JILL A. OTAKE, District Judge.
Before the Court is Defendant JCI Jones Chemicals, Inc.'s Motion for Judgment on the Pleadings filed October 15, 2018. Doc. No. 62. Plaintiffs Lucas and Melina Parrish filed their response and opposition on January 25, 2019. Doc. No. 100. The Motion was heard on February 15, 2019. For the reasons set forth below, the Court GRANTS Defendant's Motion.
This action arises from Plaintiff Lucas Parrish's alleged exposure to hazardous chemicals at a Hilo facility run by his employer, BEI Hawaii. Doc. No. 1, Ex. A at ¶¶ 26-34. In and prior to September 2016, Defendant supplied chlorine cylinders and salvage vessels to the BEI Hawaii facility. Id. at ¶ 23-24. On September 22, 2016, a leak was discovered in one of the chlorine cylinders. Id. at ¶ 26. The cylinder was placed in a salvage vessel, but the salvage vessel also had a leak. Id. at ¶ 27-28. Hazardous materials personnel employed by the County of Hawai`i and State of Hawai`i responded to the leak and instructed the facility to place the salvage vessel and cylinder in a tub of water. Id. at ¶ 29. On the morning of September 23, 2016, more chlorine leaked from the cylinder than what the water could absorb, and high levels of chlorine entered the facility's environment. Id. at ¶ 33. Plaintiff Lucas Parrish arrived at work that morning and was exposed to high amounts of chlorine gas, which he alleges severely and permanently damaged his lungs. Id. ¶ 34.
On August 22, 2017, Plaintiffs initiated this action in the Circuit Court of the Third Circuit, State of Hawai`i, asserting negligence (Count I) and strict liability (Count II) claims against Defendant. Doc. No. 1, Ex. A. Defendant removed the action on the basis of diversity jurisdiction on October 13, 2017. In its answer, Defendant alleges that the Hazardous Materials Transportation Act ("HMTA"), 49 U.S.C. § 5101-5128, and the Hazardous Materials Regulations ("HMR"), 49 C.F.R. Parts 171-179, preempted Plaintiffs' state-law claims. Id. at ¶ 67.
On October 15, 2018, Defendant filed the instant Motion. Doc. No. 62. Magistrate Judge Puglisi granted in part Plaintiffs' request to file an amended complaint, Doc. No. 77, and Plaintiffs filed an Amended Complaint on November 26, 2018, Doc. No. 80. Defendant thereafter filed its Answer, again asserting that Plaintiffs' claims were preempted by the HMTA and HMR. Doc. No. 85 at ¶ 68.
Rule 12(c) of the Federal Rules of Civil Procedure ("FRCP") states, "After the pleadings are closed—but early enough not to delay trial—a party may move for judgment on the pleadings." Fed. R. Civ. P. 12(c). The standard governing the Rule 12(c) motion for judgment on the pleadings is the same as that governing a Rule 12(b)(6) motion to dismiss. Dworkin v. Hustler Magazine, Inc., 867 F.2d 1188, 1192 (9th Cir. 1989); see also McGlinchy v. Shell Chemical Co., 845 F.2d 802, 810 (9th Cir. 1988). Accordingly, "[a] judgment on the pleadings is properly granted when, taking all allegations in the pleading as true, the moving party is entitled to judgment as a matter of law." Enron Oil Trading & Transp. Co. v. Walbrook Ins. Co., 132 F.3d 526, 528 (9th Cir. 1997) (citing McGann v. Ernst & Young, 102 F.3d 390, 392 (9th Cir. 1996)).
As with a motion to dismiss, a claim may survive a motion for judgment on the pleadings if the complaint "contain[s] sufficient factual matter, accepted as true, to `state a claim to relief that is plausible on its face.'" Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 570 (2007)). Facial plausibility exists "when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged." Id. (citing Twombly, 550 U.S. at 556). Although a court must accept as true all allegations contained in the complaint, this obligation does not extend to legal conclusions. Id. "Threadbare recitals of the elements of a cause of action, supported by mere conclusory statements, do not suffice." Id. (citing Twombly, 550 U.S. at 555). "Nor does a complaint suffice if it tenders `naked assertion[s]' devoid of `further factual enhancement.'" Id. (citing Twombly, 550 U.S. at 557). "[W]here the well-pleaded facts do not permit the court to infer more than the mere possibility of misconduct, the complaint has alleged—but it has not `show[n]'—`that the pleader is entitled to relief.'" Id. at 679 (citing Fed. Sprewell, 266 F.3dR. Civ. P. 8(a)(2)) (some alterations in original).
