SHERI POLSTER CHAPPELL, District Judge.
This matter comes before the Court on Defendants' Motion to Dismiss Brown's Original Complaint and Defendants' Request for Judicial Notice (Doc. 45) filed on September 19, 2019. Plaintiff was warned that the Court would rule on the Motion to Dismiss without the benefit of a response. (Doc. 53). No response was filed by Plaintiff pro se L. Yvonne Brown, although she was allowed time to do so. For the reasons set forth below, the Motion is granted, and the case will be administratively closed pending a ruling on Defendants' Motion for Sanctions (Doc. 54).
On October 26, 2018, Plaintiff L. Yvonne Brown filed a nine-count Complaint (Doc. 1) alleging in the only federal claim that Defendants violated Title IX
When considering a motion to dismiss under Federal Rule of Civil Procedure 12(b)(6), the court must accept all factual allegations as true and view them in a light most favorable to the plaintiff. See Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009). This consideration is limited "to the pleadings and exhibits attached thereto[.]" Grossman v. Nationsbank, N.A., 225 F.3d 1228, 1231 (11th Cir. 2000). However, a complaint listing mere "labels and conclusions, and a formulaic recitation of the elements of a cause of action will not do." Bell Atl. Corp. v. Twombly, 550 U.S. 554, 555 (2008). Likewise, "[f]actual allegations that are merely consistent with a defendant's liability" are insufficient. Chaparro v. Carnival Corp, 693 F.3d 1333, 1337 (11th Cir. 2012) (internal citations omitted). And the allegations must not force the court to speculate or operate on mere suspicion. Twombly, 550 U.S. at 555. In contrast, the Court will not dismiss a complaint where the Plaintiff pleads facts that make the claim facially plausible. See Twombly, 550 U.S. at 570. A claim is facially plausible when the court can draw a reasonable inference, based on the facts pleaded, that the opposing party is liable for the alleged misconduct. See Iqbal, 556 U.S. at 678. This plausibility standard requires "more than a sheer possibility that a defendant has acted unlawfully." Id. (citing Twombly, 550 U.S. at 557). Thus, when the complaint contains "well-pleaded allegations, a court should assume their veracity and then determine whether they plausibly give rise to an entitlement to relief." Iqbal, 556 U.S. at 679.
As an initial matter, Defendants request that the Court take judicial notice of certain court records from Brown I, specifically, the documents attached to their Motion to Dismiss.
Defendants contend that Plaintiff's claims (except the Title IX claim against Defendant Homer in her individual capacity) are barred by res judicata (claim preclusion) because of Plaintiff's prior federal court action in Brown I in which judgment on the merits was entered.
"It is by now hornbook law that the doctrine of res judicata bars the filing of claims which were raised or could have been raised in an earlier proceeding." Maldonado v. U.S. Atty. Gen., 664 F.3d 1369, 1375 (11th Cir. 2011). To prove that res judicata bars a claim, a movant must show that the following four elements are met: "(1) the prior decision must have been rendered by a court of competent jurisdiction; (2) there must have been a final judgment on the merits; (3) both cases must involve the same parties or their privies; and (4) both cases must involve the same causes of action." Lobo v. Celebrity Cruises, Inc., 704 F.3d 882, 887 (11th Cir. 2013). "The court next determines whether the claim in the new suit was or could have been raised in the prior action; if the answer is yes, res judicata applies." In re Piper Aircraft Corp., 244 F.3d 1289, 1296 (11th Cir. 2001). When deciding res judicata, federal courts "apply the preclusion law of the state whose courts rendered the first decision." Agripost, LLC v. Miami-Dade Cnty., 525 F.3d 1049, 1052 n.3 (11th Cir. 2008).
