Filed: Jun. 16, 2008
Latest Update: Mar. 02, 2020
Summary: 06-0131-cr U.S. v. Whitley UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT August Term 2007 Heard: April 14, 2008 Decided: June 16, 2008 Docket No. 06-0131-cr - - - - - - - - - - - - - - - - - UNITED STATES OF AMERICA, Appellee, v. LATIE WHITLEY, Defendant-Appellant. - - - - - - - - - - - - - - - - - Before: NEWMAN, SACK, and B.D. PARKER, Circuit Judges. Appeal from the December 30, 2005, judgment of conviction of the United States District Court for the Southern District of New York (Rich
Summary: 06-0131-cr U.S. v. Whitley UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT August Term 2007 Heard: April 14, 2008 Decided: June 16, 2008 Docket No. 06-0131-cr - - - - - - - - - - - - - - - - - UNITED STATES OF AMERICA, Appellee, v. LATIE WHITLEY, Defendant-Appellant. - - - - - - - - - - - - - - - - - Before: NEWMAN, SACK, and B.D. PARKER, Circuit Judges. Appeal from the December 30, 2005, judgment of conviction of the United States District Court for the Southern District of New York (Richa..
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06-0131-cr
U.S. v. Whitley
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
August Term 2007
Heard: April 14, 2008 Decided: June 16, 2008
Docket No. 06-0131-cr
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UNITED STATES OF AMERICA,
Appellee,
v.
LATIE WHITLEY,
Defendant-Appellant.
- - - - - - - - - - - - - - - - -
Before: NEWMAN, SACK, and B.D. PARKER, Circuit Judges.
Appeal from the December 30, 2005, judgment of conviction of the
United States District Court for the Southern District of New York
(Richard Conway Casey, District Judge), sentencing the Defendant to
concurrent terms of 282 months for a Hobbs Act robbery and a career
criminal firearms possession violation, plus a consecutive mandatory
minimum term of 120 months for discharging a firearm. Defendant
contends that the “except” clause of 18 U.S.C. § 924(c)(1)(A) exempts
him from the ten-year minimum consecutive sentence provided by 18
U.S.C. § 924(c)(1)(A)(iii).
Remanded for resentencing.
Kim P. Bonstrom, Bonstrom & Murphy,
Shelter Island, N.Y., for Defendant-
Appellant.
Anjan Sahni, Asst. U.S. Atty., New York,
N.Y. (Michael J. Garcia, U.S. Atty.,
Justin S. Weddle, Asst. U.S. Atty., New
York, N.Y., on the brief), for
Appellee.
JON O. NEWMAN, Circuit Judge.
This criminal appeal presents the unusual situation in which the
literal meaning of a sentencing statute has been disregarded to the
detriment of a defendant. Latie Whitley appeals from the December 30,
2005, judgment of the United States District Court for the Southern
District of New York (Richard Conway Casey, District Judge), following
a four-day trial. He was sentenced principally to concurrent terms of
282 months for a Hobbs Act robbery and a career criminal firearms
possession violation, plus a consecutive mandatory minimum term of 120
months for discharging a firearm. His appeal challenges the
imposition of the consecutive ten-year minimum sentence for
discharging a firearm, see 18 U.S.C. § 924(c)(1)(A)(iii), both because
the “except” clause of subsection 924(c)(1)(A) exempts him from the
minimum sentence, and because he lacked the mens rea that he asserts
is required for a valid firearms discharge conviction.
We agree that the consecutive minimum ten-year sentence is
inapplicable to Whitley because he was subject to a higher fifteen-
year minimum sentence as an armed career criminal. As a result, we
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need not consider whether the ten-year consecutive sentence provision
requires mens rea. We therefore remand for resentencing.