Under Rule 12(b)(6), review is ordinarily limited to the contents of the complaint. Marder v. Lopez, 450 F.3d 445, 448 (9th Cir. 2006); Sprewell v. Golden State Warriors, 266 F.3d 979, 988 (9th Cir. 2001); Campanelli v. Bockrath, 100 F.3d 1476, 1479 (9th Cir. 1996). A 12(b)(6) motion is treated as a motion for summary judgment if matters outside the pleadings are considered. Anderson v. Angelone, 86 F.3d 932, 934 (9th Cir. 1996).
To determine whether Plaintiffs' claims are preempted by the HMTA and HMR, the Court must determine whether the claims fall within the domain of § 5125(b)(1), the HMTA's express preemption clause. See Roth v. Norfalco LLC, 651 F.3d 367, 376 (3d Cir. 2011). To do this, the Court must first analyze the text of the preemption clause and determine its scope. Id. Next, the Court must "identify the contours of the non-federal law, regulation, order, or requirement at issue in the case." Id. The Court "must [then] ascertain (1) whether § 5125(b)(1) applies to the non-federal law, regulation, order, or requirement [] identified, and (2) whether the non-federal requirement is `substantively the same as' the conditions imposed by federal hazardous materials law." Id. If the non-federal requirement is substantively the same as the federal law, then the claims are not preempted. See id.
Defendant moves for judgment on the pleadings, arguing that the state-law duties that Plaintiffs seek to impose on Defendant are expressly preempted by the HMTA. Plaintiffs oppose the Motion, arguing that (1) the requirements at issue are beyond the HMTA's domain, (2) the state-law requirements Plaintiffs seek to impose on Defendant are substantially the same as the HMTA's requirements, and (3) the HMTA does not extend to "end users" such as Mr. Parrish.
Defendant argues that the HMTA's preemption provision expressly preempts the imposition of state-law duties related to the packaging, distribution, handling, transporting and labeling of chlorine. Plaintiffs argue that the duties at issue in their Amended Complaint are beyond the HMTA's domain.
The Supremacy Clause of the United States Constitution states that the Constitution, the laws of the United States, and all Treaties "shall be the supreme Law of the Land." Art. VI cl. 2. Under the Supremacy Clause, "state laws that interfere with, or are contrary to the laws of [C]ongress, made in pursuance to the [C]onstitution are invalid." Wis. Pub. Intervenor v. Mortier, 501 U.S. 597, 604 (1991) (internal citation omitted). "Federal preemption may be express or implied." Donell v. Kowell, 533 F.3d 762, 775 (9th Cir. 2008). When Congress has included a provision explicitly addressing preemption, the preemptive scope of the statute "is governed entirely by the express language." Congress Cipollone v. Liggett Grp., Inc., 505 U.S. 504 (1992).
A court must analyze the language of an express preemption provision to "identify the domain expressly pre-empted" by the provision. Medtronic, Inc. v. Lohr, 518 U.S. 470, 484 (1996) (internal quotation omitted). Assessment of an express preemption provision's domain "must begin with its text. . . . [T]hat interpretation is informed by two presumptions about the nature of pre-emption." Id. at 484-85. The first presumption is that "the purpose of Congress is the ultimate touchstone in every pre-emption case," and the second is that "the historic police powers of the States [are] not to be superseded by the Federal Act unless that was the clear and manifest purpose of Congress." Wyeth v. Levine, 555 U.S. 555, 565 (2009) (internal citation and quotation omitted). However, "[w]here the intent of a statutory provision that speaks expressly to the question of preemption is at issue, [courts] do not invoke any presumption against pre-emption but instead focus on the plain wording of the clause, which necessarily contains the best evidence of Congress' pre-emptive intent." Atay v. Cty. of Maui, 842 F.3d 688, 699 (9th Cir. 2016) (internal quotation omitted).