In Brown I, the Court rendered a final judgment against Brown. In the final iteration of her complaint in Brown I, Brown alleged claims under 42 U.S.C. § 1983, the federal Administrative Procedure Act, and the federal Higher Education Act of 1965, as well as claims for retaliation and declaratory and injunctive relief. (Doc. 45-4). The Court had federal-question jurisdiction over Brown's federal claims, and supplemental jurisdiction over her state-law claims. Thus, the Court had jurisdiction to render its final judgment in Brown I and therefore the first element is satisfied.
In Brown I, the Court's Opinion and Order dated May 13, 2019, dismissed some of Brown's claims with prejudice and others without prejudice pursuant to Fed. R. Civ. P. 12(b)(6), with leave to amend. When Brown failed to amend her pleading within the time allowed by the Court, the Court directed the Clerk to enter judgment and close the case, and Judgment was entered. A final judgment entered after the Court dismisses a plaintiff's claims pursuant to Fed. R. Civ. P. 12(b)(6) — and after a plaintiff fails to file an amended pleading within the allotted time — is a final judgment on the merits. See Hertz Corp. v. Alamo Rent-a-Car, Inc., 16 F.3d 1126, 1128, n.3 (11th Cir. 1994). Therefore, the second element is satisfied.
In both Brown I and this case, Brown sued FGCU Board of Trustees, Ken Kavanagh, Karl Smesko, Roderick Rolle, and Kelly Brock in their official and individual capacities. Thus, these Defendants may invoke res judicata here. The sole difference being that in this case, Brown has also sued Jessica Homer in her official (as FGCU's Assistant Director and Deputy Title IX Coordinator) and individual capacities. (Doc. 1 at ¶ 7).
In her official capacity, Homer may invoke res judicata because she is in privity with the state entity that employs her — FGCU — and with the FGCU officials who were sued in Brown I in their official capacities. See Muhammad v. Sec'y, Fla. Dep't of Corr., 739 F.3d 683, 689 (11th Cir. 2014) ("The individuals named in the federal lawsuit are sued in their official capacity and are in privity with the State of Florida, the defendant in the state-court action."). Thus, Homer may invoke res judicata as to all the claims brought against her in her official capacity. Therefore, the third element is satisfied as to all Defendants, except as to Homer in her individual capacity.
Two cases involve the same cause of action if both arise from "the same nucleus of operative facts . . . so that the present claim could have been effectively litigated with the prior one." Lobo, 704 F.3d at 893 (quoting In re Piper, 244 F.3d at 1301). Res judicata "applies not only to the precise legal theory presented in the prior case, but to all legal theories and claims arising out of the same nucleus of operative fact." Id. (quoting NAACP v. Hunt, 891 F.2d 1555, 1561 (11th Cir. 1990)).
Here, after a review of the pleadings in Brown I, and the Complaint in this case, the Court notes that Plaintiff has made nearly identical factual and legal allegations. The only difference being in this case she labels her federal claim as one brought under Title IX instead of one under the Fourteenth Amendment. Notably, on the first page of the Second Amended Complaint filed in Brown I (which was filed after this lawsuit was filed), Plaintiff states: "This is not a title xi [sic] complaint and should not be construed by this Court has a title ix complaint in any way, shape, form, or fashion." (Doc. 45-4 at 1-2). Res judicata prohibits such attempts to divide into two cases the legal theories that emerge from a single set of facts. Where, as here, the core factual allegations are the same, the two cases involve the same cause of action. Lobo, 704 F.3d at 893 (concluding that, where the factual allegations in two complaints were recited verbatim, the two cases involved the same cause of action). And although "a judgment is only conclusive regarding the manner that the parties might have litigated . . ., for res judicata purposes, claims that could have been brought are claims in existence at the time the original complaint was filed." Pleming v. Universal-Rundle Corp., 142 F.3d 1354, 1357 (11th Cir. 1998).