Background
Whitley participated in an armed robbery of a delicatessen in the
Bronx in November 2004, during which he emptied the store’s cash
register, pointed a gun at employees, and inadvertently discharged the
firearm, injuring himself in the face. The indictment charged three
counts. Count One charged a Hobbs Act robbery, in violation of 18
U.S.C. § 1951. Count Two charged using, carrying, and possessing a
firearm that was discharged during and in relation to a crime of
violence, in violation of 18 U.S.C. § 924(c)(1)(A)(iii). Count Three,
the armed career criminal offense, charged possessing a firearm after
having been convicted of at least three violent felonies or serious
drug offenses, in violation of 18 U.S.C. §§ 922(g)(1) and 924(e).
Count Three was bifurcated for separate trial to avoid any prejudice
from evidence of the prior offenses relevant to that count. The jury
returned guilty verdicts on all three counts.
As to Count Two, the Court, over Whitley’s objection, instructed
the jury to make a finding on whether the firearm was discharged and
stated the “discharge need not be intentional.” The jury specifically
found that the firearm was discharged. As to Count Three, the jury
found that Whitley had at least three prior convictions for robbery or
narcotics offenses.
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The pre-sentence report (“PSR”) calculated an adjusted offense
level of 34, based on a grouping of Counts One and Two, which, in
Criminal History Category VI, yielded a sentencing range of 262 to 327
months. The PSR recommended a consecutive 120-month sentence on Count
Two. Judge Casey sentenced Whitley to concurrent terms of 262 months
on Counts One and Three, plus 120 months consecutively on Count II.
Discussion
The validity of Whitley’s ten-year consecutive term depends on
the proper construction of the language contained in subsection (c) of
18 U.S.C. § 924, particularly the introductory “except” clause of
subdivision (1)(A) of subsection 924(c).1 That subsection specifies
three levels of minimum sentences for firearms activity in connection
1
In the District Court, Whitley challenged the ten-year
consecutive sentence imposed under section 924(c)(1)(A)(iii) on double
jeopardy grounds, related to, but not precisely relying on, an
interpretation of the “except” clause. The Government concedes, see
Br. for Appellee at 19, however, that if Whitley’s reading of the
clause is correct, the plain error standard of review would be met.
See United States v. Simmons,
343 F.3d 72, 80 (2d Cir. 2003) (relaxed
plain error review for some sentencing errors); United States v.
Cortes-Claudio,
312 F.3d 17, 24 (1st Cir. 2002) (same); United States
v. Sofsky,
287 F.3d 122, 125 (2d Cir. 2002) (same).
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with a crime of violence, depending on whether the firearm was
possessed, brandished, or discharged. The subsection provides:
Except to the extent that a greater minimum sentence is
otherwise provided by this subsection or by any other
provision of law, any person who, during and in relation to
any crime of violence or drug trafficking crime (including a
crime of violence or drug trafficking crime that provides for
an enhanced punishment if committed by the use of a deadly or
dangerous weapon or device) for which the person may be
prosecuted in a court of the United States, uses or carries
a firearm, or who, in furtherance of any such crime,
possesses a firearm, shall, in addition to the punishment
provided for such crime of violence or drug trafficking
crime–
(i) be sentenced to a term of imprisonment of not
less than 5 years;
(ii) if the firearm is brandished, be sentenced to a
term of imprisonment of not less than 7 years; and
(iii) if the firearm is discharged, be sentenced to
a term of imprisonment of not less than 10 years.
18 U.S.C. § 924(c)(1)(A) (emphasis added). Where applicable, the
five-, seven-, or ten-year sentences (for possession, brandishing, or
discharge, respectively) must run consecutively to any other term of
imprisonment, including the term imposed for the underlying crime of
violence. See
id. § 924(c)(1)(D)(ii).
Subsection (e) of 18 U.S.C. § 924, the armed career criminal
provision, requires a minimum term of fifteen years for any defendant
who, like Whitley, has been convicted of violating 18 U.S.C.
§ 922(g)(1) (prohibiting felons from possessing firearms in or
affecting commerce), and has three previous convictions for a violent
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felony or a serious drug offense. See 18 U.S.C. § 924(e).
