MILTON I. SHADUR, Senior District Judge.
Horace Griffin ("Griffin") seeks judicial review pursuant to the Social Security Act ("Act"), more specifically 42 U.S.C. § 1383(c)(3),
Griffin filed an application for supplemental security income ("SSI") on August 11, 2011, alleging a disability onset date of June 1, 2006 (R. 23). Those applications were denied on November 1, 2011 and again upon reconsideration on March 1, 2012 (
Griffin, born April 5, 1954, was 58 years old on the hearing date (R. 164). He is married but separated from his wife (he lives with his cousin (R. 45)) and has two adult children, as well as grandchildren and great-grandchildren (R. 44-45, 73). Griffin, who has a high school education (R. 45), has not had gainful employment in at least ten years (R. 178). His sole income consists of small payment of a few dollars from friends and neighbors that he receives for doing tasks such as bringing them an item from the corner store (R. 58).
Griffin suffers from hepatitis C, neuralgic pain, joint pain and an enlarged prostate (R. 25, 74-75). Although he was a longtime heroin and methadone abuser, he recently detoxed and is now sober (R. 70-72, 395).
At the hearing Griffin testified that he suffers from a tingling-like pain in his feet, arms and hands and that he has long suffered from joint pain in those same extremities (R. 67, 78-81). Examining physician Jaroslav Goldman, M.D., had recently diagnosed that pain as neuropathy caused by hepatitis (R. 80-81, 571). Such pain prevents Griffin from standing for long periods or from walking more than two or three blocks at a time, he said (R. 53, 81). Griffin also testified that one of the medications used to treat his hepatitis — a shot he administers to his own abdomen once a week — leaves him so nauseous that he eats only one meal a day during three to four days each week (R. 49-51, 68). He also reported disabling fatigue, a combination of nighttime sleeplessness and daytime drowsiness, as well as persistent flu-like symptoms such as aches and pains (R. 48-49, 79). As for his prostate problems, Griffin testified that he needs to urinate five to six times daily, as well as multiple times each night (R. 77). And he stated that he has not used heroin or methadone since detoxing under hospital care in December 2011 (R. 72-73).
No medical expert testified at the hearing, but vocational expert Thomas Alan Gusloff ("Gusloff") did. Gusloff testified as to a hypothetical worker who could perform only unskilled work at no more than a medium exertional level (R. 82-83). He stated that such a worker would need to be on task at least 85% of the time — otherwise no work would be available to that worker in the national economy (R. 86). Similarly, a "pattern of two days or more" absence per 30-day period would cause such a disabled worker to be unable to find and retain any employment (R. 87). And needing to take unpredictable breaks to urinate 5 to 6 times a day would "interfere with these or any other job" (R. 88).
Documentary evidence was somewhat scant. What evidence there was indicated that Griffin did indeed suffer from hepatitis C, neuralgia and other pain, prostate problems and a history of substance abuse (e.g. R. 349, 395, 430, 568, 571). But there is very little as far as medical records go that documents functional limitations, and indeed two state agency doctors deemed Griffin capable of medium work within the meaning of the Social Security regulations (R. 393, 556). Still, notes from Dr. Goldman do record Griffin's complaints of fatigue and pain (R. 570-71). And treating physician Olga Lansky, M.D., responded to two questions after the hearing by writing, "He will have difficulties to sustain full time work due to disease progression, persistent fatigue and malaise and [indecipherable] complications of chronic liver disease" (R. 580).
ALJ Anglada made these findings (paraphrased here, except when the particular words the ALJ used are important):
What follows here addresses the validity and effect of those findings.
This Court reviews the ALJ's decision as Commissioner's final decision, considering the legal conclusions de novo (
Credibility determinations receive an even more deferential review. Courts can reverse or vacate an ALJ's credibility findings only when the findings are "patently wrong" (
As cases such as
Hence "[i]f the Commissioner's decision lacks adequate discussion of the issues, it will be remanded" (
To qualify for benefits a claimant must be "disabled" within the meaning of the Act (
For Griffin's supplemental security income application, he can establish disability at any time between his application date of November 2, 2011 and the present (see Reg. §§ 416.200, 416.202(g)).
Remand is clearly required because ALJ Anglada failed to address in any meaningful way either the opinion of Griffin's treating physician Dr. Lansky or Griffin's complaints of fatigue, about which he testified at length. While such errors committed by the ALJ are not technically a basis for remand, he also made several fundamental errors of logic in his determination that Griffin's complaints of pain were not credible.
First off, ALJ Anglada totally failed to address the opinion of Griffin's treating physician Dr. Lansky. That would usually be enough to require remand (see, e.g.,
There are multiple problems with Commissioner's argument. First, raising such an argument at this stage violates the principle set forth in
As for Griffin's complaints of fatigue, the ALJ also gave them no meaningful treatment. It would be enough to mandate a remand that the ALJ did not conduct an adequate discussion of the issues (see
Griffin ascribed his fatigue (which included complaints of nocturnal sleeplessness and diurnal exhaustion) in part to side effects from his numerous medications (R. 48-51, 65-68). As this Court recently had occasion to point out in
Such are the grounds for remand. But this Court would be remiss not to correct certain obvious errors in the ALJ's determination as to the credibility of Griffin's complaints of severe neurological and joint pain. It is to be hoped that this Court's doing so will prevent those mistakes from being repeated, thereby avoiding a potential second appeal to the district court and a second remand.
As to those complaints of pain, the ALJ first remarked that the record lacked evidence of emergency room treatment, hospitalization, studies or therapies typical of claimants with disabling pain (R. 30). But Griffin's access to health insurance was apparently spotty (R. 228, 395). Lack of insurance is a factor that ALJs should typically consider when confronted with a claimant's failure to seek treatment (see
Second, the ALJ called it "striking" that Griffin was diagnosed with neuropathy despite displaying normal motor function (R. 30). But there is no medical evidence of record to indicate that hepatitis-induced neuropathy is typically comorbid with motor loss, with the result that an absence of motor loss would be suspicious. To the contrary, Griffin's attorney, apparently attempting to allay the ALJ's doubts, submitted articles after the hearing suggesting such comorbidity is not typical in hepatitis patients (e.g. R. 574). As it stands, the ALJ impermissibly "played doctor," making the kind of medical judgment that the law reserves for medical professionals (see, e.g.,
Third, at times the ALJ seemed to discount later medical records by referring to earlier ones (e.g. R. 28-29). But Dr. Lansky's opinion included a reference to "disease progression" (R. 580). If Griffin's liver disease was in fact progressing, it would be patently illogical to discount more recent complaints simply because they did not accord with earlier medical records (cf.
Finally, the ALJ discredited Griffin's complaints about pain in part because he does not take powerful opioid pain medications (R. 30). But neither logic nor fairness can permit that to count against Griffin — he is an admitted lifelong opiate abuser who only recently set out on the path of sobriety (R. 71-73). Both that oversight and the previously cited errors must be clarified on remand, while Dr. Lansky's clarified opinion will call for a fresh look at the overall credibility analysis of Griffin's testimony.
Because neither party has demonstrated an entitlement to a ruling in his or its favor as a matter of law, both of those Rule 56 motions [Dkt. 14 and Dkt. 16] are denied. But because the ALJ's ruling made a critical error of law at the outset, a remand of the case is necessary and is hereby ordered. But something more needs to be added in that respect.
Only a small percentage of this Court's caseload (and that of its colleagues) involves Social Security disability appeals. That being so, it is remarkable that another of ALJ Anglada's cases required a remand from this Court only last month in