The HMTA contains an express preemption clause, which addresses, among other matters, the packaging, handling, and transporting of hazardous material:
46 U.S.C.A. § 5125 (emphasis added). Section 5102 defines "transports" or "transportation" as "the movement of property and loading, unloading, or storage incidental to the movement." 49 U.S.C.A. § 5102 (emphasis added).
The Third Circuit analyzed this language and determined the scope of § 5125(b)(1) in Roth v. Norfalco LLC. The Roth court confirmed what the text of § 5125(b)(1) makes plain: "the HMTA preempts state common law claims that, if successful, would impose design requirements upon a package or container qualified for use in transporting hazardous materials in commerce." 651 F.3d at 379. The court explained that § 5125(b)(1)(E) "concerns the `design[]' of a `package, container, or packaging component that is . . . qualified for use in transporting hazardous materials in commerce.'" Id. (quoting 42 U.S.C. § 5125(b)(1)); see Chlorine Inst., Inc. v. California Highway Patrol, 29 F.3d 495, 494 (9th Cir. 1994) (identifying the HMTA as "a uniform, national scheme of regulation regarding the transportation of hazardous materials").
Having considered the scope of § 5125(b)(1), the Court must next identify the non-federal requirements at issue in this case. Id. at 376. Plaintiff asserts negligence claims under Hawai`i state law. In pertinent part, Plaintiff alleges:
Compl. at ¶¶ 17-18, 22, 30-31, 47-51, 53 (emphasis added).
According to the Amended Complaint, Plaintiffs seek to impose the following non-federal requirements on Defendants: (1) the duty to prescreen customers and distributors for competence in the safe handling of chlorine gas, (2) the duty to offer and provide education and training to chlorine customers and distributors, (3) the duty to inspect and test chlorine cylinders before supplying them to customers, (4) the duty to inspect and test salvage vessels, and (5) the duty to label the chlorine cylinders and salvage vessels with warnings about leaking chlorine. Compl. at ¶¶ 18, 30-31, 51. Having identified the non-federal requirements at issue in the case, the Court must next determine whether § 5125(b)(1) applies to these requirements. Roth, 651 F.3d at 376.
The duty to inspect and test chlorine cylinders and salvage vessels relates to Defendant's "designing, manufacturing, fabricating, inspecting, marking, maintaining, reconditioning, repairing, or testing" of "packaging component[s]" used in the transporting of chlorine.
Next, the Court must determine whether the non-federal requirements are `substantively the same as' the conditions imposed by federal hazardous materials law. Roth, 651 F.3d at 376. Plaintiffs argue that to the extent that their claims implicate the HMTA, their claims would impose substantially the same requirements on Defendant as the HMTA. Defendant argues that the requirements Plaintiffs' Amended Complaint would impose, as pleaded, are not the same.
A state requirement is "substantively the same" as the federal requirement— and thus immune to preemption—when it "conforms in every significant respect to the Federal requirement." 49 C.F.R. § 107.202(d). "To state a parallel claim, a plaintiff must allege the violation of a specific federal requirement applicable . . . and the violation of an identical state law duty." Martin v. Medtronic, Inc., 2017 WL 825410, at *4 (E.D. Cal. Feb. 24, 2017) (citing Wolicki-Gables v. Arrow International, Inc., 634 F.3d 1296, 1300-01 (11th Cir. 2011)).
Plaintiffs do not allege that Defendant violated any federal law. The Amended Complaint does not mention the HMTA or HMR. Plaintiffs' claims are therefore not pleaded with the specificity required for a parallel claim. In addition, imposing tort liability on Defendant would not be "substantively the same as" the federal law requirements. The HMTA requires that the law be violated "knowingly" or "willfully or recklessly," a higher mens rea standard than that required of negligence and strict liability claims. 49 U.S.C. § 5123(a), § 5124(a). Accordingly, the requirements Plaintiffs' Amended Complaint would impose are not substantially the same as those imposed by the HMTA.