Thus, if the “except” clause of subsection 924(c)(1)(A) means
what it literally says, the ten-year minimum sentence required by
subdivision (iii) of that subsection for discharge of a firearm, which
must run consecutively by virtue of subsection 924(c)(1)(D)(ii), does
not apply to Whitley because, in the words of that clause, “a greater
minimum sentence is otherwise provided by . . . any other provision of
law,” namely, subsection 924(e), which subjects him to a fifteen-year
minimum sentence.
The Government urges us to reject the literal meaning of the
“except” clause because it is “unsupported by the text, design, or the
purpose of the statute,” Br. for Appellee at 25, “would produce
illogical and distorted outcomes that Congress clearly did not
intend,”
id., and has been rejected by other circuits,
id. at 30. We
consider these arguments in turn.
(a) Text. The Government’s “text” argument curiously departs
from the wording of the “except” clause. Its brief reads, “The
prefatory exception clause in Section 924(c)(1)(A) states that unless
some other statutory provision requires a higher minimum consecutive
sentence for a firearm offense, one of the sentences specified in
Sections 924(c)(1)(A)(i) through (iii)--for use, brandishing, or
discharge of a firearm--should be imposed.”
Id. at 25 (emphases
added). However, the emphasized words, “consecutive” and “firearm,”
-6-
do not appear in the “except” clause. Proceeding from its rewritten
version of the clause, the Government then illustrates what it
contends is the limited meaning of the clause. Possession of an
ordinary handgun in furtherance of a crime of violence would require
only a five-year consecutive sentence under subsection
924(c)(1)(A)(i); possession of an assault rifle would require a higher
ten-year consecutive sentence under subsection 924(c)(1)(B)(i); and
possession of a machine gun would require the still higher thirty-year
consecutive sentence under subsection 924(c)(1)(B)(ii). See
id. at 26.
But, in the Government’s view, the “except” clause does not exempt
Whitley from the consecutive ten-year sentence prescribed by
subsection 924(c)(1)(A)(iii) for discharging a firearm because his
conviction on Count Three, although requiring a higher fifteen-year
minimum sentence, does not require a higher consecutive sentence. The
flaw in the Government’s argument, of course, is that the word
“consecutive” does not appear in the text of the “except” clause. The
clause at the start of subsection 924(c) exempts Whitley from the
minimum ten-year sentence for discharging a firearm, contained in
subsection 924(c), because another provision of law, 18 U.S.C.
§ 924(e), provides for a higher fifteen-year minimum sentence for his
conviction on Count Three.
(b) Design. The Government’s “design” argument, advanced at oral
argument, is drawn from United States v. Alaniz,
235 F.3d 386 (8th
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Cir. 2000). Alaniz declined to read the “except” clause literally out
of concern that, in the absence of the clause, “the self-standing
provisions in [subdivisions] (c)(1)(B) and (c)(1)(C) [of section 924]
are grammatically and conceptually incomplete.”
Id. at 389. The
Eighth Circuit noted that in the previous version of section 924(c),
the enhanced penalties for types of weapons and for prior convictions
were set forth in what the Court called “an undivided subsection” (set
forth in the margin2),
id. at 388, meaning that there were no numbered
2
Before 1998, section 924(c) provided:
Whoever, during and in relation to any crime of
violence or drug trafficking crime (including a crime of
violence or drug trafficking crime which provides for an
enhanced punishment if committed by the use of a deadly or
dangerous weapon or device) for which he may be prosecuted
in a court of the United States, uses or carries a firearm,
shall, in addition to the punishment provided for such crime
of violence or drug trafficking crime, be sentenced to
imprisonment for five years, and if the firearm is a
short-barreled rifle, short-barreled shotgun, or
semiautomatic assault weapon, to imprisonment for ten years,
and if the firearm is a machinegun, or a destructive device,
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or lettered subdivisions within section 924(c). The Court thought
that the “except” clause was needed “to link the remaining prefatory
language in (c)(1)(A) to each sentence length set forth in
or is equipped with a firearm silencer or firearm muffler,
to imprisonment for thirty years.