Here, apart from her Title IX claim, each count that Brown asserts in this case was raised in Brown I. As for Brown's Title IX claim, it "could have been brought" in Brown I because it was "in existence at the time the original complaint [was] filed" on March 9, 2018 in the Brown I case. Manning v. City of Auburn, 953 F.2d 1355, 1360 (11th Cir. 1992). Brown alleges that she made an "informal Title IX Complaint" against Rolle to Dr. Clifford Renk on January 29, 2018. (Doc. 1 at ¶ 12) (alleging that, "[i]mmediately after Rolle's class was dismissed on Monday January 29, 2018, Brown immediately went to the Chair of Biology, Dr. Clifford Renk, and informally made a Title IX complaint against Rolle"). Brown asserted the same allegation in Brown I. (Doc. 45-1 at ¶ 27) (alleging that "[o]n Monday, January 29, 2018, immediately after being dismissed from Rolle's class, Brown went to [Dr. Renk] and complaining [sic] about the treatment she had just received in Rolle's Biology II Lab class"); (Doc. 45-2 at ¶ 36); (Doc. 45-3 at ¶ 35).
Brown claims that Defendants retaliated against her between the time she filed her informal Title IX complaint on January 29, 2018, and when FGCU refused to reinstate her to the basketball team on February 20, 2018. (Doc. 1 at ¶¶ 41-79). These alleged events concluded well before March 9, 2018, when Brown filed her original complaint in Brown I. Still, Brown failed to plead a Title IX claim in Brown I, and instead waited until April 2, 2018, to file a "formal, written, Title IX complaint." (Doc. 1 at ¶ 81). Because Brown's alleged claim under Title IX existed before March 9, 2018, it "could have been brought" in Brown I and is thus barred here.
Res judicata protects litigants from "the expense and vexation of attending multiple lawsuits, conserves judicial resources, and fosters reliance on judicial action by minimizing the possibility of inconsistent decisions." Ragsdale v. Rubbermaid, Inc., 193 F.3d 1235, 1238 (11th Cir. 1999). Further, claim preclusion operates to prevent parties" from contesting matters that they have had a full and fair opportunity to litigate" between themselves. Montana v. United States, 440 U.S. 147, 153 (1979). Brown had ample opportunity to litigate all her claims and now seeks an improper redo. Having thus concluded that all the requirements for res judicata have been met, the Court grants the Motion to Dismiss the case on this basis as to all Defendants with prejudice, except for the claims against Defendant Homer in her individual capacity, which are discussed below.
First, "Title IX does not allow claims against individual school officials; only funding recipients can be held liable for Title IX violations." Williams v. Bd. of Regents of the Univ. Sys. of Ga., 477 F.3d 1282, 1300 (11th Cir. 2007). Therefore, Count I against Homer in her individual capacity is dismissed with prejudice.
As for the state-law tort claims that are brought against Homer in her individual capacity (Counts III — breach of contract, VI — pain and suffering, and VII — intentional infliction of emotional distress), sovereign immunity would bar such claims as discussed below.
The Florida Supreme Court has recognized an implied waiver of Florida's sovereign immunity for breach of contract claims. Pan-Am Tobacco Corp. v. Dep't of Corr., 471 So.2d 4, 5-6 (Fla. 1984). That waiver, however, only applies "to suits on express, written contracts into which the state agency has statutory authority to enter." Id. at 6. Absent a written contract, sovereign immunity bars breach of contract claims against the State of Florida. City of Gainesville v. State, Dep't of Transp., 778 So.2d 519, 530 (Fla. Dist. Ct. App. 2001).
Here, Plaintiff has not alleged that she entered into a contract with any of the individual defendants. Thus, as currently pled, Plaintiff's claim for breach of contract as to Homer in her individual capacity is barred by sovereign immunity and Count III is dismissed without prejudice for lack of jurisdiction.
As for the pain and suffering and IIED counts, Florida law provides that:
Fla. Stat. § 768.28(9)(a). "Florida courts equate bad faith with the actual malice standard," Gurrera v. Palm Beach Cty. Sheriff's Office, 657 F. App'x 886, 892 (11th Cir. 2016), which "means the conduct must be committed with ill will, hatred, spite, or an evil intent. Conduct meeting the wanton and willful standard is defined as worse than gross negligence, and more reprehensible and unacceptable than mere intentional conduct." Eiras v. Florida, 239 F.Supp.3d 1331, 1343 (M.D. Fla. 2017) (internal citations omitted).
