LYNN ADELMAN, District Judge.
Matthew Pekrun alleges that Theodore Puente, an officer with the Milwaukee Police Department, used excessive force against him during an arrest, in violation of the Fourth Amendment. He brings this action under 42 U.S.C. § 1983 against Puente and the City of Milwaukee. Before me now is the defendants' motion for summary judgment on Pekrun's claim against Puente in his individual capacity. The defendants contend that Puente did not violate Pekrun's Fourth Amendment rights and that, even if he did, he is entitled to qualified immunity.
In the early morning hours of November 8, 2008, Matthew Pekrun went for a walk through a neighborhood in the City of Milwaukee. Pekrun was 22 years old at the time and was wearing an Army-style camouflage coat over a hooded sweatshirt. During the course of the walk, Pekrun found a flathead screwdriver. Also during the walk, Pekrun stole a bicycle that he found in someone's driveway. Pekrun described the bicycle as a girl's mountain bike that was made for a teenager.
At the same time that Pekrun was out walking, Puente was sleeping on the floor of his living room. Puente's dog had just undergone shoulder surgery, and Puente was sleeping on the living room floor with the dog. At about 4:00 or 5:00 a.m., the dog growled and awakened Puente. Puente got up and looked out the window. He saw a man in his driveway looking through the rear window of a car parked in the driveway. The man was Pekrun. The car belonged to Puente's girlfriend, who was asleep in the house. Puente had never seen Pekrun before, and he could not make out his facial features. However, he could see that the man was white and that he was wearing a camouflage jacket. Puente thought he saw Pekrun pull on the car door handle and then look into the window a second time. Puente grabbed his service weapon and Milwaukee Police Department identification and went outside.
By the time Puente was outside, Pekrun was gone. Puente looked around for a couple of minutes and then went back inside. By this time, Puente's girlfriend was up, and she told Puente that she saw a person running down a nearby street. Puente then put on some civilian clothing, including a sweater and a down-type jacket, and went back outside. He brought his service weapon, his MPD identification, some pepper spray, and his cellular telephone.
Puente walked around his neighborhood for 20 minutes. Initially, he did not observe anything significant. However, when Puente was about five blocks from home, he saw a man in a camouflage jacket approaching on a bicycle. Puente concluded that the man was the person who had
After being knocked off of the bicycle, Pekrun got up and ran down the street. Puente pursued him and, when he caught up, grabbed Pekrun by his ponytail and hit him in the head with the butt of his pistol multiple times. Puente also sprayed Pekrun in the face with pepper spray a second time. However, Pekrun escaped again and ran into someone's backyard. Puente pursued Pekrun into the backyard, grabbed him by his hood or ponytail, and continued to strike him in the head with his pistol. Pekrun then ran to the front of the house. Puente caught him again and continued to strike at his head with the butt of his pistol. As best Pekrun can remember, this was the first time that Puente told Pekrun that he was a police officer. See Pekrun Dep. at 42. Puente then told Pekrun that he had a gun and would shoot him. Pekrun contends that he told Puente that if he showed him his badge, he would stop running. However, Puente did not show Pekrun his badge or his MPD identification, and Pekrun continued to run.
Pekrun ran across a street and into the front yard of a school. At the school, Puente grabbed Pekrun by his ponytail and struck him in the head with the butt of his pistol a couple more times. Pekrun again escaped, was caught, and was struck with the pistol several more times. At some point, Pekrun told Puente to get away from him and to leave him alone. Pekrun then ran into another backyard, toward some bushes. This time, when Puente caught him, he tried to strike Pekrun in the neck area with the butt of his pistol, hoping to knock the plaintiff unconscious. Still, Pekrun was able to escape, and he ran down a hill to a parking lot, where Puente caught him again and continued to strike him with the butt of the pistol. Pekrun ran across the street to another parking lot. At various points during the chase through the neighborhood, Puente pepper sprayed Pekrun several more times.