In the case of his second or subsequent conviction
under this subsection, such person shall be sentenced to
imprisonment for twenty years, and if the firearm is a
machinegun, or a destructive device, or is equipped with a
firearm silencer or firearm muffler, to life imprisonment
without release. Notwithstanding any other provision of law,
the court shall not place on probation or suspend the
sentence of any person convicted of a violation of this
subsection, nor shall the term of imprisonment imposed under
this subsection run concurrently with any other term of
imprisonment including that imposed for the crime of
violence or drug trafficking crime in which the firearm was
used or carried.
18 U.S.C. § 924(c)(1) (1994), amended by Pub. L. No. 105-386, 18
U.S.C. § 924 (c)(1) (Supp. IV 1998).
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subdivisions (c)(1)(B) and (c)(1)(C).”
Id. at 389. We disagree.
Passing the objection that even a grammatical imperfection would
be a dubious basis for adding a ten-year consecutive sentence contrary
to the plain wording of a statute, we fail to see any grammatical
problem at all, and neither the Eighth Circuit or the Government has
identified any problem that would result in the absence of the
“except” clause. Furthermore, the structural argument encounters the
objection that the need to link subdivision (c)(1)(A) with
subdivisions (c)(1)(B) and (c)(1)(C) does not explain the broad phrase
“or by any other provision of law; if linking the various provisions
of subsection (c)(1) together was the sole purpose of the “except”
clause, the clause would have ended with the phrase “provided by this
subsection,” and the phrase “or by any other provision of law” would
have been unnecessary. Finally, we note that, after the Department of
Justice had an opportunity to see a Senate version of what became the
1998 amendment of section 924(c), which included the “except” clause,
the Department resubmitted to Congress its preferred version of an
amended section 924(c), which included lettered and numbered
subdivisions but did not include the “except” clause.3 Apparently the
3
The Senate version was introduced by Senator Helms on January 22,
1997. See S. 191, 105th Cong. (Jan. 22, 1997). The Department of
Justice presented its proposal a month later. See Letter from Andrew
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Department did not then think the “except” clause was needed to avoid
a grammatical problem.
(c) Purpose. Of arguably greater force is the Government’s claim
that a literal reading of the “except” clause would be inconsistent
with the congressional purpose in amending section 924(c). The
amended version was Congress’s response to the Supreme Court’s
decision in Bailey v. United States,
516 U.S. 137 (1995). The Court
there ruled that the then-existing version of section 924(c), which
provided a five-year minimum consecutive sentence for any person who
”uses or carries a firearm” during a drug trafficking or violence
crime, required “active employment of the firearm by the defendant, a
use that makes the firearm an operative factor in relation to the
predicate offense.”
Id. at 143 (emphasis in original).
Amended section 924(c) overcame the Bailey interpretation by
extending the provision’s coverage to any person who, “in furtherance
of [a drug trafficking or violence] crime, possesses a firearm.” 18
U.S.C. § 924(c)(1)(A). The amended section also provided graduated
penalties of five, seven, and ten years for possession, brandishing,
and discharge of an ordinary firearm, and increased the subsequent
offender penalty from twenty to twenty-five years.
Fois, Ass’t Attorney General, Office of Legislative Affairs, to Albert
Gore, Feb. 25, 1997.
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The Government argues that it would be inconsistent with the
evident congressional purpose to expand the coverage of section 924(c)
and increase penalties if the “except” clause were read literally to
exempt Whitley from the ten-year minimum consecutive penalty for
discharging a firearm, pursuant to subsection 924(c)(1)(A)(iii), just
because he was subjected to the higher fifteen-year minimum penalty of
subsection 924(e).
Although we have no doubt that a congressional purpose was to
enhance firearms penalties,4 we do not regard it as inconsistent with
that purpose for Congress to have provided a series of increased
minimum sentences and also to have made a reasoned judgment that where
a defendant is exposed to two minimum sentences, some of which were
increased by the 1998 amended version, only the higher minimum should
apply. Indeed, such a sentencing pattern seems eminently sound.
