests and needs."
The dividing line through Daytona Beach cuts through the heart of a concentrated black, Democratic community in Daytona Beach, dispersing those voters into the surrounding districts, which have a majority-white voting age population
By finding that this Court "cannot conclude on the record ... that District 8 is facially invalid," the majority permits the division of a community surrounding a historically black college in a way that was avoidable because that community, alone, does not comprise a majority vote. The justification seems to be that because the inclusion of the community as a whole cannot create a majority-minority district, there is no constitutional requirement that the Legislature attempt to keep it intact. This ruling contradicts the constitutional requirement that districts shall not be drawn with the intent or result of denying or abridging the equal opportunity of racial or language minorities to participate in the political process or to diminish their ability to elect representatives of their choice. See art. III, § 21(a), Fla. Const.
The majority determines that "the FDP and Coalition have failed to present new facts demonstrating the Legislature redrew the plan with an improper intent." Majority op. at 882. As I stated in my concurring opinion, "I am fearful that we have cloaked ourselves in a permissive standard of review where the Legislature need not demonstrate its adherence to each of the new constitutional mandates." In re Senate Joint Resolution of Legislative Apportionment 1176, 83 So.3d at 693 (Perry, J., concurring). With today's ruling, I am fearful that we have created a precedent that will preclude this community from ever being able to successfully challenge being split into two districts because it will never be "retrogressive" from this point. This ruling sends a signal that
Because I would find that Redrawn District 8 is noncompact, does not follow consistent geographic and political bounties, and splits Daytona Beach to the detriment of black voters and diluting their minority voting power and influence, I dissent to that portion of the majority's decision.
QUINCE, J., concurs.
The following parties filed comments. The City of Lakeland filed a comment stating that it supported the Senate districts as set forth in SJR 2-B, but requesting that the city be preserved within one district in the event this Court invalidated the plan. The Florida State Association of Supervisors of Elections filed a comment directed to the applicable time frames that Florida's Supervisors of Elections are mandated to follow. The Secretary of State filed a comment providing a summary of various statutory deadlines and other legal requirements that pertain to Florida's elections. This comment includes a discussion as to the Department of Justice's preclearance of the five Florida counties covered under Section 5 of the Federal Voting Rights Act.
Finally, Marion County submitted a letter to the Court protesting the division of Marion County into three separate districts. Because the letter was received after the deadline for submissions had passed and did not otherwise comply with the Court's March 13, 2012, scheduling order, the Court struck the letter and has not considered it in reaching its decision.