According to Pekrun, when Puente caught up to him in the second parking lot, Pekrun put his forearms over his head to defend himself from Puente's blows. Pekrun then turned and began to run away. When Pekrun was about three steps away from Puente, Puente fired four shots at him. Pekrun was hit twice in the back and once in the back of his left elbow. See Pekrun Dep. at 58-59.
Following the encounter, the State of Wisconsin charged Pekrun with first-degree recklessly endangering safety. At the trial, Puente testified that in the moments before he shot Pekrun, Pekrun came at him while making a downward stabbing motion. Puente did not see a weapon in Pekrun's hand, but he felt two impacts to his left shoulder, one of which was very painful. At that point he concluded that Pekrun must have a weapon. After examining his shoulder, Puente looked back at Pekrun and interpreted his stance as an attack posture. Puente then fired the four shots at Pekrun, hitting him three times. It turned out that Puente had been struck with the screwdriver that Pekrun had picked up earlier on his walk. Pekrun has no memory of striking Puente with the screwdriver, but after the encounter, Puente received treatment from paramedics
Summary judgment is required where "there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R.Civ.P. 56(a). When considering a motion for summary judgment, I take the evidence in the light most favorable to the non-moving party and may grant the motion only if no reasonable juror could find for that party. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 255, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986).
A police officer's use of force against a citizen is a seizure subject to the reasonableness requirement of the Fourth Amendment. California v. Hodari D., 499 U.S. 621, 626, 111 S.Ct. 1547, 113 L.Ed.2d 690 (1991); Tennessee v. Garner, 471 U.S. 1, 7, 105 S.Ct. 1694, 85 L.Ed.2d 1 (1985). Determining whether the force used to effect a particular seizure is "reasonable" under the Fourth Amendment requires a careful balancing of the nature and quality of the intrusion on the individual's Fourth Amendment interests against the countervailing governmental interests at stake. Graham v. Connor, 490 U.S. 386, 396, 109 S.Ct. 1865, 104 L.Ed.2d 443 (1989). Because the test of reasonableness under the Fourth Amendment is not capable of precise definition or mechanical application, its proper application requires careful attention to the facts and circumstances of each particular case, including the severity of the crime at issue, whether the suspect poses an immediate threat to the safety of the officers or others, and whether he is actively resisting arrest or attempting to evade arrest by flight. Id. The "reasonableness" of a particular use of force must be judged from the perspective of a reasonable officer on the scene, rather than with the 20/20 vision of hindsight. Id. The calculus of reasonableness must embody allowance for the fact that police officers are often forced to make split-second judgments — in circumstances that are tense, uncertain, and rapidly evolving — about the amount of force that is necessary in a particular situation. Id. at 396-97, 109 S.Ct. 1865. The "reasonableness" inquiry in an excessive force case is an objective one: the question is whether the officers' actions are "objectively reasonable" in light of the facts and circumstances confronting them, without regard to their underlying intent or motivation. Id. at 397, 109 S.Ct. 1865.
In the present case, Officer Puente first used force against Pekrun when he struck him in the head with his pistol, knocking him off of the bicycle. This form of force qualifies as either intermediate or deadly force, and thus constitutes a serious intrusion onto a citizen's Fourth Amendment interests. See Sallenger v. Oakes, 473 F.3d 731, 740 (7th Cir.2007) (blows to the head with a fist or flashlight may constitute deadly force); Young v. County of Los Angeles, 655 F.3d 1156, 1161-62 (9th Cir.2011) (baton blows are a form of intermediate force that "present a significant intrusion upon an individual's liberty interests"). Before using such force, Puente did not identify himself as a police officer,
Puente argues that his pistol whipping Pekrun without warning and without first ordering him to stop was reasonable because he was on foot, not in uniform, and had no partner to help him stop and subdue Pekrun. Br. in Supp. at 14. However, Puente had with him his pepper spray, his service weapon, and his MPD identification. Further, Puente had no cause to believe that Pekrun was violent, that he had committed a serious crime, or that he would attempt to flee from the police if ordered to stop. Thus, when Puente saw Pekrun riding his bicycle towards him, he could have verbally identified himself as a police officer, held out his MPD identification, and ordered Pekrun to stop before resorting to force.
