CATHERINE C. EAGLES, District Judge.
Franklin Finch, the plaintiff's late husband, began working at a Firestone tire factory in Wilson, North Carolina in 1975. Doc. 307-1 at 6. He worked on tire presses there until he retired in 1995. Id. Mr. Finch was diagnosed with mesothelioma in March 2016 and died on January 25, 2017. Doc. 303-12 at 5-7. Ms. Finch contends that after 1979, defendant McNeil & NRM, Inc. supplied asbestos-containing platen insulators, gaskets, and other replacement parts to the Firestone plant and that Mr. Finch's exposure to asbestos from these MNRM parts caused his mesothelioma. MNRM moves for summary judgment, contending that the plaintiff has insufficient evidence Mr. Finch was exposed to asbestos from MNRM replacement parts.
The Court will grant summary judgment because no reasonable jury could find on the evidence presented that Mr. Finch's exposure to MNRM's products caused Mr. Finch's mesothelioma. MNRM cannot be liable for injuries caused by asbestos-containing parts that it did not supply, many of the parts it sold did not contain asbestos, and, for the asbestos-containing gaskets, gear reducers, and platen insulators MNRM did sell, no reasonable jury could conclude that Mr. Finch was exposed to these products with sufficient frequency, regularity, or proximity to support the inference of causation necessary for liability. The Court will grant MNRM's motion to strike to the extent that the answers go beyond simply authenticating documents.
The Firestone plant in Wilson was built in 1973 and 1974. Another defendant, McNeil Ohio, supplied over 100 asbestos-containing tire presses to the plant at that time.
During his twenty years at the Firestone plant, Mr. Finch worked as a setup man, changing tire molds on these tire presses. Doc. 307-1 at 6, 9; Doc. 307-3 at 25 (noting that "setup man" or "mold changer" refers to the same position). All of the tire presses were in one large open space, referred to as the curing room or curing department. Doc. 307-1 at 6-8. Mr. Finch worked in this room all day, every day. Id.
The tire presses were large, Doc. 289-11 and Doc. 289-5 at ¶ 15, and there were many of them: anywhere from 120 to more than 150 over the years Mr. Finch worked there. Doc. 307-1 at 8, 15 (120 tire presses in 1975); Doc. 307-2 at 12 (150 presses in 1980). The curing room was huge: approximately 40 acres with 25-foot-high ceilings. Doc. 289-2 at 5. Many supervisors rode bicycles from point-to-point, Doc. 307-2 at 12, and mold changers, like Mr. Finch, often spent about one-third of their work day commuting around the curing room on fork lifts. Doc. 307-3 at 138-39.
Each tire press held two tire molds and could thus cure or "cook" two tires at a time.
Underneath each platen there was a platen insulator, which was designed to hold in heat. Doc. 307-1 at 9-10. The original platen insulators in the tire presses—which MNRM did not sell—contained asbestos. See Doc. 289-3 at 5 (noting that the tire industry did not begin to transition away from asbestos-containing products until approximately 1978). The bolts that secured the mold to the platen ran through the platen insulator. Doc. 307-1 at 9-10.
MNRM sold more than 100 platen insulators to the tire plant between 1979 and 1984, Doc. 307-6 at 43-44 and Doc. 289-3 at 7-8, which were made from asbestos-containing Transite board. Doc. 289-12 at 6, 8; see also Doc. 289-3 at 7-8, 11 (MNRM expert's report acknowledging that MNRM's invoices show Transite as the material for more than 100 platen insulators).
Each tire press also had two sets of heat shields. The inner heat shields are essentially enclosures that surround the sides of the curing tire to retain heat as the tire cures. Doc. 289-9 at 21-25. The inner heat shields did not contain any insulation. Doc. 289-4 at 19 (noting that these heat shields "had [] no material" and instead used an "air gap"). The original outer or secondary heat shields that McNeil Ohio supplied contained asbestos insulation. See id.; Doc. 289-3 at 13. After 1979, MNRM shipped 17 sections of these secondary heat shields to the plant, but none contained asbestos. Doc. 289-3 at 13; Doc. 289-12 at 9-10.
MNRM also sold the tire plant more than 2000 asbestos-containing gaskets. Doc. 289-3 at 8.