(d) Illogical results. The Government contends that reading the
“except” clause literally can lead to illogical results. As an
example, the Government points out that a defendant who brandished a
4
See, e.g., 143 Cong. Rec. S405 (Jan. 21, 1997) (statements of
Senator Helms and Abraham); see generally Paul J. Hofer, Federal
Sentencing for Violent and Drug Trafficking Crimes Involving Firearms:
Recent Changes and Prospects for Improvement, 37 Am. Crim. L. Rev. 41,
65 (2000).
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firearm, resulting in a seven-year minimum consecutive sentence, see
18 U.S.C. § 924(c)(1)(A)(ii), would be subject to a twelve-year
minimum sentence if he also possessed 500 grams of cocaine, resulting
in a five-year minimum sentence, see 21 U.S.C. § 841(b)(1)(B), but
would be subject to only a ten-year minimum sentence if he possessed
five kilograms of cocaine, resulting in a ten-year minimum sentence,
see 21 U.S.C. § 841(b)(1)(A), because that sentence is a higher
minimum than the brandishing minimum.
Even this apparent anomaly, which disappears upon close scrutiny,
does not persuade us to reject the literal wording of the “except”
clause. The reason is that no court would be required to sentence the
five-kilogram defendant to only the ten-year minimum. That defendant
would face a maximum sentence of life, see
id., and a sentencing
judge, acting consistent with 18 U.S.C. § 3553(a), could increase the
sentence above the minimum in view of the brandishing. If the
“except” clause subjected more serious drug offenders to a lower
maximum sentence than less serious drug offenders, the Government’s
anomaly argument would have some force.
Moreover, even the apparent anomaly advanced by the Government
could be overcome if the “except” clause were limited to higher
minimums contained only in firearms offenses, rather than, as it
reads, to higher minimums provided “by any other provision of law.”
We note that the Fifth and Eighth Circuits have interpreted the
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“except” clause to have a firearms limitation. See United States v.
Collins, 205 Fed. Appx. 196, 198 (5th Cir. 2006) (“[I]t is reasonable
to read the phrase ‘any other provision of law’ as referring to legal
provisions outside the confines of § 924(c) that concern firearm
possession . . . .”) (emphasis added);
Alaniz, 235 F.3d at 389
(“Subdivision (c)(1)(A)’s greater minimum sentence clause refers only
to the firearm-related conduct proscribed either by § 924(c)(1) or ‘by
any other provision of law.’”) (emphasis added); see also United
States v. Jolivette,
257 F.3d 581, 587 (6th Cir. 2001) (citing with
approval the “firearm-related conduct” language from Alaniz).
(e) Case law. Finally, the Government points out that the
Fourth, Sixth, and Eighth Circuits have declined to read the “except”
clause literally, see United States v. Studifin,
240 F.3d 415, 423
(4th Cir. 2001);
Jolivette, 257 F.3d at 587 (Sixth Circuit);
Alaniz,
235 F.3d at 389 (Eighth Circuit), as have the Fifth and Sixth Circuits
in non-precedential decisions, see Collins, 205 Fed. Appx. at 198
(Fifth Circuit); United States v. Baldwin, 41 Fed. Appx. 713, 715 (6th
Cir. 2002).
Although we hesitate to precipitate a circuit split, we conclude
that there are substantial grounds for doing so with respect to the
interpretation of the “except” clause. First, we have repeatedly been
instructed to give statutes a literal reading and apply the plain
meaning of the words Congress has used. See, e.g., Connecticut
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National Bank v. Germain,
503 U.S. 249, 253-54 (1992); Central Trust
Co. v. Official Creditors’ Committee of Geiger Enterprises, Inc.,
454
U.S. 354, 359-60 (1982); Rubin v. United States,
449 U.S. 424, 430
(1981); Caminetti v. United States,
242 U.S. 470, 485 (1917). Indeed,
the Supreme Court has reversed a court of appeals for not giving a
literal reading to another provision of section 924(c). See United
States v. Gonzales,
520 U.S. 1, 8 (1997) (observing, with respect to
what is now subsection 924(c)(1)(D)(ii), that “‘where there is no
ambiguity in the words, there is no room for construction. The case
must be a strong one indeed, which would justify a court in departing
from the plain meaning of words . . . .’”) (quoting United States v.