Puente argues that if he had ordered Pekrun to stop, Pekrun might have attempted to escape or to attack him. It is of course possible that Pekrun might have attempted to do these things, but that possibility exists in every police encounter with a citizen and does not by itself justify the use of force. See Ellis v. Wynalda, 999 F.2d 243, 246-47 (7th Cir.1993) (police officer is not entitled to assume that a felon is carrying a weapon simply because it is possible that every felon might be carrying a weapon, and the officer may use force designed to prevent the felon from using a weapon only if the officer has a "particular reason to believe" that the suspect is armed); Clash, 77 F.3d at 1048 ("police officers do not have the right to shove, push, or otherwise assault innocent citizens without any provocation whatsoever"). When Puente first used force against Pekrun, Pekrun had engaged in no
I next address whether Puente used excessive force after knocking Pekrun off of the bicycle. During this period, Puente repeatedly struck Pekrun in the head and neck with his gun, repeatedly pepper sprayed him, and eventually shot him three times. Puente contends that his using these forms of force was reasonable because Pekrun attempted to evade arrest and, just before the shooting, attacked Puente with the screwdriver. If Puente's version of events were accepted as true, then perhaps his actions could be considered reasonable. See Scott v. Edinburg, 346 F.3d 752, 757 (7th Cir.2003) ("when an individual threatens a police officer with a deadly weapon, the officer is permitted to use deadly force in self-defense if the use is consistent with the principles set forth in Tennessee v. Garner); Smith v. City of Chicago, 242 F.3d 737, 743-44 (7th Cir. 2001) (holding that if a reasonable officer would think that a suspect who had committed a minor traffic violation was trying to flee, the officer may use a higher degree of force to protect the community and the officers than would otherwise be justified). However, under Pekrun's version of events, Puente did not identify himself as a police officer until well after he began using force.
The Seventh Circuit has held that when a person has no reason to know that someone is a police officer, and the officer's identity is concealed, the normal rules governing use of deadly force and right to resist are modified. Sledd v. Lindsay, 102 F.3d 282, 288 (7th Cir.1996); see also Marshall ex rel. Gossens v. Teske, 284 F.3d 765, 771-72 (7th Cir.2002) (noting that officers cannot assume that a suspect is fleeing from police when a reasonable officer should have known that the suspect did not realize his pursuers were police officers); Yates v. City of Cleveland, 941 F.2d 444, 447 (6th Cir.1991) (officer's use of deadly force is objectively unreasonable when he initiates an encounter with a suspect without identifying himself as an officer, causing the suspect to believe that the officer is an intruder). As applied to the present case, this means that if a reasonable officer in Puente's position would have known that when Pekrun tried to get away he was trying to protect himself rather than evade arrest, Puente's using intermediate and deadly force against him would be unreasonable.
As for the shooting itself, Puente contends that his use of deadly force was reasonable because Pekrun had just stabbed him twice with the screwdriver.
In any event, even if Puente was justified in using deadly force to protect himself from Pekrun's attack with the screwdriver, a question of fact remains as to whether that danger had passed by the time Puente fired the shots. See Ellis v. Wynalda, 999 F.2d 243, 247 (7th Cir.1993) ("When an officer faces a situation in which he could justifiably shoot, he does not retain the right to shoot at any time thereafter with impunity."). Under Puente's version of events, he shot Pekrun after feeling that he had been struck with something twice and looking up to see Pekrun standing in an attack posture. See Smokowicz Aff., Attachment C, at 199-200. Under Pekrun's version of events, which I must accept as true for purposes of this motion, Puente shot him in the back as he was running away. See Pekrun Dep. at 58-59. Thus, a reasonable jury could conclude that a reasonable officer in Puente's position would have known that, by the time he used deadly force, Pekrun was running away and no longer posed a danger to Puente.