Finally, MNRM sold seven gear reducers to the tire plant. Doc. 289-4 at 62. A gear reducer is a pre-assembled unit consisting of the gear, the motor, and the brake and is part of the unloader. Id. at 26-27. These gear reducers included Stearns brakes as a component and contained asbestos. Id. at 62; Doc. 307-8 at 12-13 (noting that the friction discs in all Stearns brakes contained asbestos until 1986). These particular gear reducers were a part of the unloaders, which were behind the presses and were used to unload the tires from the press after they were cooked. Doc. 321-2 at 6-7. A "loader" and an "unloader" are not the same piece of equipment. See Doc. 321-4 at 7 (referring separately to the loader, unloader, and tire press); Doc. 289-5 at ¶ 12 (same). Other than the seven gear reducers, MNRM did not sell any replacement brakes or replacement brake parts to the plant. Doc. 289-3 at 13-14; Doc. 289-4 at 26-27. Nor did MNRM sell any pipe insulation to the plant. Doc. 289-4 at 28.
Mr. Finch changed multiple tire molds per day for many years. He testified that he worked as a setup man for approximately 19 years and that on average he would change out four tire molds per day. Doc. 307-1 at 6, 12.
To change a tire mold, Mr. Finch would first unbolt the bottom mold from the bottom platen. Doc. 307-1 at 9-10. After Mr. Finch removed the bottom mold, he would then manually remove the top heat shields that blocked his access to the top molds. Id. at 10. Each heat shield was one-inch thick and weighed between forty and fifty pounds. Id. After removing the top heat shields, Mr. Finch would stand on the edge of the machine and remove the top mold from the top platen. Id. The top mold was secured in the same fashion as the bottom mold—i.e., with bolts running from the top platen through the top platen insulator. Id. There was also a heat shield adjacent to the bottom tire molds, but it seems that Mr. Finch did not have to remove this to change the bottom molds. See id. Before installing the new molds, Mr. Finch would clean the area by blowing off the platen and the platen insulation with compressed air, causing a white powdery dust to rise into the air. Id. at 10-11. He would then install the new molds in reverse-order: he re-bolted the top molds, reinstalled the top heat-shields and re-bolted the bottom molds. Id.
At any given time, there were five other set-up men changing molds in the curing room at the same time as Mr. Finch. Doc. 307-1 at 13. In addition to these individuals, five mechanics typically worked in the curing room during each shift. Id. at 15.
Additional evidence will be discussed as is relevant.
The Fourth Circuit has held in an asbestos and lung cancer case arising under North Carolina law
Mr. Finch need not have worked directly with the defendant's products. See Roehling v. Nat'l Gypsum Co. Gold Bond Bldg. Prods., 786 F.2d 1225, 1228 (4th Cir. 1986). Rather, bystander or indirect exposure may be enough, if the exposure was proximate and significant. See id. ("The evidence, circumstantial as it may be, need only establish that [the plaintiff] was in the same vicinity as witnesses who can identify the products causing the asbestos dust that all people in that area, not just the product handlers, inhaled."). But the mere presence of "static asbestos" does not necessarily equate to asbestos exposure. See Andrews v. A W Chesterton Co., No. 2:13-CV-2055-RMG, 2015 WL 12831332, at *2 (D.S.C. June 5, 2015).
As noted supra, there is evidence that MNRM sold asbestos-containing platen insulators, gaskets, and gear reducers to the Wilson tire plant and that these products were used in the curing room where Mr. Finch worked. However, there is insufficient evidence from which a jury could conclude that Mr. Finch was exposed to asbestos fibers from these MNRM products on a frequent and regular basis.
As noted, Ms. Finch has evidence that MNRM sold Firestone approximately 100 asbestos-containing platen insulators over a five-year period. There is no direct evidence as to whether some or all of the MNRM insulators replaced original McNeil insulators, whether some or all replaced other MNRM insulators, or whether the MNRM insulators replaced platen insulators from other companies. Nonetheless, since there were approximately 100 presses in the curing room, and each press had 4 platen insulators, one can infer that MNRM sold possibly as many as a quarter, and no more than a quarter, of the platen insulators in the curing room in the mid-1980s. These insulators were used in the tire presses and Mr. Finch worked near them for several hours a day.
However, the mere presence of asbestos in the platen insulators that MNRM sold is insufficient to establish that asbestos fibers were released into the air while Mr. Finch was working on the presses. Ms. Finch's evidence is that all of the platen insulators sold by MNRM were made of Johns Manville Transite. Supra, Part I.A. MNRM has offered evidence that Transite was a hard flat plate made from Portland cement with added asbestos fibers, Docs. 289-3 at 11 and 289-13 at 25, and coated with waterproofing materials. Doc. 289-3 at 11. Because the asbestos fibers were encapsulated in concrete and sealed for water/moisture resistance, the "asbestos fibers would have `locked-in,' substantially restricting, if not eliminating" the release of asbestos fibers. Id. Ms. Finch has offered no evidence to the contrary.
