Justice BIRKETT delivered the judgment of the court, with opinion.
¶ 1 Defendant, Timothy M. Neese, filed a motion to suppress statements he made to a police officer. The trial court, relying on Illinois Supreme Court Rule 402(f) (eff. July 1, 2012), ruled that the statements were inadmissible because they were made during a plea discussion, and thus it granted the motion to suppress. Because the statements were not made during a plea discussion, we reverse and remand.
¶ 3 Defendant was indicted in the circuit court of Boone County on one count of felony theft (720 ILCS 5/16-1(a)(1)(A) (West 2010)). The following facts were established at the hearing on defendant's motion to suppress. On December 1, 2011, Officer Paul Derry of the Belvidere police department spoke to defendant on the telephone regarding a theft of coins from an apartment-building washing machine. During that conversation, defendant stated that he wanted to speak in person to Officer Derry and the complainant, Mike Thomas. Officer Derry told him that there was no need to do so, because Thomas had signed an "intent to prosecute form" and the decision to charge defendant was no longer up to Thomas. Officer Derry explained that it was up to the State's Attorney's office and the police department as to whether to charge defendant. He told defendant that he would speak to the State's Attorney's office and that, depending on what he was told, he would "decide where to go from there." Defendant told Officer Derry that he really wanted to speak to him with Thomas present. When Officer Derry repeated that that was not necessary, defendant responded that he was not willing to speak over the phone.
¶ 4 While still speaking to defendant on the phone, Officer Derry invited him to come to the police station. He told defendant that, if defendant would come in and give a full, written confession, then he would consider charging defendant only with a misdemeanor. According to Officer Derry, he did not guarantee to defendant what would happen; he "simply told him [he] would be willing to consider that."
¶ 5 After defendant indicated that he was willing to come to the police station before 3 p.m. that day, Officer Derry asked him what he would say. Defendant told him that he would write that he had taken coins from the washing machine. When Officer Derry asked him whether the amount reported by Thomas as being taken was accurate, defendant said "no" and that he took only about $50 on each of 12 occasions. Defendant never stated that he was willing to plead guilty or asked what his sentence might be if he provided a written statement. Nor did Officer Derry mention a possible guilty plea.
¶ 6 Defendant never appeared, however, and, at approximately 3:55 p.m. on the same day, Officer Derry met with an assistant
¶ 7 In ruling on the motion to suppress, the trial court found that Officer Derry "made a specific offer that he would charge the defendant with a misdemeanor rather than a felony, and that defendant responded by accepting the offer and confessing to the crime." The court ruled that defendant's confession was "equivalent to an offer to plead guilty" and thus it granted the motion to suppress. After its motion to reconsider was denied, the State filed a certificate of impairment (see Ill. S.Ct. R. 604(a)(1) (eff. Feb. 6, 2013)) and a timely notice of appeal.
¶ 9 On appeal, the State contends that defendant's statements to Officer Derry were not made during the course of a plea discussion and that, therefore, Rule 402(f) did not bar the admission of those statements. Defendant argues that a plea discussion effectively existed, because he believed that he was engaged in a plea discussion and such belief was objectively reasonable under the circumstances.
¶ 10 When reviewing a trial court's ruling on a motion to suppress, we greatly defer to the court's factual findings and will not reverse those findings unless they are against the manifest weight of the evidence. People v. Close, 238 Ill.2d 497, 504, 345 Ill.Dec. 620, 939 N.E.2d 463 (2010). However, we review de novo the ultimate decision to grant or deny the motion. Close, 238 Ill.2d at 504, 345 Ill.Dec. 620, 939 N.E.2d 463.
¶ 11 Rule 402(f) provides, in pertinent part, that if a plea discussion does not result in a guilty plea then any such plea discussion is not admissible against the defendant in a criminal proceeding. Ill. S.Ct. R. 402(f) (eff. July 1, 2012).
¶ 12 However, not all statements made by a defendant in the hope of obtaining a concession constitute plea discussions. Rivera, 2013 IL 112467, ¶ 19, 369 Ill.Dec. 321, 986 N.E.2d 634. Indeed, there is a difference between a statement made during the course of a plea discussion and an otherwise independent admission, the latter of which is not excluded by Rule 402(f). Rivera, 2013 IL 112467, ¶ 19, 369 Ill.Dec. 321, 986 N.E.2d 634. The determination is not a bright-line rule but turns on the facts of each case. Rivera, 2013 IL 112467, ¶ 19, 369 Ill.Dec. 321, 986 N.E.2d 634. In deciding whether a statement was given during the course of a plea discussion, we may consider the nature of the statement, to whom the defendant made the statement, and what was said by the parties to the conversation. Rivera, 2013 IL 112467, ¶ 19, 369 Ill.Dec. 321, 986 N.E.2d 634.
¶ 13 Rule 402(f) was not intended to exclude as evidence mere offers to cooperate with the police, at least where such offers are not accompanied by the rudiments of the plea-negotiation process.