Thus, Plaintiffs' negligence and strict liability claims are expressly preempted by the HMTA. See Mawa Inc. v. Univar USA Inc., No. CV 15-6025, 2016 WL 2910084, at *5 (E.D. Pa. May 19, 2016) (finding preemption when plaintiff sought to impose on [defendant] a specific set of handling, testing, maintaining, and labeling requirements beyond those imposed by the HMTA/HMR); see also Roth, 651 F.3d at 376; Colorado Public Utilities Com'n v. Harmon, 951 F.2d 1571, 1581-83 (10th Cir. 1991) (finding state permit requirements for shipment of nuclear materials preempted because they "clearly exceed the information and documentation requirements set forth in [the HMR]"); Northern States Power Co. v. Prairie Island Mdewakanton Sioux Indian Community, 991 F.2d 458, 461-62 (8th Cir.1993) (finding licensing and pre-notification requirements for transportation of nuclear materials preempted because they "greatly exceed the federal provisions and create the exact inconsistency the [federal hazardous material law] intends to prevent").
Plaintiffs argue that the HMTA only covers the regulation of hazardous materials while they are in transport, and therefore the HMTA no longer controlled once Mr. Parrish's employer received the chlorine cylinder from Defendant. Defendant argues that there is no such "end user" exception to the HMTA, and even if there was, Mr. Parrish was not an "end user."
The plaintiff in Roth similarly argued that his common law claims were outside the HMTA's preemptive scope because he was injured after delivery of the hazardous material. The court rejected this argument, pointing to its inherent illogic and the plain language of the HMTA. Roth, 651 F.3d at 380 (quoting 42 U.S.C. § 5125(b)(1)). The court held:
Id. at 378 (emphasis added); see also Common Law Tort Claims Concerning Design and Marking of DOT Specification 39 Compressed Gas Cylinders, 77 FR 39567-01 ("[T]he `substantively the same as' preemption provision in 49 U.S.C. 5125(b)(1)(E) must govern the adequacy of the cylinder at all times that it is represented, marked, certified, or sold as qualified for use in transporting hazardous material in commerce, and not just the period in time when it was used to transport hazardous material." (some quotations omitted)).
As in Roth, what is relevant here is not whether the chlorine was literally in transport, but rather whether Plaintiffs seek to impose requirements on devices used in transporting hazardous materials. Indeed, Plaintiffs seek to mandate new state-law conditions on Defendant's maintenance and handling of cylinders, valves, and salvage vessels used in the transportation of hazardous materials. Therefore, Plaintiffs' claims are preempted by federal law regardless of what Mr. Parrish was doing at the time of the injury.
Plaintiffs have failed to identify any binding authority recognizing an end user exception in the HMTA. Even if the Court found such an exception in the HMTA, Plaintiffs have not pleaded facts to support an inference that Parrish was an end user. The Amended Complaint does not indicate how long the chlorine cylinder and salvage vessel had been at the facility, or whether the chlorine had reached its final destination. Although Plaintiffs could have anticipated Defendant's federal preemption defense, which Defendant asserted in its Answer, Doc. No. 12 at ¶ 67, Plaintiffs did not seek leave to amend their Amended Complaint to address the HMTA. It is not the Court's duty to fill in unalleged facts to support Plaintiff's claim. See Stewart v. U.S. Bancorp, 297 F.3d 953, 959 (9th Cir. 2002) (finding that once plaintiffs were on notice that their claims were preempted, it was their burden to amend their complaint to survive defendant's motion to dismiss). A complaint is insufficient "if it tenders `naked assertion[s]' devoid of `further factual enhancement.'" Iqbal, 556 U.S. at 678 (citing Twombly, 550 U.S. at 557). The Court therefore rejects Plaintiffs' "end user" argument.
In accordance with the foregoing, the Court GRANTS Defendant's Motion because Plaintiffs' negligence and strict liability claims are expressly preempted by the HMTA and HMR.
IT IS SO ORDERED.