The plaintiff contends that Mr. Finch was exposed to asbestos fibers when he "blew off" the platen and the platen insulator every time a tire mold was changed, which Mr. Finch testified caused a white powdery dust to rise into the air. Doc. 307-1 at 10-11; see also Doc. 307-2 at 19. However, Ms. Finch has presented no evidence that the white powdery dust contained asbestos fibers from the platen insulators, as opposed to the heat shields or some other part. The platen insulators were sandwiched between the platens and at best only a small surface area of the insulators was exposed. Doc. 289-3 at 11; see Doc. 307-1 at 9-10 (noting that the platen insulation was underneath the platen). Ms. Finch's evidence about white powdery dust is not enough to connect the dust to MNRM's insulators or to prove the dust contained asbestos fibers. It does not overcome MNRN's uncontested evidence that the Transite it sold was coated so as not to release fibers.
The plaintiff next contends that Mr. Finch was exposed to asbestos fibers when he bolted and unbolted the molds, since the bolts went through the platen insulators. However, MNRM has offered undisputed evidence that the bolts securing the tire molds to the platen did not come into contact with the platen insulators. Doc. 289-4 at 31 (stating that the bolts in question "would never touch the insulator . . . it couldn't touch the insulator"). Moreover, Mr. Finch testified that removing the bolts created "very little" dust. Doc. 307-1 at 9.
Ms. Finch also relies on testimony from a co-worker, Harry Stanton, that he observed maintenance workers performing preventative maintenance or replacing platen insulation on a "daily" basis. Doc. 307-2 at 18. While Mr. Finch did not personally work with the platen insulators, Doc. 289-2 at 6, Mr. Stanton testified that he saw Mr. Finch in the area while maintenance was working on platen insulation "every day." Doc. 307-2 at 18-19. However, Mr. Stanton described the platen insulation as "fibrous," "almost spongy," and "yellow or pink" in color. Doc. 307-2 at 18, 53. Ms. Finch has presented no evidence that Transite came in this form, and MNRM's uncontradicted evidence is that Transite platen insulators were a "hard solid flat plate," not a "fluffy type insulation," Doc. 289-3 at 11, that was "natural gray" in color. Doc. 321-7 at 20. MNRM cannot be liable for harm caused by exposure to platen insulators it did not sell.
Finally, the plaintiff contends that Mr. Finch was exposed to asbestos because MNRM's Transite platen insulators were breaking up and releasing dust. She offers evidence that the original McNeil Ohio platen insulators were "breaking up" on the majority of the tire plant's presses by 1975. Doc. 307-35 at 3. She also shows that the Transite platen insulators at a different tire plant were "breaking up badly" in 1984. Doc. 307-36 at 2. This vague and unclear evidence, which either relates to insulators that another entity sold or to insulators at another plant, is insufficient to establish that the Transite insulators MNRM sold to the Firestone plant in Wilson "broke down" to such a degree that Mr. Finch was regularly exposed to asbestos from the insulators. See Lohrmann, 782 F.2d at 1162 (putting forth the frequency, regularity, proximity standard).
The plaintiff has not shown that Mr. Finch was frequently, regularly, and proximately exposed to asbestos fibers from asbestos-containing platen insulators that MNRM sold. Her evidence is insufficient to support an inference that these platen insulators caused harm to Mr. Finch.
MNRM sold seven gear reducer units to the tire plant in 1980 and 1981 that contained asbestos in the Stearns brakes that were part of the units. Doc. 289-4 at 62; Doc. 307-8 at 12 (noting that the friction discs in all Stearns brakes contained asbestos until 1986). The mere presence of asbestos in these particular gear reducers, however, is not sufficient to establish exposure as to Mr. Finch. See Andrews, 2015 WL 12831332, at *2 (noting that the "mere presence of `static asbestos' does not equate to asbestos exposure"). There is zero evidence that Mr. Finch worked on or in close proximity to these gear reducers, which were located in the unloaders behind the press, not in the area of the press where Mr. Finch worked. Nor is there evidence that mechanics ever sanded down or used compressed air on the gear reducer for an unloader, much less that they did so in proximity to Mr. Finch. All of Ms. Finch's evidence bears on the loaders and tire presses.