Wiltberger, 18 U.S. (5 Wheat.) 76, 95-96 (1820) (Banks Law Publishing
Co.) (1904) (Marshall, C. J.)). And last month, the Supreme Court
reversed a court of appeals for “contort[ing]” the “plain terms” of
section 924(e) by reading the phrase “maximum term of imprisonment
prescribed by law” to mean the maximum without regard to recidivist
enhancements. See United States v. Rodriquez,
128 S. Ct. 1783, 1788
(2008).
We acknowledge that where the literal meaning of a statute yields
an illogical result or one manifestly not intended by the legislature,
departure from strict adherence to statutory text may be warranted.
See, e.g., Lamie v. United States Trustee,
540 U.S. 526, 534 (2004);
United States v. Bryan,
339 U.S. 323, 338 (1950). Even in the absence
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of such circumstances, the Supreme Court many years ago made an
exception to the plain meaning of a criminal statute to benefit a
minister by exempting him from coverage of the statute. See Holy
Trinity Church v. United States,
143 U.S. 457, 459 (1892). But, other
than the decisions cited above that have rewritten the “except” clause
in different ways to escape its plain meaning, we are aware of no
decision rejecting the literal meaning of statutory language to the
detriment of a criminal defendant.
Second, the case law rejecting a literal reading of the “except”
clause was initiated by the Eighth Circuit’s reliance in Alaniz on the
questionable and unexplained argument, which we rejected above, that
a literal reading would render section 924(c) “grammatically and
conceptually
incomplete.” 235 F.3d at 389. Alaniz was cited
approvingly by
Studifin, 240 F.3d at 422-23, and later by
Jolivette,
257 F.3d at 587, Collins, 205 Fed. Appx. at 715, and Baldwin, 41 Fed.
Appx. at 198.
Third, four of the five decisions rejecting a literal reading of
the “except” clause did not involve a defendant, like Whitley, subject
to a minimum fifteen-year sentence required by 18 U.S.C. § 924(e).
The defendants in Alaniz and Collins were convicted of narcotics
offenses, and the Eighth and Fifth Circuits rejected a literal reading
of the “except” clause by limiting it to statutes imposing higher
minimum sentences for firearms offenses, see
Alaniz, 235 F.3d at 389;
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Collins, 205 Fed. Appx. at 198, a reading that would still exempt
Whitley. The defendants in Jolivette and Baldwin were convicted of
violating bank robbery statutes that did not provide any minimum
sentences, see
Jolivette, 257 F.3d at 585; Baldwin, 41 Fed. Appx. at
714; so the Sixth Circuit’s rejection of a literal reading of the
“except” clause is dictum.
Only the Fourth Circuit has declined to read the “except” clause
literally as applied to a defendant, like Whitley, who has been
convicted of violating section 922(g)(1) and punished as an armed
career criminal under section 924(e). In Studifin, the Court approved
a consecutive seven-year sentence under subsection 924(c)(1)(A)(ii),
see 240 F.3d at 421 n.4, in addition to concurrent fifteen-year
sentences for a Hobbs Act robbery and an armed career criminal
conviction under section 922(g)(1), for which the minimum sentence was
required by section 924(e),
see 240 F.3d at 420-24. The Court
accomplished this result by reading the “except” clause to exempt
minimum sentence requirements only where another provision provides
“an even greater mandatory minimum consecutive sentence for a
violation of § 924(c).”