¶ 14 Moreover, any person who voluntarily speaks to the police probably hopes to benefit therefrom. Rivera, 2013 IL 112467, ¶ 29, 369 Ill.Dec. 321, 986 N.E.2d 634. Courts should resist an approach that characterizes every conversation between a defendant and the police as a plea negotiation. Rivera, 2013 IL 112467, ¶ 29, 369 Ill.Dec. 321, 986 N.E.2d 634. Rather, courts should carefully recognize the investigative role the police perform as compared to the prosecutor. Rivera, 2013 IL 112467, ¶ 29, 369 Ill.Dec. 321, 986 N.E.2d 634. Although Rule 402(f) was enacted to encourage plea negotiations, it was not designed to discourage legitimate interrogation techniques. Rivera, 2013 IL 112467, ¶ 29, 369 Ill.Dec. 321, 986 N.E.2d 634. Those facing criminal prosecution often seek leniency, and thus not all attendant statements made in the hope of obtaining concessions are plea-related statements under Rule 402(f). Rivera, 2013 IL 112467, ¶ 26, 369 Ill.Dec. 321, 986 N.E.2d 634.
¶ 15 The supreme court has recognized a two-part test for deciding whether particular statements are plea-related. Rivera, 2013 IL 112467, ¶ 18, 369 Ill.Dec. 321, 986 N.E.2d 634. The court must consider first whether the defendant had a subjective expectation to negotiate a plea, and second whether any such expectation was objectively reasonable under the totality of the facts. Rivera, 2013 IL 112467, ¶ 18, 369 Ill.Dec. 321, 986 N.E.2d 634. Where the defendant's subjective expectations are not explicit, the objective circumstances surrounding the statements take precedence in evaluating whether the statements are plea-related. Rivera, 2013 IL 112467, ¶ 19, 369 Ill.Dec. 321, 986 N.E.2d 634. Although there is no required demarcation indicating the beginning of plea discussions, it must be clear that the defendant actually intended to plead guilty in exchange for a concession by the State, and such intent must be objectively reasonable. Rivera, 2013 IL 112467, ¶ 30, 369 Ill.Dec. 321, 986 N.E.2d 634.
¶ 16 In this case, we conclude that Rule 402(f) did not apply to the telephone conversation between Officer Derry and defendant. We do so for the following reasons.
¶ 17 Most importantly, under the two-part test set forth by our supreme court in Rivera, defendant's statements to Officer Derry were not plea-related. As to the first part of the test, there was no evidence that defendant subjectively expected that he was involved in any plea discussion. Defendant never mentioned a plea or otherwise indicated that he expected to plead guilty. The only reasonable conclusion that can be drawn from defendant's comments is that he intended to provide a written statement in exchange for Officer Derry charging him with only a misdemeanor. That alone is not evidence of an expectation of entering a guilty plea to that charge. Therefore, the first part of the test was not satisfied.
¶ 18 As to the second part of the test, even if defendant had a subjective expectation of negotiating a plea, it would not have been objectively reasonable under the totality of the facts. That is so because nothing about the conversation would have indicated to a reasonable person in defendant's position that Officer Derry had authority to engage in a plea discussion, to offer any plea deal, or to enter into a plea agreement. Officer Derry certainly did not express any such authority. Indeed, Officer Derry never mentioned a plea during the conversation.
¶ 19 In so ruling, we emphasize that this is the type of situation in which a court should resist characterizing a commonplace conversation between a police officer and a suspect as a plea negotiation. See Rivera, 2013 IL 112467, ¶ 29, 369 Ill.Dec. 321, 986 N.E.2d 634. Clearly, Officer Derry was endeavoring to elicit information from defendant by expressing his willingness to consider charging defendant with a less serious offense.
¶ 20 Moreover, the purpose behind Rule 402(f) would not be served by applying it to the conversation between Officer Derry and defendant. As discussed, the purpose of the rule is to encourage the negotiated disposition of a criminal case. The rule was not intended, however, to exclude from evidence mere offers to cooperate with the police that are unaccompanied by the rudiments of the plea-negotiation process. See Rivera, 2013 IL 112467, ¶ 23, 369 Ill.Dec. 321, 986 N.E.2d 634. There were no such rudiments present here. As discussed, defendant has failed to show that the conversation with Officer Derry was any more than an effort by him to obtain a reduced charge in exchange for his cooperation. Therefore, the application of Rule 402(f) would run afoul of the stated purpose of the rule.
¶ 21 Finally, defendant's reliance on United States v. Melina, 868 F.Supp. 1178 (D.Minn.1994), is misplaced for two reasons. First, a federal district court case is not binding on this court. See County of Du Page v. Lake Street Spa, Inc., 395 Ill.App.3d 110, 122, 334 Ill.Dec. 352, 916 N.E.2d 1240 (2009). Second, and more importantly, Melina is factually distinguishable from our case. In Melina, the prosecutor was actively involved in the investigative process and had expressly authorized the investigating officer to promise a lesser charge in exchange for the defendant's statement. Melina, 868 F.Supp. at 1183. Moreover, the defendant had refused to answer any questions until
¶ 22 For all of these reasons, we conclude that the telephone conversation between Officer Derry and defendant did not constitute a plea discussion within the meaning of Rule 402(f).
¶ 24 For the reasons stated, we reverse the order of the circuit court of Boone County granting defendant's motion to suppress, and we remand the cause.
¶ 25 Reversed and remanded.
Justices HUTCHINSON and HUDSON concurred in the judgment and opinion.