Moreover, the very small number of gear reducers—seven—that MNRM supplied goes against finding frequent and regular exposure. The record shows that each press could cure two tires simultaneously, Doc. 289-9 at 5, meaning that there would be two unloaders per tire press. Because there were 150 tire presses in 1980, Doc. 307-2 at 12, and not accounting for replacement, this means that MNRM supplied only seven of the 300 gear reducers—or about 2.3 percent—that would have been in the curing room at a particular point in time. Even if Mr. Finch did work regularly in proximity to unloaders, there is no evidence that he worked around the particular unloaders that contained the seven gear reducers that MNRM supplied. See Lohrmann, 782 F.2d at 1163 (exposure to asbestos source 10 to 15 times over the course of the plaintiff's career held to be insufficiently frequent or regular as a matter of law); see also Wilder v. Amatex Corp., 314 N.C. 550, 553-54, 336 S.E.2d 66, 68 (1985) (finding that "at trial plaintiff's evidence must demonstrate that he was actually exposed to the alleged offending products").
No reasonable jury could find that Mr. Finch was exposed to asbestos-dust from MNRM's gear reducers with the requisite frequency, regularity, or proximity to support an inference of causation. Even if the required degree of frequency, regularity, and proximity is lower in a mesothelioma case, the Court finds no support for the view that North Carolina courts would allow an inference of causation to be drawn from such a small possible exposure.
The plaintiff appears to contend that Mr. Finch was exposed to MNRM's asbestos-containing gaskets during maintenance. As to the copper-asbestos gaskets, MNRM proffers undisputed evidence that the asbestos-material was encapsulated so that there was "virtually no release of [] asbestos fibers."
Even putting aside MNRM's evidence concerning the encapsulation of the asbestos fibers in its gaskets, the plaintiff has pointed to no evidence that Mr. Finch was regularly exposed to asbestos from MNRM's gaskets. Mr. Singleton, a maintenance contractor, said that maintenance work on the gaskets in the curing room was "infrequent" and occurred only when there was an emergency call. Doc. 289-15 at 3-4. And Mr. Finch testified that he never saw, handled, or in any way worked with the gaskets in the presses. See, e.g., Doc. 307-1 at 13. While Mr. Finch testified he called a mechanic to a tire press he worked on from once a week to once a month, that mechanic was called to work on only the brakes and not the gaskets. Id. Additionally, MNRM proffers evidence—which Ms. Finch did not dispute—that it supplied only a small number of asbestos-containing gaskets to the tire plant compared to the total number of gaskets used there, Doc. 289-3 at 10, and that its gaskets were internal to the machine and not accessible to mold changers. Id. at 9.
In short, the plaintiff has not shown that Mr. Finch was exposed to any asbestos dust or fibers originating from gaskets that MNRM supplied, much less that such exposure occurred with anything approaching frequency, regularity, or proximity. Ms. Finch has not presented evidence sufficient to give rise to a disputed question of material fact on causation.
Even if one looks at all the alleged exposure from asbestos-containing MNRM parts, as is almost certainly appropriate, Ms. Finch has not met the Lohrmann test or even a reduced exposure test potentially applicable to mesothelioma cases. The seven gear reducer units MNRM sold represented a very small proportion of the gear reducers in the curing room at a particular time and there is no evidence that any maintenance was performed on the gear reducers, much less that Mr. Finch was in the area while such work was performed. MNRM advances undisputed evidence that the asbestos fibers in its copper-asbestos gaskets were encapsulated and that its Transite insulators were barely exposed and were treated so as to limit degradation. In short, on this evidence no rational jury could conclude that Mr. Finch's exposure to the platen insulators, gear reducers, and gaskets sold by MNRM resulted in sufficient asbestos fiber exposure to give rise to an inference that these components contributed meaningfully to cause his mesothelioma. See Agner v. Daniel Intern. Corp., No 3:98-CV-220, 2007 WL 57769, at *4 (W.D.N.C. Jan. 5, 2007) (noting that the plaintiff must prove that the "defendant's asbestos-containing product was a substantial factor in causing his damages").
There is no evidence that MNRM sold asbestos-containing heat shields, pipe insulation, tire presses, or brakes, excepting the seven gear reducers that contained Stearns brakes discussed supra, to the Wilson tire plant. MNRM cannot be liable for products that it did not supply or that did not contain asbestos.
As to the heat shields, MNRM produced evidence that its replacement heat shields did not contain asbestos. E.g., Doc. 289-3 at 13. Ms. Finch did not address this evidence in her opposition brief and it is thus uncontroverted for purposes of this motion. See Catalan, 17 F. Supp. 3d at 525. Similarly, MNRM proffers evidence that none of the tire presses it sold to the tire plant contained asbestos. Doc. 289-3 at 9. Ms. Finch does not dispute this evidence and did not contend that Mr. Finch was exposed to asbestos from an MNRM press.