Id. at 423 (emphasis added). In cases not
involving the minimum sentence of section 924(e), the Sixth and Eighth
Circuits have also inserted the word “consecutive” into their
understanding of the “except” clause. See Baldwin, 41 Fed. Appx. at
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715;
Alaniz, 235 F.3d at 389.5
The judicial insertion of the word “consecutive” into the
legislative language that covers “a greater minimum sentence . . .
provided . . . by any other provision of law” was deemed warranted by
the Fourth Circuit in Studefin to avoid the perceived anomaly of not
imposing consecutive sentences under section 924(c)(1)(A) for armed
career criminals sentenced under section 924(e) while imposing such
sentences on “less serious offenders who have committed fewer prior
serious
felonies.” 240 F.3d at 423 (footnote omitted). It is not
readily apparent why such a result would be an anomaly. The firearms
offender with fewer than three prior serious felonies would receive a
minimum five-, seven-, or ten-year consecutive minimum under
subdivisions 924(c)(1)(A)(i)-(iii), or, if sentenced as an armed
career criminal, would be subject to the higher fifteen-year minimum
sentence provided by subsection 924(e). The minimums would be
5
Condemning the insertion of words into a statute as “not faithful
to the statutory text,” the Supreme Court in Rodriquez rejected the
defendant’s argument that “reads [section 924(e)] as referring to ‘the
maximum term of imprisonment prescribed by law’ for a defendant with
no prior convictions that trigger a recidivist enhancement,” because
“that is not what [section 924(e)] says.”
Rodriquez, 128 S. Ct. at
1788-89 (emphasis in original).
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appropriately graded, and the sentencing judge, although not required
to impose a consecutive firearms sentence on top of the fifteen-year
sentence, would retain the authority to do so if appropriate,
consistent with 18 U.S.C. § 3553(a), thereby avoiding the perceived
anomaly.
The Fourth Circuit was also concerned that a literal reading of
the “except” clause would displace the prohibition of section 924(c)
that “no term of imprisonment imposed on a person under this
subsection shall run concurrently with any other term of imprisonment
. . . .” 18 U.S.C. § 924(c)(1)(D)(ii). See
Studefin, 240 F.3d at 423
& n.8. This argument assumes that if the “except” clause is read
literally, the five-, seven-, and ten-year minimum punishments
provided by subdivisions 924(c)(1)(A)(i)-(iii) would be imposed
concurrently. That is incorrect. If the “except” clause is read
literally, those less-than-fifteen-year minimum punishments would not
be imposed at all on a defendant punished under section 924(e). A
defendant subject to the higher minimum of section 924(e) would be
exempt from the lower minimum penalties of subsection 924(c)(1)(A).
Of course, the sentencing judge would retain the authority to reflect
the offender’s use of a firearm by increasing the minimum fifteen-year
sentence to any appropriate level, consistent with 18 U.S.C.
§ 3553(a), even as high as life. See Custis v. United States,
511 U.S.
485, 487 (1994) (noting that maximum sentence under 18 U.S.C. § 924(e)
is life without parole); United States v. Washington,
462 F.3d 1124,
-19-
1139 n.8 (9th Cir. 2006) (“When a statute fails to state a maximum
sentence, the maximum available sentence under the statute is life.”).
Read literally, as we believe the “except” clause of subsection
924(c)(1)(A) should be, the clause exempts Whitley from the
consecutive ten-year minimum sentence for discharging a firearm
because he is subject to the higher fifteen-year minimum sentence
provided by section 924(e). The case must therefore be remanded for
resentencing. Upon resentencing, Whitley remains subject to the
minimum fifteen-year sentence provided by section 924(e), and the
sentencing judge retains authority to select any appropriate sentence,
consistent with 18 U.S.C. § 3553(a), whether or not pursuant to the
Guidelines,6 above that minimum.
Conclusion
The case is remanded for resentencing.
6
The Government contends that the Guidelines range used by the
District Court, 382 to 447 months, was incorrect and should have been
360 months to life. Both the Guidelines range used by the Court and
the different range (with a lower bottom) now urged by the Government
assume that the 120 months provided by the firearm discharge provision
of subsection 924(c)(1)(A)(iii) is applicable to Whitley. Because we
reject that assumption, we leave the calculation of a correct
Guidelines range to the District Court on remand.
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