Puente might argue that even if he should have known that the danger to himself had passed, he was nonetheless justified in shooting Pekrun because, by that point, he had cause to believe that Pekrun was armed and might have posed a danger to the community. See Ellis, 999 F.2d at 247 (noting that if suspect had threatened the officer with a weapon and then run off with the weapon, a reasonable officer could believe that the suspect created a danger to the community). However, because the jury could conclude that Puente should have known that Pekrun had used his weapon only to defend himself from an unknown attacker, rather than to inflict harm on a police officer, it could also conclude that Puente's use of deadly force was not justified by the need to protect the community from a violent felon. Thus, a reasonable jury could conclude that Puente's shooting Pekrun was objectively unreasonable.
The defendants next contend that even if Puente's conduct violated the Fourth Amendment, he is entitled to qualified immunity. Qualified immunity "protects government officials from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known." Pearson v. Callahan, 555 U.S. 223, 231, 129 S.Ct. 808, 172 L.Ed.2d 565 (2009). It operates "to ensure that before they are subjected to suit, officers are on notice their conduct is unlawful." Saucier v. Katz, 533 U.S. 194, 206, 121 S.Ct. 2151, 150 L.Ed.2d 272 (2001). For a constitutional right to be
I first address whether Puente is entitled to qualified immunity for striking Pekrun in the head with his pistol and knocking him from the bicycle, and I conclude that he is not. As discussed in the analysis above, it has long been clearly established that an officer cannot, without warning or ordering the person to stop, use intermediate or deadly force against a person who is suspected of only minor offenses, poses no immediate threat to the safety of the officer or others, and is not actively resisting arrest or attempting to evade arrest by flight. See Graham, 490 U.S. at 396, 109 S.Ct. 1865; Abbott, 705 F.3d at 732; Payne, 337 F.3d at 779; Clash v. Beatty, 77 F.3d at 1048; see also Young, 655 F.3d at 1166-67; Grawey, 567 F.3d at 311; Walker, 212 Fed.Appx. at 839. In support of his argument for qualified immunity, Puente cites Gause v. Mullen, in which a district court found reasonable an officer's grabbing a bicyclist by the throat and slamming his face into the ground, even though the bicyclist had committed only a minor traffic violation. See No. CV 12-1439-PHX-RCB (MEA), 2013 WL 5163245, at *8-9 (D.Ariz. Sept. 12, 2013). However, in that case, the officer, who was in uniform, ordered the bicyclist to stop, and the bicyclist did not obey the order to stop. Id. at *1, 8-9. Only then did the officer resort to force. The case thus does not support Puente's argument that he is entitled to qualified immunity for pistol whipping the plaintiff without warning, without identifying himself as a police officer, and without ordering the plaintiff to stop.
I next address whether Puente is entitled to qualified immunity for his actions in repeatedly pepper spraying and pistol whipping the plaintiff during the course of their encounter. Again, I conclude that he is not. Puente's use of such force would have been reasonable only if a reasonable officer would have concluded that Pekrun was attempting to evade arrest. However, as discussed, the jury could reasonably conclude that, under the circumstances presented, a reasonable officer would have known that Pekrun was merely trying to escape from an unknown assailant, and that therefore Puente was not justified in using a degree of force that might be reasonable when a suspect is attempting to evade arrest. As of November 8, 2008, it was clearly established that "where a person has no reason to know that someone is a police officer, and the officer's identity is concealed, the normal rules governing use of deadly force and right to resist are modified." Sledd, 102 F.3d at 288. Thus, as of that date, Puente would have been on notice that he could not pistol whip and pepper spray a fleeing suspect who was not aware that the person he was fleeing from was a police officer and who had otherwise committed only a minor offense. See also Marshall ex rel. Gossens, 284 F.3d at 771-72 (finding that officers who did not sufficiently identify themselves to a fleeing suspect, and who unreasonably assumed that the suspect was attempting to evade arrest, were not entitled to qualified immunity).
Finally, I address whether Puente is entitled to qualified immunity in connection with his decision to shoot Pekrun. As noted, there is a dispute of fact concerning
For the reasons stated,