Here, Brown's allegations are founded on actions taken within the scope of Homer's employment; namely, that Homer's investigation of Brown's formal Title IX complaint was untimely and inadequate. (Doc. 1 at ¶¶ 81-85, 100). Such allegations do not state a claim of actual malice sufficient to overcome the statutory immunity provided for by Fla. Stat. § 768.28(9)(a). As a result, Counts VI and VII against Homer in her individual capacity are barred by sovereign immunity and are dismissed without prejudice for lack of jurisdiction.
Count IV is a hostile educational environment claim, which the Court construes as arising under Title IX, and as discussed above, Title IX does not allow for claims against individual school officials. Therefore, Count IV against Homer in her individual capacity is dismissed with prejudice.
Although Plaintiff's Complaint states that she is bringing Count V against Homer, there are no factual allegations that involved Homer within Count V. In any event, the Court construes Count V as arising under Title IX, and as discussed above, Title IX does not allow for claims against individual school officials. Therefore, Count V against Homer in her individual capacity is dismissed with prejudice.
The Court is aware of no statute or legal authority — and Plaintiff does not cite to any — as the basis for her specific performance claim in Count VIII. Indeed, in Florida, specific performance is an equitable remedy for a breach of contract, not an independent cause of action. See, e.g., Bay Club, Inc. v. Brickell Bay Club, Inc., 293 So.2d 137, 138 (Fla. Dist. Ct. App. 1974). Therefore, Count VIII as a stand-alone claim is dismissed with prejudice.
Generally, a party should be given at least one opportunity to amend before the district court dismisses the complaint with prejudice. Bryant v. Dupree, 252 F.3d 1161, 1163 (11th Cir. 2001). However, when an amendment would arise from the same set of operative facts as those dismissed based on res judicata, amendment would be futile as it would still be subject to dismissal. See McNear v. Wells Fargo Bank, N.A., 651 F. Appx. 928, 932 (11th Cir. 2016) (affirming the district court's decision in declining to grant leave to file a second amended complaint where the first was barred by res judicata); Akanthos Capital Management, LLC v. Atlanticus Holdings Corp., 734 F.3d 1269, 1272 (11th Cir. 2013) (no prejudice results from dismissal when a party has already fully and fairly litigated an identical complaint); Chang v. JPMorgan Chase Bank, N.A., 845 F.3d 1087, 1094 (11th Cir. 2017). Therefore, the Court will not allow Plaintiff to amend those claims dismissed based on res judicata on futility grounds.
As for those claims brought against Homer in her individual capacity, the Court also finds that leave to amend need not be provided because such amendment would be futile as the complaint as amended would still be subject to dismissal. In sum, the Title IX claim — and those that arise under Title IX — may not be brought against individual school officials. And the remaining claims are barred by sovereign immunity, which the Court accordingly lacks jurisdiction to hear. See Hufford v. Rodgers, 912 F.2d 1338, 1340-41 (11th Cir. 1990).
On October 24, 2019, Defendants filed a Motion for Sanctions Against Plaintiff (Doc. 54) for Plaintiff's failure to cooperate in the filing of the Case Management Report. The Motion is currently pending before the Magistrate Judge wherein Defendants request in part an award of attorneys' fees pursuant to Fed. R. Civ. P. 16(f)(2). Because the sanctions issue remains pending, the Court will direct that judgment be entered, but will only administratively close the case. After the sanctions issue has been resolved by the Magistrate Judge, the case will be closed.
Accordingly, it is now
(2) Because the Court has dismissed this case on res judicata and jurisdictional grounds, Plaintiffs' Emergency Motion to Stay Administrative Disciplinary Sanctions (Doc. 56) is
(3) The Clerk is