For the pipe insulation, MNRM proffers evidence that it did not supply any pipe insulation to the Wilson tire plant. At oral argument, Ms. Finch conceded that "there are no records showing [sales of pipe insulation] to Firestone Wilson." Transcript of Oral Argument at 28, Finch v. BASF Catalysts LLC, No. 16-CV-1077 (July 30, 2018). Finally, there is no evidence that MNRM sold any replacement brakes or replacement brake parts, other than the seven gear reducers that had Stearns brakes. Doc. 321-4 at 3-4; Doc. 289-3 at 13-14.
Ms. Finch offers other circumstantial evidence that MNRM's products contained asbestos into the mid-1980s. E.g., Doc. 307-5 at 29 (referencing Doc. 307-19) and Doc. 307-19 (indicating, in 1986, that MNRM was still trying to determine what asbestos products remained so that it could purge them from its warehouse); see also Doc. 289-3 at 5 (summarizing testimony of former MNRM engineer asserting that MNRN "began" substituting asbestos-free parts for asbestos-containing AC parts "prior to" 1982 and "likely" did not sell asbestos products after 1982, but "definitely not" after 1985). This non-specific evidence is insufficient to show that MNRM sold other asbestos-containing parts to the plant or that Mr. Finch was exposed to asbestos fibers from such parts.
Without evidence to show that MNRM supplied asbestos-containing parts that resulted in frequent and proximate exposure to Mr. Finch, Ms. Finch seeks a spoliation adverse inference to stave off summary judgment. A party seeking such sanctions must establish that the alleged spoliator had a duty to preserve evidence and that it thereafter destroyed relevant evidence. Turner v. United States, 736 F.3d 274, 281-82 (4th Cir. 2013).
Ms. Finch's cursory spoliation argument has not met this burden. Simply saying that MNRM spoliated evidence does not make it so. Statements in a brief are not evidence. Martin v. Cavalier Hotel Corp., 48 F.3d 1343, 1358 (4th Cir. 1995) (holding jury was properly instructed that counsel's statements are not evidence); Skyline Corp. v. NLRB, 613 F.2d 1328, 1337 (5th Cir. 1980) ("Statements by counsel in briefs are not evidence."). Nor has she specifically directed the Court's attention to evidence that MNRM destroyed sales records.
Even assuming that MNRM did destroy some records, Ms. Finch has not put forward any evidence that MNRM had a duty to retain these particular records at the time they were destroyed. The evidence that Ms. Finch cites, Doc. 307-14 and Doc. 307-23, show no more than a generalized concern about possible litigation and is not sufficient to trigger a company-wide duty to preserve evidence. See Realnetworks, Inc. v. DVD Copy Control Ass'n, 264 F.R.D. 517, 526 (N.D. Cal. 2009) ("A general concern over litigation does not trigger a duty to preserve evidence."). Absent a duty to retain destroyed records, there can be no spoliation.
MNRM moves to strike Red Seal's Responses to Plaintiff's Deposition by Written Questions for violating this Court's scheduling order. Doc. 322. To the extent that the answers simply authenticate documents, the motion will be denied. The documents were used during depositions and MNRM has shown no prejudice.
Beyond this, MNRM's motion to strike will be granted. The Court's Amended Scheduling Order required that "[a]ll discovery must be completed by April 2, 2018." Doc. 144 at 1. Ms. Finch served defendant Red Seal a Deposition Upon Written Questions on April 4, 2018, two days after the discovery deadline. Red Seal did not respond until May 4, 2018, some 30 days after the close of discovery and two days after MNRM submitted its motion for summary judgment. Conducting a deposition after the discovery deadline contravened this Court's scheduling order. Doc. 48 (requiring that all "depositions . . . must be taken during the discovery period" absent Court approval). Ms. Finch did not move for an extension of the discovery deadline before—or after—serving the written questions on Red Seal. She has offered no reason for her violation of the Court's scheduling order. Striking this evidence is appropriate.
MNRM has put forth evidence that Mr. Finch was not regularly, frequently, or proximately exposed to asbestos from products sold by MNRM and thus that his mesothelioma could not have been caused by its negligence in selling these products. Ms. Finch has not put forward sufficient evidence to create a disputed question of material fact on exposure and causation. No reasonable jury could find that MNRM's products caused Mr. Finch's mesothelioma. Summary judgment in favor of MNRM is proper.
It is